Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

6 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,174,508

1.27%

2,881,197

0.88%

 

(2)

Derivatives (other than options):

2,687,345

0.82%

2,844,446

0.86%

 

(3)

Options and agreements to
purchase/sell:

234,600

0.07%

162,500

0.05%

 
TOTAL:

7,096,453

2.16%

5,888,143

1.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

178.6700 USD
Purchase

3

178.0250 USD
Purchase

8

178.1562 USD
Purchase

32

177.0800 USD
Purchase

42

178.1647 USD
Purchase

49

178.0800 USD
Purchase

82

178.7400 USD
Purchase

84

178.4907 USD
Purchase

93

179.2000 USD
Purchase

100

177.9550 USD
Purchase

100

177.7050 USD
Purchase

100

179.2800 USD
Purchase

100

177.1100 USD
Purchase

100

178.6500 USD
Purchase

100

178.7600 USD
Purchase

100

178.2250 USD
Purchase

100

178.0900 USD
Purchase

101

178.6109 USD
Purchase

168

178.3100 USD
Purchase

200

177.8800 USD
Purchase

200

178.5300 USD
Purchase

200

178.7500 USD
Purchase

416

178.6799 USD
Purchase

461

178.1200 USD
Purchase

518

178.6891 USD
Purchase

653

178.0966 USD
Purchase

826

177.7324 USD
Purchase

900

178.1766 USD
Purchase

1,066

178.0501 USD
Purchase

1,400

178.6912 USD
Purchase

1,708

178.0723 USD
Purchase

1,800

178.0450 USD
Purchase

2,444

178.3691 USD
Purchase

4,400

178.0488 USD
Purchase

9,170

177.9514 USD
Purchase

9,680

177.9986 USD
Purchase

14,412

178.3496 USD
Purchase

17,972

177.9988 USD
Purchase

26,600

178.0949 USD
Purchase

32,657

178.3425 USD
Purchase

33,984

178.1500 USD
Purchase

130,000

177.6933 USD
Sale

1

178.7100 USD
Sale

1

178.1400 USD
Sale

1

178.4800 USD
Sale

2

178.0450 USD
Sale

2

178.0600 USD
Sale

4

178.6000 USD
Sale

10

178.2120 USD
Sale

13

177.9238 USD
Sale

95

178.2760 USD
Sale

100

178.3400 USD
Sale

125

178.8460 USD
Sale

193

179.2415 USD
Sale

200

178.2600 USD
Sale

200

178.3650 USD
Sale

200

178.4350 USD
Sale

222

178.2930 USD
Sale

296

178.4648 USD
Sale

300

178.2700 USD
Sale

335

178.6200 USD
Sale

340

178.0748 USD
Sale

390

178.3361 USD
Sale

400

178.0525 USD
Sale

400

178.2450 USD
Sale

463

178.1203 USD
Sale

475

178.0378 USD
Sale

592

177.8613 USD
Sale

600

177.4216 USD
Sale

750

178.4374 USD
Sale

847

177.7081 USD
Sale

940

177.9261 USD
Sale

957

176.7300 USD
Sale

1,126

177.8365 USD
Sale

1,176

177.7854 USD
Sale

1,222

178.3691 USD
Sale

1,300

178.1248 USD
Sale

1,400

178.6912 USD
Sale

1,725

178.3833 USD
Sale

1,728

178.2536 USD
Sale

1,841

178.1999 USD
Sale

1,845

177.5751 USD
Sale

2,001

178.0934 USD
Sale

2,200

178.1089 USD
Sale

2,230

177.6366 USD
Sale

2,872

177.6031 USD
Sale

2,933

177.9605 USD
Sale

3,634

178.1476 USD
Sale

4,208

178.4697 USD
Sale

4,400

178.1347 USD
Sale

4,730

178.2084 USD
Sale

6,606

178.2649 USD
Sale

6,671

177.6465 USD
Sale

6,720

177.6117 USD
Sale

8,300

178.4982 USD
Sale

8,620

178.1500 USD
Sale

8,681

177.7257 USD
Sale

10,248

177.6799 USD
Sale

11,137

178.1489 USD
Sale

14,000

177.8443 USD
Sale

19,221

177.6505 USD
Sale

22,273

177.6600 USD
Sale

26,690

177.9179 USD
Sale

44,416

178.1335 USD
Sale

47,010

177.9321 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

500

178 USD American 3 Apr 2020 0.1000 USD
Call Option Purchasing

900

178 USD American 17 Apr 2020 2.6300 USD
Call Option Purchasing

100

198 USD American 3 Apr 2020 0.1000 USD
Call Option Purchasing

5

USD 0.2000 USD
Call Option Purchasing

2

USD 0.2100 USD
Call Option Purchasing

6

USD 0.5000 USD
Call Option Purchasing

14

USD 1.9800 USD
Call Option Purchasing

22

USD 3.6000 USD
Call Option Selling

1,000

180 USD American 3 Apr 2020 0.1000 USD
Call Option Selling

2,400

185 USD American 3 Apr 2020 0.5000 USD
Call Option Selling

1,800

193 USD American 3 Apr 2020 0.3000 USD
Put Option Purchasing

1,000

158 USD American 3 Apr 2020 1.0000 USD
Put Option Purchasing

100

160 USD American 17 Apr 2020 0.8000 USD
Put Option Purchasing

100

198 USD American 3 Apr 2020 19.3000 USD
Put Option Selling

100

170 USD American 17 Apr 2020 3.2000 USD
Put Option Selling

2,100

170 USD American 15 May 2020 5.1900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

7 April 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

600

175.0000

American Jan 15, 2021
Call Options Purchased

7,100

185.0000

American Jan 15, 2021
Put Options Written

200

190.0000

American Aug 21, 2020
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Put Options Purchased

-2,300

140.0000

American May 15, 2020
Call Options Written

-1,500

220.0000

American Aug 21, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Written

200

160.0000

American Jun 19, 2020
Call Options Purchased

6,400

175.0000

American May 15, 2020
Put Options Written

43,900

105.0000

American Jan 15, 2021
Put Options Written

8,200

150.0000

American May 15, 2020
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-3,300

200.0000

American Aug 21, 2020
Put Options Purchased

-16,700

115.0000

American Jan 15, 2021
Call Options Purchased

2,100

190.0000

American May 15, 2020
Call Options Purchased

32,500

175.0000

American Jan 21, 2022
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

500

165.0000

American Jan 15, 2021
Put Options Purchased

-1,400

165.0000

American May 15, 2020
Put Options Purchased

-5,200

170.0000

American Jan 15, 2021
Put Options Purchased

-1,100

195.0000

American May 15, 2020
Put Options Written

35,500

140.0000

American Jun 19, 2020
Call Options Purchased

3,000

170.0000

American May 15, 2020
Put Options Written

600

170.0000

American May 15, 2020
Put Options Written

1,400

165.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Purchased

-3,200

175.0000

American May 15, 2020
Put Options Purchased

-2,000

190.0000

American May 15, 2020
Put Options Purchased

-6,400

170.0000

American Jun 19, 2020
Put Options Written

6,700

140.0000

American Jan 15, 2021
Call Options Purchased

4,700

190.0000

American Jan 15, 2021
Put Options Written

300

190.0000

American Jun 19, 2020
Put Options Written

14,800

165.0000

American Apr 17, 2020
Put Options Purchased

-38,300

150.0000

American Jan 15, 2021
Call Options Written

-300

177.5000

American Apr 17, 2020
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Put Options Written

2,000

180.0000

American Jun 19, 2020
Put Options Written

3,800

180.0000

American May 15, 2020
Call Options Purchased

3,400

160.0000

American Jan 15, 2021
Put Options Written

1,300

195.0000

American Jun 19, 2020
Put Options Purchased

-1,400

150.0000

American Jun 19, 2020
Put Options Purchased

-1,100

185.0000

American Jan 15, 2021
Put Options Purchased

-2,400

160.0000

American Jan 15, 2021
Put Options Purchased

-3,200

170.0000

American Apr 17, 2020
Call Options Purchased

600

150.0000

American Jan 15, 2021
Put Options Written

3,700

215.0000

American Jan 15, 2021
Put Options Purchased

-8,000

180.0000

American Jan 15, 2021
Put Options Purchased

-800

185.0000

American May 15, 2020
Put Options Written

3,900

175.0000

American Aug 21, 2020
Put Options Written

23,900

160.0000

American Apr 17, 2020
Put Options Written

4,500

195.0000

American Aug 21, 2020
Call Options Purchased

9,300

195.0000

American Jan 15, 2021
Put Options Purchased

-4,500

145.0000

American May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696601
Time of Receipt (offset from UTC): 20200407T105443+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC