Form 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,178,319

1.27%

2,895,047

0.88%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

234,300

0.07%

162,500

0.05%

 

 

 

 

TOTAL:

 

 

 

 

7,099,964

2.16%

5,901,993

1.79%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

180.0200 USD

Purchase

40

179.7700 USD

Purchase

90

179.8500 USD

Purchase

100

180.4100 USD

Purchase

100

178.8700 USD

Purchase

100

180.4400 USD

Purchase

112

180.5087 USD

Purchase

113

178.2798 USD

Purchase

200

180.7025 USD

Purchase

200

180.7100 USD

Purchase

200

180.8400 USD

Purchase

200

178.3675 USD

Purchase

200

180.8450 USD

Purchase

200

180.5925 USD

Purchase

202

179.9600 USD

Purchase

259

180.2468 USD

Purchase

279

179.4873 USD

Purchase

298

179.4317 USD

Purchase

300

180.6133 USD

Purchase

340

179.7414 USD

Purchase

402

180.6871 USD

Purchase

456

179.9400 USD

Purchase

535

180.8171 USD

Purchase

634

180.4901 USD

Purchase

638

179.1944 USD

Purchase

900

180.4388 USD

Purchase

925

180.0183 USD

Purchase

989

180.1173 USD

Purchase

1,100

179.3290 USD

Purchase

1,100

180.3140 USD

Purchase

1,103

179.7673 USD

Purchase

1,108

179.9788 USD

Purchase

1,200

180.2511 USD

Purchase

1,273

180.3551 USD

Purchase

1,351

180.3488 USD

Purchase

1,454

180.6798 USD

Purchase

1,470

180.1053 USD

Purchase

1,553

180.6143 USD

Purchase

1,706

180.3890 USD

Purchase

1,899

180.1172 USD

Purchase

2,342

180.2603 USD

Purchase

3,175

180.5010 USD

Purchase

3,477

178.2600 USD

Purchase

3,715

180.1288 USD

Purchase

11,232

180.4944 USD

Purchase

14,538

180.3615 USD

Purchase

14,923

179.6859 USD

Purchase

15,066

178.4830 USD

Purchase

15,997

179.8898 USD

Purchase

20,925

179.9135 USD

Purchase

23,085

179.4518 USD

Purchase

56,100

180.1619 USD

Purchase

200,275

180.3484 USD

Sale

1

180.6700 USD

Sale

7

179.8000 USD

Sale

10

180.9600 USD

Sale

75

180.7800 USD

Sale

100

179.7400 USD

Sale

100

178.8700 USD

Sale

113

178.2798 USD

Sale

200

178.3675 USD

Sale

200

180.7875 USD

Sale

200

180.4400 USD

Sale

200

180.6900 USD

Sale

200

180.7400 USD

Sale

206

180.6724 USD

Sale

278

180.6600 USD

Sale

300

180.4083 USD

Sale

373

180.4712 USD

Sale

400

179.8525 USD

Sale

400

180.4825 USD

Sale

416

179.9400 USD

Sale

437

180.0429 USD

Sale

469

180.6848 USD

Sale

473

179.5920 USD

Sale

500

180.6770 USD

Sale

548

180.6507 USD

Sale

587

180.2480 USD

Sale

605

180.3361 USD

Sale

700

180.3314 USD

Sale

820

180.4360 USD

Sale

948

179.3176 USD

Sale

1,001

180.1818 USD

Sale

1,444

180.1172 USD

Sale

1,600

180.1684 USD

Sale

1,900

180.4815 USD

Sale

3,671

180.1487 USD

Sale

5,000

180.0009 USD

Sale

5,059

178.2600 USD

Sale

5,580

179.8733 USD

Sale

6,200

179.6829 USD

Sale

6,425

179.9072 USD

Sale

6,723

180.4379 USD

Sale

7,271

180.0909 USD

Sale

7,722

180.2276 USD

Sale

8,000

180.3258 USD

Sale

8,433

180.4427 USD

Sale

9,202

179.1943 USD

Sale

15,020

180.0475 USD

Sale

19,065

180.4835 USD

Sale

25,337

180.3484 USD

Sale

28,189

179.4037 USD

Sale

29,100

180.3595 USD

Sale

49,500

180.2141 USD

Sale

59,491

180.0111 USD

Sale

84,520

180.2901 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 9 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

6,800

185.0000

American

Jan 15, 2021

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

140.0000

American

May 15, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

8,200

150.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Written

200

160.0000

American

Jun 19, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

2,100

190.0000

American

May 15, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-5,200

170.0000

American

Jan 15, 2021

Put Options

Written

35,500

140.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Put Options

Written

1,400

165.0000

American

Jun 19, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Written

300

190.0000

American

Jun 19, 2020

Call Options

Purchased

4,700

190.0000

American

Jan 15, 2021

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Written

-300

177.5000

American

Apr 17, 2020

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jun 19, 2020

Put Options

Written

3,800

180.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

1,300

195.0000

American

Jun 19, 2020

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-3,200

170.0000

American

Apr 17, 2020

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-8,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Call Options

Purchased

9,300

195.0000

American

Jan 15, 2021

Put Options

Written

23,900

160.0000

American

Apr 17, 2020

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696930
Time of Receipt (offset from UTC): 20200409T153948+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC