Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,152,585

1.26%

3,012,463

0.92%

 

(2)

Derivatives (other than options):

2,687,345

0.82%

2,844,446

0.86%

 

(3)

Options and agreements to
purchase/sell:

387,400

0.12%

227,700

0.07%

 
TOTAL:

7,227,330

2.20%

6,084,609

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

25

174.4500 USD

Purchase

52

174.9400 USD

Purchase

82

175.3500 USD

Purchase

100

174.1800 USD

Purchase

100

175.7500 USD

Purchase

100

174.8850 USD

Purchase

100

174.7800 USD

Purchase

100

175.2800 USD

Purchase

100

175.3100 USD

Purchase

100

173.3800 USD

Purchase

120

174.0200 USD

Purchase

129

174.3397 USD

Purchase

200

174.7000 USD

Purchase

200

174.9250 USD

Purchase

200

174.8450 USD

Purchase

200

175.0100 USD

Purchase

200

174.8050 USD

Purchase

200

174.9625 USD

Purchase

300

175.1200 USD

Purchase

300

174.7933 USD

Purchase

300

174.8400 USD

Purchase

300

174.8566 USD

Purchase

300

175.3483 USD

Purchase

397

174.8285 USD

Purchase

400

175.0812 USD

Purchase

400

174.8500 USD

Purchase

400

175.1000 USD

Purchase

420

174.4326 USD

Purchase

490

174.4402 USD

Purchase

500

174.5890 USD

Purchase

500

174.9320 USD

Purchase

500

175.2290 USD

Purchase

600

175.0366 USD

Purchase

600

174.5200 USD

Purchase

600

175.5458 USD

Purchase

700

174.9214 USD

Purchase

800

174.8968 USD

Purchase

1,100

174.7632 USD

Purchase

1,182

175.0886 USD

Purchase

1,200

174.2867 USD

Purchase

1,271

174.5192 USD

Purchase

1,294

175.2394 USD

Purchase

1,300

174.7461 USD

Purchase

1,378

173.9125 USD

Purchase

1,600

174.9645 USD

Purchase

1,864

173.0400 USD

Purchase

2,190

174.6000 USD

Purchase

2,500

175.1610 USD

Purchase

4,044

174.7798 USD

Purchase

5,234

174.8272 USD

Purchase

5,800

174.8590 USD

Purchase

5,993

174.6624 USD

Purchase

6,900

174.6873 USD

Purchase

7,350

174.5585 USD

Purchase

11,812

174.6813 USD

Purchase

15,966

174.8954 USD

Purchase

17,482

174.9000 USD

Purchase

23,273

174.7532 USD

Purchase

40,105

174.3036 USD

Sale

25

174.4500 USD

Sale

50

174.8800 USD

Sale

54

175.1900 USD

Sale

60

174.0200 USD

Sale

62

174.2200 USD

Sale

67

174.2300 USD

Sale

100

174.6100 USD

Sale

100

173.5800 USD

Sale

100

173.9100 USD

Sale

100

174.7600 USD

Sale

100

174.8700 USD

Sale

100

174.3500 USD

Sale

100

174.9200 USD

Sale

104

173.9480 USD

Sale

152

174.9038 USD

Sale

180

174.8216 USD

Sale

200

174.3936 USD

Sale

200

174.7750 USD

Sale

245

173.9238 USD

Sale

300

174.4166 USD

Sale

300

175.0200 USD

Sale

300

174.4300 USD

Sale

300

173.9133 USD

Sale

300

174.9783 USD

Sale

400

174.3825 USD

Sale

400

175.1050 USD

Sale

516

175.1815 USD

Sale

689

173.9125 USD

Sale

701

174.4248 USD

Sale

752

174.8611 USD

Sale

800

174.4562 USD

Sale

884

174.8573 USD

Sale

900

174.7621 USD

Sale

1,100

174.4772 USD

Sale

1,157

174.0899 USD

Sale

1,182

175.0886 USD

Sale

1,252

174.8595 USD

Sale

1,400

175.0156 USD

Sale

2,190

174.6000 USD

Sale

2,400

174.9360 USD

Sale

2,966

174.2881 USD

Sale

3,662

174.3271 USD

Sale

4,499

174.5671 USD

Sale

4,952

174.1017 USD

Sale

5,100

174.5939 USD

Sale

5,400

174.2237 USD

Sale

6,576

174.6680 USD

Sale

10,215

174.7383 USD

Sale

15,922

174.9000 USD

Sale

20,500

174.9829 USD

Sale

32,901

174.3979 USD

Sale

35,707

174.7420 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

175 USD American 21 Aug 2020 9.4000 USD
Call Option Purchasing

200

180 USD American 9 Apr 2020 1.4500 USD
Call Option Purchasing

900

185 USD American 21 Aug 2020 5.4444 USD
Call Option Selling

100

200 USD American 15 May 2020 0.5700 USD
Put Option Purchasing

3,000

145 USD American 21 Jan 2022 7.4666 USD
Put Option Purchasing

100

165 USD American 9 Apr 2020 1.0000 USD
Put Option Purchasing

400

185 USD American 21 Aug 2020 16.5000 USD
Put Option Selling

2,000

170 USD American 21 Aug 2020 10.4125 USD
Put Option Selling

1,200

175 USD American 21 Aug 2020 12.8083 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

3 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

200

175.0000

American

Aug 21, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

2,700

100.0000

American

May 15, 2020

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

600

172.5000

American

Apr 3, 2020

Put Options

Written

600

95.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Written

-100

240.0000

American

Jun 19, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-200

160.0000

American

Apr 9, 2020

Put Options

Purchased

-200

120.0000

American

Jan 21, 2022

Put Options

Purchased

-2,300

140.0000

American

May 15, 2020

Put Options

Purchased

-1,300

145.0000

American

Jan 15, 2021

Call Options

Written

-2,200

170.0000

American

Apr 3, 2020

Put Options

Purchased

-2,300

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-200

100.0000

American

Jan 15, 2021

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Written

18,200

150.0000

American

May 15, 2020

Put Options

Written

100

140.0000

American

Aug 21, 2020

Put Options

Written

10,900

160.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Call Options

Purchased

2,400

185.0000

American

Apr 3, 2020

Call Options

Purchased

100

197.5000

American

Apr 24, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

170.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-400

80.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-17,700

115.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Jan 21, 2022

Put Options

Purchased

-2,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-500

177.5000

American

Apr 3, 2020

Put Options

Purchased

-1,000

155.0000

American

Jan 15, 2021

Put Options

Written

1,000

120.0000

American

Apr 17, 2020

Call Options

Purchased

300

210.0000

American

May 15, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Call Options

Purchased

3,500

165.0000

American

Jan 15, 2021

Call Options

Purchased

7,000

180.0000

American

May 15, 2020

Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

3,100

190.0000

American

May 15, 2020

Call Options

Purchased

300

235.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

300

180.0000

American

Aug 21, 2020

Put Options

Purchased

-200

100.0000

American

Jan 21, 2022

Put Options

Purchased

-300

135.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Call Options

Written

-100

197.5000

American

Apr 3, 2020

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-8,200

170.0000

American

Jan 15, 2021

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Purchased

-400

105.0000

American

Jan 21, 2022

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Put Options

Written

5,400

95.0000

American

May 15, 2020

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

1,400

167.5000

American

Apr 3, 2020

Put Options

Written

100

190.0000

American

Jan 15, 2021

Call Options

Purchased

200

207.5000

American

Apr 9, 2020

Call Options

Purchased

1,300

160.0000

American

Jan 21, 2022

Put Options

Written

1,700

172.5000

American

Apr 17, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

200

110.0000

American

Jan 15, 2021

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options

Purchased

1,800

220.0000

American

Jan 21, 2022

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

500

160.0000

American

May 15, 2020

Call Options

Purchased

300

155.0000

American

Jun 19, 2020

Put Options

Written

100

197.5000

American

Apr 3, 2020

Put Options

Purchased

-300

125.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

190.0000

American

May 15, 2020

Put Options

Purchased

-100

165.0000

American

Apr 9, 2020

Call Options

Written

-100

150.0000

American

May 15, 2020

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

100

225.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

200.0000

American

Jan 15, 2021

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Call Options

Purchased

300

180.0000

American

Apr 9, 2020

Call Options

Purchased

1,800

192.5000

American

Apr 3, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

1,900

90.0000

American

May 15, 2020

Call Options

Purchased

100

180.0000

American

Apr 17, 2020

Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020

Put Options

Written

400

145.0000

American

Jun 19, 2020

Put Options

Written

1,000

157.5000

American

Apr 3, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-1,200

177.5000

American

Apr 17, 2020

Put Options

Purchased

-39,300

150.0000

American

Jan 15, 2021

Put Options

Written

1,300

195.0000

American

Jun 19, 2020

Put Options

Written

2,000

180.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

3,800

180.0000

American

May 15, 2020

Put Options

Written

2,100

90.0000

American

Jun 19, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Put Options

Written

200

175.0000

American

Apr 9, 2020

Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

200

170.0000

American

Aug 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-4,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-5,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-2,100

120.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-3,300

170.0000

American

Apr 17, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Purchased

-100

175.0000

American

Apr 17, 2020

Put Options

Purchased

-1,100

185.0000

American

Aug 21, 2020

Call Options

Purchased

3,600

150.0000

American

Jan 15, 2021

Call Options

Purchased

100

170.0000

American

Jan 21, 2022

Put Options

Written

700

167.5000

American

Apr 17, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Put Options

Written

100

100.0000

American

Apr 17, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

180.0000

American

Apr 3, 2020

Put Options

Written

600

150.0000

American

Apr 17, 2020

Put Options

Written

100

140.0000

American

Apr 17, 2020

Put Options

Written

2,000

155.0000

American

Apr 17, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

500

175.0000

American

Jun 19, 2020

Call Options

Purchased

9,100

185.0000

American

Aug 21, 2020

Put Options

Purchased

-400

115.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

170.0000

American

May 15, 2020

Call Options

Written

-500

175.0000

American

Apr 3, 2020

Put Options

Purchased

-3,000

145.0000

American

Jan 21, 2022

Call Options

Written

-400

180.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

150.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-10,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-400

180.0000

American

Apr 17, 2020

Put Options

Purchased

-600

125.0000

American

Jan 15, 2021

Put Options

Purchased

-10,800

185.0000

American

May 15, 2020

Call Options

Written

-300

200.0000

American

May 15, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

3,900

175.0000

American

Aug 21, 2020

Put Options

Written

24,000

160.0000

American

Apr 17, 2020

Call Options

Purchased

400

160.0000

American

Apr 17, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Put Options

Written

100

145.0000

American

Apr 17, 2020

Call Options

Purchased

100

140.0000

American

Jan 15, 2021

Call Options

Written

-600

175.0000

American

Apr 17, 2020

Call Options

Written

-100

130.0000

American

Jan 21, 2022

Call Options

Written

-500

172.5000

American

Apr 17, 2020

Call Options

Written

-1,000

205.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-100

110.0000

American

May 15, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696238
Time of Receipt (offset from UTC): 20200403T161328+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC