Form 8.3 - ABBVIE INC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,269,255

0.15%

4,037,278

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,085,765

0.14%

956,601

0.06%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,464,400

0.10%

1,390,000

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,819,420

0.39%

6,383,879

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

79.4650 USD

Purchase

5

80.3700 USD

Purchase

17

80.5900 USD

Purchase

18

80.6400 USD

Purchase

32

80.3100 USD

Purchase

42

80.6100 USD

Purchase

58

80.2389 USD

Purchase

99

79.4000 USD

Purchase

100

80.1700 USD

Purchase

100

78.7200 USD

Purchase

100

80.4800 USD

Purchase

100

79.6600 USD

Purchase

100

80.2800 USD

Purchase

100

80.0100 USD

Purchase

100

80.1500 USD

Purchase

136

79.8039 USD

Purchase

173

80.1701 USD

Purchase

200

80.3800 USD

Purchase

200

80.3850 USD

Purchase

200

79.5500 USD

Purchase

200

80.4000 USD

Purchase

200

79.4350 USD

Purchase

200

80.1800 USD

Purchase

204

80.3902 USD

Purchase

297

80.1958 USD

Purchase

300

79.8901 USD

Purchase

300

79.8166 USD

Purchase

324

80.2875 USD

Purchase

391

79.8909 USD

Purchase

400

79.9575 USD

Purchase

500

79.7320 USD

Purchase

783

79.4188 USD

Purchase

800

80.3987 USD

Purchase

1,020

79.7520 USD

Purchase

1,200

80.3541 USD

Purchase

1,240

80.4077 USD

Purchase

1,333

79.6834 USD

Purchase

1,663

80.3601 USD

Purchase

2,100

79.9654 USD

Purchase

2,300

80.2017 USD

Purchase

3,369

79.5773 USD

Purchase

4,300

79.6486 USD

Purchase

4,800

79.5198 USD

Purchase

5,117

79.7265 USD

Purchase

6,315

80.3000 USD

Purchase

9,147

80.2938 USD

Purchase

10,383

79.8114 USD

Purchase

19,088

79.7342 USD

Purchase

24,273

80.2611 USD

Purchase

25,613

80.1323 USD

Purchase

26,102

79.9353 USD

Purchase

28,250

79.2941 USD

Purchase

40,000

79.8253 USD

Purchase

88,148

80.2244 USD

Sale

1

79.2600 USD

Sale

3

80.3700 USD

Sale

3

80.0200 USD

Sale

4

80.2350 USD

Sale

4

80.3350 USD

Sale

6

79.7450 USD

Sale

6

80.1983 USD

Sale

7

80.2528 USD

Sale

8

80.0550 USD

Sale

9

80.0622 USD

Sale

14

80.4607 USD

Sale

91

79.4269 USD

Sale

99

80.4300 USD

Sale

100

79.1200 USD

Sale

100

80.4200 USD

Sale

100

80.2500 USD

Sale

100

79.6700 USD

Sale

100

80.0300 USD

Sale

100

79.4500 USD

Sale

100

79.3700 USD

Sale

103

79.6640 USD

Sale

118

79.8179 USD

Sale

142

79.9269 USD

Sale

147

79.8000 USD

Sale

173

79.7078 USD

Sale

200

79.4350 USD

Sale

200

80.2100 USD

Sale

200

79.6850 USD

Sale

201

79.6242 USD

Sale

235

79.6600 USD

Sale

300

79.9066 USD

Sale

300

79.9100 USD

Sale

495

79.2902 USD

Sale

500

79.1980 USD

Sale

505

79.2595 USD

Sale

619

79.9507 USD

Sale

700

79.6335 USD

Sale

700

80.0792 USD

Sale

765

79.7630 USD

Sale

979

79.2375 USD

Sale

1,011

79.2256 USD

Sale

1,196

79.3475 USD

Sale

1,259

80.0517 USD

Sale

1,300

79.6665 USD

Sale

1,430

80.1719 USD

Sale

1,549

79.2546 USD

Sale

1,892

80.0277 USD

Sale

2,846

80.1059 USD

Sale

3,024

79.2883 USD

Sale

5,000

79.9335 USD

Sale

5,200

79.3536 USD

Sale

5,300

80.1300 USD

Sale

5,712

80.3787 USD

Sale

6,254

79.2871 USD

Sale

6,315

80.3000 USD

Sale

6,475

80.1900 USD

Sale

7,336

79.2873 USD

Sale

9,164

80.2943 USD

Sale

10,030

80.1119 USD

Sale

13,600

79.7622 USD

Sale

21,000

79.9866 USD

Sale

21,271

80.2998 USD

Sale

23,977

79.8419 USD

Sale

26,881

80.3477 USD

Sale

27,786

80.1993 USD

Sale

38,500

79.8327 USD

Sale

50,598

79.9217 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

2,100

90 USD

American

19 Jun 2020

1.4061 USD

Call Option

Purchasing

200

93 USD

American

19 Jun 2020

0.9000 USD

Call Option

Purchasing

10,600

95 USD

American

19 Jun 2020

0.6477 USD

Call Option

Purchasing

200

95 USD

American

15 Jan 2021

3.0500 USD

Call Option

Purchasing

1,800

98 USD

American

19 Jun 2020

0.4222 USD

Call Option

Purchasing

1,500

100 USD

American

15 Jan 2021

2.1166 USD

Call Option

Selling

400

85 USD

American

21 Aug 2020

3.9300 USD

Call Option

Selling

200

90 USD

American

21 Aug 2020

2.2800 USD

Put Option

Purchasing

300

70 USD

American

15 May 2020

1.5000 USD

Put Option

Purchasing

400

75 USD

American

19 Jun 2020

4.0125 USD

Put Option

Purchasing

600

80 USD

American

19 Jun 2020

5.7533 USD

Put Option

Purchasing

300

83 USD

American

19 Jun 2020

7.5000 USD

Put Option

Selling

200

50 USD

American

18 Sep 2020

1.1100 USD

Put Option

Selling

100

68 USD

American

18 Sep 2020

3.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

15 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

9,300

80.0000

American

May 15, 2020

Put Options

Written

100

75.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

99,100

60.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

1,800

70.0000

American

May 15, 2020

Put Options

Written

800

85.0000

American

Jun 19, 2020

Call Options

Purchased

13,000

87.5000

American

May 15, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

50.0000

American

Jan 21, 2022

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,100

90.0000

American

Jun 19, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

8,700

95.0000

American

Sep 18, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Put Options

Written

6,000

75.0000

American

Sep 18, 2020

Call Options

Purchased

4,300

85.0000

American

Aug 21, 2020

Call Options

Purchased

700

92.5000

American

May 15, 2020

Call Options

Purchased

12,200

95.0000

American

May 15, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-31,200

62.5000

American

Jan 15, 2021

Call Options

Written

-7,100

105.0000

American

May 15, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-5,700

95.0000

American

Apr 17, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

16,800

97.5000

American

May 15, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-4,300

85.0000

American

May 15, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-2,000

75.0000

American

Jan 15, 2021

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

50.0000

American

Sep 18, 2020

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Put Options

Written

100

90.0000

American

Jun 19, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

800

72.5000

American

Jun 19, 2020

Put Options

Written

176,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

92.5000

American

Sep 18, 2020

Call Options

Purchased

3,800

80.0000

American

May 15, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Call Options

Purchased

4,000

90.0000

American

Aug 21, 2020

Put Options

Written

2,000

80.0000

American

Aug 21, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Put Options

Written

1,900

80.0000

American

Jun 19, 2020

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Call Options

Written

-50,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,300

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Call Options

Written

-77,300

70.0000

American

Jan 15, 2021

Call Options

Written

-3,700

90.0000

American

Apr 17, 2020

Put Options

Purchased

-14,200

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

16,500

90.0000

American

May 15, 2020

Put Options

Written

800

82.5000

American

Jun 19, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

6,300

62.5000

American

Jun 19, 2020

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-100

77.5000

American

May 15, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

7,200

70.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-100

82.5000

American

Sep 18, 2020

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-10,200

72.5000

American

Jan 15, 2021

Call Options

Written

-19,900

95.0000

American

Jun 19, 2020

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Put Options

Written

1,500

67.5000

American

Jun 19, 2020

Put Options

Written

200

85.0000

American

Jan 21, 2022

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Call Options

Purchased

14,200

80.0000

American

Jun 19, 2020

Put Options

Written

8,300

87.5000

American

Jun 19, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Put Options

Purchased

-100

40.0000

American

Jun 19, 2020

Put Options

Purchased

-100

77.5000

American

Jun 19, 2020

Call Options

Written

-100

77.5000

American

Sep 18, 2020

Call Options

Written

-15,900

105.0000

American

Jan 15, 2021

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Purchased

1,000

100.0000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

15,100

72.5000

American

May 15, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

6,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

700

85.0000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-4,600

95.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697033
Time of Receipt (offset from UTC): 20200415T125935+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC