Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,144,455

1.26%

3,008,562

0.91%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

374,500

0.11%

227,900

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,206,300

2.19%

6,080,908

1.85%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

12

175.2300 USD

Purchase

15

174.1600 USD

Purchase

22

173.4300 USD

Purchase

33

174.5621 USD

Purchase

38

175.7800 USD

Purchase

40

174.6900 USD

Purchase

50

174.5400 USD

Purchase

100

173.5000 USD

Purchase

100

175.7150 USD

Purchase

100

174.5950 USD

Purchase

100

175.0950 USD

Purchase

121

174.5500 USD

Purchase

200

175.1550 USD

Purchase

200

175.1625 USD

Purchase

200

175.0850 USD

Purchase

200

172.5000 USD

Purchase

200

175.5500 USD

Purchase

200

174.3750 USD

Purchase

299

174.5517 USD

Purchase

400

175.0925 USD

Purchase

400

174.4450 USD

Purchase

500

173.6680 USD

Purchase

600

175.0691 USD

Purchase

620

175.0887 USD

Purchase

650

175.0946 USD

Purchase

678

174.6872 USD

Purchase

700

174.7957 USD

Purchase

778

175.0680 USD

Purchase

783

174.5150 USD

Purchase

843

174.6532 USD

Purchase

900

175.0955 USD

Purchase

1,025

174.6017 USD

Purchase

1,100

174.6472 USD

Purchase

1,117

172.5598 USD

Purchase

1,388

175.8480 USD

Purchase

1,440

174.7061 USD

Purchase

1,550

173.7580 USD

Purchase

1,990

175.0733 USD

Purchase

2,234

175.5400 USD

Purchase

2,847

174.7294 USD

Purchase

3,141

170.9600 USD

Purchase

3,552

174.2535 USD

Purchase

3,606

174.3857 USD

Purchase

4,900

174.8327 USD

Purchase

5,835

174.7525 USD

Purchase

6,900

174.6417 USD

Purchase

7,129

174.7260 USD

Purchase

7,294

171.1085 USD

Purchase

7,379

174.7975 USD

Purchase

7,494

174.7565 USD

Purchase

8,575

173.2865 USD

Purchase

8,704

173.0000 USD

Purchase

11,800

174.6043 USD

Purchase

12,400

174.6159 USD

Purchase

15,830

173.9235 USD

Purchase

15,934

173.6616 USD

Sale

2

175.4600 USD

Sale

10

175.2000 USD

Sale

40

174.6900 USD

Sale

100

175.0000 USD

Sale

100

174.6300 USD

Sale

100

174.8700 USD

Sale

100

174.8300 USD

Sale

100

174.7700 USD

Sale

100

174.2600 USD

Sale

121

174.5500 USD

Sale

185

175.0883 USD

Sale

200

174.3250 USD

Sale

200

174.0186 USD

Sale

200

173.7125 USD

Sale

200

174.7625 USD

Sale

200

175.4312 USD

Sale

200

175.2990 USD

Sale

200

175.1000 USD

Sale

200

174.8725 USD

Sale

240

175.0733 USD

Sale

241

170.9600 USD

Sale

263

174.3724 USD

Sale

300

174.7566 USD

Sale

300

175.0850 USD

Sale

300

174.9300 USD

Sale

310

175.0887 USD

Sale

342

175.0220 USD

Sale

350

175.3014 USD

Sale

389

174.4641 USD

Sale

400

174.0450 USD

Sale

400

170.0000 USD

Sale

400

174.4800 USD

Sale

600

174.1825 USD

Sale

609

174.8901 USD

Sale

700

174.7957 USD

Sale

700

174.6792 USD

Sale

720

175.2276 USD

Sale

726

174.6596 USD

Sale

970

175.0662 USD

Sale

1,000

174.6715 USD

Sale

1,044

174.9651 USD

Sale

1,117

172.5598 USD

Sale

1,200

175.0988 USD

Sale

1,229

174.4371 USD

Sale

1,256

174.3892 USD

Sale

1,389

173.7825 USD

Sale

1,798

174.6607 USD

Sale

2,000

180.0000 USD

Sale

2,050

174.7770 USD

Sale

2,381

174.7945 USD

Sale

3,261

174.8132 USD

Sale

3,370

171.2445 USD

Sale

3,604

174.8463 USD

Sale

4,000

174.9517 USD

Sale

4,100

174.6978 USD

Sale

4,900

174.8327 USD

Sale

5,158

173.0718 USD

Sale

5,674

174.1776 USD

Sale

7,294

171.1085 USD

Sale

7,393

173.0004 USD

Sale

7,397

173.0000 USD

Sale

7,494

174.5927 USD

Sale

9,000

175.0753 USD

Sale

15,300

174.6049 USD

Sale

28,434

174.0814 USD

Sale

29,089

174.7287 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

178 USD

American

27 Mar 2020

0.9000 USD

Call Option

Purchasing

1,500

193 USD

American

3 Apr 2020

0.2000 USD

Call Option

Selling

300

170 USD

American

27 Mar 2020

5.0000 USD

Call Option

Selling

800

175 USD

American

17 Apr 2020

5.9750 USD

Call Option

Selling

900

178 USD

American

17 Apr 2020

4.4444 USD

Put Option

Selling

1,000

158 USD

American

3 Apr 2020

1.0000 USD

Put Option

Selling

1,000

173 USD

American

17 Apr 2020

7.1600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

31 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

600

172.5000

American

Apr 3, 2020

Put Options Written

2,700

100.0000

American

May 15, 2020

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Put Options Written

300

180.0000

American

Jan 21, 2022

Call Options Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options Written

600

95.0000

American

Jan 15, 2021

Call Options Purchased

300

190.0000

American

Mar 27, 2020

Call Options Written

-1,400

230.0000

American

Jun 19, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options Written

-1,500

220.0000

American

Aug 21, 2020

Put Options Purchased

-1,800

170.0000

American

Aug 21, 2020

Call Options Written

-100

240.0000

American

Jun 19, 2020

Call Options Written

-600

220.0000

American

May 15, 2020

Call Options Written

-2,200

170.0000

American

Apr 3, 2020

Put Options Purchased

-100

175.0000

American

Mar 27, 2020

Put Options Purchased

-200

120.0000

American

Jan 21, 2022

Put Options Purchased

-1,300

145.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

165.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

140.0000

American

May 15, 2020

Put Options Purchased

-200

100.0000

American

Jan 15, 2021

Call Options Purchased

100

197.5000

American

Apr 24, 2020

Call Options Purchased

6,400

175.0000

American

May 15, 2020

Put Options Written

1,000

195.0000

American

Jan 15, 2021

Put Options Written

36,700

105.0000

American

Jan 15, 2021

Put Options Written

10,900

160.0000

American

Jun 19, 2020

Put Options Written

100

140.0000

American

Aug 21, 2020

Call Options Purchased

2,400

185.0000

American

Apr 3, 2020

Put Options Written

18,200

150.0000

American

May 15, 2020

Call Options Purchased

1,400

170.0000

American

Jan 15, 2021

Put Options Purchased

-200

162.5000

American

Mar 27, 2020

Put Options Purchased

-400

185.0000

American

Jan 21, 2022

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

155.0000

American

Jan 15, 2021

Call Options Written

-3,300

200.0000

American

Aug 21, 2020

Call Options Written

-42,500

165.0000

American

Jan 21, 2022

Put Options Purchased

-17,700

115.0000

American

Jan 15, 2021

Put Options Purchased

-500

155.0000

American

Jan 21, 2022

Call Options Written

-500

177.5000

American

Apr 3, 2020

Put Options Purchased

-2,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-400

80.0000

American

Jan 15, 2021

Call Options Purchased

3,100

190.0000

American

May 15, 2020

Call Options Purchased

300

210.0000

American

May 15, 2020

Call Options Purchased

200

195.0000

American

May 15, 2020

Call Options Purchased

42,500

175.0000

American

Jan 21, 2022

Put Options Written

100

140.0000

American

Jan 21, 2022

Call Options Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options Purchased

300

235.0000

American

Jan 15, 2021

Call Options Purchased

1,200

180.0000

American

Aug 21, 2020

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

3,500

165.0000

American

Jan 15, 2021

Put Options Written

1,000

120.0000

American

Apr 17, 2020

Call Options Purchased

7,000

180.0000

American

May 15, 2020

Call Options Written

-100

200.0000

American

Jan 21, 2022

Call Options Written

-200

205.0000

American

Apr 3, 2020

Call Options Written

-700

270.0000

American

Jan 15, 2021

Put Options Purchased

-1,100

195.0000

American

May 15, 2020

Put Options Purchased

-8,200

170.0000

American

Jan 15, 2021

Put Options Purchased

-1,400

165.0000

American

May 15, 2020

Put Options Purchased

-200

100.0000

American

Jan 21, 2022

Call Options Written

-100

197.5000

American

Apr 3, 2020

Put Options Purchased

-100

160.0000

American

Mar 27, 2020

Put Options Purchased

-300

135.0000

American

Jan 15, 2021

Put Options Purchased

-400

105.0000

American

Jan 21, 2022

Put Options Written

1,700

172.5000

American

Apr 17, 2020

Call Options Purchased

300

155.0000

American

Jun 19, 2020

Call Options Purchased

3,000

170.0000

American

May 15, 2020

Put Options Written

100

197.5000

American

Apr 3, 2020

Put Options Written

5,400

95.0000

American

May 15, 2020

Call Options Purchased

1,300

160.0000

American

Jan 21, 2022

Put Options Written

500

160.0000

American

May 15, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Put Options Written

100

190.0000

American

Jan 15, 2021

Call Options Purchased

200

110.0000

American

Jan 15, 2021

Call Options Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options Written

1,400

167.5000

American

Apr 3, 2020

Call Options Purchased

200

207.5000

American

Apr 9, 2020

Call Options Purchased

800

220.0000

American

Jan 21, 2022

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Put Options Purchased

-3,200

175.0000

American

May 15, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-6,400

170.0000

American

Jun 19, 2020

Call Options Written

-100

150.0000

American

May 15, 2020

Put Options Purchased

-3,000

190.0000

American

May 15, 2020

Call Options Written

-200

220.0000

American

Jan 15, 2021

Put Options Purchased

-100

150.0000

American

Mar 27, 2020

Call Options Purchased

100

225.0000

American

Jan 15, 2021

Call Options Purchased

500

180.0000

American

Mar 27, 2020

Call Options Purchased

3,000

195.0000

American

Aug 21, 2020

Put Options Written

400

145.0000

American

Jun 19, 2020

Put Options Written

1,000

157.5000

American

Apr 3, 2020

Put Options Written

1,900

90.0000

American

May 15, 2020

Call Options Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options Purchased

1,800

192.5000

American

Apr 3, 2020

Put Options Written

14,800

165.0000

American

Apr 17, 2020

Put Options Written

7,400

120.0000

American

Jun 19, 2020

Call Options Purchased

100

180.0000

American

Apr 17, 2020

Call Options Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options Written

6,700

140.0000

American

Jan 15, 2021

Call Options Purchased

400

180.0000

American

Jun 19, 2020

Call Options Purchased

1,400

200.0000

American

Jan 15, 2021

Call Options Written

-400

170.0000

American

Mar 27, 2020

Call Options Written

-100

165.0000

American

Jun 19, 2020

Call Options Written

-7,200

260.0000

American

Jan 15, 2021

Put Options Purchased

-400

190.0000

American

Jun 19, 2020

Put Options Purchased

-39,300

150.0000

American

Jan 15, 2021

Put Options Purchased

-500

185.0000

American

Jun 19, 2020

Call Options Written

-1,200

177.5000

American

Apr 17, 2020

Call Options Purchased

100

202.5000

American

Mar 27, 2020

Put Options Written

3,800

180.0000

American

May 15, 2020

Put Options Written

2,000

180.0000

American

Jun 19, 2020

Call Options Purchased

100

177.5000

American

Mar 27, 2020

Call Options Purchased

6,400

160.0000

American

Jan 15, 2021

Put Options Written

1,300

195.0000

American

Jun 19, 2020

Call Options Purchased

100

210.0000

American

Jan 15, 2021

Call Options Purchased

200

172.5000

American

Mar 27, 2020

Put Options Written

100

200.0000

American

May 15, 2020

Put Options Written

100

90.0000

American

Jun 19, 2020

Call Options Purchased

100

210.0000

American

Apr 17, 2020

Put Options Purchased

-500

120.0000

American

Aug 21, 2020

Put Options Purchased

-3,300

170.0000

American

Apr 17, 2020

Put Options Purchased

-4,100

185.0000

American

Jan 15, 2021

Call Options Written

-100

160.0000

American

Jun 19, 2020

Put Options Purchased

-100

175.0000

American

Apr 17, 2020

Put Options Purchased

-200

110.0000

American

Jan 21, 2022

Put Options Purchased

-700

185.0000

American

Aug 21, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-100

170.0000

American

Jan 21, 2022

Call Options Written

-900

175.0000

American

Jun 19, 2020

Put Options Purchased

-5,400

160.0000

American

Jan 15, 2021

Put Options Purchased

-2,100

120.0000

American

Jan 15, 2021

Call Options Written

-100

185.0000

American

Jun 19, 2020

Put Options Purchased

-1,400

150.0000

American

Jun 19, 2020

Put Options Written

300

125.0000

American

Jun 19, 2020

Call Options Purchased

3,600

150.0000

American

Jan 15, 2021

Put Options Written

3,700

215.0000

American

Jan 15, 2021

Put Options Written

100

100.0000

American

Apr 17, 2020

Put Options Written

2,000

155.0000

American

Apr 17, 2020

Call Options Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options Written

900

175.0000

American

Jun 19, 2020

Put Options Written

700

167.5000

American

Apr 17, 2020

Call Options Purchased

100

170.0000

American

Jan 21, 2022

Call Options Purchased

700

200.0000

American

Jun 19, 2020

Put Options Written

100

165.0000

American

Mar 27, 2020

Call Options Purchased

1,000

180.0000

American

Apr 3, 2020

Put Options Written

100

140.0000

American

Apr 17, 2020

Put Options Written

600

150.0000

American

Apr 17, 2020

Call Options Written

-200

200.0000

American

May 15, 2020

Put Options Purchased

-1,500

170.0000

American

May 15, 2020

Put Options Purchased

-2,100

150.0000

American

Jan 21, 2022

Put Options Purchased

-3,000

175.0000

American

Jan 15, 2021

Put Options Purchased

-10,000

180.0000

American

Jan 15, 2021

Put Options Purchased

-600

125.0000

American

Jan 15, 2021

Put Options Purchased

-10,800

185.0000

American

May 15, 2020

Put Options Purchased

-400

115.0000

American

Jan 21, 2022

Put Options Purchased

-400

180.0000

American

Apr 17, 2020

Call Options Written

-500

175.0000

American

Apr 3, 2020

Put Options Purchased

-200

190.0000

American

Aug 21, 2020

Put Options Purchased

-100

130.0000

American

Jan 15, 2021

Put Options Written

7,000

105.0000

American

May 15, 2020

Call Options Purchased

3,300

190.0000

American

Aug 21, 2020

Call Options Purchased

400

160.0000

American

Apr 17, 2020

Put Options Written

100

145.0000

American

Apr 17, 2020

Call Options Purchased

100

140.0000

American

Jan 15, 2021

Call Options Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options Written

24,000

160.0000

American

Apr 17, 2020

Put Options Written

4,500

195.0000

American

Aug 21, 2020

Put Options Purchased

-100

110.0000

American

May 15, 2020

Call Options Written

-1,000

185.0000

American

May 15, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

180.0000

American

Mar 27, 2020

Call Options Written

-1,000

205.0000

American

Jan 15, 2021

Call Options Written

-100

130.0000

American

Jan 21, 2022

Call Options Written

-600

175.0000

American

Apr 17, 2020

Call Options Written

-500

172.5000

American

Apr 17, 2020

Put Options Purchased

-4,500

145.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696311
Time of Receipt (offset from UTC): 20200331T152022+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC