Form 8.3 - Abbvie Inc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 02 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,250,362

0.15%

4,061,802

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,087,024

0.14%

516,901

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,305,200

0.09%

1,413,600

0.10%

 
TOTAL:

5,642,586

0.38%

5,992,303

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

7

73.8185 USD
Purchase

9

73.2000 USD
Purchase

18

74.2700 USD
Purchase

57

72.8200 USD
Purchase

100

72.3900 USD
Purchase

100

75.2000 USD
Purchase

100

75.1400 USD
Purchase

100

72.9900 USD
Purchase

200

75.3000 USD
Purchase

200

72.6000 USD
Purchase

200

75.1800 USD
Purchase

200

75.1700 USD
Purchase

200

74.9150 USD
Purchase

200

74.6000 USD
Purchase

256

73.6842 USD
Purchase

258

73.6183 USD
Purchase

262

75.1148 USD
Purchase

300

72.6900 USD
Purchase

300

73.0100 USD
Purchase

300

73.5700 USD
Purchase

400

75.2125 USD
Purchase

414

75.0288 USD
Purchase

498

73.5958 USD
Purchase

564

73.7975 USD
Purchase

791

73.2167 USD
Purchase

900

75.1166 USD
Purchase

1,216

73.8832 USD
Purchase

1,271

74.0420 USD
Purchase

1,282

73.2592 USD
Purchase

1,396

74.5301 USD
Purchase

1,400

73.3336 USD
Purchase

1,400

74.5295 USD
Purchase

1,910

74.0871 USD
Purchase

1,928

74.0408 USD
Purchase

2,900

73.3846 USD
Purchase

2,940

74.0989 USD
Purchase

3,024

74.6817 USD
Purchase

3,108

73.0129 USD
Purchase

3,235

73.4515 USD
Purchase

3,300

74.2639 USD
Purchase

3,501

73.5454 USD
Purchase

3,691

72.8938 USD
Purchase

7,492

75.1071 USD
Purchase

7,646

73.9629 USD
Purchase

9,800

74.8800 USD
Purchase

21,174

73.4560 USD
Purchase

24,771

73.4200 USD
Purchase

26,512

73.1612 USD
Purchase

26,628

75.1163 USD
Purchase

27,205

73.3255 USD
Purchase

27,249

75.1300 USD
Purchase

29,300

73.3309 USD
Purchase

34,405

74.2727 USD
Purchase

40,428

73.5868 USD
Purchase

95,536

72.9476 USD
Purchase

106,053

74.3245 USD
Sale

13

73.6850 USD
Sale

53

72.1660 USD
Sale

57

72.2000 USD
Sale

57

72.8200 USD
Sale

68

73.7396 USD
Sale

82

73.5100 USD
Sale

100

72.0500 USD
Sale

100

75.1400 USD
Sale

100

75.2000 USD
Sale

100

73.9200 USD
Sale

100

74.1700 USD
Sale

100

74.6350 USD
Sale

100

74.6600 USD
Sale

100

74.7100 USD
Sale

156

74.1272 USD
Sale

185

73.9124 USD
Sale

200

72.9300 USD
Sale

200

74.2550 USD
Sale

200

74.2700 USD
Sale

200

74.3850 USD
Sale

200

75.0900 USD
Sale

200

75.1425 USD
Sale

200

75.1800 USD
Sale

200

75.2500 USD
Sale

240

75.1401 USD
Sale

290

74.2910 USD
Sale

300

72.6900 USD
Sale

300

74.8100 USD
Sale

300

75.1366 USD
Sale

385

73.7634 USD
Sale

400

74.2575 USD
Sale

400

75.1200 USD
Sale

424

74.5046 USD
Sale

500

75.1760 USD
Sale

500

73.9280 USD
Sale

500

73.5120 USD
Sale

500

73.4980 USD
Sale

542

75.1380 USD
Sale

597

73.5386 USD
Sale

600

73.9433 USD
Sale

610

73.4277 USD
Sale

700

74.3464 USD
Sale

700

73.4657 USD
Sale

800

74.4987 USD
Sale

900

73.4522 USD
Sale

900

73.4272 USD
Sale

1,000

72.7140 USD
Sale

1,085

74.7864 USD
Sale

1,167

73.4649 USD
Sale

1,200

73.4420 USD
Sale

1,260

75.1050 USD
Sale

1,482

73.1824 USD
Sale

1,642

73.4316 USD
Sale

1,686

75.1356 USD
Sale

1,705

75.1412 USD
Sale

1,800

74.4205 USD
Sale

2,554

73.6417 USD
Sale

2,727

74.4781 USD
Sale

2,876

75.0845 USD
Sale

3,401

73.4424 USD
Sale

3,636

73.1434 USD
Sale

3,683

74.4876 USD
Sale

3,823

73.9629 USD
Sale

3,991

74.3739 USD
Sale

4,012

73.3069 USD
Sale

4,127

75.1357 USD
Sale

4,192

73.4555 USD
Sale

4,300

73.9330 USD
Sale

4,645

74.2979 USD
Sale

5,170

74.3009 USD
Sale

5,283

73.4660 USD
Sale

9,800

74.8800 USD
Sale

12,200

73.6651 USD
Sale

13,954

73.5382 USD
Sale

14,207

74.2420 USD
Sale

16,800

73.1022 USD
Sale

18,245

74.3331 USD
Sale

21,300

73.2378 USD
Sale

26,428

75.1244 USD
Sale

34,303

75.1300 USD
Sale

38,101

74.9659 USD
Sale

41,981

73.8586 USD
Sale

177,204

73.1701 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

100

45 USD

American

21 Jan 2022

28.7250 USD

Call Option Purchasing

100

60 USD

American

18 Sep 2020

15.1500 USD

Call Option Purchasing

300

60 USD

American

21 Jan 2022

17.7750 USD

Call Option Purchasing

500

65 USD

American

15 Jan 2021

13.7500 USD

Call Option Purchasing

100

70 USD

American

21 Aug 2020

8.6500 USD

Call Option Purchasing

300

70 USD

American

21 Jan 2022

12.2750 USD

Call Option Purchasing

100

73 USD

American

21 Aug 2020

7.2750 USD

Call Option Purchasing

500

73 USD

American

15 Jan 2021

9.6250 USD

Call Option Purchasing

1,000

75 USD

American

9 Apr 2020

1.6300 USD

Call Option Purchasing

800

76 USD

American

9 Apr 2020

1.5750 USD

Call Option Purchasing

100

76 USD

American

1 May 2020

3.2500 USD

Call Option Purchasing

1,000

77 USD

American

9 Apr 2020

1.8500 USD

Call Option Purchasing

300

77 USD

American

17 Apr 2020

2.0650 USD

Call Option Purchasing

4,000

80 USD

American

9 Apr 2020

0.7250 USD

Call Option Purchasing

200

80 USD

American

1 May 2020

2.5100 USD

Call Option Purchasing

700

83 USD

American

1 May 2020

1.5000 USD

Call Option Purchasing

100

85 USD

American

17 Apr 2020

0.3850 USD

Call Option Purchasing

300

85 USD

American

19 Jun 2020

2.0500 USD

Call Option Purchasing

100

88 USD

American

17 Apr 2020

0.2500 USD

Call Option Purchasing

100

88 USD

American

24 Apr 2020

2.3000 USD

Call Option Purchasing

600

88 USD

American

15 Jan 2021

3.6350 USD

Call Option Purchasing

500

88 USD

American

21 Jan 2022

5.5250 USD

Call Option Purchasing

10,000

90 USD

American

17 Apr 2020

0.0900 USD

Call Option Purchasing

100

90 USD

American

8 May 2020

0.3250 USD

Call Option Purchasing

200

93 USD

American

9 Apr 2020

2.1750 USD

Call Option Purchasing

800

93 USD

American

17 Apr 2020

0.2200 USD

Call Option Purchasing

700

93 USD

American

21 Aug 2020

1.4500 USD

Call Option Purchasing

700

95 USD

American

9 Apr 2020

2.1750 USD

Call Option Purchasing

10,000

95 USD

American

17 Apr 2020

0.0600 USD

Call Option Purchasing

1,000

98 USD

American

21 Aug 2020

0.5850 USD

Call Option Purchasing

500

100 USD

American

21 Aug 2020

0.5500 USD

Call Option Purchasing

600

100 USD

American

18 Sep 2020

0.7350 USD

Call Option Purchasing

1,300

105 USD

American

18 Sep 2020

0.3950 USD

Call Option Purchasing

800

105 USD

American

21 Jan 2022

2.8100 USD

Call Option Purchasing

700

110 USD

American

18 Sep 2020

0.2750 USD

Call Option Purchasing

200

110 USD

American

21 Jan 2022

2.0250 USD

Call Option Purchasing

100

115 USD

American

21 Aug 2020

0.3500 USD

Call Option Purchasing

4,300

115 USD

American

21 Jan 2022

2.5750 USD

Call Option Purchasing

1,000

120 USD

American

21 Aug 2020

0.3100 USD

Call Option Purchasing

400

120 USD

American

18 Sep 2020

0.1650 USD

Call Option Purchasing

4,700

120 USD

American

21 Jan 2022

1.7950 USD

Call Option Purchasing

900

125 USD

American

18 Sep 2020

0.2700 USD

Call Option Purchasing

100

140 USD

American

19 Jun 2020

0.1000 USD

Call Option Selling

300

50 USD

American

15 Jan 2021

24.1000 USD

Call Option Selling

200

55 USD

American

24 Apr 2020

18.7500 USD

Call Option Selling

300

55 USD

American

21 Jan 2022

21.3500 USD

Call Option Selling

100

60 USD

American

19 Jun 2020

14.6000 USD

Call Option Selling

300

68 USD

American

18 Sep 2020

10.4250 USD

Call Option Selling

100

68 USD

American

21 Jan 2022

13.8250 USD

Call Option Selling

100

70 USD

American

15 May 2020

5.6000 USD

Call Option Selling

600

70 USD

American

18 Sep 2020

8.6250 USD

Call Option Selling

400

73 USD

American

15 May 2020

4.4500 USD

Call Option Selling

200

73 USD

American

21 Jan 2022

10.8500 USD

Call Option Selling

200

75 USD

American

17 Apr 2020

2.2750 USD

Call Option Selling

900

75 USD

American

19 Jun 2020

5.1000 USD

Call Option Selling

400

75 USD

American

21 Jan 2022

9.8250 USD

Call Option Selling

4,400

78 USD

American

19 Jun 2020

4.1500 USD

Call Option Selling

100

78 USD

American

21 Aug 2020

5.4500 USD

Call Option Selling

7,100

78 USD

American

15 Jan 2021

6.9750 USD

Call Option Selling

1,000

79 USD

American

1 May 2020

2.4250 USD

Call Option Selling

100

80 USD

American

1 May 2020

2.3250 USD

Call Option Selling

300

80 USD

American

21 Aug 2020

4.0750 USD

Call Option Selling

1,900

80 USD

American

18 Sep 2020

4.1000 USD

Call Option Selling

6,500

80 USD

American

15 Jan 2021

5.6000 USD

Call Option Selling

500

81 USD

American

1 May 2020

2.1000 USD

Call Option Selling

100

81 USD

American

1 May 2020

2.6600 USD

Call Option Selling

100

82 USD

American

1 May 2020

1.2500 USD

Call Option Selling

500

83 USD

American

18 Sep 2020

3.6050 USD

Call Option Selling

200

85 USD

American

1 May 2020

2.3500 USD

Call Option Selling

10,000

85 USD

American

15 Jan 2021

3.8050 USD

Call Option Selling

2,400

85 USD

American

21 Jan 2022

7.0000 USD

Call Option Selling

1,200

90 USD

American

15 Jan 2021

2.8000 USD

Call Option Selling

500

90 USD

American

21 Jan 2022

5.7500 USD

Call Option Selling

500

93 USD

American

19 Jun 2020

0.5650 USD

Call Option Selling

500

98 USD

American

17 Apr 2020

0.0650 USD

Call Option Selling

500

98 USD

American

21 Jan 2022

3.2550 USD

Call Option Selling

900

100 USD

American

21 Jan 2022

3.5000 USD

Call Option Selling

1,800

105 USD

American

19 Jun 2020

0.2700 USD

Call Option Selling

700

105 USD

American

21 Aug 2020

0.3150 USD

Call Option Selling

900

110 USD

American

17 Apr 2020

0.0750 USD

Call Option Selling

600

110 USD

American

21 Aug 2020

0.6450 USD

Call Option Selling

100

125 USD

American

21 Jan 2022

1.8500 USD

Call Option Selling

1,000

145 USD

American

19 Jun 2020

0.0750 USD

Put Option Purchasing

400

33 USD

American

18 Sep 2020

0.7400 USD

Put Option Purchasing

200

33 USD

American

15 Jan 2021

1.0850 USD

Put Option Purchasing

100

35 USD

American

18 Sep 2020

0.9300 USD

Put Option Purchasing

2,300

38 USD

American

21 Jan 2022

4.6000 USD

Put Option Purchasing

3,800

40 USD

American

8 May 2020

2.2250 USD

Put Option Purchasing

400

40 USD

American

15 May 2020

2.2500 USD

Put Option Purchasing

1,000

43 USD

American

21 Jan 2022

4.0300 USD

Put Option Purchasing

1,100

45 USD

American

19 Jun 2020

1.7750 USD

Put Option Purchasing

500

45 USD

American

15 Jan 2021

3.1950 USD

Put Option Purchasing

500

45 USD

American

21 Jan 2022

4.6900 USD

Put Option Purchasing

100

48 USD

American

17 Apr 2020

2.3750 USD

Put Option Purchasing

2,500

48 USD

American

21 Jan 2022

6.2000 USD

Put Option Purchasing

600

50 USD

American

17 Apr 2020

0.5350 USD

Put Option Purchasing

100

50 USD

American

15 May 2020

0.5500 USD

Put Option Purchasing

100

55 USD

American

17 Apr 2020

0.4300 USD

Put Option Purchasing

4,900

55 USD

American

19 Jun 2020

1.8000 USD

Put Option Purchasing

10,000

58 USD

American

19 Jun 2020

2.0500 USD

Put Option Purchasing

10,000

63 USD

American

19 Jun 2020

3.0700 USD

Put Option Purchasing

700

63 USD

American

18 Sep 2020

4.5250 USD

Put Option Purchasing

100

63 USD

American

21 Jan 2022

11.7500 USD

Put Option Purchasing

200

65 USD

American

9 Apr 2020

0.5750 USD

Put Option Purchasing

300

65 USD

American

19 Jun 2020

3.4050 USD

Put Option Purchasing

100

65 USD

American

21 Aug 2020

4.8750 USD

Put Option Purchasing

300

65 USD

American

18 Sep 2020

5.5000 USD

Put Option Purchasing

2,600

65 USD

American

15 Jan 2021

7.5500 USD

Put Option Purchasing

100

67 USD

American

9 Apr 2020

0.7600 USD

Put Option Purchasing

800

68 USD

American

15 May 2020

2.3000 USD

Put Option Purchasing

10,000

68 USD

American

19 Jun 2020

4.4500 USD

Put Option Purchasing

1,100

68 USD

American

15 Jan 2021

9.1000 USD

Put Option Purchasing

200

70 USD

American

1 May 2020

3.4250 USD

Put Option Purchasing

2,000

70 USD

American

18 Sep 2020

7.2000 USD

Put Option Purchasing

400

71 USD

American

17 Apr 2020

3.8550 USD

Put Option Purchasing

700

72 USD

American

17 Apr 2020

3.5300 USD

Put Option Purchasing

600

73 USD

American

17 Apr 2020

4.2250 USD

Put Option Purchasing

10,000

73 USD

American

19 Jun 2020

6.4250 USD

Put Option Purchasing

500

74 USD

American

9 Apr 2020

3.1900 USD

Put Option Purchasing

100

75 USD

American

9 Apr 2020

3.7850 USD

Put Option Purchasing

100

78 USD

American

15 May 2020

6.9250 USD

Put Option Purchasing

500

78 USD

American

21 Jan 2022

20.2750 USD

Put Option Purchasing

900

80 USD

American

21 Jan 2022

21.6750 USD

Put Option Purchasing

1,000

83 USD

American

18 Sep 2020

13.8750 USD

Put Option Purchasing

400

83 USD

American

15 Jan 2021

16.8750 USD

Put Option Purchasing

9,100

88 USD

American

15 May 2020

14.4750 USD

Put Option Purchasing

4,100

88 USD

American

21 Aug 2020

17.6500 USD

Put Option Purchasing

1,000

88 USD

American

18 Sep 2020

18.0000 USD

Put Option Purchasing

200

88 USD

American

21 Jan 2022

26.7250 USD

Put Option Purchasing

2,300

90 USD

American

15 May 2020

17.0750 USD

Put Option Purchasing

200

90 USD

American

19 Jun 2020

17.3000 USD

Put Option Purchasing

100

93 USD

American

15 May 2020

19.5500 USD

Put Option Purchasing

100

93 USD

American

18 Sep 2020

21.9750 USD

Put Option Purchasing

100

95 USD

American

3 Apr 2020

20.3000 USD

Put Option Purchasing

100

95 USD

American

18 Sep 2020

24.0000 USD

Put Option Purchasing

100

98 USD

American

21 Jan 2022

35.1000 USD

Put Option Purchasing

200

100 USD

American

21 Jan 2022

37.1250 USD

Put Option Purchasing

100

130 USD

American

19 Jun 2020

57.5750 USD

Put Option Selling

300

38 USD

American

15 Jan 2021

1.3300 USD

Put Option Selling

800

40 USD

American

19 Jun 2020

0.5850 USD

Put Option Selling

600

43 USD

American

18 Sep 2020

0.9900 USD

Put Option Selling

700

43 USD

American

15 Jan 2021

3.0250 USD

Put Option Selling

100

45 USD

American

1 May 2020

2.2500 USD

Put Option Selling

3,000

45 USD

American

18 Sep 2020

1.0450 USD

Put Option Selling

500

48 USD

American

18 Sep 2020

1.4400 USD

Put Option Selling

1,000

48 USD

American

15 Jan 2021

2.2350 USD

Put Option Selling

600

55 USD

American

18 Sep 2020

2.5700 USD

Put Option Selling

100

55 USD

American

21 Jan 2022

8.6500 USD

Put Option Selling

400

58 USD

American

21 Jan 2022

10.0000 USD

Put Option Selling

1,000

60 USD

American

17 Apr 2020

0.6850 USD

Put Option Selling

100

60 USD

American

1 May 2020

2.2500 USD

Put Option Selling

500

60 USD

American

15 May 2020

1.5650 USD

Put Option Selling

900

60 USD

American

18 Sep 2020

3.7750 USD

Put Option Selling

300

60 USD

American

21 Jan 2022

9.4250 USD

Put Option Selling

100

65 USD

American

24 Apr 2020

2.0200 USD

Put Option Selling

100

65 USD

American

21 Jan 2022

12.0500 USD

Put Option Selling

300

68 USD

American

21 Jan 2022

14.7750 USD

Put Option Selling

100

70 USD

American

9 Apr 2020

1.4200 USD

Put Option Selling

700

70 USD

American

17 Apr 2020

2.6250 USD

Put Option Selling

100

70 USD

American

24 Apr 2020

2.7000 USD

Put Option Selling

400

73 USD

American

21 Aug 2020

8.0500 USD

Put Option Selling

4,100

75 USD

American

21 Jan 2022

17.7750 USD

Put Option Selling

1,800

78 USD

American

19 Jun 2020

9.1750 USD

Put Option Selling

500

78 USD

American

21 Aug 2020

10.8750 USD

Put Option Selling

500

83 USD

American

17 Apr 2020

10.7750 USD

Put Option Selling

200

85 USD

American

17 Apr 2020

12.1750 USD

Put Option Selling

900

85 USD

American

15 Jan 2021

19.1250 USD

Put Option Selling

200

85 USD

American

21 Jan 2022

25.7500 USD

Put Option Selling

700

93 USD

American

19 Jun 2020

20.2750 USD

Put Option Selling

200

93 USD

American

21 Jan 2022

30.9000 USD

Put Option Selling

100

95 USD

American

9 Apr 2020

21.5500 USD

Put Option Selling

10,000

95 USD

American

15 Jan 2021

26.4750 USD

Put Option Selling

500

98 USD

American

15 May 2020

24.5250 USD

Put Option Selling

200

100 USD

American

18 Sep 2020

29.3250 USD

Put Option Selling

1,500

105 USD

American

19 Jun 2020

32.7000 USD

Put Option Selling

600

105 USD

American

15 Jan 2021

35.9750 USD

Put Option Selling

1,000

115 USD

American

21 Jan 2022

50.3500 USD

Put Option Selling

1,000

130 USD

American

15 Jan 2021

60.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

13,200

87.5000

American

May 15, 2020

Call Options Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options Written

54,600

60.0000

American

Jun 19, 2020

Put Options Written

3,000

75.0000

American

Jun 19, 2020

Put Options Written

1,200

85.0000

American

Jun 19, 2020

Call Options Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options Written

2,100

70.0000

American

May 15, 2020

Put Options Written

2,500

70.0000

American

Sep 18, 2020

Put Options Written

9,300

80.0000

American

May 15, 2020

Call Options Purchased

5,600

75.0000

American

May 15, 2020

Call Options Written

-1,100

82.5000

American

Jan 21, 2022

Call Options Written

-1,900

135.0000

American

Jan 15, 2021

Put Options Purchased

-48,100

85.0000

American

May 15, 2020

Put Options Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options Written

-3,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

50.0000

American

Jan 21, 2022

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-900

90.0000

American

Apr 3, 2020

Call Options Written

-2,900

120.0000

American

Jan 15, 2021

Call Options Written

-5,000

80.0000

American

Jan 21, 2022

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options Written

-12,200

90.0000

American

Jun 19, 2020

Put Options Written

301,500

60.0000

American

Jan 15, 2021

Call Options Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options Purchased

16,800

95.0000

American

May 15, 2020

Call Options Purchased

5,800

77.5000

American

May 15, 2020

Put Options Written

6,000

75.0000

American

Sep 18, 2020

Call Options Purchased

2,000

92.5000

American

May 15, 2020

Call Options Purchased

4,700

85.0000

American

Aug 21, 2020

Call Options Purchased

3,800

72.5000

American

Jun 19, 2020

Put Options Written

5,700

57.5000

American

Jan 15, 2021

Call Options Written

-100

91.5000

American

Apr 3, 2020

Put Options Purchased

-100

89.5000

American

Apr 3, 2020

Call Options Written

-5,700

95.0000

American

Apr 17, 2020

Put Options Purchased

-4,300

55.0000

American

Jan 15, 2021

Call Options Written

-2,500

70.0000

American

Apr 3, 2020

Call Options Written

-200

94.0000

American

Apr 3, 2020

Put Options Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options Written

-6,400

125.0000

American

Aug 21, 2020

Call Options Written

-8,600

105.0000

American

May 15, 2020

Call Options Written

-21,800

110.0000

American

Jan 15, 2021

Put Options Purchased

-32,000

62.5000

American

Jan 15, 2021

Put Options Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options Written

8,600

75.0000

American

May 15, 2020

Call Options Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options Written

2,200

82.5000

American

May 15, 2020

Call Options Purchased

500

92.5000

American

Jun 19, 2020

Call Options Purchased

16,800

97.5000

American

May 15, 2020

Put Options Written

34,400

90.0000

American

Aug 21, 2020

Put Options Written

1,000

45.0000

American

Apr 3, 2020

Call Options Purchased

100

96.0000

American

Apr 3, 2020

Call Options Written

-200

77.5000

American

Jun 19, 2020

Put Options Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options Written

-5,700

110.0000

American

Jun 19, 2020

Put Options Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options Written

-4,800

100.0000

American

Apr 17, 2020

Call Options Written

-2,000

75.0000

American

Jan 15, 2021

Call Options Written

-4,500

85.0000

American

May 15, 2020

Put Options Purchased

-1,900

50.0000

American

Sep 18, 2020

Call Options Written

-1,000

81.0000

American

Apr 3, 2020

Call Options Written

-2,500

100.0000

American

Apr 3, 2020

Call Options Written

-100

77.0000

American

Apr 3, 2020

Call Options Written

-200

92.0000

American

Apr 3, 2020

Put Options Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options Purchased

1,100

80.0000

American

Apr 3, 2020

Put Options Written

6,900

77.5000

American

Jan 15, 2021

Put Options Written

2,000

85.0000

American

May 15, 2020

Call Options Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options Written

2,600

80.0000

American

Jun 19, 2020

Put Options Written

1,900

70.0000

American

Aug 21, 2020

Call Options Purchased

6,800

80.0000

American

May 15, 2020

Put Options Written

100

90.0000

American

Jun 19, 2020

Call Options Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options Written

151,700

80.0000

American

Jan 15, 2021

Call Options Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options Written

2,100

72.5000

American

Jun 19, 2020

Call Options Purchased

5,000

90.0000

American

Aug 21, 2020

Call Options Purchased

1,700

92.5000

American

Sep 18, 2020

Put Options Written

27,000

57.5000

American

Jun 19, 2020

Put Options Written

2,200

80.0000

American

Aug 21, 2020

Put Options Written

150,000

65.0000

American

Jun 19, 2020

Call Options Purchased

5,300

87.5000

American

Jun 19, 2020

Put Options Purchased

-500

82.0000

American

Apr 3, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options Purchased

-352,300

87.5000

American

Jan 15, 2021

Call Options Written

-2,200

95.0000

American

Apr 3, 2020

Call Options Written

-77,400

70.0000

American

Jan 15, 2021

Call Options Written

-3,100

100.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-1,800

97.5000

American

Jun 19, 2020

Put Options Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options Written

-3,700

90.0000

American

Apr 17, 2020

Put Options Purchased

-14,300

67.5000

American

Sep 18, 2020

Put Options Purchased

-3,100

60.0000

American

Apr 24, 2020

Call Options Written

-25,000

92.5000

American

Jan 15, 2021

Call Options Purchased

1,000

91.0000

American

Apr 3, 2020

Call Options Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options Purchased

16,600

90.0000

American

May 15, 2020

Put Options Written

1,100

82.5000

American

Jun 19, 2020

Call Options Purchased

2,300

77.5000

American

Sep 18, 2020

Put Options Written

10,000

65.0000

American

Apr 3, 2020

Put Options Written

6,300

62.5000

American

Jun 19, 2020

Put Options Written

1,800

77.5000

American

Sep 18, 2020

Call Options Purchased

3,200

80.0000

American

Apr 17, 2020

Call Options Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options Written

-5,000

60.0000

American

Aug 21, 2020

Put Options Purchased

-11,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-600

77.5000

American

Jan 15, 2021

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Call Options Written

-2,800

115.0000

American

Jun 19, 2020

Put Options Purchased

-1,500

80.0000

American

Apr 17, 2020

Call Options Written

-5,200

130.0000

American

Jun 19, 2020

Put Options Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options Purchased

-100

75.0000

American

Apr 3, 2020

Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-5,100

55.0000

American

May 15, 2020

Put Options Written

7,200

70.0000

American

Jun 19, 2020

Call Options Purchased

400

78.0000

American

Apr 3, 2020

Put Options Written

45,000

50.0000

American

Jun 19, 2020

Put Options Written

1,700

75.0000

American

Jan 15, 2021

Put Options Written

2,000

57.5000

American

Sep 18, 2020

Put Options Written

3,400

66.0000

American

Apr 3, 2020

Put Options Written

1,500

62.5000

American

May 15, 2020

Put Options Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options Purchased

-100

82.5000

American

Sep 18, 2020

Put Options Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options Written

-1,200

72.5000

American

Sep 18, 2020

Call Options Written

-1,400

73.0000

American

Apr 3, 2020

Call Options Written

-31,300

95.0000

American

Jun 19, 2020

Call Options Written

-200

75.0000

American

Apr 3, 2020

Put Options Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options Purchased

-10,300

72.5000

American

Jan 15, 2021

Put Options Written

175,000

70.0000

American

Jan 15, 2021

Call Options Purchased

1,000

83.0000

American

Apr 3, 2020

Put Options Written

8,400

87.5000

American

Jun 19, 2020

Put Options Written

100

97.5000

American

Apr 3, 2020

Put Options Written

9,300

72.5000

American

Sep 18, 2020

Put Options Written

22,400

90.0000

American

Jan 15, 2021

Put Options Written

1,500

67.5000

American

Jun 19, 2020

Call Options Purchased

14,500

80.0000

American

Jun 19, 2020

Put Options Written

200

85.0000

American

Jan 21, 2022

Call Options Purchased

1,600

85.0000

American

Sep 18, 2020

Put Options Purchased

-100

40.0000

American

Jun 19, 2020

Call Options Written

-14,600

82.5000

American

May 15, 2020

Call Options Written

-6,300

100.0000

American

Jun 19, 2020

Call Options Written

-16,100

105.0000

American

Jan 15, 2021

Call Options Written

-100

65.0000

American

Apr 3, 2020

Call Options Written

-2,200

95.0000

American

Aug 21, 2020

Put Options Purchased

-100

77.5000

American

Jun 19, 2020

Put Options Written

100

70.0000

American

Apr 3, 2020

Put Options Written

15,100

72.5000

American

May 15, 2020

Put Options Written

200

85.0000

American

Jan 15, 2021

Call Options Purchased

6,300

82.5000

American

Jun 19, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

700

85.0000

American

Jan 15, 2021

Put Options Written

2,900

92.5000

American

Jan 15, 2021

Call Options Purchased

1,500

100.0000

American

May 15, 2020

Call Options Written

-4,200

110.0000

American

May 15, 2020

Call Options Written

-1,400

82.5000

American

Jan 15, 2021

Call Options Written

-6,100

120.0000

American

Jun 19, 2020

Call Options Written

-60,000

87.5000

American

Jan 15, 2021

Call Options Written

-5,100

95.0000

American

Jan 15, 2021

Call Options Written

-6,000

140.0000

American

Jan 15, 2021

Put Options Purchased

-250,000

85.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

90.0000

American

Apr 3, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696427
Time of Receipt (offset from UTC): 20200403T110434+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC