Form 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Amendment to Sales

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,173,108

1.27%

2,881,197

0.88%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

234,600

0.07%

162,500

0.05%

 

 

 

 

TOTAL:

 

 

 

 

7,095,053

2.16%

5,888,143

1.79%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

178.6700 USD

Purchase

3

178.0250 USD

Purchase

8

178.1562 USD

Purchase

32

177.0800 USD

Purchase

42

178.1647 USD

Purchase

49

178.0800 USD

Purchase

82

178.7400 USD

Purchase

84

178.4907 USD

Purchase

93

179.2000 USD

Purchase

100

177.9550 USD

Purchase

100

177.7050 USD

Purchase

100

179.2800 USD

Purchase

100

177.1100 USD

Purchase

100

178.6500 USD

Purchase

100

178.7600 USD

Purchase

100

178.2250 USD

Purchase

100

178.0900 USD

Purchase

101

178.6109 USD

Purchase

168

178.3100 USD

Purchase

200

177.8800 USD

Purchase

200

178.5300 USD

Purchase

200

178.7500 USD

Purchase

416

178.6799 USD

Purchase

461

178.1200 USD

Purchase

518

178.6891 USD

Purchase

653

178.0966 USD

Purchase

826

177.7324 USD

Purchase

900

178.1766 USD

Purchase

1,066

178.0501 USD

Purchase

1,400

178.6912 USD

Purchase

1,708

178.0723 USD

Purchase

1,800

178.0450 USD

Purchase

2,444

178.3691 USD

Purchase

4,400

178.0488 USD

Purchase

9,170

177.9514 USD

Purchase

9,680

177.9986 USD

Purchase

14,412

178.3496 USD

Purchase

17,972

177.9988 USD

Purchase

26,600

178.0949 USD

Purchase

32,657

178.3425 USD

Purchase

33,984

178.1500 USD

Purchase

130,000

177.6933 USD

Sale

1

178.7100 USD

Sale

1

178.1400 USD

Sale

1

178.4800 USD

Sale

2

178.0450 USD

Sale

2

178.0600 USD

Sale

4

178.6000 USD

Sale

10

178.2120 USD

Sale

13

177.9238 USD

Sale

95

178.2760 USD

Sale

100

178.3400 USD

Sale

125

178.8460 USD

Sale

193

179.2415 USD

Sale

200

178.2600 USD

Sale

200

178.3650 USD

Sale

200

178.4350 USD

Sale

222

178.2930 USD

Sale

296

178.4648 USD

Sale

300

178.2700 USD

Sale

335

178.6200 USD

Sale

340

178.0748 USD

Sale

390

178.3361 USD

Sale

400

178.0525 USD

Sale

400

178.2450 USD

Sale

463

178.1203 USD

Sale

475

178.0378 USD

Sale

592

177.8613 USD

Sale

600

177.4216 USD

Sale

750

178.4374 USD

Sale

847

177.7081 USD

Sale

940

177.9261 USD

Sale

957

176.7300 USD

Sale

1,126

177.8365 USD

Sale

1,176

177.7854 USD

Sale

1,222

178.3691 USD

Sale

1,300

178.1248 USD

Sale

1,725

178.3833 USD

Sale

1,728

178.2536 USD

Sale

1,841

178.1999 USD

Sale

1,845

177.5751 USD

Sale

2,001

178.0934 USD

Sale

2,200

178.1089 USD

Sale

2,230

177.6366 USD

Sale

2,800

178.6912 USD

Sale

2,872

177.6031 USD

Sale

2,933

177.9605 USD

Sale

3,634

178.1476 USD

Sale

4,208

178.4697 USD

Sale

4,400

178.1347 USD

Sale

4,730

178.2084 USD

Sale

6,606

178.2649 USD

Sale

6,671

177.6465 USD

Sale

6,720

177.6117 USD

Sale

8,300

178.4982 USD

Sale

8,620

178.1500 USD

Sale

8,681

177.7257 USD

Sale

10,248

177.6799 USD

Sale

11,137

178.1489 USD

Sale

14,000

177.8443 USD

Sale

19,221

177.6505 USD

Sale

22,273

177.6600 USD

Sale

26,690

177.9179 USD

Sale

44,416

178.1335 USD

Sale

47,010

177.9321 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

500

178 USD

American

3 Apr 2020

0.1000 USD

Call Option

Purchasing

900

178 USD

American

17 Apr 2020

2.6300 USD

Call Option

Purchasing

100

198 USD

American

3 Apr 2020

0.1000 USD

Call Option

Purchasing

5

USD

 

 

0.2000 USD

Call Option

Purchasing

2

USD

 

 

0.2100 USD

Call Option

Purchasing

6

USD

 

 

0.5000 USD

Call Option

Purchasing

14

USD

 

 

1.9800 USD

Call Option

Purchasing

22

USD

 

 

3.6000 USD

Call Option

Selling

1,000

180 USD

American

3 Apr 2020

0.1000 USD

Call Option

Selling

2,400

185 USD

American

3 Apr 2020

0.5000 USD

Call Option

Selling

1,800

193 USD

American

3 Apr 2020

0.3000 USD

Put Option

Purchasing

1,000

158 USD

American

3 Apr 2020

1.0000 USD

Put Option

Purchasing

100

160 USD

American

17 Apr 2020

0.8000 USD

Put Option

Purchasing

100

198 USD

American

3 Apr 2020

19.3000 USD

Put Option

Selling

100

170 USD

American

17 Apr 2020

3.2000 USD

Put Option

Selling

2,100

170 USD

American

15 May 2020

5.1900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 9 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Call Options

Purchased

7,100

185.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

140.0000

American

May 15, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

200

160.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

190.0000

American

May 15, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Put Options

Purchased

-5,200

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Written

35,500

140.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Put Options

Written

600

170.0000

American

May 15, 2020

Put Options

Written

1,400

165.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

4,700

190.0000

American

Jan 15, 2021

Put Options

Written

300

190.0000

American

Jun 19, 2020

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Call Options

Written

-300

177.5000

American

Apr 17, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jun 19, 2020

Put Options

Written

3,800

180.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

1,300

195.0000

American

Jun 19, 2020

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-3,200

170.0000

American

Apr 17, 2020

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Purchased

-8,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Put Options

Written

23,900

160.0000

American

Apr 17, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

9,300

195.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696918
Time of Receipt (offset from UTC): 20200409T123629+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC