FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,244,121

0.15%

4,061,701

0.28%

 

(2)

Derivatives (other than options):

2,087,024

0.14%

516,901

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,443,000

0.10%

1,500,500

0.10%

 
TOTAL:

5,774,145

0.39%

6,079,102

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

57

73.5050 USD

Purchase

67

72.5416 USD

Purchase

80

72.6600 USD

Purchase

90

73.4550 USD

Purchase

100

73.0300 USD

Purchase

100

72.7900 USD

Purchase

100

72.8100 USD

Purchase

100

73.1200 USD

Purchase

100

73.5400 USD

Purchase

100

72.5050 USD

Purchase

100

73.8100 USD

Purchase

100

94.5000 USD

Purchase

125

72.9600 USD

Purchase

136

72.2552 USD

Purchase

136

72.2553 USD

Purchase

159

73.3900 USD

Purchase

172

73.2590 USD

Purchase

187

72.5406 USD

Purchase

200

72.8000 USD

Purchase

200

72.7950 USD

Purchase

210

73.2833 USD

Purchase

227

73.5800 USD

Purchase

310

73.3758 USD

Purchase

313

73.2180 USD

Purchase

400

72.5762 USD

Purchase

400

73.4775 USD

Purchase

400

72.7475 USD

Purchase

435

73.2003 USD

Purchase

440

73.2500 USD

Purchase

440

72.3504 USD

Purchase

443

73.5551 USD

Purchase

473

73.2358 USD

Purchase

500

73.0940 USD

Purchase

500

72.7960 USD

Purchase

500

73.5520 USD

Purchase

500

73.1860 USD

Purchase

500

73.2440 USD

Purchase

600

72.3833 USD

Purchase

600

72.6816 USD

Purchase

749

73.4243 USD

Purchase

800

73.5212 USD

Purchase

900

73.1177 USD

Purchase

900

72.6811 USD

Purchase

963

72.4000 USD

Purchase

987

73.1974 USD

Purchase

1,000

73.4000 USD

Purchase

1,017

73.2535 USD

Purchase

1,021

72.4768 USD

Purchase

1,087

72.6822 USD

Purchase

1,100

73.5309 USD

Purchase

1,100

72.6809 USD

Purchase

1,100

73.5286 USD

Purchase

1,176

72.4492 USD

Purchase

1,300

72.6573 USD

Purchase

1,504

72.7492 USD

Purchase

1,600

72.4753 USD

Purchase

1,784

72.7175 USD

Purchase

1,800

72.7923 USD

Purchase

1,896

72.9792 USD

Purchase

1,900

72.4184 USD

Purchase

1,907

73.4301 USD

Purchase

1,943

73.2305 USD

Purchase

2,100

73.2964 USD

Purchase

2,276

73.2299 USD

Purchase

2,496

72.6851 USD

Purchase

2,886

72.9772 USD

Purchase

3,212

72.6538 USD

Purchase

3,444

72.5388 USD

Purchase

3,530

73.0430 USD

Purchase

3,561

72.5525 USD

Purchase

3,575

73.1031 USD

Purchase

3,785

72.9407 USD

Purchase

4,191

73.3407 USD

Purchase

4,300

72.9589 USD

Purchase

4,656

73.2103 USD

Purchase

4,983

73.0741 USD

Purchase

5,334

73.5002 USD

Purchase

6,996

73.0574 USD

Purchase

7,615

72.9961 USD

Purchase

8,738

72.8104 USD

Purchase

9,015

72.1007 USD

Purchase

9,700

72.8800 USD

Purchase

12,069

73.0889 USD

Purchase

12,288

73.0111 USD

Purchase

13,441

72.9325 USD

Purchase

13,762

73.0393 USD

Purchase

14,231

72.3281 USD

Purchase

19,380

72.3600 USD

Purchase

23,062

72.7210 USD

Purchase

23,903

72.7361 USD

Purchase

25,919

72.8905 USD

Purchase

36,422

73.3627 USD

Purchase

40,067

73.4200 USD

Purchase

45,468

73.0952 USD

Purchase

52,203

73.2337 USD

Purchase

65,786

72.6285 USD

Purchase

68,900

72.6335 USD

Purchase

420,892

72.8460 USD

Sale

1

72.8000 USD

Sale

2

73.0900 USD

Sale

4

72.9100 USD

Sale

6

73.3366 USD

Sale

12

72.6691 USD

Sale

16

72.5337 USD

Sale

26

73.4300 USD

Sale

36

72.2700 USD

Sale

40

73.4500 USD

Sale

51

72.0350 USD

Sale

53

73.4800 USD

Sale

65

72.6300 USD

Sale

75

73.0058 USD

Sale

80

72.6600 USD

Sale

98

72.4316 USD

Sale

100

73.0300 USD

Sale

100

73.5200 USD

Sale

100

72.0000 USD

Sale

100

72.2000 USD

Sale

100

72.9400 USD

Sale

100

73.5000 USD

Sale

100

72.3800 USD

Sale

100

72.2500 USD

Sale

100

72.8450 USD

Sale

100

72.7300 USD

Sale

105

72.0490 USD

Sale

114

72.4894 USD

Sale

125

72.9600 USD

Sale

136

72.2552 USD

Sale

200

72.0450 USD

Sale

200

73.5300 USD

Sale

200

73.4600 USD

Sale

200

73.4350 USD

Sale

201

73.0536 USD

Sale

202

72.0216 USD

Sale

206

72.4893 USD

Sale

241

72.9867 USD

Sale

265

72.5784 USD

Sale

300

72.7400 USD

Sale

300

72.8066 USD

Sale

300

73.5450 USD

Sale

300

72.7466 USD

Sale

300

73.4766 USD

Sale

315

72.0575 USD

Sale

335

73.1185 USD

Sale

379

72.7500 USD

Sale

400

72.2175 USD

Sale

400

72.8025 USD

Sale

438

72.8221 USD

Sale

459

73.3098 USD

Sale

466

71.8683 USD

Sale

486

72.5840 USD

Sale

500

72.0220 USD

Sale

522

72.5051 USD

Sale

564

71.9824 USD

Sale

600

73.3333 USD

Sale

602

72.0890 USD

Sale

700

72.3728 USD

Sale

701

72.8696 USD

Sale

802

72.8930 USD

Sale

802

72.0225 USD

Sale

849

73.3696 USD

Sale

900

73.4150 USD

Sale

900

73.0544 USD

Sale

901

72.0246 USD

Sale

902

72.2852 USD

Sale

930

72.0253 USD

Sale

1,000

72.6210 USD

Sale

1,000

72.7960 USD

Sale

1,040

73.4000 USD

Sale

1,100

72.7900 USD

Sale

1,100

73.5309 USD

Sale

1,200

72.1175 USD

Sale

1,213

73.0946 USD

Sale

1,800

73.2523 USD

Sale

1,807

72.0193 USD

Sale

1,896

72.9792 USD

Sale

1,920

72.0286 USD

Sale

2,328

72.0029 USD

Sale

2,446

72.6202 USD

Sale

3,516

72.7144 USD

Sale

4,200

72.5566 USD

Sale

4,499

72.6912 USD

Sale

5,087

72.8102 USD

Sale

5,334

73.5002 USD

Sale

6,121

72.9369 USD

Sale

7,012

72.3868 USD

Sale

7,700

72.7245 USD

Sale

7,845

72.4990 USD

Sale

9,700

72.8800 USD

Sale

12,288

73.0111 USD

Sale

12,790

73.2581 USD

Sale

14,362

72.3600 USD

Sale

14,925

73.0783 USD

Sale

15,900

72.5911 USD

Sale

16,099

72.7947 USD

Sale

18,066

72.7701 USD

Sale

19,461

72.8271 USD

Sale

20,983

72.3863 USD

Sale

24,377

72.8653 USD

Sale

30,776

72.7479 USD

Sale

53,900

72.6499 USD

Sale

57,866

73.0806 USD

Sale

58,200

72.6995 USD

Sale

61,288

72.8584 USD

Sale

67,173

73.1109 USD

Sale

67,369

73.4200 USD

Sale

73,317

72.8892 USD

Sale

82,538

72.7517 USD

Sale

93,900

73.0462 USD

Sale

106,511

72.8405 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

75 USD

American

15 Jan 2021

7.0500 USD

Call Option

Purchasing

100

78 USD

American

21 Aug 2020

4.6000 USD

Call Option

Purchasing

1,700

80 USD

American

3 Apr 2020

0.1500 USD

Call Option

Purchasing

300

80 USD

American

21 Aug 2020

3.6000 USD

Call Option

Purchasing

200

80 USD

American

18 Sep 2020

3.8000 USD

Call Option

Purchasing

3,800

85 USD

American

21 Aug 2020

2.0963 USD

Call Option

Purchasing

300

85 USD

American

18 Sep 2020

3.0000 USD

Call Option

Purchasing

100

90 USD

American

21 Aug 2020

1.4000 USD

Call Option

Purchasing

200

90 USD

American

15 Jan 2021

2.7000 USD

Call Option

Purchasing

300

93 USD

American

15 Jan 2021

1.9000 USD

Call Option

Purchasing

800

98 USD

American

17 Apr 2020

0.0500 USD

Call Option

Purchasing

1,000

100 USD

American

21 Jan 2022

3.0000 USD

Call Option

Purchasing

200

115 USD

American

21 Jan 2022

1.7500 USD

Call Option

Selling

3,300

73 USD

American

19 Jun 2020

5.5121 USD

Call Option

Selling

100

75 USD

American

17 Apr 2020

1.7500 USD

Call Option

Selling

100

75 USD

American

15 May 2020

3.4800 USD

Call Option

Selling

100

76 USD

American

1 May 2020

1.5000 USD

Call Option

Selling

100

77 USD

American

3 Apr 2020

0.4000 USD

Call Option

Selling

200

79 USD

American

1 May 2020

1.6400 USD

Call Option

Selling

800

80 USD

American

3 Apr 2020

0.1025 USD

Put Option

Purchasing

400

58 USD

American

21 Jan 2022

9.3625 USD

Put Option

Purchasing

1,900

63 USD

American

15 Jan 2021

6.7500 USD

Put Option

Selling

200

33 USD

American

15 Jan 2021

1.1000 USD

Put Option

Selling

100

70 USD

American

21 Aug 2020

7.4500 USD

Put Option

Selling

4,600

70 USD

American

18 Sep 2020

7.4043 USD

Put Option

Selling

4,300

73 USD

American

19 Jun 2020

6.7732 USD

Put Option

Selling

1,900

73 USD

American

18 Sep 2020

8.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

3 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Purchased

5,600

75.0000

American

May 15, 2020

Put Options

Written

3,000

75.0000

American

Jun 19, 2020

Put Options

Written

400

82.5000

American

Jan 15, 2021

Put Options

Written

54,600

60.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

700

72.0000

American

Apr 17, 2020

Put Options

Written

4,500

70.0000

American

Sep 18, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

1,000

79.0000

American

May 1, 2020

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Call Options

Purchased

100

79.5000

American

May 1, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Written

2,300

37.5000

American

Jan 21, 2022

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

200

65.0000

American

Apr 9, 2020

Call Options

Written

-100

70.0000

American

Aug 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-900

90.0000

American

Apr 3, 2020

Call Options

Written

-100

90.0000

American

May 8, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-12,200

90.0000

American

Jun 19, 2020

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

60.0000

American

May 1, 2020

Call Options

Written

-4,300

115.0000

American

Jan 21, 2022

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options

Written

-500

100.0000

American

Aug 21, 2020

Call Options

Written

-200

110.0000

American

Jan 21, 2022

Call Options

Written

-2,900

120.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

4,700

85.0000

American

Aug 21, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Call Options

Purchased

2,000

92.5000

American

May 15, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Put Options

Written

400

71.0000

American

Apr 17, 2020

Put Options

Written

6,000

75.0000

American

Sep 18, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

5,800

77.5000

American

May 15, 2020

Call Options

Purchased

100

80.5000

American

May 1, 2020

Call Options

Purchased

16,800

95.0000

American

May 15, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

3,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Put Options

Written

100

75.0000

American

Apr 9, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

200

55.0000

American

Apr 24, 2020

Call Options

Purchased

900

100.0000

American

Jan 21, 2022

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Call Options

Written

-1,000

75.0000

American

Apr 9, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-100

115.0000

American

Aug 21, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-2,500

70.0000

American

Apr 3, 2020

Put Options

Purchased

-32,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-100

65.0000

American

Apr 24, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-400

120.0000

American

Sep 18, 2020

Put Options

Purchased

-200

85.0000

American

Apr 17, 2020

Put Options

Purchased

-400

72.5000

American

Aug 21, 2020

Call Options

Written

-800

76.0000

American

Apr 9, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Call Options

Written

-700

83.0000

American

May 1, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Written

-8,600

105.0000

American

May 15, 2020

Call Options

Written

-15,700

95.0000

American

Apr 17, 2020

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,800

105.0000

American

Jun 19, 2020

Put Options

Written

1,000

45.0000

American

Apr 3, 2020

Put Options

Written

500

74.0000

American

Apr 9, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Call Options

Purchased

4,200

77.5000

American

Jun 19, 2020

Call Options

Purchased

16,800

97.5000

American

May 15, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Put Options

Written

200

87.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

92.5000

American

Jun 19, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-1,000

81.0000

American

Apr 3, 2020

Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020

Call Options

Written

-2,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Call Options

Written

-100

77.0000

American

Apr 3, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-3,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-100

65.0000

American

Jan 21, 2022

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Call Options

Written

-100

88.0000

American

Apr 24, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-300

85.0000

American

Jun 19, 2020

Call Options

Written

-1,000

77.0000

American

Apr 9, 2020

Put Options

Purchased

-500

82.5000

American

Apr 17, 2020

Call Options

Written

-200

92.0000

American

Apr 3, 2020

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Put Options

Written

151,700

80.0000

American

Jan 15, 2021

Put Options

Written

37,000

57.5000

American

Jun 19, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

5,000

90.0000

American

Aug 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

600

50.0000

American

Apr 17, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

12,100

72.5000

American

Jun 19, 2020

Put Options

Written

600

73.0000

American

Apr 17, 2020

Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

150,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

700

105.0000

American

Aug 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Put Options

Written

500

77.5000

American

Jan 21, 2022

Put Options

Written

2,000

85.0000

American

May 15, 2020

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

1,900

70.0000

American

Aug 21, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Call Options

Purchased

1,100

80.0000

American

Apr 3, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Call Options

Written

-1,800

97.5000

American

Jun 19, 2020

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Put Options

Purchased

-14,300

67.5000

American

Sep 18, 2020

Call Options

Written

-100

87.5000

American

Apr 17, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-77,400

70.0000

American

Jan 15, 2021

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-13,700

90.0000

American

Apr 17, 2020

Call Options

Written

-3,100

100.0000

American

Jan 15, 2021

Call Options

Written

-700

110.0000

American

Sep 18, 2020

Call Options

Written

-900

125.0000

American

Sep 18, 2020

Call Options

Written

-25,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Call Options

Written

-2,200

95.0000

American

Apr 3, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Put Options

Purchased

-500

60.0000

American

May 15, 2020

Call Options

Purchased

300

80.0000

American

Aug 21, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

6,500

80.0000

American

Jan 15, 2021

Call Options

Purchased

2,300

77.5000

American

Sep 18, 2020

Put Options

Written

100

67.0000

American

Apr 9, 2020

Call Options

Purchased

16,600

90.0000

American

May 15, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Written

10,000

65.0000

American

Apr 3, 2020

Put Options

Written

200

32.5000

American

Jan 15, 2021

Call Options

Purchased

200

85.0000

American

May 1, 2020

Put Options

Written

200

70.0000

American

May 1, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Put Options

Written

100

62.5000

American

Jan 21, 2022

Put Options

Written

16,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

3,200

80.0000

American

Apr 17, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

100

55.0000

American

Apr 17, 2020

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Call Options

Written

-800

92.5000

American

Apr 17, 2020

Call Options

Written

-200

93.0000

American

Apr 9, 2020

Call Options

Written

-100

60.0000

American

Sep 18, 2020

Call Options

Written

-100

85.0000

American

Apr 17, 2020

Put Options

Purchased

-100

75.0000

American

Apr 3, 2020

Put Options

Purchased

-100

70.0000

American

Apr 24, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-100

72.5000

American

Aug 21, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-500

72.5000

American

Jan 15, 2021

Put Options

Purchased

-500

77.5000

American

Aug 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

45,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

3,400

66.0000

American

Apr 3, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

1,200

90.0000

American

Jan 15, 2021

Put Options

Written

100

95.0000

American

Sep 18, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Purchased

400

78.0000

American

Apr 3, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Put Options

Written

100

35.0000

American

Sep 18, 2020

Call Options

Purchased

900

75.0000

American

Jun 19, 2020

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

7,200

70.0000

American

Jun 19, 2020

Put Options

Written

4,900

55.0000

American

Jun 19, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Call Options

Written

-1,400

73.0000

American

Apr 3, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-200

75.0000

American

Apr 3, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-31,300

95.0000

American

Jun 19, 2020

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-500

65.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Put Options

Purchased

-400

57.5000

American

Jan 21, 2022

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Put Options

Written

200

100.0000

American

Jan 21, 2022

Call Options

Purchased

100

67.5000

American

Jan 21, 2022

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Put Options

Written

175,000

70.0000

American

Jan 15, 2021

Put Options

Written

100

97.5000

American

Apr 3, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

83.0000

American

Apr 3, 2020

Put Options

Written

100

47.5000

American

Apr 17, 2020

Put Options

Written

300

65.0000

American

Sep 18, 2020

Put Options

Written

9,300

72.5000

American

Sep 18, 2020

Call Options

Purchased

600

70.0000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

900

110.0000

American

Apr 17, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Call Options

Purchased

14,500

80.0000

American

Jun 19, 2020

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

100

82.0000

American

May 1, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

100

50.0000

American

May 15, 2020

Put Options

Written

11,500

67.5000

American

Jun 19, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Put Options

Written

400

40.0000

American

May 15, 2020

Put Options

Purchased

-300

37.5000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Put Options

Purchased

-100

70.0000

American

Apr 9, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-16,100

105.0000

American

Jan 15, 2021

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-100

45.0000

American

May 1, 2020

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

77.5000

American

Jun 19, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Written

-1,300

105.0000

American

Sep 18, 2020

Call Options

Written

-100

65.0000

American

Apr 3, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-100

76.0000

American

May 1, 2020

Call Options

Purchased

10,700

85.0000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

100

77.5000

American

Aug 21, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

900

80.0000

American

Jan 21, 2022

Put Options

Written

3,800

40.0000

American

May 8, 2020

Call Options

Purchased

6,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

500

81.0000

American

May 1, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

200

75.0000

American

Apr 17, 2020

Put Options

Written

100

70.0000

American

Apr 3, 2020

Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,900

80.0000

American

Sep 18, 2020

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Call Options

Purchased

500

97.5000

American

Apr 17, 2020

Put Options

Written

15,100

72.5000

American

May 15, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-100

55.0000

American

Jan 21, 2022

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-1,000

120.0000

American

Aug 21, 2020

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-700

92.5000

American

Aug 21, 2020

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-300

77.0000

American

Apr 17, 2020

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-600

100.0000

American

Sep 18, 2020

Call Options

Written

-4,000

80.0000

American

Apr 9, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-200

80.0000

American

May 1, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-1,000

60.0000

American

Apr 17, 2020

Put Options

Purchased

-250,700

85.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696456
Time of Receipt (offset from UTC): 20200403T164105+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC