Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

08 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,180,283

1.27%

2,893,795

0.88%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

232,700

0.07%

162,000

0.05%

 

 

 

 

TOTAL:

 

 

 

 

7,100,328

2.16%

5,900,241

1.79%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

179.6500 USD

Purchase

12

178.8400 USD

Purchase

17

179.8550 USD

Purchase

21

178.8238 USD

Purchase

100

180.0100 USD

Purchase

100

179.8700 USD

Purchase

196

178.9004 USD

Purchase

198

180.9300 USD

Purchase

200

178.5900 USD

Purchase

200

178.5970 USD

Purchase

300

179.8566 USD

Purchase

300

181.0433 USD

Purchase

400

178.6625 USD

Purchase

400

178.5037 USD

Purchase

400

178.8875 USD

Purchase

400

180.0175 USD

Purchase

465

180.7746 USD

Purchase

518

180.9548 USD

Purchase

590

181.1735 USD

Purchase

600

178.5600 USD

Purchase

686

178.6975 USD

Purchase

700

180.1085 USD

Purchase

754

179.2631 USD

Purchase

800

178.7131 USD

Purchase

811

180.8633 USD

Purchase

875

178.8757 USD

Purchase

930

180.3439 USD

Purchase

1,100

179.8181 USD

Purchase

1,600

179.4300 USD

Purchase

1,600

179.7318 USD

Purchase

2,098

179.7782 USD

Purchase

2,244

179.5522 USD

Purchase

2,410

181.0674 USD

Purchase

4,278

179.5373 USD

Purchase

5,609

179.9339 USD

Purchase

6,978

180.1366 USD

Purchase

10,279

179.8519 USD

Purchase

13,744

180.3785 USD

Purchase

13,753

181.0800 USD

Purchase

40,300

180.4595 USD

Purchase

40,675

180.3946 USD

Sale

1

179.1500 USD

Sale

1

181.5800 USD

Sale

1

179.0600 USD

Sale

1

178.8300 USD

Sale

4

179.1725 USD

Sale

6

178.7466 USD

Sale

8

178.6362 USD

Sale

39

180.8800 USD

Sale

40

179.8200 USD

Sale

67

181.3701 USD

Sale

100

180.9600 USD

Sale

117

181.3293 USD

Sale

200

179.8500 USD

Sale

521

179.9556 USD

Sale

700

181.3957 USD

Sale

1,345

179.8108 USD

Sale

2,271

181.0753 USD

Sale

2,500

181.6609 USD

Sale

2,624

180.2342 USD

Sale

2,992

178.6457 USD

Sale

3,388

180.1316 USD

Sale

4,600

180.0898 USD

Sale

5,200

179.9931 USD

Sale

6,771

181.0800 USD

Sale

7,934

181.0863 USD

Sale

35,800

180.4868 USD

Sale

37,964

180.0184 USD

Sale

40,117

180.2693 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Selling

400

185 USD

American

15 Jan 2021

7.8625 USD

Put Option

Purchasing

200

140 USD

American

19 Jun 2020

2.2500 USD

Put Option

Purchasing

1,000

180 USD

American

15 May 2020

7.0000 USD

Put Option

Selling

500

180 USD

American

15 Jan 2021

12.6300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

9 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

6,400

185.0000  

American

Jan 15, 2021

Put Options

  Written

200

190.0000  

American

Aug 21, 2020

Call Options

  Purchased

600

175.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

220.0000  

American

Aug 21, 2020

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,300

140.0000  

American

May 15, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Written

43,900

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,400

175.0000  

American

May 15, 2020

Put Options

  Written

200

160.0000  

American

Jun 19, 2020

Put Options

  Written

8,200

150.0000  

American

May 15, 2020

Put Options

  Purchased

-16,700

115.0000  

American

Jan 15, 2021

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Call Options

  Written

-3,300

200.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,100

190.0000  

American

May 15, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

32,500

175.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,100

195.0000  

American

May 15, 2020

Put Options

  Purchased

-5,200

170.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,400

165.0000  

American

May 15, 2020

Call Options

  Purchased

3,000

170.0000  

American

May 15, 2020

Put Options

  Written

1,400

165.0000  

American

Jun 19, 2020

Put Options

  Written

35,300

140.0000  

American

Jun 19, 2020

Put Options

  Written

600

170.0000  

American

May 15, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-6,400

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,200

175.0000  

American

May 15, 2020

Put Options

  Purchased

-2,000

190.0000  

American

May 15, 2020

Put Options

  Written

300

190.0000  

American

Jun 19, 2020

Put Options

  Written

6,700

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

14,800

165.0000  

American

Apr 17, 2020

Call Options

  Written

-300

177.5000  

American

Apr 17, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Purchased

-38,300

150.0000  

American

Jan 15, 2021

Put Options

  Written

2,000

180.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,400

160.0000  

American

Jan 15, 2021

Put Options

  Written

1,300

195.0000  

American

Jun 19, 2020

Put Options

  Written

2,800

180.0000  

American

May 15, 2020

Put Options

  Purchased

-1,100

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,200

170.0000  

American

Apr 17, 2020

Put Options

  Purchased

-2,400

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,400

150.0000  

American

Jun 19, 2020

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Call Options

  Purchased

600

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-7,500

180.0000  

American

Jan 15, 2021

Put Options

  Purchased

-800

185.0000  

American

May 15, 2020

Put Options

  Written

23,900

160.0000  

American

Apr 17, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Put Options

  Written

3,900

175.0000  

American

Aug 21, 2020

Call Options

  Purchased

9,300

195.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

145.0000  

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696902
Time of Receipt (offset from UTC): 20200409T104630+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC