Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,155,759

1.26%

3,008,727

0.91%

 

(2)

Derivatives (other than options):

2,687,345

0.82%

2,844,862

0.86%

 

(3)

Options and agreements to
purchase/sell:

380,600

0.12%

225,000

0.07%

 
TOTAL:

7,223,704

2.19%

6,078,589

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

175.1500 USD

Purchase

22

175.7117 USD

Purchase

22

175.9550 USD

Purchase

27

175.0200 USD

Purchase

50

174.9700 USD

Purchase

100

175.6900 USD

Purchase

100

176.2400 USD

Purchase

100

176.0950 USD

Purchase

100

175.7300 USD

Purchase

100

175.7800 USD

Purchase

100

175.9200 USD

Purchase

108

174.9229 USD

Purchase

147

176.1465 USD

Purchase

150

175.6700 USD

Purchase

200

176.1000 USD

Purchase

200

176.1050 USD

Purchase

227

176.0293 USD

Purchase

242

174.9600 USD

Purchase

248

176.1456 USD

Purchase

263

176.2524 USD

Purchase

263

176.2523 USD

Purchase

271

176.0656 USD

Purchase

274

175.8624 USD

Purchase

300

174.9433 USD

Purchase

300

175.7366 USD

Purchase

300

175.9750 USD

Purchase

302

175.5823 USD

Purchase

342

176.2657 USD

Purchase

400

176.0387 USD

Purchase

473

175.6911 USD

Purchase

500

175.0460 USD

Purchase

500

176.2710 USD

Purchase

500

176.1420 USD

Purchase

562

175.9050 USD

Purchase

575

176.0173 USD

Purchase

587

175.6217 USD

Purchase

600

176.0066 USD

Purchase

611

176.1530 USD

Purchase

838

175.7740 USD

Purchase

956

175.8100 USD

Purchase

970

176.1447 USD

Purchase

1,000

175.8225 USD

Purchase

1,000

175.5480 USD

Purchase

1,095

176.2825 USD

Purchase

1,220

175.4737 USD

Purchase

1,300

176.0265 USD

Purchase

1,690

175.6153 USD

Purchase

1,728

175.3794 USD

Purchase

1,900

176.2057 USD

Purchase

1,905

175.8309 USD

Purchase

2,445

176.0390 USD

Purchase

2,580

175.8800 USD

Purchase

3,192

175.7166 USD

Purchase

4,324

175.7806 USD

Purchase

6,317

175.5496 USD

Purchase

8,400

175.7489 USD

Purchase

9,200

175.7635 USD

Purchase

9,918

175.7696 USD

Purchase

16,860

175.8780 USD

Purchase

21,762

176.3100 USD

Purchase

22,441

175.8830 USD

Purchase

23,211

175.9162 USD

Sale

1

175.1500 USD

Sale

6

175.8100 USD

Sale

13

176.2600 USD

Sale

22

175.9550 USD

Sale

22

175.7117 USD

Sale

23

175.3195 USD

Sale

25

176.2700 USD

Sale

25

176.2300 USD

Sale

44

175.1900 USD

Sale

93

175.8600 USD

Sale

100

175.2000 USD

Sale

100

175.1550 USD

Sale

100

175.0700 USD

Sale

100

176.5300 USD

Sale

100

176.2650 USD

Sale

100

176.2400 USD

Sale

169

175.7388 USD

Sale

197

176.0611 USD

Sale

445

175.8735 USD

Sale

450

175.8122 USD

Sale

466

176.7929 USD

Sale

526

176.2523 USD

Sale

1,095

176.2825 USD

Sale

1,290

175.8800 USD

Sale

1,300

176.0265 USD

Sale

1,373

175.8017 USD

Sale

1,596

175.7166 USD

Sale

1,700

175.8943 USD

Sale

1,841

176.0848 USD

Sale

1,927

175.9601 USD

Sale

1,994

176.1645 USD

Sale

3,400

175.4527 USD

Sale

3,472

175.7181 USD

Sale

3,791

175.8835 USD

Sale

4,400

175.8240 USD

Sale

4,500

175.5906 USD

Sale

5,011

175.9487 USD

Sale

15,532

175.9060 USD

Sale

19,296

176.3100 USD

Sale

25,680

175.6757 USD

Sale

44,882

175.8830 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

400

170 USD

American

27 Mar 2020

0.5000 USD

Call Option

Purchasing

3

USD

 

 

0.0200 USD

Call Option

Selling

200

173 USD

American

27 Mar 2020

0.7000 USD

Call Option

Selling

300

190 USD

American

27 Mar 2020

2.0900 USD

Call Option

Selling

100

203 USD

American

27 Mar 2020

0.3000 USD

Put Option

Purchasing

100

165 USD

American

27 Mar 2020

0.0100 USD

Put Option

Selling

7,200

105 USD

American

15 Jan 2021

1.1300 USD

Put Option

Selling

100

160 USD

American

27 Mar 2020

0.5000 USD

Put Option

Selling

200

163 USD

American

27 Mar 2020

0.6000 USD

Put Option

Selling

100

175 USD

American

27 Mar 2020

4.9000 USD

Put Option

Selling

200

175 USD

American

9 Apr 2020

5.0000 USD

Put Option

Selling

2,000

180 USD

American

27 Mar 2020

4.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

2 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

600

172.5000

American

Apr 3, 2020

Put Options

Written

2,700

100.0000

American

May 15, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

600

95.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

165.0000

American

Jan 15, 2021

Call Options

Written

-2,200

170.0000

American

Apr 3, 2020

Call Options

Written

-100

240.0000

American

Jun 19, 2020

Call Options

Written

-1,500

220.0000

American

Aug 21, 2020

Put Options

Purchased

-200

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

145.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

170.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

140.0000

American

May 15, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-200

120.0000

American

Jan 21, 2022

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Aug 21, 2020

Call Options

Purchased

6,400

175.0000

American

May 15, 2020

Put Options

Written

43,900

105.0000

American

Jan 15, 2021

Put Options

Written

10,900

160.0000

American

Jun 19, 2020

Put Options

Written

18,200

150.0000

American

May 15, 2020

Call Options

Purchased

1,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

197.5000

American

Apr 24, 2020

Call Options

Purchased

2,400

185.0000

American

Apr 3, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-500

177.5000

American

Apr 3, 2020

Put Options

Purchased

-2,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-500

155.0000

American

Jan 21, 2022

Put Options

Purchased

-400

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

155.0000

American

Jan 15, 2021

Put Options

Purchased

-17,700

115.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Purchased

1,200

180.0000

American

Aug 21, 2020

Call Options

Purchased

300

235.0000

American

Jan 15, 2021

Put Options

Written

1,000

120.0000

American

Apr 17, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

7,000

180.0000

American

May 15, 2020

Call Options

Purchased

3,100

190.0000

American

May 15, 2020

Call Options

Purchased

300

210.0000

American

May 15, 2020

Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

3,500

165.0000

American

Jan 15, 2021

Put Options

Purchased

-300

135.0000

American

Jan 15, 2021

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Put Options

Purchased

-8,200

170.0000

American

Jan 15, 2021

Put Options

Purchased

-400

105.0000

American

Jan 21, 2022

Put Options

Purchased

-200

100.0000

American

Jan 21, 2022

Put Options

Purchased

-1,400

165.0000

American

May 15, 2020

Call Options

Written

-100

197.5000

American

Apr 3, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Call Options

Purchased

200

110.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

100

197.5000

American

Apr 3, 2020

Call Options

Purchased

1,300

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

200

207.5000

American

Apr 9, 2020

Call Options

Purchased

300

155.0000

American

Jun 19, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

170.0000

American

May 15, 2020

Put Options

Written

1,700

172.5000

American

Apr 17, 2020

Put Options

Written

5,400

95.0000

American

May 15, 2020

Put Options

Written

100

190.0000

American

Jan 15, 2021

Call Options

Purchased

800

220.0000

American

Jan 21, 2022

Put Options

Written

500

160.0000

American

May 15, 2020

Put Options

Written

1,400

167.5000

American

Apr 3, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-3,200

175.0000

American

May 15, 2020

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

190.0000

American

May 15, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020

Put Options

Written

1,900

90.0000

American

May 15, 2020

Call Options

Purchased

1,800

192.5000

American

Apr 3, 2020

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

100

180.0000

American

Apr 17, 2020

Call Options

Purchased

400

180.0000

American

Jun 19, 2020

Put Options

Written

400

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

14,800

165.0000

American

Apr 17, 2020

Put Options

Written

1,000

157.5000

American

Apr 3, 2020

Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

200.0000

American

Jan 15, 2021

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Put Options

Written

6,700

140.0000

American

Jan 15, 2021

Call Options

Purchased

100

225.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Written

-1,200

177.5000

American

Apr 17, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-39,300

150.0000

American

Jan 15, 2021

Put Options

Written

2,000

180.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

1,300

195.0000

American

Jun 19, 2020

Put Options

Written

200

175.0000

American

Apr 9, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

3,800

180.0000

American

May 15, 2020

Put Options

Written

100

90.0000

American

Jun 19, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021

Put Options

Purchased

-700

185.0000

American

Aug 21, 2020

Put Options

Purchased

-5,400

160.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-4,100

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-100

175.0000

American

Apr 17, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

170.0000

American

Apr 17, 2020

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options

Written

2,000

155.0000

American

Apr 17, 2020

Put Options

Written

100

140.0000

American

Apr 17, 2020

Put Options

Written

100

100.0000

American

Apr 17, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Call Options

Purchased

100

170.0000

American

Jan 21, 2022

Put Options

Written

900

175.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

180.0000

American

Apr 3, 2020

Call Options

Purchased

3,600

150.0000

American

Jan 15, 2021

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

600

150.0000

American

Apr 17, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Written

700

167.5000

American

Apr 17, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Purchased

-400

180.0000

American

Apr 17, 2020

Put Options

Purchased

-10,800

185.0000

American

May 15, 2020

Put Options

Purchased

-3,000

175.0000

American

Jan 15, 2021

Call Options

Written

-200

200.0000

American

May 15, 2020

Put Options

Purchased

-400

115.0000

American

Jan 21, 2022

Call Options

Written

-500

175.0000

American

Apr 3, 2020

Put Options

Purchased

-10,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

150.0000

American

Jan 21, 2022

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Purchased

-600

125.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

170.0000

American

May 15, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Apr 17, 2020

Put Options

Written

24,000

160.0000

American

Apr 17, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

7,000

105.0000

American

May 15, 2020

Call Options

Purchased

400

160.0000

American

Apr 17, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

100

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

145.0000

American

May 15, 2020

Call Options

Written

-1,000

205.0000

American

Jan 15, 2021

Call Options

Written

-100

130.0000

American

Jan 21, 2022

Put Options

Purchased

-100

110.0000

American

May 15, 2020

Call Options

Written

-500

172.5000

American

Apr 17, 2020

Call Options

Written

-600

175.0000

American

Apr 17, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696411
Time of Receipt (offset from UTC): 20200402T130654+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC