Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1)

Barclays PLC.

  Company dealt in

ABBVIE INC

  Class of relevant security to which the 

ORD

  dealings being disclosed relate (Note 2)
  Date of dealing

09 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
 

Long

Short

 

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

 

2,263,984

0.15%

4,048,963

0.27%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

2,085,765

0.14%

516,901

0.04%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,251,600

0.08%

1,381,700

0.09%

 

 

 

 

 

TOTAL:

 

 

 

 

 

5,601,349

0.38%

5,947,564

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

79.9600   USD

Purchase

8

79.5800   USD

Purchase

50

79.8900   USD

Purchase

60

79.3700   USD

Purchase

100

79.1300   USD

Purchase

100

79.6100   USD

Purchase

100

79.4000   USD

Purchase

100

79.7000   USD

Purchase

105

79.5419   USD

Purchase

105

79.4067   USD

Purchase

121

79.7835   USD

Purchase

200

79.4800   USD

Purchase

200

79.7300   USD

Purchase

200

79.4100   USD

Purchase

200

79.4400   USD

Purchase

200

79.4700   USD

Purchase

200

79.6050   USD

Purchase

300

79.8150   USD

Purchase

301

79.7134   USD

Purchase

400

79.4750   USD

Purchase

400

79.3900   USD

Purchase

400

79.1800   USD

Purchase

400

79.8575   USD

Purchase

600

79.3966   USD

Purchase

600

79.6833   USD

Purchase

600

79.6000   USD

Purchase

600

79.8275   USD

Purchase

800

79.7412   USD

Purchase

1,018

79.7620   USD

Purchase

1,100

79.6855   USD

Purchase

1,620

79.4200   USD

Purchase

1,700

79.4855   USD

Purchase

1,810

79.7915   USD

Purchase

1,900

79.6455   USD

Purchase

2,091

79.3819   USD

Purchase

2,151

79.7793   USD

Purchase

2,399

79.7400   USD

Purchase

2,784

79.3879   USD

Purchase

2,900

79.7157   USD

Purchase

3,534

79.5106   USD

Purchase

4,104

79.2877   USD

Purchase

5,697

79.6055   USD

Purchase

7,500

79.9200   USD

Purchase

8,935

78.5600   USD

Purchase

11,969

79.3492   USD

Purchase

18,989

79.3907   USD

Purchase

19,433

79.1280   USD

Purchase

20,901

79.5219   USD

Purchase

27,200

79.5240   USD

Purchase

31,119

79.6056   USD

Purchase

84,299

79.7500   USD

Purchase

149,915

79.6265   USD

Sale

8

79.5800   USD

Sale

30

79.8800   USD

Sale

60

79.3700   USD

Sale

65

79.3900   USD

Sale

100

79.0000   USD

Sale

100

79.7600   USD

Sale

100

79.8600   USD

Sale

100

79.8700   USD

Sale

100

79.9600   USD

Sale

100

80.0000   USD

Sale

103

79.8300   USD

Sale

104

79.4008   USD

Sale

113

79.6933   USD

Sale

134

79.6644   USD

Sale

150

79.6833   USD

Sale

172

79.8788   USD

Sale

200

79.4400   USD

Sale

200

79.7300   USD

Sale

200

79.6200   USD

Sale

200

79.4900   USD

Sale

200

79.3950   USD

Sale

200

79.7050   USD

Sale

200

79.5550   USD

Sale

200

79.4050   USD

Sale

296

79.7100   USD

Sale

300

79.7000   USD

Sale

300

79.7900   USD

Sale

300

79.8466   USD

Sale

300

78.9616   USD

Sale

300

79.8650   USD

Sale

300

79.7166   USD

Sale

300

79.6100   USD

Sale

304

79.5952   USD

Sale

352

79.6628   USD

Sale

365

79.7018   USD

Sale

400

79.6725   USD

Sale

500

79.6440   USD

Sale

500

79.3890   USD

Sale

500

79.8830   USD

Sale

600

79.7150   USD

Sale

600

79.6000   USD

Sale

700

79.6300   USD

Sale

700

79.6071   USD

Sale

700

79.6942   USD

Sale

753

79.6856   USD

Sale

790

79.4230   USD

Sale

800

79.8362   USD

Sale

811

79.4200   USD

Sale

900

79.7055   USD

Sale

900

79.8511   USD

Sale

1,041

79.8136   USD

Sale

1,488

79.6075   USD

Sale

2,000

79.6490   USD

Sale

2,500

79.8450   USD

Sale

2,800

79.4717   USD

Sale

3,162

78.7541   USD

Sale

6,106

79.7208   USD

Sale

6,899

79.6062   USD

Sale

7,188

78.5600   USD

Sale

7,500

79.9200   USD

Sale

10,000

79.7621   USD

Sale

11,400

79.4435   USD

Sale

13,947

79.7353   USD

Sale

14,729

79.7290   USD

Sale

15,800

79.5821   USD

Sale

20,982

79.6360   USD

Sale

25,500

79.5422   USD

Sale

28,121

79.7025   USD

Sale

31,091

79.7485   USD

Sale

55,193

79.4349   USD

Sale

64,576

79.3174   USD

Sale

83,581

79.7500   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

2,900

90   USD

American

19 Jun 2020

1.3568   USD

Call Option

Purchasing

100

95   USD

American

19 Jun 2020

0.7000   USD

Call Option

Purchasing

1,000

100   USD

American

15 Jan 2021

2.0000   USD

Call Option

Selling

200

80   USD

American

15 May 2020

3.5500   USD

Call Option

Selling

300

80   USD

American

19 Jun 2020

4.8666   USD

Call Option

Selling

100

90   USD

American

15 May 2020

0.4500   USD

Call Option

Selling

200

90   USD

American

21 Aug 2020

2.3000   USD

Call Option

Selling

100

93   USD

American

15 May 2020

0.3000   USD

Call Option

Selling

500

95   USD

American

15 May 2020

0.2000   USD

Call Option

Selling

200

100   USD

American

15 May 2020

0.0850   USD

Put Option

Purchasing

300

73   USD

American

19 Jun 2020

3.2200   USD

Put Option

Purchasing

100

85   USD

American

19 Jun 2020

9.1500   USD

Put Option

Purchasing

100

88   USD

American

19 Jun 2020

10.8000   USD

Put Option

Selling

700

50   USD

American

21 Jan 2022

4.9000   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

14 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

9,300

80.0000  

American

May 15, 2020

Call Options

  Purchased

5,500

97.5000  

American

Jan 15, 2021

Put Options

  Written

2,100

70.0000  

American

May 15, 2020

Put Options

  Written

800

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,300

105.0000  

American

Apr 17, 2020

Put Options

  Written

54,100

60.0000  

American

Jun 19, 2020

Put Options

  Written

500

75.0000  

American

Jun 19, 2020

Put Options

  Written

2,500

70.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,800

115.0000  

American

Sep 18, 2020

Call Options

  Purchased

13,000

87.5000  

American

May 15, 2020

Put Options

  Purchased

-10,200

50.0000  

American

Jan 15, 2021

Call Options

  Written

-1,900

135.0000  

American

Jan 15, 2021

Call Options

  Written

-3,200

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

50.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-2,800

120.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Put Options

  Written

301,500

60.0000  

American

Jan 15, 2021

Put Options

  Written

6,000

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

12,200

95.0000  

American

May 15, 2020

Put Options

  Written

5,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

4,700

85.0000  

American

Aug 21, 2020

Call Options

  Purchased

2,800

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

8,700

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

700

92.5000  

American

May 15, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-4,200

55.0000  

American

Jan 15, 2021

Call Options

  Written

-5,700

95.0000  

American

Apr 17, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Call Options

  Written

-6,400

125.0000  

American

Aug 21, 2020

Put Options

  Purchased

-31,200

62.5000  

American

Jan 15, 2021

Call Options

  Written

-7,100

105.0000  

American

May 15, 2020

Call Options

  Written

-21,800

110.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

97.5000  

American

Sep 18, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

4,300

70.0000  

American

Jun 19, 2020

Put Options

  Written

8,600

75.0000  

American

May 15, 2020

Call Options

  Purchased

16,800

97.5000  

American

May 15, 2020

Put Options

  Written

2,200

82.5000  

American

May 15, 2020

Put Options

  Purchased

-6,000

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-4,300

85.0000  

American

May 15, 2020

Put Options

  Purchased

-4,700

40.0000  

American

Jan 21, 2022

Call Options

  Written

-4,800

100.0000  

American

Apr 17, 2020

Put Options

  Purchased

-1,800

50.0000  

American

Sep 18, 2020

Call Options

  Written

-2,000

75.0000  

American

Jan 15, 2021

Call Options

  Written

-5,700

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,900

50.0000  

American

Jun 19, 2020

Put Options

  Written

2,000

80.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,400

65.0000  

American

Sep 18, 2020

Put Options

  Written

800

72.5000  

American

Jun 19, 2020

Put Options

  Written

2,000

85.0000  

American

May 15, 2020

Put Options

  Written

100

90.0000  

American

Jun 19, 2020

Put Options

  Written

6,900

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

5,300

87.5000  

American

Jun 19, 2020

Put Options

  Written

151,700

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,200

92.5000  

American

Sep 18, 2020

Put Options

  Written

26,900

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,000

67.5000  

American

Jan 15, 2021

Put Options

  Written

1,800

70.0000  

American

Aug 21, 2020

Put Options

  Written

150,000

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

11,700

90.0000  

American

Sep 18, 2020

Call Options

  Purchased

4,200

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

3,800

80.0000  

American

May 15, 2020

Put Options

  Written

2,500

80.0000  

American

Jun 19, 2020

Call Options

  Written

-1,500

100.0000  

American

Jan 15, 2021

Call Options

  Written

-77,300

70.0000  

American

Jan 15, 2021

Call Options

  Written

-1,800

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Put Options

  Purchased

-352,300

87.5000  

American

Jan 15, 2021

Call Options

  Written

-3,700

90.0000  

American

Apr 17, 2020

Put Options

  Purchased

-1,300

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,100

60.0000  

American

Apr 24, 2020

Put Options

  Purchased

-14,300

67.5000  

American

Sep 18, 2020

Call Options

  Written

-25,000

92.5000  

American

Jan 15, 2021

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

1,800

77.5000  

American

Sep 18, 2020

Put Options

  Written

6,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

16,500

90.0000  

American

May 15, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

14,400

75.0000  

American

Sep 18, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Call Options

  Written

-200

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-11,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

60.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,500

80.0000  

American

Apr 17, 2020

Put Options

  Purchased

-5,100

55.0000  

American

May 15, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Call Options

  Written

-100

77.5000  

American

May 15, 2020

Put Options

  Written

7,200

70.0000  

American

Jun 19, 2020

Put Options

  Written

45,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Put Options

  Written

1,700

75.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-10,200

72.5000  

American

Jan 15, 2021

Call Options

  Written

-30,500

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

82.5000  

American

Sep 18, 2020

Put Options

  Purchased

-5,100

77.5000  

American

Apr 17, 2020

Put Options

  Purchased

-7,900

75.0000  

American

Apr 17, 2020

Call Options

  Written

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,600

85.0000  

American

Sep 18, 2020

Put Options

  Written

22,400

90.0000  

American

Jan 15, 2021

Put Options

  Written

175,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

8,300

87.5000  

American

Jun 19, 2020

Put Options

  Written

1,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

9,300

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

14,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

200

85.0000  

American

Jan 21, 2022

Call Options

  Written

-14,600

82.5000  

American

May 15, 2020

Call Options

  Written

-100

77.5000  

American

Sep 18, 2020

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Call Options

  Written

-15,900

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

40.0000  

American

Jun 19, 2020

Call Options

  Written

-6,300

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

77.5000  

American

Jun 19, 2020

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Put Options

  Written

15,100

72.5000  

American

May 15, 2020

Call Options

  Purchased

6,300

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

100.0000  

American

May 15, 2020

Call Options

  Purchased

700

85.0000  

American

Jan 15, 2021

Call Options

  Written

-4,200

110.0000  

American

May 15, 2020

Call Options

  Written

-6,100

120.0000  

American

Jun 19, 2020

Call Options

  Written

-6,000

140.0000  

American

Jan 15, 2021

Call Options

  Written

-60,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-1,400

82.5000  

American

Jan 15, 2021

Call Options

  Written

-4,800

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697133
Time of Receipt (offset from UTC): 20200414T110857+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC