FORM 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,027,050

0.14%

3,838,126

0.26%

 

(2)

Derivatives (other than options):

2,087,024

0.14%

516,901

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,304,800

0.09%

1,413,400

0.10%

 
TOTAL:

5,418,874

0.37%

5,768,427

0.39%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

74.0200 USD

Purchase

2

73.7900 USD

Purchase

5

73.1800 USD

Purchase

5

73.3200 USD

Purchase

6

74.9000 USD

Purchase

17

72.9000 USD

Purchase

24

74.9958 USD

Purchase

59

73.2600 USD

Purchase

60

73.0600 USD

Purchase

100

73.1600 USD

Purchase

100

73.1400 USD

Purchase

100

73.1300 USD

Purchase

100

72.6900 USD

Purchase

100

75.0000 USD

Purchase

100

74.9900 USD

Purchase

100

73.6200 USD

Purchase

100

73.5800 USD

Purchase

100

73.4800 USD

Purchase

100

73.3600 USD

Purchase

100

73.2900 USD

Purchase

100

73.2100 USD

Purchase

160

73.2000 USD

Purchase

172

72.8074 USD

Purchase

195

73.2049 USD

Purchase

200

73.1500 USD

Purchase

200

73.4500 USD

Purchase

241

73.1191 USD

Purchase

251

74.7000 USD

Purchase

300

74.8233 USD

Purchase

300

74.9866 USD

Purchase

318

74.8850 USD

Purchase

362

74.3325 USD

Purchase

400

72.7350 USD

Purchase

500

73.9560 USD

Purchase

700

74.2178 USD

Purchase

1,017

74.9163 USD

Purchase

1,323

74.9726 USD

Purchase

1,900

73.2909 USD

Purchase

2,000

73.2935 USD

Purchase

2,372

73.6545 USD

Purchase

2,709

74.4880 USD

Purchase

2,831

74.4359 USD

Purchase

3,109

73.5340 USD

Purchase

3,200

74.5068 USD

Purchase

3,231

74.9564 USD

Purchase

3,343

74.1400 USD

Purchase

3,343

74.1399 USD

Purchase

3,420

74.3231 USD

Purchase

3,773

74.7295 USD

Purchase

4,613

74.4820 USD

Purchase

4,678

74.4515 USD

Purchase

4,782

74.4149 USD

Purchase

4,825

74.4687 USD

Purchase

4,935

74.3665 USD

Purchase

5,200

73.3022 USD

Purchase

6,815

73.5193 USD

Purchase

7,647

74.2422 USD

Purchase

7,848

74.3668 USD

Purchase

10,072

73.8364 USD

Purchase

12,800

73.4000 USD

Purchase

12,817

73.8730 USD

Purchase

23,596

73.5016 USD

Purchase

25,536

73.3795 USD

Purchase

26,066

73.7315 USD

Purchase

26,299

75.1300 USD

Purchase

29,902

74.0312 USD

Purchase

39,710

73.6423 USD

Purchase

43,600

73.5968 USD

Purchase

59,440

73.3700 USD

Purchase

69,381

72.9282 USD

Purchase

118,072

73.4361 USD

Purchase

177,904

73.7713 USD

Sale

1

73.8400 USD

Sale

2

73.2500 USD

Sale

5

73.1800 USD

Sale

17

72.9000 USD

Sale

24

72.6289 USD

Sale

62

73.1691 USD

Sale

99

73.8700 USD

Sale

100

74.8250 USD

Sale

100

72.6400 USD

Sale

100

74.7100 USD

Sale

100

74.5500 USD

Sale

100

74.2200 USD

Sale

100

74.1300 USD

Sale

100

73.9000 USD

Sale

100

73.8500 USD

Sale

100

73.6800 USD

Sale

100

73.6900 USD

Sale

100

73.7300 USD

Sale

112

74.7903 USD

Sale

143

73.8993 USD

Sale

144

72.7900 USD

Sale

160

73.2000 USD

Sale

172

72.8074 USD

Sale

185

73.8659 USD

Sale

197

73.5274 USD

Sale

200

72.8200 USD

Sale

200

73.0325 USD

Sale

200

73.3050 USD

Sale

200

73.7800 USD

Sale

200

74.2300 USD

Sale

201

73.9297 USD

Sale

251

74.7000 USD

Sale

295

73.2155 USD

Sale

300

74.1933 USD

Sale

302

73.3016 USD

Sale

362

74.3325 USD

Sale

397

73.5121 USD

Sale

400

73.2525 USD

Sale

400

72.7350 USD

Sale

426

72.8447 USD

Sale

457

73.6023 USD

Sale

500

73.9560 USD

Sale

500

73.3040 USD

Sale

500

74.7520 USD

Sale

551

73.1079 USD

Sale

555

72.9013 USD

Sale

636

74.8850 USD

Sale

700

73.2622 USD

Sale

700

73.1850 USD

Sale

843

74.6210 USD

Sale

882

72.9672 USD

Sale

900

73.9911 USD

Sale

900

73.1738 USD

Sale

901

73.3030 USD

Sale

922

73.7530 USD

Sale

1,000

73.8687 USD

Sale

1,074

73.5838 USD

Sale

1,100

74.1390 USD

Sale

1,133

73.7824 USD

Sale

1,312

73.2288 USD

Sale

1,365

73.2055 USD

Sale

1,398

73.3000 USD

Sale

1,400

74.1360 USD

Sale

1,501

73.3047 USD

Sale

1,600

73.2181 USD

Sale

1,673

73.2448 USD

Sale

1,700

74.7498 USD

Sale

1,952

72.8924 USD

Sale

2,155

73.2578 USD

Sale

2,600

73.1848 USD

Sale

2,722

72.8846 USD

Sale

2,913

74.9643 USD

Sale

3,343

74.1400 USD

Sale

3,482

74.9379 USD

Sale

3,773

74.7295 USD

Sale

3,963

73.1516 USD

Sale

3,992

73.1452 USD

Sale

4,618

73.8088 USD

Sale

5,274

73.5794 USD

Sale

5,310

73.5965 USD

Sale

5,468

73.6610 USD

Sale

5,484

73.1374 USD

Sale

5,843

72.8286 USD

Sale

6,542

73.5158 USD

Sale

6,908

72.9305 USD

Sale

6,966

73.6537 USD

Sale

7,143

73.4596 USD

Sale

7,600

72.9313 USD

Sale

7,861

73.7158 USD

Sale

8,442

73.7234 USD

Sale

8,931

72.8205 USD

Sale

9,500

73.2284 USD

Sale

9,879

73.8673 USD

Sale

12,700

73.4000 USD

Sale

13,697

73.1679 USD

Sale

13,951

72.9722 USD

Sale

15,619

72.9427 USD

Sale

16,497

73.7809 USD

Sale

17,600

73.6635 USD

Sale

17,900

73.8159 USD

Sale

18,520

73.6443 USD

Sale

22,499

73.7474 USD

Sale

24,100

73.3711 USD

Sale

29,298

73.3700 USD

Sale

36,212

73.5378 USD

Sale

45,497

73.3702 USD

Sale

62,311

73.9508 USD

Sale

67,482

74.4681 USD

Sale

195,974

73.4916 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

81 USD

American

3 Apr 2020

0.0100 USD

Put Option

Purchasing

100

70 USD

American

3 Apr 2020

0.1300 USD

Put Option

Purchasing

200

85 USD

American

15 Jan 2021

19.3000 USD

Put Option

Purchasing

100

98 USD

American

3 Apr 2020

20.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

6 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Call Options

Purchased

5,600

75.0000

American

May 15, 2020

Put Options

Written

54,600

60.0000

American

Jun 19, 2020

Put Options

Written

3,000

75.0000

American

Jun 19, 2020

Put Options

Written

2,500

70.0000

American

Sep 18, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-2,900

120.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-12,200

90.0000

American

Jun 19, 2020

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options

Written

-900

90.0000

American

Apr 3, 2020

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

16,800

95.0000

American

May 15, 2020

Call Options

Purchased

4,700

85.0000

American

Aug 21, 2020

Call Options

Purchased

3,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

5,800

77.5000

American

May 15, 2020

Call Options

Purchased

2,000

92.5000

American

May 15, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Put Options

Written

6,000

75.0000

American

Sep 18, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Call Options

Written

-2,500

70.0000

American

Apr 3, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Written

-5,700

95.0000

American

Apr 17, 2020

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Call Options

Written

-8,600

105.0000

American

May 15, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-32,000

62.5000

American

Jan 15, 2021

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Call Options

Purchased

16,800

97.5000

American

May 15, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

500

92.5000

American

Jun 19, 2020

Put Options

Written

1,000

45.0000

American

Apr 3, 2020

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Call Options

Written

-2,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Call Options

Written

-200

77.5000

American

Jun 19, 2020

Call Options

Written

-200

92.0000

American

Apr 3, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020

Call Options

Written

-100

77.0000

American

Apr 3, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Call Options

Written

-800

81.0000

American

Apr 3, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Put Options

Written

27,000

57.5000

American

Jun 19, 2020

Put Options

Written

151,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

5,000

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

80.0000

American

Apr 3, 2020

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Put Options

Written

2,100

72.5000

American

Jun 19, 2020

Put Options

Written

150,000

65.0000

American

Jun 19, 2020

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Put Options

Written

1,900

70.0000

American

Aug 21, 2020

Call Options

Written

-1,800

97.5000

American

Jun 19, 2020

Call Options

Written

-25,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-3,700

90.0000

American

Apr 17, 2020

Put Options

Purchased

-14,300

67.5000

American

Sep 18, 2020

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Call Options

Written

-3,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Call Options

Written

-77,400

70.0000

American

Jan 15, 2021

Call Options

Written

-2,200

95.0000

American

Apr 3, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

6,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

77.5000

American

Sep 18, 2020

Call Options

Purchased

16,600

90.0000

American

May 15, 2020

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

80.0000

American

Apr 17, 2020

Put Options

Written

10,000

65.0000

American

Apr 3, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-100

75.0000

American

Apr 3, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Written

3,400

66.0000

American

Apr 3, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Purchased

400

78.0000

American

Apr 3, 2020

Put Options

Written

7,200

70.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

45,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Written

-1,400

73.0000

American

Apr 3, 2020

Call Options

Written

-200

75.0000

American

Apr 3, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Call Options

Written

-31,300

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

82.5000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Put Options

Written

175,000

70.0000

American

Jan 15, 2021

Put Options

Written

1,500

67.5000

American

Jun 19, 2020

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

200

85.0000

American

Jan 21, 2022

Call Options

Purchased

14,500

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

83.0000

American

Apr 3, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Put Options

Purchased

-100

40.0000

American

Jun 19, 2020

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Call Options

Written

-100

65.0000

American

Apr 3, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-16,100

105.0000

American

Jan 15, 2021

Put Options

Purchased

-100

77.5000

American

Jun 19, 2020

Call Options

Purchased

700

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Call Options

Purchased

6,300

82.5000

American

Jun 19, 2020

Put Options

Written

15,100

72.5000

American

May 15, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696174
Time of Receipt (offset from UTC): 20200406T115703+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC