Form 8.3 - ABBVIE INC - AMENDMENT

LONDON--()-- 

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

17 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,661,486

0.18%

4,174,211

0.28%

 

(2)

Derivatives (other than options):

2,171,967

0.15%

552,566

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,682,700

0.11%

1,526,200

0.10%

 
TOTAL:

6,516,153

0.44%

6,252,977

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

9

75.9700 USD
Purchase

12

73.3000 USD
Purchase

40

75.3212 USD
Purchase

66

71.5299 USD
Purchase

70

70.0000 USD
Purchase

92

76.5400 USD
Purchase

100

75.7300 USD
Purchase

100

75.7650 USD
Purchase

100

72.9750 USD
Purchase

100

72.9000 USD
Purchase

100

72.6500 USD
Purchase

100

74.9200 USD
Purchase

100

74.5900 USD
Purchase

100

74.5850 USD
Purchase

100

75.8100 USD
Purchase

100

73.7300 USD
Purchase

100

74.2000 USD
Purchase

104

75.8180 USD
Purchase

112

73.4200 USD
Purchase

114

75.2763 USD
Purchase

114

75.0643 USD
Purchase

135

74.0511 USD
Purchase

191

75.8204 USD
Purchase

196

74.0489 USD
Purchase

200

75.8200 USD
Purchase

200

76.2350 USD
Purchase

200

76.3000 USD
Purchase

200

95.0000 USD
Purchase

200

73.2800 USD
Purchase

200

72.2600 USD
Purchase

200

74.3300 USD
Purchase

200

72.6628 USD
Purchase

200

70.5700 USD
Purchase

200

71.1175 USD
Purchase

200

71.1500 USD
Purchase

216

73.6312 USD
Purchase

252

75.2350 USD
Purchase

298

75.2263 USD
Purchase

300

73.5066 USD
Purchase

300

73.8283 USD
Purchase

300

71.1333 USD
Purchase

300

71.1200 USD
Purchase

300

72.7483 USD
Purchase

302

75.6208 USD
Purchase

305

75.3922 USD
Purchase

313

75.7013 USD
Purchase

318

75.0813 USD
Purchase

400

75.8906 USD
Purchase

400

73.4386 USD
Purchase

438

75.5436 USD
Purchase

470

73.3500 USD
Purchase

473

74.8574 USD
Purchase

486

75.0044 USD
Purchase

491

74.1435 USD
Purchase

500

75.9810 USD
Purchase

500

75.3080 USD
Purchase

500

75.3390 USD
Purchase

550

72.8100 USD
Purchase

600

73.6541 USD
Purchase

600

71.1225 USD
Purchase

600

73.0983 USD
Purchase

600

73.3625 USD
Purchase

600

71.1191 USD
Purchase

600

70.0208 USD
Purchase

600

74.2350 USD
Purchase

625

72.8620 USD
Purchase

628

73.9557 USD
Purchase

650

71.1238 USD
Purchase

651

72.5347 USD
Purchase

665

75.2010 USD
Purchase

674

72.1771 USD
Purchase

700

72.9371 USD
Purchase

755

75.8006 USD
Purchase

775

73.0364 USD
Purchase

798

75.0214 USD
Purchase

798

75.4053 USD
Purchase

800

71.1300 USD
Purchase

878

75.1210 USD
Purchase

900

72.7633 USD
Purchase

900

72.6825 USD
Purchase

900

75.4372 USD
Purchase

910

73.2675 USD
Purchase

913

73.1742 USD
Purchase

928

75.7140 USD
Purchase

950

72.8868 USD
Purchase

950

73.1373 USD
Purchase

1,000

73.1030 USD
Purchase

1,142

73.1582 USD
Purchase

1,200

72.8883 USD
Purchase

1,254

72.5072 USD
Purchase

1,261

74.7333 USD
Purchase

1,290

74.9927 USD
Purchase

1,300

73.1023 USD
Purchase

1,340

73.7875 USD
Purchase

1,377

73.2933 USD
Purchase

1,500

74.8653 USD
Purchase

1,559

74.9278 USD
Purchase

1,815

73.6086 USD
Purchase

1,901

75.3227 USD
Purchase

1,904

73.0938 USD
Purchase

1,914

73.4498 USD
Purchase

2,000

75.6147 USD
Purchase

2,013

75.2055 USD
Purchase

2,199

73.0594 USD
Purchase

2,200

75.4713 USD
Purchase

2,371

75.6363 USD
Purchase

2,400

72.3000 USD
Purchase

2,400

73.8983 USD
Purchase

2,500

74.2792 USD
Purchase

2,652

75.9800 USD
Purchase

2,718

73.8141 USD
Purchase

2,857

72.7900 USD
Purchase

3,079

73.8547 USD
Purchase

3,123

73.3278 USD
Purchase

3,200

74.8243 USD
Purchase

3,207

73.4603 USD
Purchase

3,300

74.7067 USD
Purchase

3,372

73.3490 USD
Purchase

3,407

75.9402 USD
Purchase

3,434

73.9698 USD
Purchase

3,500

73.2891 USD
Purchase

3,600

72.9358 USD
Purchase

3,715

74.9370 USD
Purchase

3,779

73.5048 USD
Purchase

3,891

74.7007 USD
Purchase

3,900

72.9426 USD
Purchase

3,963

73.3150 USD
Purchase

4,000

74.9894 USD
Purchase

4,082

73.2289 USD
Purchase

4,132

73.1474 USD
Purchase

4,226

73.1480 USD
Purchase

4,400

74.9746 USD
Purchase

4,442

74.8658 USD
Purchase

4,480

64.5000 USD
Purchase

4,749

73.1972 USD
Purchase

4,837

74.2199 USD
Purchase

4,902

74.3136 USD
Purchase

4,953

72.9262 USD
Purchase

5,197

74.6301 USD
Purchase

5,200

90.0000 USD
Purchase

5,468

75.4945 USD
Purchase

5,646

74.2683 USD
Purchase

5,700

74.6691 USD
Purchase

5,839

74.2463 USD
Purchase

5,937

73.2083 USD
Purchase

6,207

72.6806 USD
Purchase

6,986

73.3826 USD
Purchase

7,000

73.3300 USD
Purchase

8,000

72.9903 USD
Purchase

9,562

75.2382 USD
Purchase

10,094

73.6435 USD
Purchase

10,191

74.0436 USD
Purchase

10,722

74.6589 USD
Purchase

10,870

73.3167 USD
Purchase

11,322

74.7125 USD
Purchase

12,499

73.6517 USD
Purchase

15,139

73.4187 USD
Purchase

16,807

73.1365 USD
Purchase

22,454

73.8888 USD
Purchase

22,470

72.7164 USD
Purchase

23,700

71.8641 USD
Purchase

24,348

75.6278 USD
Purchase

25,555

75.2136 USD
Purchase

26,022

75.4601 USD
Purchase

40,759

73.4969 USD
Purchase

44,668

73.4555 USD
Purchase

51,265

72.9713 USD
Purchase

57,800

73.0199 USD
Purchase

64,096

73.0200 USD
Purchase

82,500

73.5922 USD
Purchase

90,930

74.3109 USD
Purchase

91,100

73.6341 USD
Purchase

100,847

72.3033 USD
Purchase

109,794

73.8660 USD
Purchase

116,356

74.8090 USD
Purchase

199,840

73.1692 USD
Sale

18

70.2600 USD
Sale

22

75.2500 USD
Sale

35

75.2928 USD
Sale

57

75.2763 USD
Sale

70

73.3500 USD
Sale

70

70.0000 USD
Sale

100

72.7400 USD
Sale

100

73.4300 USD
Sale

100

75.8500 USD
Sale

100

75.8300 USD
Sale

100

72.7500 USD
Sale

100

75.0100 USD
Sale

100

72.7750 USD
Sale

100

72.6700 USD
Sale

108

75.8577 USD
Sale

112

73.4200 USD
Sale

150

77.5567 USD
Sale

200

73.6850 USD
Sale

200

73.3700 USD
Sale

200

77.3800 USD
Sale

200

75.6950 USD
Sale

200

76.3000 USD
Sale

200

72.2600 USD
Sale

200

70.0012 USD
Sale

200

73.9650 USD
Sale

200

72.7525 USD
Sale

200

73.4850 USD
Sale

200

72.5125 USD
Sale

200

72.4800 USD
Sale

255

75.7939 USD
Sale

300

75.7800 USD
Sale

300

75.7433 USD
Sale

300

75.5266 USD
Sale

300

71.9100 USD
Sale

300

72.3866 USD
Sale

300

74.2266 USD
Sale

366

73.1974 USD
Sale

383

73.4345 USD
Sale

400

75.3825 USD
Sale

400

74.0050 USD
Sale

400

70.0306 USD
Sale

426

76.1511 USD
Sale

453

72.9392 USD
Sale

500

75.7580 USD
Sale

500

73.6688 USD
Sale

500

76.0050 USD
Sale

500

75.2960 USD
Sale

551

73.9719 USD
Sale

566

72.6955 USD
Sale

600

75.6695 USD
Sale

600

72.2999 USD
Sale

600

76.0741 USD
Sale

600

73.5700 USD
Sale

606

72.5468 USD
Sale

700

72.2650 USD
Sale

700

75.5392 USD
Sale

800

76.2493 USD
Sale

800

74.8992 USD
Sale

978

75.5430 USD
Sale

996

75.9658 USD
Sale

1,005

75.2250 USD
Sale

1,126

72.7279 USD
Sale

1,127

71.5024 USD
Sale

1,200

72.3000 USD
Sale

1,200

72.8520 USD
Sale

1,232

73.9012 USD
Sale

1,300

74.7282 USD
Sale

1,307

71.9179 USD
Sale

1,326

72.6177 USD
Sale

1,364

75.2930 USD
Sale

1,417

73.5224 USD
Sale

1,417

72.5987 USD
Sale

1,500

72.5946 USD
Sale

1,500

76.7723 USD
Sale

1,600

75.1650 USD
Sale

1,700

72.8029 USD
Sale

1,904

72.7142 USD
Sale

1,952

75.1471 USD
Sale

2,000

76.5111 USD
Sale

2,029

71.7869 USD
Sale

2,256

72.3587 USD
Sale

2,451

74.3136 USD
Sale

2,492

75.2727 USD
Sale

2,534

72.6614 USD
Sale

3,152

75.9800 USD
Sale

3,407

75.9402 USD
Sale

3,620

73.2910 USD
Sale

3,642

71.9423 USD
Sale

3,761

75.3271 USD
Sale

3,900

71.1281 USD
Sale

3,900

76.5171 USD
Sale

3,923

71.8987 USD
Sale

4,020

72.4060 USD
Sale

4,026

71.8351 USD
Sale

4,100

72.4174 USD
Sale

4,330

75.5187 USD
Sale

4,480

64.5000 USD
Sale

4,488

72.7518 USD
Sale

4,500

72.2864 USD
Sale

4,866

72.0893 USD
Sale

5,400

72.0958 USD
Sale

5,452

75.1001 USD
Sale

5,583

73.1652 USD
Sale

5,896

72.1238 USD
Sale

5,967

74.0887 USD
Sale

6,293

72.7550 USD
Sale

6,921

75.1852 USD
Sale

7,000

73.3300 USD
Sale

8,102

72.3089 USD
Sale

9,537

73.1229 USD
Sale

10,722

74.6589 USD
Sale

11,200

74.0705 USD
Sale

12,577

72.4955 USD
Sale

12,700

72.9638 USD
Sale

13,655

72.5083 USD
Sale

14,572

74.3814 USD
Sale

18,948

75.3542 USD
Sale

21,776

71.3473 USD
Sale

23,491

74.2924 USD
Sale

25,980

74.8404 USD
Sale

26,022

75.4601 USD
Sale

27,175

76.1424 USD
Sale

29,870

72.3449 USD
Sale

36,652

74.2697 USD
Sale

45,800

73.7976 USD
Sale

47,900

73.7240 USD
Sale

48,365

72.9975 USD
Sale

51,915

73.5513 USD
Sale

49,452

73.0200 USD
Sale

55,313

73.5612 USD
Sale

56,230

75.4255 USD
Sale

58,711

73.9586 USD
Sale

90,930

74.3109 USD
Sale

97,413

73.5951 USD
Sale

325,112

73.2959 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

400

65 USD American 18 Sep 2020 14.0000 USD
Call Option Purchasing

600

75 USD American 19 Jun 2020 6.6250 USD
Call Option Purchasing

500

75 USD American 18 Sep 2020 11.0000 USD
Call Option Purchasing

700

75 USD American 15 Jan 2021 10.4000 USD
Call Option Purchasing

2,100

78 USD American 19 Jun 2020 5.0809 USD
Call Option Purchasing

1,500

78 USD American 18 Sep 2020 8.0000 USD
Call Option Purchasing

5,000

80 USD American 19 Jun 2020 5.6780 USD
Call Option Purchasing

900

80 USD American 15 Jan 2021 8.1222 USD
Call Option Purchasing

700

83 USD American 15 Jan 2021 7.0500 USD
Call Option Purchasing

500

85 USD American 19 Jun 2020 3.9000 USD
Call Option Selling

2,100

80 USD American 20 Mar 2020 1.1800 USD
Call Option Selling

700

85 USD American 18 Sep 2020 5.0000 USD
Call Option Selling

100

93 USD American 18 Sep 2020 2.3800 USD
Call Option Selling

1,600

100 USD American 18 Sep 2020 1.4531 USD
Call Option Selling

2,700

105 USD American 18 Sep 2020 1.0000 USD
Call Option Selling

8,700

105 USD American 15 Jan 2021 2.3148 USD
Call Option Selling

600

110 USD American 18 Sep 2020 0.5000 USD
Call Option Selling

100

110 USD American 21 Jan 2022 3.2500 USD
Call Option Selling

300

115 USD American 18 Sep 2020 0.5000 USD
Call Option Selling

1,000

120 USD American 21 Aug 2020 0.2000 USD
Call Option Selling

400

120 USD American 18 Sep 2020 0.3250 USD
Call Option Selling

400

120 USD American 15 Jan 2021 0.8000 USD
Call Option Selling

1,000

125 USD American 21 Aug 2020 0.2100 USD
Call Option Selling

100

140 USD American 15 Jan 2021 0.3000 USD
Put Option Purchasing

200

35 USD American 18 Sep 2020 1.3000 USD
Put Option Purchasing

400

38 USD American 21 Jan 2022 4.7500 USD
Put Option Purchasing

1,600

50 USD American 15 Jan 2021 4.3750 USD
Put Option Purchasing

200

58 USD American 19 Jun 2020 3.0500 USD
Put Option Purchasing

200

60 USD American 15 Jan 2021 7.5000 USD
Put Option Purchasing

800

65 USD American 18 Sep 2020 7.2500 USD
Put Option Purchasing

100

68 USD American 19 Jun 2020 6.3000 USD
Put Option Purchasing

100

73 USD American 15 May 2020 6.6000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

30 March 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

101,800

60.0000

American Jun 19, 2020
Put Options Written

1,200

85.0000

American Jun 19, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Call Options Purchased

13,200

87.5000

American May 15, 2020
Call Options Purchased

6,300

105.0000

American Apr 17, 2020
Call Options Purchased

1,000

83.0000

American Mar 27, 2020
Put Options Written

100

75.0000

American Apr 3, 2020
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Call Options Purchased

1,500

100.0000

American Mar 20, 2020
Call Options Purchased

300

50.0000

American Jan 15, 2021
Call Options Purchased

500

75.0000

American May 15, 2020
Put Options Written

400

82.5000

American Jan 15, 2021
Call Options Purchased

1,400

87.5000

American Jan 15, 2021
Call Options Purchased

300

67.5000

American Sep 18, 2020
Call Options Purchased

5,500

97.5000

American Jan 15, 2021
Put Options Written

2,300

37.5000

American Jan 21, 2022
Call Options Purchased

500

97.5000

American Jan 21, 2022
Put Options Written

2,100

70.0000

American May 15, 2020
Call Options Purchased

100

103.0000

American Mar 20, 2020
Put Options Written

3,100

75.0000

American Jun 19, 2020
Put Options Written

9,300

80.0000

American May 15, 2020
Call Options Purchased

1,000

72.5000

American Jan 15, 2021
Call Options Written

-200

110.0000

American Jan 21, 2022
Call Options Written

-200

100.0000

American Aug 21, 2020
Put Options Purchased

-2,200

50.0000

American Jan 21, 2022
Call Options Written

-19,200

110.0000

American Mar 20, 2020
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options Written

-16,000

90.0000

American Jun 19, 2020
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-1,400

135.0000

American Jan 15, 2021
Call Options Written

-100

93.5000

American Mar 20, 2020
Call Options Written

-100

90.5000

American Mar 20, 2020
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Call Options Written

-100

85.0000

American Mar 20, 2020
Call Options Written

-200

95.0000

American Mar 27, 2020
Put Options Purchased

-4,900

50.0000

American Jan 15, 2021
Call Options Written

-800

105.0000

American Jan 21, 2022
Put Options Written

301,900

60.0000

American Jan 15, 2021
Call Options Purchased

18,900

95.0000

American May 15, 2020
Call Options Purchased

8,900

95.0000

American Sep 18, 2020
Call Options Purchased

5,400

87.5000

American Mar 20, 2020
Call Options Purchased

1,300

72.5000

American Jun 19, 2020
Put Options Written

500

65.0000

American Mar 20, 2020
Call Options Purchased

900

85.0000

American Aug 21, 2020
Put Options Written

900

82.5000

American Sep 18, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Put Options Written

700

62.5000

American Sep 18, 2020
Call Options Purchased

3,100

92.5000

American May 15, 2020
Put Options Written

1,400

82.5000

American Mar 20, 2020
Put Options Written

4,000

57.5000

American Jan 15, 2021
Put Options Written

100

94.5000

American Apr 3, 2020
Put Options Written

4,100

87.5000

American Aug 21, 2020
Call Options Purchased

400

72.5000

American May 15, 2020
Call Options Purchased

100

92.5000

American Apr 17, 2020
Put Options Written

700

78.0000

American Mar 20, 2020
Put Options Written

100

92.5000

American May 15, 2020
Call Options Purchased

3,700

90.0000

American Mar 20, 2020
Put Options Purchased

-4,300

55.0000

American Jan 15, 2021
Put Options Purchased

-8,200

80.0000

American Mar 20, 2020
Put Options Purchased

-30,100

62.5000

American Jan 15, 2021
Call Options Written

-1,500

100.0000

American Mar 27, 2020
Call Options Written

-16,800

110.0000

American Jan 15, 2021
Put Options Purchased

-34,500

95.0000

American Jun 19, 2020
Call Options Written

-100

91.5000

American Apr 3, 2020
Put Options Purchased

-200

85.0000

American Apr 17, 2020
Put Options Purchased

-500

97.5000

American May 15, 2020
Put Options Purchased

-1,500

75.0000

American Sep 18, 2020
Call Options Written

-13,100

115.0000

American Mar 20, 2020
Call Options Written

-100

90.0000

American Mar 27, 2020
Put Options Purchased

-700

70.0000

American Apr 17, 2020
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Call Options Written

-200

94.0000

American Apr 3, 2020
Put Options Purchased

-100

89.5000

American Apr 3, 2020
Call Options Written

-100

115.0000

American Aug 21, 2020
Call Options Written

-400

120.0000

American Sep 18, 2020
Put Options Written

2,200

82.5000

American May 15, 2020
Put Options Written

200

95.0000

American Mar 20, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Call Options Purchased

2,100

77.5000

American Jun 19, 2020
Call Options Purchased

400

70.0000

American Jun 19, 2020
Call Options Purchased

2,200

105.0000

American Jun 19, 2020
Put Options Written

100

65.0000

American Aug 21, 2020
Put Options Written

34,400

90.0000

American Aug 21, 2020
Put Options Written

7,400

75.0000

American May 15, 2020
Call Options Purchased

10,200

97.5000

American Mar 20, 2020
Put Options Written

300

75.0000

American Mar 20, 2020
Call Options Purchased

21,500

97.5000

American May 15, 2020
Call Options Purchased

100

60.0000

American Jun 19, 2020
Call Options Purchased

100

96.0000

American Apr 3, 2020
Call Options Written

-4,500

85.0000

American May 15, 2020
Call Options Written

-700

96.0000

American Mar 27, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Put Options Purchased

-4,800

40.0000

American Jan 21, 2022
Put Options Purchased

-100

65.0000

American Jan 21, 2022
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Call Options Written

-2,500

100.0000

American Apr 3, 2020
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Call Options Written

-2,200

85.0000

American Jun 19, 2020
Call Options Written

-1,000

81.0000

American Apr 3, 2020
Call Options Written

-1,200

110.0000

American Jun 19, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options Written

-100

140.0000

American Jun 19, 2020
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Put Options Purchased

-10,600

77.5000

American Mar 20, 2020
Put Options Purchased

-500

82.5000

American Apr 17, 2020
Call Options Written

-2,100

75.0000

American Jan 15, 2021
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Call Options Purchased

400

94.0000

American Mar 20, 2020
Put Options Written

2,600

80.0000

American Jun 19, 2020
Put Options Written

154,600

65.0000

American Jun 19, 2020
Call Options Purchased

4,900

90.0000

American Aug 21, 2020
Put Options Written

6,400

77.5000

American Jan 15, 2021
Put Options Written

176,700

80.0000

American Jan 15, 2021
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Call Options Purchased

100

105.0000

American Aug 21, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Call Options Purchased

400

75.0000

American Jan 21, 2022
Call Options Purchased

500

98.0000

American Mar 20, 2020
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Put Options Written

1,900

85.0000

American May 15, 2020
Put Options Written

700

70.0000

American Mar 20, 2020
Call Options Purchased

600

110.0000

American Aug 21, 2020
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

1,700

92.5000

American Sep 18, 2020
Put Options Written

1,000

42.5000

American Jan 21, 2022
Put Options Written

2,200

80.0000

American Aug 21, 2020
Put Options Written

100

95.0000

American May 15, 2020
Put Options Written

1,800

70.0000

American Aug 21, 2020
Call Options Purchased

6,700

80.0000

American May 15, 2020
Call Options Purchased

11,700

90.0000

American Sep 18, 2020
Call Options Purchased

4,100

87.5000

American Jun 19, 2020
Call Options Purchased

1,100

95.0000

American Apr 17, 2020
Put Options Written

300

90.0000

American Jun 19, 2020
Put Options Written

200

37.5000

American Jan 15, 2021
Put Options Written

7,800

72.5000

American Jun 19, 2020
Put Options Written

1,600

96.0000

American Mar 20, 2020
Call Options Purchased

1,100

85.0000

American Apr 17, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

100

89.0000

American Mar 20, 2020
Put Options Written

37,100

57.5000

American Jun 19, 2020
Put Options Purchased

-352,100

87.5000

American Jan 15, 2021
Call Options Written

-800

125.0000

American Sep 18, 2020
Put Options Purchased

-300

80.0000

American Mar 27, 2020
Put Options Purchased

-1,200

72.5000

American Sep 18, 2020
Call Options Written

-76,900

70.0000

American Jan 15, 2021
Call Options Written

-700

110.0000

American Sep 18, 2020
Call Options Written

-1,700

95.0000

American Mar 20, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options Written

-600

92.5000

American Mar 20, 2020
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-2,300

95.0000

American Apr 3, 2020
Put Options Purchased

-1,100

67.5000

American Sep 18, 2020
Put Options Purchased

-500

82.0000

American Apr 3, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Call Options Written

-50,100

92.5000

American Jan 15, 2021
Call Options Written

-300

91.0000

American Mar 20, 2020
Call Options Written

-2,100

100.0000

American Jan 15, 2021
Call Options Written

-100

92.0000

American Mar 20, 2020
Put Options Purchased

-2,500

70.0000

American Jan 15, 2021
Call Options Written

-300

70.0000

American Jan 21, 2022
Put Options Purchased

-100

95.0000

American Apr 9, 2020
Put Options Purchased

-200

88.0000

American Mar 20, 2020
Call Options Purchased

2,100

77.5000

American Sep 18, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

300

93.0000

American Mar 20, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Put Options Written

300

65.0000

American May 15, 2020
Call Options Purchased

100

88.0000

American Mar 27, 2020
Call Options Purchased

400

80.0000

American Jan 15, 2021
Put Options Written

100

77.5000

American May 15, 2020
Call Options Purchased

16,100

90.0000

American May 15, 2020
Call Options Purchased

1,000

91.0000

American Apr 3, 2020
Put Options Written

1,800

77.5000

American Sep 18, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Put Options Written

22,500

90.0000

American Mar 20, 2020
Put Options Written

1,100

82.5000

American Jun 19, 2020
Put Options Written

800

67.5000

American May 15, 2020
Call Options Purchased

200

85.0000

American May 1, 2020
Call Options Purchased

14,400

75.0000

American Sep 18, 2020
Call Options Purchased

1,200

80.0000

American Apr 17, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Put Options Purchased

-21,100

95.0000

American Jan 15, 2021
Put Options Purchased

-2,000

84.0000

American Mar 20, 2020
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Call Options Written

-2,100

80.0000

American Mar 20, 2020
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Put Options Purchased

-1,400

80.0000

American Apr 17, 2020
Put Options Purchased

-100

70.0000

American Apr 24, 2020
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Call Options Written

-2,700

115.0000

American Jun 19, 2020
Call Options Written

-200

93.0000

American Apr 9, 2020
Call Options Written

-900

105.0000

American Mar 27, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-500

77.5000

American Aug 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Purchased

100

125.0000

American Jan 21, 2022
Put Options Written

9,100

87.5000

American May 15, 2020
Put Options Written

5,200

55.0000

American Jun 19, 2020
Put Options Written

1,500

62.5000

American May 15, 2020
Call Options Purchased

700

75.0000

American Jun 19, 2020
Call Options Purchased

400

96.0000

American Mar 20, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Purchased

2,100

100.0000

American Apr 17, 2020
Put Options Written

30,200

70.0000

American Jun 19, 2020
Call Options Purchased

1,500

90.0000

American Jan 15, 2021
Put Options Written

100

95.0000

American Sep 18, 2020
Put Options Written

100

35.0000

American Sep 18, 2020
Put Options Written

2,300

90.0000

American May 15, 2020
Put Options Written

2,000

57.5000

American Sep 18, 2020
Put Options Written

1,700

75.0000

American Jan 15, 2021
Put Options Purchased

-1,600

88.0000

American Apr 3, 2020
Put Options Purchased

-10,300

72.5000

American Jan 15, 2021
Call Options Written

-33,400

95.0000

American Jun 19, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Purchased

-5,100

77.5000

American Apr 17, 2020
Put Options Purchased

-7,900

75.0000

American Apr 17, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Put Options Purchased

-400

75.0000

American Mar 27, 2020
Put Options Purchased

-700

92.5000

American Jun 19, 2020
Put Options Purchased

-2,300

87.5000

American Mar 20, 2020
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options Purchased

-100

92.0000

American Mar 20, 2020
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Call Options Purchased

4,400

90.0000

American Apr 17, 2020
Put Options Written

500

45.0000

American Jan 15, 2021
Put Options Written

100

100.0000

American Jan 21, 2022
Put Options Written

500

45.0000

American Jan 21, 2022
Put Options Written

100

97.5000

American Jan 21, 2022
Call Options Purchased

400

70.0000

American Sep 18, 2020
Call Options Purchased

200

72.5000

American Jan 21, 2022
Put Options Written

8,400

87.5000

American Jun 19, 2020
Put Options Written

100

130.0000

American Jun 19, 2020
Put Options Written

100

97.5000

American Apr 3, 2020
Put Options Written

13,900

67.5000

American Jun 19, 2020
Put Options Written

100

92.5000

American Sep 18, 2020
Put Options Written

300

65.0000

American Sep 18, 2020
Call Options Purchased

100

67.5000

American Jan 21, 2022
Put Options Written

275,000

70.0000

American Jan 15, 2021
Call Options Purchased

900

110.0000

American Apr 17, 2020
Call Options Purchased

9,200

80.0000

American Jun 19, 2020
Put Options Written

20,400

90.0000

American Jan 15, 2021
Put Options Written

1,000

87.5000

American Sep 18, 2020
Call Options Purchased

900

85.0000

American Sep 18, 2020
Put Options Written

900

77.5000

American Jun 19, 2020
Call Options Purchased

300

55.0000

American Jan 21, 2022
Call Options Purchased

100

82.5000

American Mar 20, 2020
Call Options Purchased

3,700

105.0000

American May 15, 2020
Put Options Written

100

90.0000

American Mar 27, 2020
Put Options Written

2,600

65.0000

American Jan 15, 2021
Put Options Purchased

-4,100

75.0000

American Jan 21, 2022
Put Options Purchased

-100

80.0000

American Jan 21, 2022
Call Options Written

-2,200

95.0000

American Aug 21, 2020
Call Options Written

-500

94.0000

American Mar 27, 2020
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Put Options Purchased

-200

100.0000

American Sep 18, 2020
Put Options Purchased

-300

67.5000

American Jan 21, 2022
Call Options Written

-15,400

105.0000

American Jan 15, 2021
Call Options Written

-1,300

105.0000

American Sep 18, 2020
Call Options Written

-6,000

100.0000

American Jun 19, 2020
Call Options Written

-100

93.5000

American Mar 27, 2020
Call Options Written

-19,400

105.0000

American Mar 20, 2020
Call Options Written

-500

81.0000

American Mar 20, 2020
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-14,600

82.5000

American May 15, 2020
Put Options Purchased

-100

87.0000

American Mar 27, 2020
Call Options Purchased

12,700

85.0000

American Jan 15, 2021
Call Options Purchased

1,700

80.0000

American Sep 18, 2020
Call Options Purchased

1,600

82.5000

American Jun 19, 2020
Put Options Written

7,500

92.5000

American Mar 20, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

200

90.0000

American Apr 3, 2020
Put Options Written

1,100

45.0000

American Jun 19, 2020
Call Options Purchased

500

90.0000

American Jan 21, 2022
Call Options Purchased

7,100

77.5000

American Jan 15, 2021
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Purchased

12,900

100.0000

American May 15, 2020
Call Options Purchased

2,400

85.0000

American Jan 21, 2022
Call Options Purchased

700

97.5000

American Apr 17, 2020
Put Options Written

3,200

72.5000

American May 15, 2020
Put Options Written

1,100

67.5000

American Jan 15, 2021
Call Options Written

-700

95.0000

American Apr 9, 2020
Call Options Written

-1,400

82.5000

American Jan 15, 2021
Call Options Written

-60,000

87.5000

American Jan 15, 2021
Call Options Written

-700

92.5000

American Aug 21, 2020
Put Options Purchased

-1,500

90.0000

American Apr 3, 2020
Put Options Purchased

-200

92.5000

American Jan 21, 2022
Call Options Written

-1,000

120.0000

American Aug 21, 2020
Put Options Purchased

-250,800

85.0000

American Jan 15, 2021
Call Options Written

-200

80.0000

American May 1, 2020
Call Options Written

-3,700

95.0000

American Jan 15, 2021
Call Options Written

-1,100

120.0000

American Jun 19, 2020
Call Options Written

-3,100

110.0000

American May 15, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Put Options Purchased

-100

55.0000

American Jan 21, 2022
Call Options Written

-500

87.5000

American Jan 21, 2022
Call Options Written

-1,000

97.5000

American Aug 21, 2020
Call Options Written

-4,800

140.0000

American Jan 15, 2021
Put Options Purchased

-21,000

85.0000

American Mar 20, 2020
Call Options Written

-600

100.0000

American Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 696002
Time of Receipt (offset from UTC): 20200330T164254+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC