Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 31 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,197,280

0.15%

4,095,906

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,115,169

0.14%

516,901

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,428,400

0.10%

1,499,200

0.10%

 

 

 

 

TOTAL:

 

 

 

 

5,740,849

0.39%

6,112,007

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

10

77.0200 USD

Purchase

11

77.3390 USD

Purchase

14

75.6410 USD

Purchase

47

77.2200 USD

Purchase

69

76.9800 USD

Purchase

84

75.7200 USD

Purchase

100

76.3200 USD

Purchase

100

75.5300 USD

Purchase

100

75.4000 USD

Purchase

100

76.1400 USD

Purchase

100

76.5200 USD

Purchase

100

76.6600 USD

Purchase

102

75.3074 USD

Purchase

114

76.7533 USD

Purchase

122

75.7816 USD

Purchase

142

75.4428 USD

Purchase

200

75.3825 USD

Purchase

200

75.2400 USD

Purchase

200

75.2250 USD

Purchase

200

76.1300 USD

Purchase

200

75.5550 USD

Purchase

200

75.4950 USD

Purchase

201

75.5848 USD

Purchase

300

76.9600 USD

Purchase

300

75.2133 USD

Purchase

300

75.3900 USD

Purchase

400

75.6012 USD

Purchase

400

75.2150 USD

Purchase

417

75.8673 USD

Purchase

500

75.2320 USD

Purchase

540

75.2048 USD

Purchase

559

77.0908 USD

Purchase

630

75.2130 USD

Purchase

664

76.3173 USD

Purchase

700

75.8114 USD

Purchase

700

75.1857 USD

Purchase

894

77.1125 USD

Purchase

900

77.0911 USD

Purchase

1,000

75.2075 USD

Purchase

1,035

75.3732 USD

Purchase

1,100

75.6245 USD

Purchase

1,122

77.0972 USD

Purchase

1,158

77.1167 USD

Purchase

1,314

77.1245 USD

Purchase

1,429

75.8848 USD

Purchase

1,500

75.9087 USD

Purchase

1,531

75.4905 USD

Purchase

1,585

76.1449 USD

Purchase

1,678

75.3300 USD

Purchase

1,777

75.5179 USD

Purchase

1,785

77.1128 USD

Purchase

1,800

76.1804 USD

Purchase

1,844

76.1019 USD

Purchase

1,900

75.8836 USD

Purchase

1,919

77.1077 USD

Purchase

2,292

77.1248 USD

Purchase

2,522

76.2774 USD

Purchase

2,547

76.4041 USD

Purchase

2,757

77.1126 USD

Purchase

3,687

77.1200 USD

Purchase

3,900

76.4657 USD

Purchase

4,506

75.8537 USD

Purchase

4,888

75.9781 USD

Purchase

5,356

77.1045 USD

Purchase

6,778

76.0876 USD

Purchase

9,381

76.3157 USD

Purchase

10,000

76.5842 USD

Purchase

10,153

75.5849 USD

Purchase

12,565

75.6637 USD

Purchase

13,212

75.8687 USD

Purchase

13,600

74.8600 USD

Purchase

18,877

75.8342 USD

Purchase

20,103

75.7940 USD

Purchase

20,877

76.0697 USD

Purchase

30,669

76.5963 USD

Purchase

41,886

76.8603 USD

Purchase

46,200

76.3498 USD

Purchase

88,347

76.0635 USD

Purchase

89,035

76.1902 USD

Purchase

380,940

76.3091 USD

Purchase

3,967,703

76.1900 USD

Sale

1

76.5400 USD

Sale

1

76.2900 USD

Sale

1

76.2300 USD

Sale

1

75.9400 USD

Sale

1

75.8400 USD

Sale

2

76.6600 USD

Sale

3

77.1266 USD

Sale

6

75.3825 USD

Sale

9

77.0200 USD

Sale

37

75.3800 USD

Sale

47

77.2200 USD

Sale

67

77.2780 USD

Sale

86

75.7586 USD

Sale

100

76.3200 USD

Sale

100

76.1450 USD

Sale

100

76.3350 USD

Sale

100

76.3400 USD

Sale

100

76.3100 USD

Sale

100

76.7000 USD

Sale

100

76.7400 USD

Sale

100

76.0900 USD

Sale

119

76.7816 USD

Sale

130

77.3555 USD

Sale

200

75.0850 USD

Sale

200

76.6325 USD

Sale

264

76.3037 USD

Sale

342

76.6095 USD

Sale

400

76.5700 USD

Sale

517

75.9201 USD

Sale

521

76.6879 USD

Sale

1,082

76.6985 USD

Sale

1,100

76.6354 USD

Sale

1,392

76.8751 USD

Sale

1,492

75.4000 USD

Sale

1,585

76.1448 USD

Sale

1,585

76.1449 USD

Sale

1,737

76.9659 USD

Sale

1,773

76.7585 USD

Sale

1,800

76.9869 USD

Sale

1,800

76.6661 USD

Sale

1,899

76.7466 USD

Sale

2,398

77.0089 USD

Sale

2,473

76.9692 USD

Sale

2,500

77.0512 USD

Sale

2,620

76.4226 USD

Sale

3,356

76.9245 USD

Sale

5,000

75.7439 USD

Sale

5,202

76.2496 USD

Sale

5,539

76.6192 USD

Sale

5,701

76.7574 USD

Sale

6,103

75.2824 USD

Sale

6,110

76.8197 USD

Sale

6,290

76.3640 USD

Sale

8,200

76.3036 USD

Sale

9,600

76.5848 USD

Sale

10,959

76.5783 USD

Sale

12,452

76.6069 USD

Sale

13,600

74.8600 USD

Sale

15,236

76.8321 USD

Sale

17,062

76.6909 USD

Sale

18,900

76.4009 USD

Sale

19,486

76.1175 USD

Sale

20,306

75.5849 USD

Sale

23,743

77.1116 USD

Sale

25,800

76.2002 USD

Sale

29,594

76.5799 USD

Sale

31,200

76.4324 USD

Sale

33,493

76.2864 USD

Sale

42,968

76.4755 USD

Sale

49,584

76.1760 USD

Sale

56,855

75.8745 USD

Sale

104,807

76.3474 USD

Sale

125,673

75.9739 USD

Sale

171,893

76.2021 USD

Sale

3,982,001

76.1900 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

5,402

76.0767 USD

SWAP

Long

28,145

77.0489 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

70 USD

American

15 May 2020

7.8500 USD

Call Option

Purchasing

500

90 USD

American

15 May 2020

0.4680 USD

Call Option

Purchasing

100

100 USD

American

18 Sep 2020

1.0000 USD

Call Option

Purchasing

600

105 USD

American

21 Aug 2020

0.4500 USD

Call Option

Selling

100

60 USD

American

18 Sep 2020

16.5000 USD

Call Option

Selling

100

70 USD

American

18 Sep 2020

10.4000 USD

Call Option

Selling

100

73 USD

American

21 Aug 2020

8.6000 USD

Call Option

Selling

4,000

80 USD

American

9 Apr 2020

1.1000 USD

Put Option

Purchasing

300

65 USD

American

15 May 2020

1.7200 USD

Put Option

Purchasing

2,400

68 USD

American

19 Jun 2020

3.1500 USD

Put Option

Selling

100

40 USD

American

8 May 2020

0.5000 USD

Put Option

Selling

200

40 USD

American

15 May 2020

0.3250 USD

Put Option

Selling

100

50 USD

American

17 Apr 2020

0.1400 USD

Put Option

Selling

100

50 USD

American

15 May 2020

0.6000 USD

Put Option

Selling

12,900

73 USD

American

18 Sep 2020

7.1414 USD

Put Option

Selling

7,800

75 USD

American

18 Sep 2020

8.1307 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

1 Apr 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Call Options

Purchased

5,700

75.0000

American

May 15, 2020

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Call Options

Purchased

1,200

79.0000

American

May 1, 2020

Put Options

Written

2,300

37.5000

American

Jan 21, 2022

Put Options

Written

400

82.5000

American

Jan 15, 2021

Put Options

Written

200

65.0000

American

Apr 9, 2020

Put Options

Written

3,000

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

79.5000

American

May 1, 2020

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

700

72.0000

American

Apr 17, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

54,600

60.0000

American

Jun 19, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-300

97.5000

American

Apr 17, 2020

Call Options

Written

-2,900

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-100

70.0000

American

Aug 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Put Options

Purchased

-100

60.0000

American

May 1, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-12,200

90.0000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-500

100.0000

American

Aug 21, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-100

70.0000

American

Sep 18, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-900

90.0000

American

Apr 3, 2020

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-100

90.0000

American

May 8, 2020

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options

Purchased

7,100

72.5000

American

Jun 19, 2020

Call Options

Purchased

2,000

92.5000

American

May 15, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

5,800

77.5000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

400

71.0000

American

Apr 17, 2020

Call Options

Purchased

16,800

95.0000

American

May 15, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Put Options

Written

700

62.5000

American

Sep 18, 2020

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

200

55.0000

American

Apr 24, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

100

80.5000

American

May 1, 2020

Put Options

Written

6,000

75.0000

American

Sep 18, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Put Options

Written

100

75.0000

American

Apr 9, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Purchased

-200

85.0000

American

Apr 17, 2020

Call Options

Written

-8,600

105.0000

American

May 15, 2020

Put Options

Purchased

-30,100

62.5000

American

Jan 15, 2021

Put Options

Purchased

-100

65.0000

American

Apr 24, 2020

Call Options

Written

-15,700

95.0000

American

Apr 17, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Call Options

Written

-800

76.0000

American

Apr 9, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-100

115.0000

American

Aug 21, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Call Options

Written

-700

83.0000

American

May 1, 2020

Call Options

Written

-1,000

75.0000

American

Apr 9, 2020

Put Options

Purchased

-400

72.5000

American

Aug 21, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-400

120.0000

American

Sep 18, 2020

Call Options

Written

-2,500

70.0000

American

Apr 3, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Put Options

Written

500

74.0000

American

Apr 9, 2020

Call Options

Purchased

100

60.0000

American

Jun 19, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

1,800

105.0000

American

Jun 19, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

16,800

97.5000

American

May 15, 2020

Call Options

Purchased

4,200

77.5000

American

Jun 19, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Put Options

Written

200

87.5000

American

Jan 21, 2022

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Put Options

Written

1,000

45.0000

American

Apr 3, 2020

Call Options

Purchased

1,000

92.5000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-100

65.0000

American

Jan 21, 2022

Put Options

Purchased

-500

82.5000

American

Apr 17, 2020

Call Options

Written

-1,000

81.0000

American

Apr 3, 2020

Call Options

Written

-200

92.0000

American

Apr 3, 2020

Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-2,200

75.0000

American

Jan 15, 2021

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Put Options

Purchased

-3,000

45.0000

American

Sep 18, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,000

77.0000

American

Apr 9, 2020

Call Options

Written

-100

88.0000

American

Apr 24, 2020

Call Options

Written

-300

85.0000

American

Jun 19, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

150,300

65.0000

American

Jun 19, 2020

Call Options

Purchased

700

105.0000

American

Aug 21, 2020

Put Options

Written

151,700

80.0000

American

Jan 15, 2021

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

200

80.0000

American

Apr 3, 2020

Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

600

73.0000

American

Apr 17, 2020

Put Options

Written

500

77.5000

American

Jan 21, 2022

Put Options

Written

37,000

57.5000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

600

50.0000

American

Apr 17, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-25,300

92.5000

American

Jan 15, 2021

Call Options

Written

-77,400

70.0000

American

Jan 15, 2021

Call Options

Written

-900

125.0000

American

Sep 18, 2020

Call Options

Written

-3,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-14,300

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Call Options

Written

-100

87.5000

American

Apr 17, 2020

Call Options

Written

-700

110.0000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Put Options

Purchased

-500

60.0000

American

May 15, 2020

Call Options

Written

-1,800

97.5000

American

Jun 19, 2020

Call Options

Written

-2,200

95.0000

American

Apr 3, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-13,700

90.0000

American

Apr 17, 2020

Put Options

Written

100

67.0000

American

Apr 9, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Put Options

Written

100

62.5000

American

Jan 21, 2022

Call Options

Purchased

16,600

90.0000

American

May 15, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

200

85.0000

American

May 1, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

3,200

80.0000

American

Apr 17, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

200

70.0000

American

May 1, 2020

Call Options

Purchased

2,300

77.5000

American

Sep 18, 2020

Put Options

Written

100

55.0000

American

Apr 17, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

16,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

6,500

80.0000

American

Jan 15, 2021

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

10,000

65.0000

American

Apr 3, 2020

Put Options

Purchased

-100

70.0000

American

Apr 24, 2020

Call Options

Written

-800

92.5000

American

Apr 17, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Apr 3, 2020

Call Options

Written

-500

72.5000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Call Options

Written

-100

60.0000

American

Sep 18, 2020

Call Options

Written

-100

85.0000

American

Apr 17, 2020

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-200

93.0000

American

Apr 9, 2020

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Call Options

Written

-100

72.5000

American

Aug 21, 2020

Put Options

Purchased

-500

77.5000

American

Aug 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

90.0000

American

Jan 15, 2021

Put Options

Written

7,200

70.0000

American

Jun 19, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Put Options

Written

100

95.0000

American

Sep 18, 2020

Call Options

Purchased

400

78.0000

American

Apr 3, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

3,400

66.0000

American

Apr 3, 2020

Put Options

Written

100

35.0000

American

Sep 18, 2020

Put Options

Written

4,900

55.0000

American

Jun 19, 2020

Put Options

Written

45,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

100

70.0000

American

May 15, 2020

Call Options

Purchased

900

75.0000

American

Jun 19, 2020

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Call Options

Written

-31,300

95.0000

American

Jun 19, 2020

Call Options

Written

-200

75.0000

American

Apr 3, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Call Options

Written

-1,400

73.0000

American

Apr 3, 2020

Call Options

Written

-500

65.0000

American

Jan 15, 2021

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Put Options

Written

100

50.0000

American

May 15, 2020

Put Options

Written

175,000

70.0000

American

Jan 15, 2021

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

100

82.0000

American

May 1, 2020

Put Options

Written

100

47.5000

American

Apr 17, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

100

67.5000

American

Jan 21, 2022

Put Options

Written

100

97.5000

American

Apr 3, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

200

100.0000

American

Jan 21, 2022

Call Options

Purchased

14,500

80.0000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

900

110.0000

American

Apr 17, 2020

Put Options

Written

400

40.0000

American

May 15, 2020

Put Options

Written

300

65.0000

American

Sep 18, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

85.0000

American

Sep 18, 2020

Call Options

Purchased

600

70.0000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

11,500

67.5000

American

Jun 19, 2020

Put Options

Written

7,400

72.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

83.0000

American

Apr 3, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Written

-16,100

105.0000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Call Options

Written

-1,300

105.0000

American

Sep 18, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Call Options

Written

-100

65.0000

American

Apr 3, 2020

Put Options

Purchased

-300

37.5000

American

Jan 15, 2021

Put Options

Purchased

-100

70.0000

American

Apr 9, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Put Options

Purchased

-1,900

77.5000

American

Jun 19, 2020

Put Options

Purchased

-100

45.0000

American

May 1, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

6,300

82.5000

American

Jun 19, 2020

Put Options

Written

15,100

72.5000

American

May 15, 2020

Put Options

Written

900

80.0000

American

Jan 21, 2022

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

500

81.0000

American

May 1, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

10,700

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

80.0000

American

Sep 18, 2020

Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022

Put Options

Written

3,800

40.0000

American

May 8, 2020

Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

300

75.0000

American

Apr 17, 2020

Put Options

Written

100

70.0000

American

Apr 3, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Written

-300

77.0000

American

Apr 17, 2020

Call Options

Written

-1,000

120.0000

American

Aug 21, 2020

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-100

55.0000

American

Jan 21, 2022

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-600

100.0000

American

Sep 18, 2020

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Call Options

Written

-4,000

80.0000

American

Apr 9, 2020

Call Options

Written

-6,000

140.0000

American

Jan 15, 2021

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-200

80.0000

American

May 1, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-700

92.5000

American

Aug 21, 2020

Put Options

Purchased

-1,000

60.0000

American

Apr 17, 2020

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Call Options

Written

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Put Options

Purchased

-250,700

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696354
Time of Receipt (offset from UTC): 20200401T105045+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC