Form 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,161,202

1.26%

2,879,105

0.88%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

242,400

0.07%

168,500

0.05%

 

 

 

 

TOTAL:

 

 

 

 

7,090,947

2.15%

5,892,051

1.79%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

176.8600 USD

Purchase

1

177.1000 USD

Purchase

7

176.1028 USD

Purchase

8

175.1450 USD

Purchase

10

174.8400 USD

Purchase

34

174.6100 USD

Purchase

100

197.5000 USD

Purchase

100

175.4840 USD

Purchase

100

175.4200 USD

Purchase

100

175.1600 USD

Purchase

100

174.9500 USD

Purchase

100

176.1950 USD

Purchase

100

176.9900 USD

Purchase

104

175.5553 USD

Purchase

107

176.0557 USD

Purchase

119

177.0200 USD

Purchase

138

174.8700 USD

Purchase

200

177.0650 USD

Purchase

258

175.9009 USD

Purchase

299

174.9483 USD

Purchase

300

175.0233 USD

Purchase

300

175.2266 USD

Purchase

300

175.7333 USD

Purchase

313

175.7668 USD

Purchase

386

175.4535 USD

Purchase

462

175.9524 USD

Purchase

491

175.0883 USD

Purchase

534

174.9928 USD

Purchase

577

175.1544 USD

Purchase

592

175.0258 USD

Purchase

600

175.0483 USD

Purchase

650

174.9992 USD

Purchase

773

175.9529 USD

Purchase

805

174.8693 USD

Purchase

917

174.9086 USD

Purchase

1,200

175.7622 USD

Purchase

1,212

175.0391 USD

Purchase

1,400

175.0857 USD

Purchase

1,411

176.3402 USD

Purchase

1,738

177.2194 USD

Purchase

2,338

175.4457 USD

Purchase

2,400

176.4738 USD

Purchase

3,170

174.9016 USD

Purchase

5,225

177.0092 USD

Purchase

5,304

174.9169 USD

Purchase

5,400

174.8910 USD

Purchase

6,952

174.9198 USD

Purchase

7,805

174.9012 USD

Purchase

8,500

175.3898 USD

Purchase

8,632

177.2142 USD

Purchase

9,433

177.1578 USD

Purchase

20,762

174.8130 USD

Purchase

25,217

175.0196 USD

Purchase

37,958

175.7100 USD

Purchase

123,751

176.0140 USD

Purchase

126,022

177.5954 USD

Sale

1

176.8600 USD

Sale

8

176.3300 USD

Sale

8

175.1450 USD

Sale

10

174.8400 USD

Sale

30

175.5100 USD

Sale

100

176.2200 USD

Sale

100

175.7200 USD

Sale

110

174.9290 USD

Sale

114

174.8700 USD

Sale

119

177.0200 USD

Sale

200

177.1750 USD

Sale

200

174.9000 USD

Sale

300

175.7333 USD

Sale

350

176.0857 USD

Sale

365

175.3300 USD

Sale

400

175.5962 USD

Sale

500

175.0000 USD

Sale

579

175.0652 USD

Sale

1,000

175.3767 USD

Sale

2,039

176.6355 USD

Sale

2,117

175.7704 USD

Sale

2,200

170.0000 USD

Sale

3,381

175.9460 USD

Sale

4,619

175.9369 USD

Sale

5,733

176.2477 USD

Sale

6,000

175.0737 USD

Sale

6,800

175.3782 USD

Sale

6,907

175.8111 USD

Sale

12,650

175.7101 USD

Sale

15,765

175.8067 USD

Sale

23,050

175.6550 USD

Sale

26,304

175.7100 USD

Sale

26,428

177.0795 USD

Sale

61,786

176.2454 USD

Sale

77,415

174.9192 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Put Option

Purchasing

2,500

140 USD

American

19 Jun 2020

2.5000 USD

Put Option

Purchasing

700

160 USD

American

19 Jun 2020

4.9071 USD

Put Option

Purchasing

2,400

165 USD

American

19 Jun 2020

5.7291 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 7 Apr 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

600

172.5000

American

Apr 3, 2020

Call Options

Purchased

7,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

600

175.0000

American

Jan 15, 2021

Put Options

Written

200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-2,200

170.0000

American

Apr 3, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

140.0000

American

May 15, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Written

8,200

150.0000

American

May 15, 2020

Call Options

Purchased

2,400

185.0000

American

Apr 3, 2020

Put Options

Written

200

160.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Call Options

Written

-500

177.5000

American

Apr 3, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-16,700

115.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

32,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

500

165.0000

American

Jan 15, 2021

Call Options

Purchased

2,100

190.0000

American

May 15, 2020

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Call Options

Written

-100

197.5000

American

Apr 3, 2020

Put Options

Purchased

-5,200

170.0000

American

Jan 15, 2021

Put Options

Written

35,500

140.0000

American

Jun 19, 2020

Put Options

Written

1,400

167.5000

American

Apr 3, 2020

Put Options

Written

100

197.5000

American

Apr 3, 2020

Put Options

Written

1,400

165.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Put Options

Purchased

-2,000

190.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Call Options

Purchased

1,800

192.5000

American

Apr 3, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Call Options

Purchased

4,700

190.0000

American

Jan 15, 2021

Put Options

Written

1,000

157.5000

American

Apr 3, 2020

Put Options

Written

300

190.0000

American

Jun 19, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-38,300

150.0000

American

Jan 15, 2021

Call Options

Written

-1,200

177.5000

American

Apr 17, 2020

Put Options

Written

1,300

195.0000

American

Jun 19, 2020

Put Options

Written

3,800

180.0000

American

May 15, 2020

Call Options

Purchased

3,400

160.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jun 19, 2020

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-2,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

170.0000

American

Apr 17, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

180.0000

American

Apr 3, 2020

Call Options

Purchased

600

150.0000

American

Jan 15, 2021

Put Options

Purchased

-8,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

170.0000

American

May 15, 2020

Put Options

Purchased

-800

185.0000

American

May 15, 2020

Call Options

Written

-500

175.0000

American

Apr 3, 2020

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Call Options

Purchased

9,300

195.0000

American

Jan 15, 2021

Put Options

Written

24,000

160.0000

American

Apr 17, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696568
Time of Receipt (offset from UTC): 20200407T172008+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC