Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

1 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,152,399

1.26%

3,012,463

0.92%

 

(2)

Derivatives (other than options):

2,687,345

0.82%

2,844,446

0.86%

 

(3)

Options and agreements to
purchase/sell:

387,400

0.12%

227,700

0.07%

 
TOTAL:

7,227,144

2.20%

6,084,609

1.85%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

25

174.4500 USD
Purchase

52

174.9400 USD
Purchase

82

175.3500 USD
Purchase

100

174.1800 USD
Purchase

100

175.7500 USD
Purchase

100

174.8850 USD
Purchase

100

174.7800 USD
Purchase

100

175.2800 USD
Purchase

100

175.3100 USD
Purchase

100

173.3800 USD
Purchase

120

174.0200 USD
Purchase

129

174.3397 USD
Purchase

200

174.7000 USD
Purchase

200

174.9250 USD
Purchase

200

174.8450 USD
Purchase

200

175.0100 USD
Purchase

200

174.8050 USD
Purchase

200

174.9625 USD
Purchase

300

175.1200 USD
Purchase

300

174.7933 USD
Purchase

300

174.8400 USD
Purchase

300

174.8566 USD
Purchase

300

175.3483 USD
Purchase

397

174.8285 USD
Purchase

400

175.0812 USD
Purchase

400

174.8500 USD
Purchase

400

175.1000 USD
Purchase

420

174.4326 USD
Purchase

490

174.4402 USD
Purchase

500

174.5890 USD
Purchase

500

174.9320 USD
Purchase

500

175.2290 USD
Purchase

600

175.0366 USD
Purchase

600

174.5200 USD
Purchase

600

175.5458 USD
Purchase

700

174.9214 USD
Purchase

800

174.8968 USD
Purchase

1,100

174.7632 USD
Purchase

1,200

174.2867 USD
Purchase

1,271

174.5192 USD
Purchase

1,294

175.2394 USD
Purchase

1,300

174.7461 USD
Purchase

1,378

173.9125 USD
Purchase

1,600

174.9645 USD
Purchase

1,864

173.0400 USD
Purchase

2,190

174.6000 USD
Purchase

2,500

175.1610 USD
Purchase

4,044

174.7798 USD
Purchase

5,234

174.8272 USD
Purchase

5,800

174.8590 USD
Purchase

5,993

174.6624 USD
Purchase

6,900

174.6873 USD
Purchase

7,350

174.5585 USD
Purchase

11,812

174.6813 USD
Purchase

15,966

174.8954 USD
Purchase

17,296

174.9000 USD
Purchase

23,273

174.7532 USD
Purchase

40,105

174.3036 USD
Sale

25

174.4500 USD
Sale

50

174.8800 USD
Sale

54

175.1900 USD
Sale

60

174.0200 USD
Sale

62

174.2200 USD
Sale

67

174.2300 USD
Sale

100

173.9100 USD
Sale

100

173.5800 USD
Sale

100

174.9200 USD
Sale

100

174.6100 USD
Sale

100

174.7600 USD
Sale

100

174.3500 USD
Sale

100

174.8700 USD
Sale

104

173.9480 USD
Sale

152

174.9038 USD
Sale

180

174.8216 USD
Sale

200

174.7750 USD
Sale

200

174.3936 USD
Sale

245

173.9238 USD
Sale

300

174.4300 USD
Sale

300

173.9133 USD
Sale

300

174.4166 USD
Sale

300

175.0200 USD
Sale

300

174.9783 USD
Sale

400

175.1050 USD
Sale

400

174.3825 USD
Sale

516

175.1815 USD
Sale

689

173.9125 USD
Sale

701

174.4248 USD
Sale

752

174.8611 USD
Sale

800

174.4562 USD
Sale

884

174.8573 USD
Sale

900

174.7621 USD
Sale

1,100

174.4772 USD
Sale

1,157

174.0899 USD
Sale

1,252

174.8595 USD
Sale

1,400

175.0156 USD
Sale

2,190

174.6000 USD
Sale

2,400

174.9360 USD
Sale

2,966

174.2881 USD
Sale

3,662

174.3271 USD
Sale

4,499

174.5671 USD
Sale

4,952

174.1017 USD
Sale

5,100

174.5939 USD
Sale

5,400

174.2237 USD
Sale

6,576

174.6680 USD
Sale

10,215

174.7383 USD
Sale

15,922

174.9000 USD
Sale

20,500

174.9829 USD
Sale

32,901

174.3979 USD
Sale

35,707

174.7420 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying
Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

175 USD American 21 Aug 2020 9.4000 USD
Call Option Purchasing

200

180 USD American 9 Apr 2020 1.4500 USD
Call Option Purchasing

900

185 USD American 21 Aug 2020 5.4444 USD
Call Option Selling

100

200 USD American 15 May 2020 0.5700 USD
Put Option Purchasing

3,000

145 USD American 21 Jan 2022 7.4666 USD
Put Option Purchasing

100

165 USD American 9 Apr 2020 1.0000 USD
Put Option Purchasing

400

185 USD American 21 Aug 2020 16.5000 USD
Put Option Selling

2,000

170 USD American 21 Aug 2020 10.4125 USD
Put Option Selling

1,200

175 USD American 21 Aug 2020 12.8083 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

2 April 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

200

175.0000

American Aug 21, 2020
Put Options Written

300

180.0000

American Jan 21, 2022
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Put Options Written

2,700

100.0000

American May 15, 2020
Call Options Purchased

2,600

175.0000

American Jan 15, 2021
Put Options Written

600

172.5000

American Apr 3, 2020
Put Options Written

600

95.0000

American Jan 15, 2021
Call Options Purchased

200

190.0000

American Jan 21, 2022
Call Options Written

-100

240.0000

American Jun 19, 2020
Call Options Written

-1,500

220.0000

American Aug 21, 2020
Call Options Written

-600

220.0000

American May 15, 2020
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Put Options Purchased

-200

160.0000

American Apr 9, 2020
Put Options Purchased

-200

120.0000

American Jan 21, 2022
Put Options Purchased

-2,300

140.0000

American May 15, 2020
Put Options Purchased

-1,300

145.0000

American Jan 15, 2021
Call Options Written

-2,200

170.0000

American Apr 3, 2020
Put Options Purchased

-2,300

165.0000

American Jan 15, 2021
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-200

100.0000

American Jan 15, 2021
Put Options Written

43,900

105.0000

American Jan 15, 2021
Put Options Written

18,200

150.0000

American May 15, 2020
Put Options Written

100

140.0000

American Aug 21, 2020
Put Options Written

10,900

160.0000

American Jun 19, 2020
Call Options Purchased

6,400

175.0000

American May 15, 2020
Call Options Purchased

2,400

185.0000

American Apr 3, 2020
Call Options Purchased

100

197.5000

American Apr 24, 2020
Put Options Written

1,000

195.0000

American Jan 15, 2021
Call Options Purchased

1,400

170.0000

American Jan 15, 2021
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Put Options Purchased

-400

80.0000

American Jan 15, 2021
Put Options Purchased

-400

185.0000

American Jan 21, 2022
Call Options Written

-3,300

200.0000

American Aug 21, 2020
Put Options Purchased

-17,700

115.0000

American Jan 15, 2021
Put Options Purchased

-500

155.0000

American Jan 21, 2022
Put Options Purchased

-2,700

110.0000

American Jan 15, 2021
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Call Options Written

-500

177.5000

American Apr 3, 2020
Put Options Purchased

-1,000

155.0000

American Jan 15, 2021
Put Options Written

1,000

120.0000

American Apr 17, 2020
Call Options Purchased

300

210.0000

American May 15, 2020
Call Options Purchased

200

195.0000

American May 15, 2020
Call Options Purchased

3,500

165.0000

American Jan 15, 2021
Call Options Purchased

7,000

180.0000

American May 15, 2020
Call Options Purchased

42,500

175.0000

American Jan 21, 2022
Call Options Purchased

3,100

190.0000

American May 15, 2020
Call Options Purchased

300

235.0000

American Jan 15, 2021
Put Options Written

100

140.0000

American Jan 21, 2022
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

1,100

190.0000

American Jun 19, 2020
Call Options Purchased

300

180.0000

American Aug 21, 2020
Put Options Purchased

-200

100.0000

American Jan 21, 2022
Put Options Purchased

-300

135.0000

American Jan 15, 2021
Put Options Purchased

-1,400

165.0000

American May 15, 2020
Call Options Written

-100

197.5000

American Apr 3, 2020
Call Options Written

-200

205.0000

American Apr 3, 2020
Put Options Purchased

-1,100

195.0000

American May 15, 2020
Put Options Purchased

-8,200

170.0000

American Jan 15, 2021
Call Options Written

-700

270.0000

American Jan 15, 2021
Put Options Purchased

-400

105.0000

American Jan 21, 2022
Call Options Written

-100

200.0000

American Jan 21, 2022
Put Options Written

5,400

95.0000

American May 15, 2020
Call Options Purchased

3,000

170.0000

American May 15, 2020
Put Options Written

3,800

165.0000

American Jun 19, 2020
Put Options Written

1,400

167.5000

American Apr 3, 2020
Put Options Written

100

190.0000

American Jan 15, 2021
Call Options Purchased

200

207.5000

American Apr 9, 2020
Call Options Purchased

1,300

160.0000

American Jan 21, 2022
Put Options Written

1,700

172.5000

American Apr 17, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

200

110.0000

American Jan 15, 2021
Call Options Purchased

2,000

180.0000

American Jan 15, 2021
Call Options Purchased

1,800

220.0000

American Jan 21, 2022
Put Options Written

48,000

140.0000

American Jun 19, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Put Options Written

500

160.0000

American May 15, 2020
Call Options Purchased

300

155.0000

American Jun 19, 2020
Put Options Written

100

197.5000

American Apr 3, 2020
Put Options Purchased

-300

125.0000

American Jan 21, 2022
Put Options Purchased

-3,000

190.0000

American May 15, 2020
Put Options Purchased

-100

165.0000

American Apr 9, 2020
Call Options Written

-100

150.0000

American May 15, 2020
Call Options Written

-200

220.0000

American Jan 15, 2021
Put Options Purchased

-3,200

175.0000

American May 15, 2020
Put Options Purchased

-6,400

170.0000

American Jun 19, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options Written

7,400

120.0000

American Jun 19, 2020
Put Options Written

6,700

140.0000

American Jan 15, 2021
Call Options Purchased

100

225.0000

American Jan 15, 2021
Call Options Purchased

7,700

190.0000

American Jan 15, 2021
Call Options Purchased

1,400

200.0000

American Jan 15, 2021
Put Options Written

14,800

165.0000

American Apr 17, 2020
Call Options Purchased

300

180.0000

American Apr 9, 2020
Call Options Purchased

1,800

192.5000

American Apr 3, 2020
Call Options Purchased

1,300

180.0000

American Jan 21, 2022
Put Options Written

1,900

90.0000

American May 15, 2020
Call Options Purchased

100

180.0000

American Apr 17, 2020
Call Options Purchased

3,000

195.0000

American Aug 21, 2020
Put Options Written

400

145.0000

American Jun 19, 2020
Put Options Written

1,000

157.5000

American Apr 3, 2020
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Put Options Purchased

-500

185.0000

American Jun 19, 2020
Call Options Written

-100

165.0000

American Jun 19, 2020
Put Options Purchased

-400

190.0000

American Jun 19, 2020
Call Options Written

-1,200

177.5000

American Apr 17, 2020
Put Options Purchased

-39,300

150.0000

American Jan 15, 2021
Put Options Written

1,300

195.0000

American Jun 19, 2020
Put Options Written

2,000

180.0000

American Jun 19, 2020
Call Options Purchased

100

210.0000

American Apr 17, 2020
Put Options Written

3,800

180.0000

American May 15, 2020
Put Options Written

2,100

90.0000

American Jun 19, 2020
Put Options Written

100

200.0000

American May 15, 2020
Put Options Written

200

175.0000

American Apr 9, 2020
Call Options Purchased

6,400

160.0000

American Jan 15, 2021
Call Options Purchased

100

210.0000

American Jan 15, 2021
Put Options Written

200

170.0000

American Aug 21, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Purchased

-4,100

185.0000

American Jan 15, 2021
Put Options Purchased

-500

120.0000

American Aug 21, 2020
Put Options Purchased

-5,400

160.0000

American Jan 15, 2021
Put Options Purchased

-200

110.0000

American Jan 21, 2022
Put Options Purchased

-1,400

150.0000

American Jun 19, 2020
Put Options Purchased

-100

170.0000

American Jan 21, 2022
Put Options Purchased

-2,100

120.0000

American Jan 15, 2021
Call Options Written

-100

160.0000

American Jun 19, 2020
Put Options Purchased

-3,300

170.0000

American Apr 17, 2020
Call Options Written

-100

185.0000

American Jun 19, 2020
Put Options Purchased

-100

175.0000

American Apr 17, 2020
Put Options Purchased

-1,100

185.0000

American Aug 21, 2020
Call Options Purchased

3,600

150.0000

American Jan 15, 2021
Call Options Purchased

100

170.0000

American Jan 21, 2022
Put Options Written

700

167.5000

American Apr 17, 2020
Put Options Written

300

125.0000

American Jun 19, 2020
Put Options Written

100

100.0000

American Apr 17, 2020
Put Options Written

3,700

215.0000

American Jan 15, 2021
Call Options Purchased

1,000

180.0000

American Apr 3, 2020
Put Options Written

600

150.0000

American Apr 17, 2020
Put Options Written

100

140.0000

American Apr 17, 2020
Put Options Written

2,000

155.0000

American Apr 17, 2020
Call Options Purchased

700

200.0000

American Jun 19, 2020
Put Options Written

500

175.0000

American Jun 19, 2020
Call Options Purchased

9,100

185.0000

American Aug 21, 2020
Put Options Purchased

-400

115.0000

American Jan 21, 2022
Put Options Purchased

-1,500

170.0000

American May 15, 2020
Call Options Written

-500

175.0000

American Apr 3, 2020
Put Options Purchased

-3,000

145.0000

American Jan 21, 2022
Call Options Written

-400

180.0000

American Jun 19, 2020
Put Options Purchased

-2,100

150.0000

American Jan 21, 2022
Put Options Purchased

-3,000

175.0000

American Jan 15, 2021
Put Options Purchased

-100

130.0000

American Jan 15, 2021
Put Options Purchased

-10,000

180.0000

American Jan 15, 2021
Put Options Purchased

-400

180.0000

American Apr 17, 2020
Put Options Purchased

-600

125.0000

American Jan 15, 2021
Put Options Purchased

-10,800

185.0000

American May 15, 2020
Call Options Written

-300

200.0000

American May 15, 2020
Put Options Purchased

-200

190.0000

American Aug 21, 2020
Put Options Written

4,500

195.0000

American Aug 21, 2020
Call Options Purchased

11,300

195.0000

American Jan 15, 2021
Put Options Written

3,900

175.0000

American Aug 21, 2020
Put Options Written

24,000

160.0000

American Apr 17, 2020
Call Options Purchased

400

160.0000

American Apr 17, 2020
Call Options Purchased

3,300

190.0000

American Aug 21, 2020
Put Options Written

7,000

105.0000

American May 15, 2020
Put Options Written

100

145.0000

American Apr 17, 2020
Call Options Purchased

100

140.0000

American Jan 15, 2021
Call Options Written

-600

175.0000

American Apr 17, 2020
Call Options Written

-100

130.0000

American Jan 21, 2022
Call Options Written

-500

172.5000

American Apr 17, 2020
Call Options Written

-1,000

205.0000

American Jan 15, 2021
Put Options Purchased

-4,500

145.0000

American May 15, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Put Options Purchased

-100

110.0000

American May 15, 2020
Call Options Written

-1,000

185.0000

American May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696404
Time of Receipt (offset from UTC): 20200402T110828+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC