Form 8.3- ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

1 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,243,918

0.15%

4,061,701

0.28%

 

(2)

Derivatives (other than options):

2,087,024

0.14%

516,901

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,443,000

0.10%

1,500,500

0.10%

 
TOTAL:

5,773,942

0.39%

6,079,102

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

57

73.5050 USD
Purchase

67

72.5416 USD
Purchase

80

72.6600 USD
Purchase

90

73.4550 USD
Purchase

100

72.8100 USD
Purchase

100

72.5050 USD
Purchase

100

73.1200 USD
Purchase

100

73.0300 USD
Purchase

100

73.8100 USD
Purchase

100

73.5400 USD
Purchase

100

72.7900 USD
Purchase

125

72.9600 USD
Purchase

136

72.2553 USD
Purchase

136

72.2552 USD
Purchase

159

73.3900 USD
Purchase

172

73.2590 USD
Purchase

187

72.5406 USD
Purchase

200

72.7950 USD
Purchase

200

72.8000 USD
Purchase

210

73.2833 USD
Purchase

227

73.5800 USD
Purchase

310

73.3758 USD
Purchase

313

73.2180 USD
Purchase

400

73.4775 USD
Purchase

400

72.7475 USD
Purchase

400

72.5762 USD
Purchase

435

73.2003 USD
Purchase

440

72.3504 USD
Purchase

440

73.2500 USD
Purchase

443

73.5551 USD
Purchase

473

73.2358 USD
Purchase

500

73.0940 USD
Purchase

500

72.7960 USD
Purchase

500

73.1860 USD
Purchase

500

73.5520 USD
Purchase

500

73.2440 USD
Purchase

600

72.6816 USD
Purchase

600

72.3833 USD
Purchase

749

73.4243 USD
Purchase

800

73.5212 USD
Purchase

900

72.6811 USD
Purchase

900

73.1177 USD
Purchase

963

72.4000 USD
Purchase

987

73.1974 USD
Purchase

1,000

73.4000 USD
Purchase

1,017

73.2535 USD
Purchase

1,021

72.4768 USD
Purchase

1,087

72.6822 USD
Purchase

1,100

73.5309 USD
Purchase

1,100

72.6809 USD
Purchase

1,100

73.5286 USD
Purchase

1,176

72.4492 USD
Purchase

1,300

72.6573 USD
Purchase

1,504

72.7492 USD
Purchase

1,600

72.4753 USD
Purchase

1,784

72.7175 USD
Purchase

1,800

72.7923 USD
Purchase

1,896

72.9792 USD
Purchase

1,900

72.4184 USD
Purchase

1,907

73.4301 USD
Purchase

1,943

73.2305 USD
Purchase

2,100

73.2964 USD
Purchase

2,276

73.2299 USD
Purchase

2,496

72.6851 USD
Purchase

2,886

72.9772 USD
Purchase

3,212

72.6538 USD
Purchase

3,444

72.5388 USD
Purchase

3,530

73.0430 USD
Purchase

3,561

72.5525 USD
Purchase

3,575

73.1031 USD
Purchase

3,785

72.9407 USD
Purchase

4,191

73.3407 USD
Purchase

4,300

72.9589 USD
Purchase

4,656

73.2103 USD
Purchase

4,983

73.0741 USD
Purchase

6,996

73.0574 USD
Purchase

7,615

72.9961 USD
Purchase

8,738

72.8104 USD
Purchase

9,015

72.1007 USD
Purchase

9,700

72.8800 USD
Purchase

12,069

73.0889 USD
Purchase

12,288

73.0111 USD
Purchase

13,441

72.9325 USD
Purchase

13,762

73.0393 USD
Purchase

14,231

72.3281 USD
Purchase

19,380

72.3600 USD
Purchase

23,062

72.7210 USD
Purchase

23,903

72.7361 USD
Purchase

25,919

72.8905 USD
Purchase

36,422

73.3627 USD
Purchase

39,231

73.4200 USD
Purchase

45,468

73.0952 USD
Purchase

52,203

73.2337 USD
Purchase

65,786

72.6285 USD
Purchase

68,900

72.6335 USD
Purchase

420,892

72.8460 USD
Sale

1

72.8000 USD
Sale

2

73.0900 USD
Sale

4

72.9100 USD
Sale

6

73.3366 USD
Sale

12

72.6691 USD
Sale

16

72.5337 USD
Sale

26

73.4300 USD
Sale

36

72.2700 USD
Sale

40

73.4500 USD
Sale

51

72.0350 USD
Sale

53

73.4800 USD
Sale

65

72.6300 USD
Sale

75

73.0058 USD
Sale

80

72.6600 USD
Sale

98

72.4316 USD
Sale

100

72.3800 USD
Sale

100

72.2500 USD
Sale

100

72.2000 USD
Sale

100

72.0000 USD
Sale

100

72.7300 USD
Sale

100

73.5200 USD
Sale

100

73.5000 USD
Sale

100

73.0300 USD
Sale

100

72.9400 USD
Sale

100

72.8450 USD
Sale

105

72.0490 USD
Sale

114

72.4894 USD
Sale

125

72.9600 USD
Sale

136

72.2552 USD
Sale

200

73.4350 USD
Sale

200

72.0450 USD
Sale

200

73.4600 USD
Sale

200

73.5300 USD
Sale

201

73.0536 USD
Sale

202

72.0216 USD
Sale

206

72.4893 USD
Sale

241

72.9867 USD
Sale

265

72.5784 USD
Sale

300

72.7400 USD
Sale

300

72.7466 USD
Sale

300

72.8066 USD
Sale

300

73.4766 USD
Sale

300

73.5450 USD
Sale

315

72.0575 USD
Sale

335

73.1185 USD
Sale

379

72.7500 USD
Sale

400

72.8025 USD
Sale

400

72.2175 USD
Sale

438

72.8221 USD
Sale

459

73.3098 USD
Sale

466

71.8683 USD
Sale

486

72.5840 USD
Sale

500

72.0220 USD
Sale

522

72.5051 USD
Sale

564

71.9824 USD
Sale

600

73.3333 USD
Sale

602

72.0890 USD
Sale

700

72.3728 USD
Sale

701

72.8696 USD
Sale

802

72.8930 USD
Sale

802

72.0225 USD
Sale

849

73.3696 USD
Sale

900

73.4150 USD
Sale

900

73.0544 USD
Sale

901

72.0246 USD
Sale

902

72.2852 USD
Sale

930

72.0253 USD
Sale

1,000

72.7960 USD
Sale

1,000

72.6210 USD
Sale

1,040

73.4000 USD
Sale

1,100

72.7900 USD
Sale

1,100

73.5309 USD
Sale

1,200

72.1175 USD
Sale

1,213

73.0946 USD
Sale

1,800

73.2523 USD
Sale

1,807

72.0193 USD
Sale

1,896

72.9792 USD
Sale

1,920

72.0286 USD
Sale

2,328

72.0029 USD
Sale

2,446

72.6202 USD
Sale

3,516

72.7144 USD
Sale

4,200

72.5566 USD
Sale

4,499

72.6912 USD
Sale

5,087

72.8102 USD
Sale

6,121

72.9369 USD
Sale

7,012

72.3868 USD
Sale

7,700

72.7245 USD
Sale

7,845

72.4990 USD
Sale

9,700

72.8800 USD
Sale

12,288

73.0111 USD
Sale

12,790

73.2581 USD
Sale

14,362

72.3600 USD
Sale

14,925

73.0783 USD
Sale

15,900

72.5911 USD
Sale

16,099

72.7947 USD
Sale

18,066

72.7701 USD
Sale

19,461

72.8271 USD
Sale

20,983

72.3863 USD
Sale

24,377

72.8653 USD
Sale

30,776

72.7479 USD
Sale

53,900

72.6499 USD
Sale

57,866

73.0806 USD
Sale

58,200

72.6995 USD
Sale

61,288

72.8584 USD
Sale

66,636

73.4200 USD
Sale

67,173

73.1109 USD
Sale

73,317

72.8892 USD
Sale

82,538

72.7517 USD
Sale

93,900

73.0462 USD
Sale

106,511

72.8405 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

75 USD American 15 Jan 2021 7.0500 USD
Call Option Purchasing

100

78 USD American 21 Aug 2020 4.6000 USD
Call Option Purchasing

1,700

80 USD American 3 Apr 2020 0.1500 USD
Call Option Purchasing

300

80 USD American 21 Aug 2020 3.6000 USD
Call Option Purchasing

200

80 USD American 18 Sep 2020 3.8000 USD
Call Option Purchasing

3,800

85 USD American 21 Aug 2020 2.0963 USD
Call Option Purchasing

300

85 USD American 18 Sep 2020 3.0000 USD
Call Option Purchasing

100

90 USD American 21 Aug 2020 1.4000 USD
Call Option Purchasing

200

90 USD American 15 Jan 2021 2.7000 USD
Call Option Purchasing

300

93 USD American 15 Jan 2021 1.9000 USD
Call Option Purchasing

800

98 USD American 17 Apr 2020 0.0500 USD
Call Option Purchasing

1,000

100 USD American 21 Jan 2022 3.0000 USD
Call Option Purchasing

200

115 USD American 21 Jan 2022 1.7500 USD
Call Option Selling

3,300

73 USD American 19 Jun 2020 5.5121 USD
Call Option Selling

100

75 USD American 17 Apr 2020 1.7500 USD
Call Option Selling

100

75 USD American 15 May 2020 3.4800 USD
Call Option Selling

100

76 USD American 1 May 2020 1.5000 USD
Call Option Selling

100

77 USD American 3 Apr 2020 0.4000 USD
Call Option Selling

200

79 USD American 1 May 2020 1.6400 USD
Call Option Selling

800

80 USD American 3 Apr 2020 0.1025 USD
Put Option Purchasing

400

58 USD American 21 Jan 2022 9.3625 USD
Put Option Purchasing

1,900

63 USD American 15 Jan 2021 6.7500 USD
Put Option Selling

200

33 USD American 15 Jan 2021 1.1000 USD
Put Option Selling

100

70 USD American 21 Aug 2020 7.4500 USD
Put Option Selling

4,600

70 USD American 18 Sep 2020 7.4043 USD
Put Option Selling

4,300

73 USD American 19 Jun 2020 6.7732 USD
Put Option Selling

1,900

73 USD American 18 Sep 2020 8.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

2 April 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

9,300

80.0000

American May 15, 2020
Call Options Purchased

5,600

75.0000

American May 15, 2020
Put Options Written

3,000

75.0000

American Jun 19, 2020
Put Options Written

400

82.5000

American Jan 15, 2021
Put Options Written

54,600

60.0000

American Jun 19, 2020
Call Options Purchased

5,500

97.5000

American Jan 15, 2021
Put Options Written

700

72.0000

American Apr 17, 2020
Put Options Written

4,500

70.0000

American Sep 18, 2020
Put Options Written

2,100

70.0000

American May 15, 2020
Call Options Purchased

1,000

79.0000

American May 1, 2020
Call Options Purchased

300

50.0000

American Jan 15, 2021
Call Options Purchased

100

79.5000

American May 1, 2020
Put Options Written

1,200

85.0000

American Jun 19, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Call Options Purchased

6,300

105.0000

American Apr 17, 2020
Put Options Written

2,300

37.5000

American Jan 21, 2022
Call Options Purchased

13,200

87.5000

American May 15, 2020
Call Options Purchased

500

97.5000

American Jan 21, 2022
Call Options Purchased

300

67.5000

American Sep 18, 2020
Put Options Written

200

65.0000

American Apr 9, 2020
Call Options Written

-100

70.0000

American Aug 21, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Call Options Written

-900

90.0000

American Apr 3, 2020
Call Options Written

-100

90.0000

American May 8, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Call Options Written

-12,200

90.0000

American Jun 19, 2020
Call Options Written

-800

105.0000

American Jan 21, 2022
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Put Options Purchased

-100

60.0000

American May 1, 2020
Call Options Written

-4,300

115.0000

American Jan 21, 2022
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Put Options Purchased

-2,200

50.0000

American Jan 21, 2022
Call Options Written

-500

100.0000

American Aug 21, 2020
Call Options Written

-200

110.0000

American Jan 21, 2022
Call Options Written

-2,900

120.0000

American Jan 15, 2021
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Written

301,500

60.0000

American Jan 15, 2021
Call Options Purchased

4,700

85.0000

American Aug 21, 2020
Put Options Written

4,100

87.5000

American Aug 21, 2020
Call Options Purchased

2,000

92.5000

American May 15, 2020
Put Options Written

100

94.5000

American Apr 3, 2020
Put Options Written

400

71.0000

American Apr 17, 2020
Put Options Written

6,000

75.0000

American Sep 18, 2020
Put Options Written

5,700

57.5000

American Jan 15, 2021
Put Options Written

900

82.5000

American Sep 18, 2020
Call Options Purchased

5,800

77.5000

American May 15, 2020
Call Options Purchased

100

80.5000

American May 1, 2020
Call Options Purchased

16,800

95.0000

American May 15, 2020
Put Options Written

700

62.5000

American Sep 18, 2020
Call Options Purchased

3,800

72.5000

American Jun 19, 2020
Call Options Purchased

400

72.5000

American May 15, 2020
Call Options Purchased

8,900

95.0000

American Sep 18, 2020
Put Options Written

100

92.5000

American May 15, 2020
Put Options Written

100

75.0000

American Apr 9, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Call Options Purchased

200

55.0000

American Apr 24, 2020
Call Options Purchased

900

100.0000

American Jan 21, 2022
Call Options Written

-200

94.0000

American Apr 3, 2020
Put Options Purchased

-500

97.5000

American May 15, 2020
Call Options Written

-1,000

75.0000

American Apr 9, 2020
Put Options Purchased

-700

70.0000

American Apr 17, 2020
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Call Options Written

-100

115.0000

American Aug 21, 2020
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options Written

-2,500

70.0000

American Apr 3, 2020
Put Options Purchased

-32,000

62.5000

American Jan 15, 2021
Put Options Purchased

-100

65.0000

American Apr 24, 2020
Put Options Purchased

-100

89.5000

American Apr 3, 2020
Call Options Written

-400

120.0000

American Sep 18, 2020
Put Options Purchased

-200

85.0000

American Apr 17, 2020
Put Options Purchased

-400

72.5000

American Aug 21, 2020
Call Options Written

-800

76.0000

American Apr 9, 2020
Call Options Written

-100

91.5000

American Apr 3, 2020
Call Options Written

-700

83.0000

American May 1, 2020
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Call Options Written

-8,600

105.0000

American May 15, 2020
Call Options Written

-15,700

95.0000

American Apr 17, 2020
Call Options Written

-21,800

110.0000

American Jan 15, 2021
Put Options Purchased

-4,300

55.0000

American Jan 15, 2021
Put Options Purchased

-34,500

95.0000

American Jun 19, 2020
Call Options Purchased

100

60.0000

American Jun 19, 2020
Call Options Purchased

1,800

105.0000

American Jun 19, 2020
Put Options Written

1,000

45.0000

American Apr 3, 2020
Put Options Written

500

74.0000

American Apr 9, 2020
Put Options Written

8,600

75.0000

American May 15, 2020
Call Options Purchased

4,200

77.5000

American Jun 19, 2020
Call Options Purchased

16,800

97.5000

American May 15, 2020
Call Options Purchased

100

96.0000

American Apr 3, 2020
Put Options Written

100

65.0000

American Aug 21, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Call Options Purchased

4,300

70.0000

American Jun 19, 2020
Put Options Written

34,400

90.0000

American Aug 21, 2020
Put Options Written

200

87.5000

American Jan 21, 2022
Call Options Purchased

1,000

92.5000

American Jun 19, 2020
Put Options Written

2,200

82.5000

American May 15, 2020
Call Options Written

-100

140.0000

American Jun 19, 2020
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Call Options Written

-1,000

81.0000

American Apr 3, 2020
Put Options Purchased

-1,900

50.0000

American Sep 18, 2020
Call Options Written

-2,000

75.0000

American Jan 15, 2021
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Call Options Written

-5,700

110.0000

American Jun 19, 2020
Call Options Written

-100

77.0000

American Apr 3, 2020
Put Options Purchased

-3,900

50.0000

American Jun 19, 2020
Call Options Written

-4,500

85.0000

American May 15, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Put Options Purchased

-3,000

45.0000

American Sep 18, 2020
Put Options Purchased

-100

65.0000

American Jan 21, 2022
Call Options Written

-2,500

100.0000

American Apr 3, 2020
Call Options Written

-100

88.0000

American Apr 24, 2020
Put Options Purchased

-4,800

40.0000

American Jan 21, 2022
Call Options Written

-300

85.0000

American Jun 19, 2020
Call Options Written

-1,000

77.0000

American Apr 9, 2020
Put Options Purchased

-500

82.5000

American Apr 17, 2020
Call Options Written

-200

92.0000

American Apr 3, 2020
Call Options Written

-4,800

100.0000

American Apr 17, 2020
Put Options Written

6,900

77.5000

American Jan 15, 2021
Put Options Written

151,700

80.0000

American Jan 15, 2021
Put Options Written

37,000

57.5000

American Jun 19, 2020
Call Options Purchased

11,700

90.0000

American Sep 18, 2020
Call Options Purchased

5,000

90.0000

American Aug 21, 2020
Put Options Written

1,000

42.5000

American Jan 21, 2022
Put Options Written

600

50.0000

American Apr 17, 2020
Put Options Written

300

90.0000

American Jun 19, 2020
Call Options Purchased

6,800

80.0000

American May 15, 2020
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Put Options Written

12,100

72.5000

American Jun 19, 2020
Put Options Written

600

73.0000

American Apr 17, 2020
Call Options Purchased

1,700

92.5000

American Sep 18, 2020
Call Options Purchased

5,300

87.5000

American Jun 19, 2020
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Put Options Written

150,300

65.0000

American Jun 19, 2020
Call Options Purchased

700

105.0000

American Aug 21, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

2,600

80.0000

American Jun 19, 2020
Put Options Written

500

77.5000

American Jan 21, 2022
Put Options Written

2,000

85.0000

American May 15, 2020
Call Options Purchased

600

110.0000

American Aug 21, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

1,900

70.0000

American Aug 21, 2020
Put Options Written

2,200

80.0000

American Aug 21, 2020
Call Options Purchased

1,100

80.0000

American Apr 3, 2020
Call Options Purchased

400

75.0000

American Jan 21, 2022
Call Options Written

-1,800

97.5000

American Jun 19, 2020
Put Options Purchased

-352,300

87.5000

American Jan 15, 2021
Put Options Purchased

-14,300

67.5000

American Sep 18, 2020
Call Options Written

-100

87.5000

American Apr 17, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-2,500

70.0000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-77,400

70.0000

American Jan 15, 2021
Call Options Written

-100

45.0000

American Jan 21, 2022
Put Options Purchased

-500

82.0000

American Apr 3, 2020
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Call Options Written

-13,700

90.0000

American Apr 17, 2020
Call Options Written

-3,100

100.0000

American Jan 15, 2021
Call Options Written

-700

110.0000

American Sep 18, 2020
Call Options Written

-900

125.0000

American Sep 18, 2020
Call Options Written

-25,000

92.5000

American Jan 15, 2021
Put Options Purchased

-100

95.0000

American Apr 9, 2020
Call Options Written

-2,200

95.0000

American Apr 3, 2020
Put Options Purchased

-3,100

60.0000

American Apr 24, 2020
Call Options Written

-300

70.0000

American Jan 21, 2022
Put Options Purchased

-500

60.0000

American May 15, 2020
Call Options Purchased

300

80.0000

American Aug 21, 2020
Put Options Written

800

67.5000

American May 15, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Call Options Purchased

6,500

80.0000

American Jan 15, 2021
Call Options Purchased

2,300

77.5000

American Sep 18, 2020
Put Options Written

100

67.0000

American Apr 9, 2020
Call Options Purchased

16,600

90.0000

American May 15, 2020
Put Options Written

1,800

77.5000

American Sep 18, 2020
Put Options Written

10,000

65.0000

American Apr 3, 2020
Put Options Written

200

32.5000

American Jan 15, 2021
Call Options Purchased

200

85.0000

American May 1, 2020
Put Options Written

200

70.0000

American May 1, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Put Options Written

1,100

82.5000

American Jun 19, 2020
Call Options Purchased

14,400

75.0000

American Sep 18, 2020
Put Options Written

100

62.5000

American Jan 21, 2022
Put Options Written

16,300

62.5000

American Jun 19, 2020
Call Options Purchased

3,200

80.0000

American Apr 17, 2020
Put Options Written

100

77.5000

American May 15, 2020
Put Options Written

100

55.0000

American Apr 17, 2020
Call Options Purchased

1,000

91.0000

American Apr 3, 2020
Call Options Written

-800

92.5000

American Apr 17, 2020
Call Options Written

-200

93.0000

American Apr 9, 2020
Call Options Written

-100

60.0000

American Sep 18, 2020
Call Options Written

-100

85.0000

American Apr 17, 2020
Put Options Purchased

-100

75.0000

American Apr 3, 2020
Put Options Purchased

-100

70.0000

American Apr 24, 2020
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Purchased

-1,500

80.0000

American Apr 17, 2020
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Call Options Written

-100

72.5000

American Aug 21, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-2,800

115.0000

American Jun 19, 2020
Call Options Written

-5,000

60.0000

American Aug 21, 2020
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Call Options Written

-500

72.5000

American Jan 15, 2021
Put Options Purchased

-500

77.5000

American Aug 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Put Options Purchased

-5,100

55.0000

American May 15, 2020
Put Options Purchased

-21,100

95.0000

American Jan 15, 2021
Put Options Written

2,000

57.5000

American Sep 18, 2020
Put Options Written

45,000

50.0000

American Jun 19, 2020
Call Options Purchased

100

125.0000

American Jan 21, 2022
Put Options Written

3,400

66.0000

American Apr 3, 2020
Put Options Written

2,300

90.0000

American May 15, 2020
Put Options Written

1,500

62.5000

American May 15, 2020
Call Options Purchased

1,200

90.0000

American Jan 15, 2021
Put Options Written

100

95.0000

American Sep 18, 2020
Put Options Written

1,700

75.0000

American Jan 15, 2021
Call Options Purchased

400

78.0000

American Apr 3, 2020
Call Options Purchased

100

70.0000

American May 15, 2020
Put Options Written

100

35.0000

American Sep 18, 2020
Call Options Purchased

900

75.0000

American Jun 19, 2020
Put Options Written

9,100

87.5000

American May 15, 2020
Put Options Written

7,200

70.0000

American Jun 19, 2020
Put Options Written

4,900

55.0000

American Jun 19, 2020
Put Options Purchased

-700

92.5000

American Jun 19, 2020
Put Options Purchased

-1,600

88.0000

American Apr 3, 2020
Call Options Written

-1,400

73.0000

American Apr 3, 2020
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Call Options Written

-200

75.0000

American Apr 3, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Call Options Written

-31,300

95.0000

American Jun 19, 2020
Put Options Purchased

-5,100

77.5000

American Apr 17, 2020
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Call Options Written

-500

65.0000

American Jan 15, 2021
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Put Options Purchased

-7,900

75.0000

American Apr 17, 2020
Put Options Purchased

-10,300

72.5000

American Jan 15, 2021
Put Options Purchased

-400

57.5000

American Jan 21, 2022
Call Options Written

-1,200

72.5000

American Sep 18, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Call Options Purchased

200

72.5000

American Jan 21, 2022
Put Options Written

200

100.0000

American Jan 21, 2022
Call Options Purchased

100

67.5000

American Jan 21, 2022
Put Options Written

2,600

65.0000

American Jan 15, 2021
Put Options Written

175,000

70.0000

American Jan 15, 2021
Put Options Written

100

97.5000

American Apr 3, 2020
Call Options Purchased

300

55.0000

American Jan 21, 2022
Put Options Written

100

97.5000

American Jan 21, 2022
Put Options Written

22,400

90.0000

American Jan 15, 2021
Call Options Purchased

1,000

83.0000

American Apr 3, 2020
Put Options Written

100

47.5000

American Apr 17, 2020
Put Options Written

300

65.0000

American Sep 18, 2020
Put Options Written

9,300

72.5000

American Sep 18, 2020
Call Options Purchased

600

70.0000

American Sep 18, 2020
Put Options Written

500

45.0000

American Jan 15, 2021
Put Options Written

100

130.0000

American Jun 19, 2020
Call Options Purchased

900

110.0000

American Apr 17, 2020
Call Options Purchased

1,600

85.0000

American Sep 18, 2020
Call Options Purchased

14,500

80.0000

American Jun 19, 2020
Put Options Written

8,400

87.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 21, 2022
Call Options Purchased

100

82.0000

American May 1, 2020
Put Options Written

100

92.5000

American Sep 18, 2020
Put Options Written

100

50.0000

American May 15, 2020
Put Options Written

11,500

67.5000

American Jun 19, 2020
Put Options Written

1,000

87.5000

American Sep 18, 2020
Put Options Written

400

40.0000

American May 15, 2020
Put Options Purchased

-300

37.5000

American Jan 15, 2021
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-14,600

82.5000

American May 15, 2020
Put Options Purchased

-100

70.0000

American Apr 9, 2020
Put Options Purchased

-300

67.5000

American Jan 21, 2022
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Call Options Written

-16,100

105.0000

American Jan 15, 2021
Put Options Purchased

-4,100

75.0000

American Jan 21, 2022
Put Options Purchased

-100

45.0000

American May 1, 2020
Call Options Written

-6,300

100.0000

American Jun 19, 2020
Put Options Purchased

-1,900

77.5000

American Jun 19, 2020
Put Options Purchased

-200

100.0000

American Sep 18, 2020
Call Options Written

-1,300

105.0000

American Sep 18, 2020
Call Options Written

-100

65.0000

American Apr 3, 2020
Call Options Written

-2,200

95.0000

American Aug 21, 2020
Call Options Written

-100

76.0000

American May 1, 2020
Call Options Purchased

10,700

85.0000

American Jan 15, 2021
Put Options Written

1,100

45.0000

American Jun 19, 2020
Call Options Purchased

100

77.5000

American Aug 21, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

900

80.0000

American Jan 21, 2022
Put Options Written

3,800

40.0000

American May 8, 2020
Call Options Purchased

6,300

82.5000

American Jun 19, 2020
Call Options Purchased

7,100

77.5000

American Jan 15, 2021
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Purchased

500

81.0000

American May 1, 2020
Call Options Purchased

500

90.0000

American Jan 21, 2022
Call Options Purchased

200

75.0000

American Apr 17, 2020
Put Options Written

100

70.0000

American Apr 3, 2020
Call Options Purchased

2,400

85.0000

American Jan 21, 2022
Call Options Purchased

1,900

80.0000

American Sep 18, 2020
Call Options Purchased

1,500

100.0000

American May 15, 2020
Call Options Purchased

500

97.5000

American Apr 17, 2020
Put Options Written

15,100

72.5000

American May 15, 2020
Put Options Written

1,100

67.5000

American Jan 15, 2021
Call Options Written

-60,600

87.5000

American Jan 15, 2021
Call Options Written

-700

95.0000

American Apr 9, 2020
Call Options Written

-1,400

82.5000

American Jan 15, 2021
Call Options Written

-5,100

95.0000

American Jan 15, 2021
Put Options Purchased

-100

55.0000

American Jan 21, 2022
Call Options Written

-500

87.5000

American Jan 21, 2022
Call Options Written

-1,000

120.0000

American Aug 21, 2020
Call Options Written

-1,000

97.5000

American Aug 21, 2020
Call Options Written

-700

92.5000

American Aug 21, 2020
Call Options Written

-6,100

120.0000

American Jun 19, 2020
Put Options Purchased

-200

92.5000

American Jan 21, 2022
Call Options Written

-300

77.0000

American Apr 17, 2020
Call Options Written

-4,200

110.0000

American May 15, 2020
Call Options Written

-300

60.0000

American Jan 21, 2022
Call Options Written

-600

100.0000

American Sep 18, 2020
Call Options Written

-4,000

80.0000

American Apr 9, 2020
Call Options Written

-6,000

140.0000

American Jan 15, 2021
Call Options Written

-200

80.0000

American May 1, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Put Options Purchased

-1,000

60.0000

American Apr 17, 2020
Put Options Purchased

-250,700

85.0000

American Jan 15, 2021
Put Options Purchased

-1,500

90.0000

American Jan 0, 1900

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696214
Time of Receipt (offset from UTC): 20200402T112631+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC