Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

09 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,183,123

1.27%

2,889,158

0.88%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

230,700

0.07%

162,000

0.05%

 

 

 

 

TOTAL:

 

 

 

 

7,101,168

2.16%

5,895,604

1.79%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

182.0600 USD

Purchase

1

182.3000 USD

Purchase

14

181.8650 USD

Purchase

30

182.7200 USD

Purchase

31

181.5500 USD

Purchase

32

181.9593 USD

Purchase

97

182.2600 USD

Purchase

100

182.4000 USD

Purchase

100

182.4300 USD

Purchase

100

182.4500 USD

Purchase

100

182.5900 USD

Purchase

100

182.6350 USD

Purchase

100

182.6800 USD

Purchase

100

182.6970 USD

Purchase

100

182.4700 USD

Purchase

100

182.1800 USD

Purchase

102

182.3282 USD

Purchase

104

182.0500 USD

Purchase

150

181.7833 USD

Purchase

156

182.0929 USD

Purchase

158

182.1103 USD

Purchase

165

181.9627 USD

Purchase

200

181.8800 USD

Purchase

200

182.6475 USD

Purchase

200

182.4150 USD

Purchase

206

181.8158 USD

Purchase

236

182.6871 USD

Purchase

264

182.0334 USD

Purchase

300

182.0766 USD

Purchase

302

182.0731 USD

Purchase

326

181.8359 USD

Purchase

396

181.9000 USD

Purchase

400

182.0675 USD

Purchase

400

182.4175 USD

Purchase

600

181.6166 USD

Purchase

700

182.3139 USD

Purchase

789

182.3210 USD

Purchase

1,006

182.1698 USD

Purchase

1,100

181.7861 USD

Purchase

1,480

182.2010 USD

Purchase

3,200

182.0732 USD

Purchase

4,014

182.2061 USD

Purchase

4,967

182.1655 USD

Purchase

5,917

182.3768 USD

Purchase

5,924

182.3433 USD

Purchase

7,004

182.3471 USD

Purchase

7,759

182.3401 USD

Purchase

8,752

182.2824 USD

Purchase

14,201

182.2000 USD

Purchase

25,006

182.2800 USD

Purchase

33,675

182.2409 USD

Purchase

41,500

182.4587 USD

Purchase

43,200

182.4513 USD

Purchase

57,955

182.2211 USD

Sale

1

182.0600 USD

Sale

3

182.2100 USD

Sale

6

182.4700 USD

Sale

25

182.2800 USD

Sale

32

181.9593 USD

Sale

100

182.6800 USD

Sale

100

182.3200 USD

Sale

100

182.0350 USD

Sale

110

182.4620 USD

Sale

114

182.2465 USD

Sale

300

182.0783 USD

Sale

300

182.4500 USD

Sale

300

181.8625 USD

Sale

500

182.3000 USD

Sale

593

181.9000 USD

Sale

800

182.5684 USD

Sale

1,063

182.2000 USD

Sale

1,991

182.3816 USD

Sale

2,415

181.7767 USD

Sale

3,251

182.2512 USD

Sale

4,664

182.1935 USD

Sale

5,900

182.3538 USD

Sale

7,400

182.3181 USD

Sale

7,667

182.1840 USD

Sale

13,241

182.2026 USD

Sale

35,900

182.4784 USD

Sale

38,400

182.4472 USD

Sale

146,036

182.2604 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Put Option

Purchasing

2,000

180 USD

American

19 Jun 2020

6.9550 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

14 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

200

190.0000  

American

Aug 21, 2020

Call Options

  Purchased

6,400

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

600

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

140.0000  

American

May 15, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

220.0000  

American

Aug 21, 2020

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,400

175.0000  

American

May 15, 2020

Put Options

  Written

200

160.0000  

American

Jun 19, 2020

Put Options

  Written

43,900

105.0000  

American

Jan 15, 2021

Put Options

  Written

8,200

150.0000  

American

May 15, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Written

-3,300

200.0000  

American

Aug 21, 2020

Put Options

  Purchased

-16,700

115.0000  

American

Jan 15, 2021

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,100

190.0000  

American

May 15, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

32,500

175.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,100

195.0000  

American

May 15, 2020

Put Options

  Purchased

-5,200

170.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,400

165.0000  

American

May 15, 2020

Put Options

  Written

35,300

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,000

170.0000  

American

May 15, 2020

Put Options

  Written

1,400

165.0000  

American

Jun 19, 2020

Put Options

  Written

600

170.0000  

American

May 15, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,000

190.0000  

American

May 15, 2020

Put Options

  Purchased

-3,200

175.0000  

American

May 15, 2020

Put Options

  Purchased

-6,400

170.0000  

American

Jun 19, 2020

Put Options

  Written

6,700

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

300

190.0000  

American

Jun 19, 2020

Put Options

  Written

14,800

165.0000  

American

Apr 17, 2020

Call Options

  Written

-300

177.5000  

American

Apr 17, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Purchased

-38,300

150.0000  

American

Jan 15, 2021

Put Options

  Written

1,300

195.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,400

160.0000  

American

Jan 15, 2021

Put Options

  Written

2,800

180.0000  

American

May 15, 2020

Put Options

  Purchased

-3,200

170.0000  

American

Apr 17, 2020

Put Options

  Purchased

-1,100

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,400

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,400

150.0000  

American

Jun 19, 2020

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Call Options

  Purchased

600

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-800

185.0000  

American

May 15, 2020

Put Options

  Purchased

-7,500

180.0000  

American

Jan 15, 2021

Put Options

  Written

3,900

175.0000  

American

Aug 21, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Put Options

  Written

23,900

160.0000  

American

Apr 17, 2020

Call Options

  Purchased

9,300

195.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

145.0000  

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 697003
Time of Receipt (offset from UTC): 20200414T105326+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC