FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,232,505

0.15%

4,046,939

0.27%

 

(2)

Derivatives (other than options):

2,087,024

0.14%

518,941

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,416,100

0.10%

1,502,400

0.10%

 
TOTAL:

5,735,629

0.39%

6,068,280

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

40

74.6900 USD

Purchase

42

75.1100 USD

Purchase

100

75.3300 USD

Purchase

100

74.3500 USD

Purchase

100

75.4200 USD

Purchase

100

75.2200 USD

Purchase

100

75.1450 USD

Purchase

100

75.4100 USD

Purchase

100

74.2500 USD

Purchase

100

75.2700 USD

Purchase

128

74.3196 USD

Purchase

150

75.1066 USD

Purchase

154

75.0914 USD

Purchase

200

74.3150 USD

Purchase

200

74.9000 USD

Purchase

200

74.5400 USD

Purchase

205

75.1937 USD

Purchase

161

75.2000 USD

Purchase

300

75.0000 USD

Purchase

300

74.3000 USD

Purchase

300

75.3200 USD

Purchase

300

75.1733 USD

Purchase

306

75.2563 USD

Purchase

323

74.7799 USD

Purchase

400

74.7325 USD

Purchase

497

75.0514 USD

Purchase

600

75.1400 USD

Purchase

700

74.4471 USD

Purchase

800

75.2275 USD

Purchase

800

74.4318 USD

Purchase

1,117

74.9190 USD

Purchase

1,300

75.2053 USD

Purchase

1,410

74.9929 USD

Purchase

1,436

75.4931 USD

Purchase

1,570

75.2380 USD

Purchase

1,785

73.5200 USD

Purchase

1,956

75.6117 USD

Purchase

2,188

75.1407 USD

Purchase

2,200

75.1090 USD

Purchase

2,250

74.9053 USD

Purchase

2,644

74.9257 USD

Purchase

2,977

74.7476 USD

Purchase

3,000

74.7138 USD

Purchase

3,100

75.1019 USD

Purchase

3,142

75.1933 USD

Purchase

3,595

74.8452 USD

Purchase

3,700

74.9527 USD

Purchase

4,108

75.1473 USD

Purchase

4,937

74.5960 USD

Purchase

5,100

74.6688 USD

Purchase

6,136

74.9211 USD

Purchase

6,636

74.9377 USD

Purchase

7,028

74.2957 USD

Purchase

9,888

74.8376 USD

Purchase

11,960

74.9862 USD

Purchase

12,701

75.1960 USD

Purchase

15,397

75.2341 USD

Purchase

18,740

74.8718 USD

Purchase

19,100

74.9437 USD

Purchase

28,636

75.3323 USD

Purchase

29,770

74.3936 USD

Purchase

31,439

74.8030 USD

Purchase

36,927

75.0146 USD

Purchase

63,300

74.9896 USD

Purchase

67,703

75.2623 USD

Purchase

106,605

75.2400 USD

Sale

3

74.4200 USD

Sale

10

75.5820 USD

Sale

16

75.6975 USD

Sale

28

75.3628 USD

Sale

57

75.7300 USD

Sale

78

75.6700 USD

Sale

78

75.1100 USD

Sale

100

74.8600 USD

Sale

100

75.2000 USD

Sale

100

74.7300 USD

Sale

100

74.7200 USD

Sale

100

74.6950 USD

Sale

100

74.6750 USD

Sale

100

74.6000 USD

Sale

100

74.8200 USD

Sale

100

74.8050 USD

Sale

100

75.6850 USD

Sale

100

75.5650 USD

Sale

100

75.4200 USD

Sale

111

74.9194 USD

Sale

112

74.9996 USD

Sale

118

75.0566 USD

Sale

127

74.6900 USD

Sale

130

74.6046 USD

Sale

160

74.6606 USD

Sale

178

75.4561 USD

Sale

200

74.6700 USD

Sale

200

74.6200 USD

Sale

200

74.4450 USD

Sale

200

74.3250 USD

Sale

200

74.3200 USD

Sale

200

74.3225 USD

Sale

200

75.5925 USD

Sale

200

75.3800 USD

Sale

200

75.2900 USD

Sale

200

75.2600 USD

Sale

200

75.0400 USD

Sale

200

75.0200 USD

Sale

200

74.9875 USD

Sale

293

75.1841 USD

Sale

300

74.7450 USD

Sale

300

75.1833 USD

Sale

300

75.0000 USD

Sale

300

75.2566 USD

Sale

300

74.7900 USD

Sale

300

75.1666 USD

Sale

350

75.0090 USD

Sale

400

75.5000 USD

Sale

490

75.6055 USD

Sale

600

74.6525 USD

Sale

722

75.3473 USD

Sale

981

75.1177 USD

Sale

1,023

75.2475 USD

Sale

1,117

74.9190 USD

Sale

1,400

74.6492 USD

Sale

1,400

74.8399 USD

Sale

1,600

75.7012 USD

Sale

1,723

75.0333 USD

Sale

1,797

75.1766 USD

Sale

1,900

75.6763 USD

Sale

1,956

75.6117 USD

Sale

2,175

75.3105 USD

Sale

2,400

74.6504 USD

Sale

2,454

75.1948 USD

Sale

2,821

75.0307 USD

Sale

2,923

74.9700 USD

Sale

3,794

75.4699 USD

Sale

5,476

74.9891 USD

Sale

6,926

75.1996 USD

Sale

9,900

75.1178 USD

Sale

12,189

75.2696 USD

Sale

14,318

75.3323 USD

Sale

17,182

75.0560 USD

Sale

18,700

75.0749 USD

Sale

20,609

75.1849 USD

Sale

23,416

74.6828 USD

Sale

26,508

75.1916 USD

Sale

28,200

74.9111 USD

Sale

30,439

75.2500 USD

Sale

30,600

74.8602 USD

Sale

38,300

74.9894 USD

Sale

95,717

74.6885 USD

Sale

99,335

75.2400 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

6,400

73 USD

American

27 Mar 2020

1.9500 USD

Call Option

Purchasing

200

73 USD

American

19 Jun 2020

7.9500 USD

Call Option

Purchasing

1,000

78 USD

American

19 Jun 2020

5.0000 USD

Call Option

Purchasing

600

83 USD

American

19 Jun 2020

2.8700 USD

Call Option

Purchasing

100

85 USD

American

27 Mar 2020

0.0100 USD

Call Option

Purchasing

100

85 USD

American

27 Mar 2020

0.1000 USD

Call Option

Purchasing

500

90 USD

American

27 Mar 2020

0.0300 USD

Call Option

Purchasing

700

90 USD

American

19 Jun 2020

1.2857 USD

Call Option

Purchasing

600

94 USD

American

27 Mar 2020

0.0100 USD

Call Option

Purchasing

300

95 USD

American

27 Mar 2020

0.0100 USD

Call Option

Purchasing

300

98 USD

American

19 Jun 2020

0.5000 USD

Call Option

Purchasing

1,500

100 USD

American

27 Mar 2020

0.0300 USD

Call Option

Purchasing

900

105 USD

American

27 Mar 2020

0.0200 USD

Call Option

Purchasing

7

USD

 

 

0.1500 USD

Call Option

Selling

1,100

70 USD

American

27 Mar 2020

4.6300 USD

Call Option

Selling

2,400

75 USD

American

27 Mar 2020

0.1500 USD

Call Option

Selling

1,000

75 USD

American

9 Apr 2020

3.0000 USD

Call Option

Selling

800

76 USD

American

9 Apr 2020

2.9700 USD

Call Option

Selling

1,000

77 USD

American

9 Apr 2020

2.5000 USD

Call Option

Selling

300

79 USD

American

27 Mar 2020

0.0900 USD

Call Option

Selling

100

80 USD

American

17 Apr 2020

1.5500 USD

Call Option

Selling

1,000

83 USD

American

27 Mar 2020

0.6400 USD

Call Option

Selling

1,000

83 USD

American

1 May 2020

1.7400 USD

Call Option

Selling

1,200

85 USD

American

17 Apr 2020

0.4458 USD

Call Option

Selling

100

88 USD

American

27 Mar 2020

0.0500 USD

Call Option

Selling

10,300

90 USD

American

17 Apr 2020

0.1500 USD

Call Option

Selling

100

90 USD

American

8 May 2020

0.7500 USD

Call Option

Selling

800

93 USD

American

17 Apr 2020

0.1000 USD

Call Option

Selling

16,600

95 USD

American

17 Apr 2020

0.0698 USD

Call Option

Selling

100

98 USD

American

17 Apr 2020

0.0500 USD

Call Option

Selling

100

100 USD

American

18 Sep 2020

0.8300 USD

Call Option

Selling

200

140 USD

American

15 Jan 2021

0.1300 USD

Put Option

Purchasing

100

50 USD

American

27 Mar 2020

0.0500 USD

Put Option

Purchasing

5,400

73 USD

American

27 Mar 2020

0.1000 USD

Put Option

Purchasing

800

88 USD

American

27 Mar 2020

13.0500 USD

Put Option

Selling

3,700

40 USD

American

8 May 2020

0.3310 USD

Put Option

Selling

100

40 USD

American

15 May 2020

0.4000 USD

Put Option

Selling

2,300

60 USD

American

27 Mar 2020

0.0100 USD

Put Option

Selling

100

62 USD

American

27 Mar 2020

0.4500 USD

Put Option

Selling

200

70 USD

American

1 May 2020

3.5000 USD

Put Option

Selling

1,000

75 USD

American

27 Mar 2020

2.5000 USD

Put Option

Selling

100

75 USD

American

9 Apr 2020

2.7500 USD

Put Option

Selling

200

80 USD

American

27 Mar 2020

5.6200 USD

Put Option

Selling

100

87 USD

American

27 Mar 2020

11.9000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

2 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

700

72.0000

American

Apr 17, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Put Options

Written

400

82.5000

American

Jan 15, 2021

Put Options

Written

2,300

37.5000

American

Jan 21, 2022

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Call Options

Purchased

5,700

75.0000

American

May 15, 2020

Put Options

Written

200

65.0000

American

Apr 9, 2020

Call Options

Purchased

1,200

79.0000

American

May 1, 2020

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

100

79.5000

American

May 1, 2020

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Written

3,000

75.0000

American

Jun 19, 2020

Put Options

Written

54,600

60.0000

American

Jun 19, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 21, 2022

Call Options

Written

-900

90.0000

American

Apr 3, 2020

Put Options

Purchased

-100

70.0000

American

Sep 18, 2020

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Call Options

Written

-12,200

90.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-500

100.0000

American

Aug 21, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options

Written

-100

90.0000

American

May 8, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-100

70.0000

American

Aug 21, 2020

Call Options

Written

-300

97.5000

American

Apr 17, 2020

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-2,900

120.0000

American

Jan 15, 2021

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

60.0000

American

May 1, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

100

80.5000

American

May 1, 2020

Call Options

Purchased

200

55.0000

American

Apr 24, 2020

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Put Options

Written

900

82.5000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Put Options

Written

400

71.0000

American

Apr 17, 2020

Call Options

Purchased

2,000

92.5000

American

May 15, 2020

Put Options

Written

100

75.0000

American

Apr 9, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Call Options

Purchased

5,800

77.5000

American

May 15, 2020

Call Options

Purchased

7,100

72.5000

American

Jun 19, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

16,800

95.0000

American

May 15, 2020

Put Options

Purchased

-200

85.0000

American

Apr 17, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-1,800

75.0000

American

Sep 18, 2020

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Call Options

Written

-800

76.0000

American

Apr 9, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Call Options

Written

-8,600

105.0000

American

May 15, 2020

Put Options

Purchased

-30,100

62.5000

American

Jan 15, 2021

Call Options

Written

-100

115.0000

American

Aug 21, 2020

Call Options

Written

-15,700

95.0000

American

Apr 17, 2020

Put Options

Purchased

-100

65.0000

American

Apr 24, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Call Options

Written

-400

120.0000

American

Sep 18, 2020

Call Options

Written

-700

83.0000

American

May 1, 2020

Put Options

Purchased

-400

72.5000

American

Aug 21, 2020

Call Options

Written

-1,000

75.0000

American

Apr 9, 2020

Call Options

Written

-2,500

70.0000

American

Apr 3, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Purchased

1,000

92.5000

American

Jun 19, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Written

500

74.0000

American

Apr 9, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options

Written

1,000

45.0000

American

Apr 3, 2020

Call Options

Purchased

4,200

77.5000

American

Jun 19, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,800

105.0000

American

Jun 19, 2020

Put Options

Written

200

87.5000

American

Jan 21, 2022

Put Options

Written

2,200

82.5000

American

May 15, 2020

Call Options

Purchased

16,800

97.5000

American

May 15, 2020

Call Options

Purchased

100

60.0000

American

Jun 19, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Written

-200

92.0000

American

Apr 3, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-100

88.0000

American

Apr 24, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Call Options

Written

-300

85.0000

American

Jun 19, 2020

Call Options

Written

-1,000

81.0000

American

Apr 3, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Put Options

Purchased

-500

82.5000

American

Apr 17, 2020

Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-2,200

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-1,000

77.0000

American

Apr 9, 2020

Put Options

Purchased

-100

65.0000

American

Jan 21, 2022

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

500

50.0000

American

Apr 17, 2020

Put Options

Written

151,700

80.0000

American

Jan 15, 2021

Put Options

Written

600

73.0000

American

Apr 17, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020

Put Options

Written

500

77.5000

American

Jan 21, 2022

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

200

80.0000

American

Apr 3, 2020

Put Options

Written

150,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Put Options

Written

37,000

57.5000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Put Options

Written

300

90.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Call Options

Written

-700

110.0000

American

Sep 18, 2020

Call Options

Written

-900

125.0000

American

Sep 18, 2020

Call Options

Written

-3,100

100.0000

American

Jan 15, 2021

Call Options

Written

-1,800

97.5000

American

Jun 19, 2020

Call Options

Written

-2,200

95.0000

American

Apr 3, 2020

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Call Options

Written

-13,700

90.0000

American

Apr 17, 2020

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Put Options

Purchased

-5,500

72.5000

American

Sep 18, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Call Options

Written

-100

87.5000

American

Apr 17, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Call Options

Written

-77,400

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-25,300

92.5000

American

Jan 15, 2021

Put Options

Purchased

-500

60.0000

American

May 15, 2020

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-14,300

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

100

55.0000

American

Apr 17, 2020

Put Options

Written

10,000

65.0000

American

Apr 3, 2020

Put Options

Written

200

70.0000

American

May 1, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

3,200

80.0000

American

Apr 17, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

16,100

90.0000

American

May 15, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

6,500

80.0000

American

Jan 15, 2021

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Purchased

200

85.0000

American

May 1, 2020

Call Options

Purchased

2,300

77.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Put Options

Written

100

62.5000

American

Jan 21, 2022

Put Options

Written

16,300

62.5000

American

Jun 19, 2020

Put Options

Written

100

67.0000

American

Apr 9, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Put Options

Purchased

-500

77.5000

American

Aug 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-200

93.0000

American

Apr 9, 2020

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Apr 3, 2020

Call Options

Written

-500

72.5000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Apr 17, 2020

Put Options

Purchased

-100

70.0000

American

Apr 24, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-800

92.5000

American

Apr 17, 2020

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Written

100

35.0000

American

Sep 18, 2020

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

45,000

50.0000

American

Jun 19, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Call Options

Purchased

1,000

90.0000

American

Jan 15, 2021

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

4,900

55.0000

American

Jun 19, 2020

Put Options

Written

3,400

66.0000

American

Apr 3, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Purchased

900

75.0000

American

Jun 19, 2020

Put Options

Written

7,200

70.0000

American

Jun 19, 2020

Call Options

Purchased

400

78.0000

American

Apr 3, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-500

65.0000

American

Jan 15, 2021

Call Options

Written

-200

75.0000

American

Apr 3, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-31,300

95.0000

American

Jun 19, 2020

Call Options

Written

-1,400

73.0000

American

Apr 3, 2020

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Written

200

100.0000

American

Jan 21, 2022

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

175,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

700

70.0000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Call Options

Purchased

100

67.5000

American

Jan 21, 2022

Put Options

Written

100

47.5000

American

Apr 17, 2020

Call Options

Purchased

900

110.0000

American

Apr 17, 2020

Call Options

Purchased

100

82.0000

American

May 1, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

Sep 18, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

14,500

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

83.0000

American

Apr 3, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

85.0000

American

Sep 18, 2020

Put Options

Written

200

40.0000

American

May 15, 2020

Put Options

Written

100

97.5000

American

Apr 3, 2020

Put Options

Written

13,900

67.5000

American

Jun 19, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Purchased

-100

45.0000

American

May 1, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Written

-16,100

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

77.5000

American

Jun 19, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Put Options

Purchased

-100

70.0000

American

Apr 9, 2020

Put Options

Purchased

-300

37.5000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-100

65.0000

American

Apr 3, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-1,300

105.0000

American

Sep 18, 2020

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Call Options

Purchased

10,700

85.0000

American

Jan 15, 2021

Put Options

Written

100

70.0000

American

Apr 3, 2020

Call Options

Purchased

1,700

80.0000

American

Sep 18, 2020

Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

6,300

82.5000

American

Jun 19, 2020

Put Options

Written

3,700

40.0000

American

May 8, 2020

Call Options

Purchased

500

81.0000

American

May 1, 2020

Call Options

Purchased

300

75.0000

American

Apr 17, 2020

Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022

Put Options

Written

15,100

72.5000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

900

80.0000

American

Jan 21, 2022

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-1,000

120.0000

American

Aug 21, 2020

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-700

92.5000

American

Aug 21, 2020

Put Options

Purchased

-250,700

85.0000

American

Jan 15, 2021

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-1,000

60.0000

American

Apr 17, 2020

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Call Options

Written

-700

100.0000

American

Sep 18, 2020

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-100

55.0000

American

Jan 21, 2022

Call Options

Written

-200

80.0000

American

May 1, 2020

Call Options

Written

-300

77.0000

American

Apr 17, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696412
Time of Receipt (offset from UTC): 20200402T132244+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC