Form 8.3 - ABBVIE PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,301,979

0.16%

4,091,192

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,085,765

0.14%

516,901

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,261,200

0.09%

1,391,300

0.09%

 

 

 

 

TOTAL:

 

 

 

 

5,648,944

0.38%

5,999,393

0.41%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

77.1700 USD

Purchase

5

77.8450 USD

Purchase

11

77.6700 USD

Purchase

27

77.6600 USD

Purchase

28

77.7000 USD

Purchase

60

77.2433 USD

Purchase

100

77.2750 USD

Purchase

100

77.0000 USD

Purchase

100

77.3000 USD

Purchase

100

77.6900 USD

Purchase

100

77.6400 USD

Purchase

108

77.4392 USD

Purchase

138

77.1825 USD

Purchase

138

76.1859 USD

Purchase

151

77.5474 USD

Purchase

185

77.3300 USD

Purchase

200

77.6800 USD

Purchase

200

77.5700 USD

Purchase

200

76.7800 USD

Purchase

203

77.6627 USD

Purchase

258

77.5870 USD

Purchase

273

78.3800 USD

Purchase

285

77.3194 USD

Purchase

300

77.6833 USD

Purchase

300

77.5900 USD

Purchase

300

76.8833 USD

Purchase

308

77.6500 USD

Purchase

321

77.7561 USD

Purchase

400

77.5725 USD

Purchase

500

77.7300 USD

Purchase

528

77.6848 USD

Purchase

585

76.6101 USD

Purchase

620

78.0050 USD

Purchase

805

77.6185 USD

Purchase

849

77.6522 USD

Purchase

900

77.3866 USD

Purchase

960

77.6280 USD

Purchase

1,199

77.6466 USD

Purchase

1,293

77.6244 USD

Purchase

1,444

77.6346 USD

Purchase

1,463

77.6309 USD

Purchase

1,500

76.1212 USD

Purchase

1,642

77.6341 USD

Purchase

1,841

77.6571 USD

Purchase

2,294

76.8466 USD

Purchase

3,033

77.6415 USD

Purchase

3,700

77.0997 USD

Purchase

4,330

77.0464 USD

Purchase

4,666

76.6480 USD

Purchase

6,301

76.7823 USD

Purchase

6,772

77.3741 USD

Purchase

6,851

77.6336 USD

Purchase

7,200

76.9556 USD

Purchase

9,221

75.4625 USD

Purchase

10,400

76.2000 USD

Purchase

10,600

76.9676 USD

Purchase

16,520

76.7522 USD

Purchase

17,100

77.4009 USD

Purchase

17,500

77.0830 USD

Purchase

24,891

75.3997 USD

Purchase

32,308

75.3900 USD

Purchase

34,797

76.7287 USD

Purchase

37,167

76.9017 USD

Purchase

52,400

76.8948 USD

Purchase

100,024

77.3375 USD

Purchase

107,200

75.8759 USD

Purchase

186,571

75.4463 USD

Sale

1

77.1700 USD

Sale

4

77.6075 USD

Sale

13

77.5430 USD

Sale

15

77.4883 USD

Sale

35

77.0482 USD

Sale

60

75.3400 USD

Sale

64

77.3425 USD

Sale

91

77.4400 USD

Sale

91

78.3800 USD

Sale

100

76.4500 USD

Sale

100

76.4900 USD

Sale

100

75.9700 USD

Sale

100

77.4600 USD

Sale

100

76.9750 USD

Sale

100

76.9100 USD

Sale

100

75.4200 USD

Sale

100

77.0800 USD

Sale

100

76.5000 USD

Sale

100

76.7000 USD

Sale

100

77.7600 USD

Sale

100

76.6700 USD

Sale

100

75.3100 USD

Sale

103

75.6076 USD

Sale

105

77.7109 USD

Sale

112

76.9946 USD

Sale

125

77.4900 USD

Sale

140

76.0942 USD

Sale

181

77.6834 USD

Sale

189

76.4951 USD

Sale

200

77.2850 USD

Sale

200

76.1600 USD

Sale

200

76.1350 USD

Sale

200

77.6200 USD

Sale

200

76.2500 USD

Sale

218

76.9774 USD

Sale

230

77.1986 USD

Sale

232

76.9903 USD

Sale

276

77.1825 USD

Sale

288

75.8091 USD

Sale

299

77.3829 USD

Sale

300

76.9250 USD

Sale

300

76.8833 USD

Sale

300

77.5000 USD

Sale

300

77.4733 USD

Sale

300

75.9800 USD

Sale

301

77.8601 USD

Sale

304

77.1863 USD

Sale

329

76.9810 USD

Sale

337

77.5583 USD

Sale

344

77.6177 USD

Sale

400

75.9925 USD

Sale

420

76.7571 USD

Sale

461

77.0874 USD

Sale

495

77.0725 USD

Sale

570

77.3194 USD

Sale

599

76.9914 USD

Sale

600

77.2033 USD

Sale

601

76.9793 USD

Sale

620

78.0050 USD

Sale

708

77.3691 USD

Sale

744

77.8693 USD

Sale

800

77.5900 USD

Sale

800

76.8314 USD

Sale

802

76.8608 USD

Sale

829

76.7947 USD

Sale

850

77.1746 USD

Sale

949

77.1767 USD

Sale

1,056

77.6848 USD

Sale

1,069

77.1436 USD

Sale

1,095

77.1614 USD

Sale

1,100

76.0086 USD

Sale

1,400

77.1317 USD

Sale

1,494

75.6274 USD

Sale

1,521

77.0957 USD

Sale

1,650

77.3144 USD

Sale

1,700

75.7326 USD

Sale

1,956

77.0949 USD

Sale

2,442

75.8896 USD

Sale

2,550

76.0647 USD

Sale

2,596

77.1519 USD

Sale

3,136

76.7627 USD

Sale

3,396

77.2947 USD

Sale

3,482

77.4082 USD

Sale

3,968

75.9322 USD

Sale

4,926

77.1395 USD

Sale

5,186

77.0417 USD

Sale

5,300

76.9676 USD

Sale

5,429

76.0054 USD

Sale

5,682

75.9990 USD

Sale

6,740

76.0015 USD

Sale

9,402

76.0523 USD

Sale

9,685

76.1049 USD

Sale

10,500

76.2000 USD

Sale

10,901

75.8033 USD

Sale

11,599

75.9498 USD

Sale

15,536

77.4662 USD

Sale

18,700

77.4088 USD

Sale

20,000

77.6346 USD

Sale

23,300

76.8375 USD

Sale

24,891

75.3997 USD

Sale

28,600

76.9834 USD

Sale

28,701

77.3358 USD

Sale

37,941

75.3900 USD

Sale

40,946

77.4070 USD

Sale

46,903

75.7133 USD

Sale

51,600

76.9051 USD

Sale

249,433

75.7763 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

78 USD

American

19 Jun 2020

5.3500 USD

Call Option

Purchasing

5,000

90 USD

American

19 Jun 2020

1.2242 USD

Call Option

Purchasing

700

95 USD

American

19 Jun 2020

0.6185 USD

Call Option

Selling

5,100

75 USD

American

15 May 2020

4.8401 USD

Call Option

Selling

5,700

78 USD

American

15 May 2020

2.9533 USD

Call Option

Selling

2,500

78 USD

American

18 Sep 2020

6.1720 USD

Call Option

Selling

2,800

80 USD

American

15 May 2020

2.3525 USD

Call Option

Selling

200

88 USD

American

15 May 2020

0.5800 USD

Call Option

Selling

500

90 USD

American

21 Aug 2020

1.8500 USD

Call Option

Selling

1,000

93 USD

American

15 May 2020

0.2200 USD

Call Option

Selling

400

93 USD

American

18 Sep 2020

1.7700 USD

Call Option

Selling

4,000

95 USD

American

15 May 2020

0.1500 USD

Call Option

Selling

300

100 USD

American

15 May 2020

0.0600 USD

Put Option

Purchasing

500

60 USD

American

19 Jun 2020

1.5200 USD

Put Option

Purchasing

100

70 USD

American

21 Aug 2020

4.9500 USD

Put Option

Purchasing

200

80 USD

American

21 Aug 2020

9.7100 USD

Put Option

Selling

100

40 USD

American

21 Jan 2022

3.3600 USD

Put Option

Selling

100

55 USD

American

15 Jan 2021

3.3000 USD

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 9 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

54,100

60.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

2,700

75.0000

American

Jun 19, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Purchased

13,000

87.5000

American

May 15, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Call Options

Written

-7,200

90.0000

American

Jun 19, 2020

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Purchased

12,700

95.0000

American

May 15, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

4,700

85.0000

American

Aug 21, 2020

Put Options

Written

6,000

75.0000

American

Sep 18, 2020

Call Options

Purchased

100

77.5000

American

May 15, 2020

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

2,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

900

92.5000

American

May 15, 2020

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-4,200

55.0000

American

Jan 15, 2021

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-5,700

95.0000

American

Apr 17, 2020

Put Options

Purchased

-32,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-8,600

105.0000

American

May 15, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

16,800

97.5000

American

May 15, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

500

92.5000

American

Jun 19, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Call Options

Written

-4,300

85.0000

American

May 15, 2020

Call Options

Written

-2,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020

Put Options

Purchased

-4,700

40.0000

American

Jan 21, 2022

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Call Options

Purchased

4,400

90.0000

American

Aug 21, 2020

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

151,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

2,100

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

4,000

80.0000

American

May 15, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Put Options

Written

26,900

57.5000

American

Jun 19, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Put Options

Written

2,000

80.0000

American

Aug 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Call Options

Written

-77,400

70.0000

American

Jan 15, 2021

Call Options

Written

-2,700

100.0000

American

Jan 15, 2021

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Call Options

Written

-1,800

97.5000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-14,300

67.5000

American

Sep 18, 2020

Call Options

Written

-25,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,400

70.0000

American

Jan 15, 2021

Call Options

Written

-3,700

90.0000

American

Apr 17, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

2,900

80.0000

American

Apr 17, 2020

Call Options

Purchased

16,600

90.0000

American

May 15, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Written

6,300

62.5000

American

Jun 19, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

45,000

50.0000

American

Jun 19, 2020

Put Options

Written

7,200

70.0000

American

Jun 19, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100

82.5000

American

Sep 18, 2020

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Call Options

Written

-30,600

95.0000

American

Jun 19, 2020

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Call Options

Purchased

14,500

80.0000

American

Jun 19, 2020

Put Options

Written

175,000

70.0000

American

Jan 15, 2021

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

1,500

67.5000

American

Jun 19, 2020

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

200

85.0000

American

Jan 21, 2022

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Put Options

Purchased

-100

77.5000

American

Jun 19, 2020

Put Options

Purchased

-100

40.0000

American

Jun 19, 2020

Call Options

Written

-200

77.5000

American

Sep 18, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Call Options

Written

-15,900

105.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

100.0000

American

May 15, 2020

Put Options

Written

15,100

72.5000

American

May 15, 2020

Call Options

Purchased

6,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

700

85.0000

American

Jan 15, 2021

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Call Options

Written

-4,900

95.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696931
Time of Receipt (offset from UTC): 20200409T155802+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC