Form 8.3 - ABBVIE PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,212,515

0.15%

4,071,112

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,088,141

0.14%

516,901

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,430,900

0.10%

1,504,400

0.10%

 

 

 

 

TOTAL:

 

 

 

 

5,731,556

0.39%

6,092,413

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

28

73.8500 USD

Purchase

32

73.2000 USD

Purchase

60

74.1200 USD

Purchase

65

72.6300 USD

Purchase

88

73.7941 USD

Purchase

95

73.8315 USD

Purchase

100

73.2900 USD

Purchase

109

74.4514 USD

Purchase

200

73.8875 USD

Purchase

200

73.4749 USD

Purchase

200

74.1450 USD

Purchase

200

73.6000 USD

Purchase

244

73.2109 USD

Purchase

250

74.4120 USD

Purchase

300

74.0900 USD

Purchase

364

73.8087 USD

Purchase

400

74.4050 USD

Purchase

502

74.0956 USD

Purchase

540

73.7207 USD

Purchase

606

73.7913 USD

Purchase

727

74.3389 USD

Purchase

800

74.2312 USD

Purchase

814

73.3745 USD

Purchase

825

73.7663 USD

Purchase

900

74.1488 USD

Purchase

1,015

74.0889 USD

Purchase

1,039

73.8465 USD

Purchase

1,110

73.7352 USD

Purchase

1,200

73.8616 USD

Purchase

1,299

74.1055 USD

Purchase

1,300

72.4417 USD

Purchase

1,463

74.0329 USD

Purchase

1,559

71.7500 USD

Purchase

1,652

73.9185 USD

Purchase

1,715

73.8742 USD

Purchase

1,784

73.7804 USD

Purchase

1,786

73.8974 USD

Purchase

1,810

73.6642 USD

Purchase

1,811

74.2283 USD

Purchase

2,100

73.7887 USD

Purchase

2,300

73.8854 USD

Purchase

3,066

73.7883 USD

Purchase

3,400

74.3330 USD

Purchase

3,427

73.3167 USD

Purchase

3,600

73.5415 USD

Purchase

3,800

73.7365 USD

Purchase

4,237

74.2684 USD

Purchase

4,332

74.3646 USD

Purchase

4,414

73.9043 USD

Purchase

4,953

74.2416 USD

Purchase

4,997

73.3006 USD

Purchase

5,356

73.6639 USD

Purchase

5,467

72.4076 USD

Purchase

6,100

73.2838 USD

Purchase

6,294

73.6829 USD

Purchase

6,400

72.5374 USD

Purchase

8,776

72.6692 USD

Purchase

8,860

73.5331 USD

Purchase

8,900

73.8580 USD

Purchase

9,190

73.2649 USD

Purchase

9,190

73.2648 USD

Purchase

9,294

73.6214 USD

Purchase

12,303

73.7610 USD

Purchase

14,271

73.7890 USD

Purchase

14,491

72.4776 USD

Purchase

14,791

73.9640 USD

Purchase

15,415

74.0667 USD

Purchase

16,528

73.7083 USD

Purchase

17,288

73.3266 USD

Purchase

18,521

72.8312 USD

Purchase

18,980

73.7701 USD

Purchase

19,800

74.2800 USD

Purchase

20,991

73.7754 USD

Purchase

21,650

73.9069 USD

Purchase

23,065

73.8556 USD

Purchase

31,982

73.3794 USD

Purchase

32,740

72.6700 USD

Purchase

46,157

73.3582 USD

Purchase

66,200

73.2380 USD

Purchase

73,685

73.1430 USD

Purchase

77,605

73.4234 USD

Purchase

84,429

74.3261 USD

Purchase

153,608

72.7751 USD

Sale

16

72.0600 USD

Sale

19

71.8900 USD

Sale

21

74.3652 USD

Sale

23

72.7000 USD

Sale

32

73.2000 USD

Sale

33

73.2600 USD

Sale

47

73.7808 USD

Sale

50

73.5900 USD

Sale

57

73.2500 USD

Sale

60

74.1200 USD

Sale

100

73.9200 USD

Sale

100

72.4650 USD

Sale

100

73.0000 CHF

Sale

100

74.5300 USD

Sale

100

73.9500 USD

Sale

100

72.3150 USD

Sale

100

72.6600 USD

Sale

100

74.2000 USD

Sale

100

73.4000 USD

Sale

100

72.5200 USD

Sale

100

72.5600 USD

Sale

136

74.6132 USD

Sale

192

73.2801 USD

Sale

200

74.8075 USD

Sale

200

72.2850 USD

Sale

200

74.4500 USD

Sale

200

74.1150 USD

Sale

200

74.0150 USD

Sale

200

73.3725 USD

Sale

200

73.9700 USD

Sale

200

73.9450 USD

Sale

200

73.6000 USD

Sale

200

72.1550 USD

Sale

200

73.8350 USD

Sale

200

73.6950 USD

Sale

204

73.7492 USD

Sale

205

74.0006 USD

Sale

208

73.9951 USD

Sale

244

73.2109 USD

Sale

300

74.0900 USD

Sale

300

72.1300 USD

Sale

300

73.4733 USD

Sale

300

73.9433 USD

Sale

300

74.0916 USD

Sale

344

74.0738 USD

Sale

349

73.8625 USD

Sale

372

73.8267 USD

Sale

383

74.2444 USD

Sale

400

73.9950 USD

Sale

400

73.1775 USD

Sale

400

72.8500 USD

Sale

400

72.7050 USD

Sale

400

72.5875 USD

Sale

400

72.4812 USD

Sale

400

74.4300 USD

Sale

400

74.4850 USD

Sale

400

72.1650 USD

Sale

400

72.1875 USD

Sale

433

73.4928 USD

Sale

450

74.0569 USD

Sale

480

73.6947 USD

Sale

500

71.2960 USD

Sale

500

72.1760 USD

Sale

500

73.5770 USD

Sale

500

73.7960 USD

Sale

531

73.6476 USD

Sale

556

73.9602 USD

Sale

600

74.2583 USD

Sale

600

72.8850 USD

Sale

600

73.1991 USD

Sale

610

72.9813 USD

Sale

677

73.9215 USD

Sale

700

73.3271 USD

Sale

700

73.8500 USD

Sale

700

72.9978 USD

Sale

700

73.0128 USD

Sale

785

73.9898 USD

Sale

800

73.9212 USD

Sale

850

73.9682 USD

Sale

888

72.6880 USD

Sale

900

73.2788 USD

Sale

900

74.0319 USD

Sale

921

72.4577 USD

Sale

946

73.9536 USD

Sale

963

74.1163 USD

Sale

1,000

73.8670 USD

Sale

1,100

72.4920 USD

Sale

1,100

73.8286 USD

Sale

1,100

72.4359 USD

Sale

1,100

72.9390 USD

Sale

1,200

73.2075 USD

Sale

1,210

74.1160 USD

Sale

1,255

71.9916 USD

Sale

1,294

74.3163 USD

Sale

1,408

72.5539 USD

Sale

1,438

73.8789 USD

Sale

1,524

72.9622 USD

Sale

1,559

71.7500 USD

Sale

1,785

74.0384 USD

Sale

1,816

73.6967 USD

Sale

1,973

73.8737 USD

Sale

2,020

71.7343 USD

Sale

2,049

72.8707 USD

Sale

2,174

73.3730 USD

Sale

2,240

74.0632 USD

Sale

2,545

73.9557 USD

Sale

2,562

72.7945 USD

Sale

2,718

74.1728 USD

Sale

2,749

72.9084 USD

Sale

3,140

73.4126 USD

Sale

3,669

73.9189 USD

Sale

4,700

73.8907 USD

Sale

4,973

72.6378 USD

Sale

5,147

74.0959 USD

Sale

5,320

73.8682 USD

Sale

5,467

72.4076 USD

Sale

6,400

72.5374 USD

Sale

6,723

73.1769 USD

Sale

8,106

73.8928 USD

Sale

8,985

72.7684 USD

Sale

9,100

73.2650 USD

Sale

9,190

73.2648 USD

Sale

9,409

74.1155 USD

Sale

10,850

73.5475 USD

Sale

10,892

73.4477 USD

Sale

11,738

73.3552 USD

Sale

12,121

72.7004 USD

Sale

12,300

72.5164 USD

Sale

12,776

73.1140 USD

Sale

13,670

74.3073 USD

Sale

14,000

73.1513 USD

Sale

14,130

72.7414 USD

Sale

19,386

73.4320 USD

Sale

19,800

74.2800 USD

Sale

22,512

74.2828 USD

Sale

30,200

72.9781 USD

Sale

31,261

72.6700 USD

Sale

34,400

73.4349 USD

Sale

64,875

73.5960 USD

Sale

104,403

73.8214 USD

Sale

145,393

73.7283 USD

Sale

215,120

72.9484 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

2,578

74.0193 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

900

68 USD

American

27 Mar 2020

4.5900 USD

Call Option

Purchasing

1,300

70 USD

American

27 Mar 2020

3.0630 USD

Call Option

Purchasing

200

72 USD

American

27 Mar 2020

2.4800 USD

Call Option

Purchasing

200

73 USD

American

27 Mar 2020

1.4200 USD

Call Option

Purchasing

4,300

75 USD

American

27 Mar 2020

0.6813 USD

Call Option

Purchasing

900

76 USD

American

27 Mar 2020

0.4666 USD

Call Option

Purchasing

200

77 USD

American

27 Mar 2020

0.2500 USD

Call Option

Purchasing

1,400

78 USD

American

27 Mar 2020

0.1842 USD

Call Option

Purchasing

400

78 USD

American

3 Apr 2020

1.3600 USD

Call Option

Purchasing

4,200

80 USD

American

27 Mar 2020

0.0404 USD

Call Option

Purchasing

200

80 USD

American

3 Apr 2020

0.8000 USD

Call Option

Purchasing

100

82 USD

American

1 May 2020

1.7000 USD

Call Option

Purchasing

1,000

83 USD

American

3 Apr 2020

0.3000 USD

Call Option

Purchasing

200

85 USD

American

19 Jun 2020

2.4750 USD

Call Option

Purchasing

500

93 USD

American

15 May 2020

0.6500 USD

Call Option

Purchasing

100

95 USD

American

3 Apr 2020

0.0600 USD

Call Option

Purchasing

2,100

95 USD

American

19 Jun 2020

0.8900 USD

Call Option

Selling

500

70 USD

American

27 Mar 2020

3.0020 USD

Call Option

Selling

100

71 USD

American

27 Mar 2020

1.4000 USD

Call Option

Selling

1,000

75 USD

American

27 Mar 2020

0.2500 USD

Call Option

Selling

300

77 USD

American

17 Apr 2020

3.1500 USD

Call Option

Selling

100

88 USD

American

17 Apr 2020

0.5900 USD

Call Option

Selling

100

88 USD

American

24 Apr 2020

1.2000 USD

Call Option

Selling

1,100

90 USD

American

3 Apr 2020

0.1027 USD

Call Option

Selling

1,000

90 USD

American

17 Apr 2020

0.3500 USD

Call Option

Selling

100

140 USD

American

15 Jan 2021

0.1900 USD

Put Option

Purchasing

2,000

55 USD

American

27 Mar 2020

0.0500 USD

Put Option

Purchasing

100

55 USD

American

19 Jun 2020

2.0000 USD

Put Option

Purchasing

2,000

60 USD

American

27 Mar 2020

0.1000 USD

Put Option

Purchasing

400

60 USD

American

15 May 2020

2.2750 USD

Put Option

Purchasing

100

64 USD

American

27 Mar 2020

0.0600 USD

Put Option

Purchasing

1,600

66 USD

American

27 Mar 2020

0.0843 USD

Put Option

Purchasing

600

67 USD

American

27 Mar 2020

0.0500 USD

Put Option

Purchasing

400

68 USD

American

27 Mar 2020

0.1175 USD

Put Option

Purchasing

100

69 USD

American

27 Mar 2020

0.2100 USD

Put Option

Purchasing

5,000

70 USD

American

27 Mar 2020

0.3618 USD

Put Option

Purchasing

1,000

71 USD

American

27 Mar 2020

0.3190 USD

Put Option

Purchasing

3,000

72 USD

American

27 Mar 2020

0.4176 USD

Put Option

Purchasing

600

73 USD

American

27 Mar 2020

0.9616 USD

Put Option

Purchasing

700

75 USD

American

27 Mar 2020

1.7571 USD

Put Option

Purchasing

200

75 USD

American

3 Apr 2020

3.5000 USD

Put Option

Purchasing

100

75 USD

American

19 Jun 2020

8.3000 USD

Put Option

Purchasing

200

88 USD

American

27 Mar 2020

12.0000 USD

Put Option

Purchasing

100

90 USD

American

27 Mar 2020

17.5000 USD

Put Option

Selling

100

48 USD

American

17 Apr 2020

0.4100 USD

Put Option

Selling

500

50 USD

American

17 Apr 2020

0.4100 USD

Put Option

Selling

100

55 USD

American

17 Apr 2020

0.7500 USD

Put Option

Selling

7,600

65 USD

American

3 Apr 2020

0.7780 USD

Put Option

Selling

200

65 USD

American

9 Apr 2020

1.7000 USD

Put Option

Selling

100

67 USD

American

9 Apr 2020

1.9000 USD

Put Option

Selling

500

70 USD

American

27 Mar 2020

0.1000 USD

Put Option

Selling

400

71 USD

American

17 Apr 2020

3.9500 USD

Put Option

Selling

700

72 USD

American

17 Apr 2020

4.4142 USD

Put Option

Selling

600

73 USD

American

17 Apr 2020

4.7833 USD

Put Option

Selling

500

74 USD

American

9 Apr 2020

3.9500 USD

Put Option

Selling

100

80 USD

American

27 Mar 2020

9.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30 Mar 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

54,600

60.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

80.0000

American

Mar 27, 2020

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Put Options

Written

400

82.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

79.0000

American

May 1, 2020

Call Options

Purchased

1,000

83.0000

American

Mar 27, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Call Options

Purchased

5,700

75.0000

American

May 15, 2020

Put Options

Written

2,300

37.5000

American

Jan 21, 2022

Put Options

Written

200

65.0000

American

Apr 9, 2020

Put Options

Written

3,000

75.0000

American

Jun 19, 2020

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Put Options

Written

700

72.0000

American

Apr 17, 2020

Call Options

Purchased

2,400

75.0000

American

Mar 27, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

100

79.5000

American

May 1, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Call Options

Written

-200

97.5000

American

Apr 17, 2020

Call Options

Written

-300

95.0000

American

Mar 27, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-100

69.0000

American

Mar 27, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Mar 27, 2020

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-100

70.0000

American

Aug 21, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-6,400

73.0000

American

Mar 27, 2020

Call Options

Written

-500

100.0000

American

Aug 21, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

70.0000

American

Sep 18, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

71.0000

American

Mar 27, 2020

Call Options

Written

-12,900

90.0000

American

Jun 19, 2020

Call Options

Written

-900

90.0000

American

Apr 3, 2020

Call Options

Written

-2,900

120.0000

American

Jan 15, 2021

Call Options

Written

-100

84.5000

American

Mar 27, 2020

Put Options

Purchased

-100

60.0000

American

May 1, 2020

Put Options

Purchased

-100

62.0000

American

Mar 27, 2020

Call Options

Purchased

16,800

95.0000

American

May 15, 2020

Call Options

Purchased

6,900

72.5000

American

Jun 19, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

200

55.0000

American

Apr 24, 2020

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

5,800

77.5000

American

May 15, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Call Options

Purchased

2,000

92.5000

American

May 15, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Put Options

Written

400

71.0000

American

Apr 17, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

80.5000

American

May 1, 2020

Put Options

Purchased

-400

72.5000

American

Aug 21, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Call Options

Written

-400

120.0000

American

Sep 18, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-200

85.0000

American

Apr 17, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Call Options

Written

-8,600

105.0000

American

May 15, 2020

Call Options

Written

-21,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-2,500

70.0000

American

Apr 3, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Put Options

Purchased

-1,800

75.0000

American

Sep 18, 2020

Call Options

Written

-500

90.0000

American

Mar 27, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-100

65.0000

American

Apr 24, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-30,100

62.5000

American

Jan 15, 2021

Call Options

Written

-100

115.0000

American

Aug 21, 2020

Put Options

Purchased

-2,000

55.0000

American

Mar 27, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Written

200

87.5000

American

Jan 21, 2022

Put Options

Written

500

74.0000

American

Apr 9, 2020

Call Options

Purchased

16,800

97.5000

American

May 15, 2020

Call Options

Purchased

4,300

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Call Options

Purchased

3,200

77.5000

American

Jun 19, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Call Options

Purchased

100

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

92.5000

American

Jun 19, 2020

Call Options

Purchased

300

83.0000

American

May 1, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Call Options

Purchased

1,800

105.0000

American

Jun 19, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-100

65.0000

American

Jan 21, 2022

Call Options

Written

-1,000

81.0000

American

Apr 3, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Call Options

Written

-4,800

100.0000

American

Apr 17, 2020

Call Options

Written

-2,200

75.0000

American

Jan 15, 2021

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options

Written

-200

92.0000

American

Apr 3, 2020

Call Options

Written

-300

85.0000

American

Jun 19, 2020

Call Options

Written

-700

96.0000

American

Mar 27, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-100

88.0000

American

Apr 24, 2020

Put Options

Purchased

-3,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-500

82.5000

American

Apr 17, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

151,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

200

80.0000

American

Apr 3, 2020

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

300

90.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

150,300

65.0000

American

Jun 19, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Put Options

Written

600

73.0000

American

Apr 17, 2020

Put Options

Written

500

50.0000

American

Apr 17, 2020

Put Options

Written

37,000

57.5000

American

Jun 19, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

1,100

85.0000

American

Apr 17, 2020

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

100

50.0000

American

Mar 27, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

900

95.0000

American

Apr 17, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

500

77.5000

American

Jan 21, 2022

Call Options

Written

-77,400

70.0000

American

Jan 15, 2021

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Call Options

Written

-25,300

92.5000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-5,500

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Call Options

Written

-900

125.0000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-2,200

95.0000

American

Apr 3, 2020

Call Options

Written

-3,600

72.0000

American

Mar 27, 2020

Put Options

Purchased

-14,300

67.5000

American

Sep 18, 2020

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Put Options

Purchased

-200

80.0000

American

Mar 27, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-3,400

90.0000

American

Apr 17, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

72.0000

American

Mar 27, 2020

Put Options

Purchased

-500

60.0000

American

May 15, 2020

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Call Options

Written

-700

110.0000

American

Sep 18, 2020

Call Options

Written

-3,100

100.0000

American

Jan 15, 2021

Call Options

Written

-100

87.5000

American

Apr 17, 2020

Call Options

Purchased

16,100

90.0000

American

May 15, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

900

76.0000

American

Mar 27, 2020

Call Options

Purchased

100

88.0000

American

Mar 27, 2020

Put Options

Written

16,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

70.0000

American

Mar 27, 2020

Call Options

Purchased

3,300

80.0000

American

Apr 17, 2020

Call Options

Purchased

300

78.5000

American

Mar 27, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

100

55.0000

American

Apr 17, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

200

85.0000

American

May 1, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

100

67.0000

American

Apr 9, 2020

Put Options

Written

10,000

65.0000

American

Apr 3, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

62.5000

American

Jan 21, 2022

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

6,500

80.0000

American

Jan 15, 2021

Call Options

Purchased

2,300

77.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-100

65.0000

American

Mar 27, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-500

77.5000

American

Aug 21, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-500

72.5000

American

Jan 15, 2021

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Put Options

Purchased

-100

75.0000

American

Apr 3, 2020

Call Options

Written

-900

105.0000

American

Mar 27, 2020

Call Options

Written

-200

93.0000

American

Apr 9, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-100

70.0000

American

Apr 24, 2020

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

90.0000

American

Jan 15, 2021

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Call Options

Purchased

400

78.0000

American

Apr 3, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

3,400

66.0000

American

Apr 3, 2020

Call Options

Purchased

200

77.0000

American

Mar 27, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

5,400

73.0000

American

Mar 27, 2020

Put Options

Written

4,900

55.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Call Options

Purchased

900

75.0000

American

Jun 19, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Put Options

Written

7,200

70.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

68.0000

American

Mar 27, 2020

Put Options

Written

100

35.0000

American

Sep 18, 2020

Put Options

Written

45,000

50.0000

American

Jun 19, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-31,300

95.0000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

60.0000

American

Mar 27, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Mar 27, 2020

Put Options

Purchased

-100

64.0000

American

Mar 27, 2020

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-1,600

66.0000

American

Mar 27, 2020

Call Options

Written

-200

75.0000

American

Apr 3, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-500

65.0000

American

Jan 15, 2021

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-1,000

75.0000

American

Mar 27, 2020

Call Options

Written

-1,400

73.0000

American

Apr 3, 2020

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Call Options

Purchased

700

70.0000

American

Sep 18, 2020

Put Options

Written

100

40.0000

American

May 15, 2020

Call Options

Purchased

14,500

80.0000

American

Jun 19, 2020

Put Options

Written

200

100.0000

American

Jan 21, 2022

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Put Options

Written

175,000

70.0000

American

Jan 15, 2021

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

1,000

83.0000

American

Apr 3, 2020

Put Options

Written

300

65.0000

American

Sep 18, 2020

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

100

67.5000

American

Jan 21, 2022

Put Options

Written

800

88.0000

American

Mar 27, 2020

Put Options

Written

13,900

67.5000

American

Jun 19, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Put Options

Written

100

97.5000

American

Apr 3, 2020

Call Options

Purchased

100

82.0000

American

May 1, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

85.0000

American

Sep 18, 2020

Call Options

Purchased

900

110.0000

American

Apr 17, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

100

47.5000

American

Apr 17, 2020

Put Options

Purchased

-300

37.5000

American

Jan 15, 2021

Call Options

Written

-1,300

105.0000

American

Sep 18, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-1,900

77.5000

American

Jun 19, 2020

Call Options

Written

-100

65.0000

American

Apr 3, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-100

45.0000

American

May 1, 2020

Put Options

Purchased

-600

67.0000

American

Mar 27, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Call Options

Written

-16,100

105.0000

American

Jan 15, 2021

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Call Options

Written

-6,300

100.0000

American

Jun 19, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Put Options

Purchased

-100

70.0000

American

Apr 9, 2020

Put Options

Purchased

-100

87.0000

American

Mar 27, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Written

15,100

72.5000

American

May 15, 2020

Call Options

Purchased

1,500

100.0000

American

May 15, 2020

Call Options

Purchased

1,400

78.0000

American

Mar 27, 2020

Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

100

70.0000

American

Apr 3, 2020

Call Options

Purchased

5,700

82.5000

American

Jun 19, 2020

Call Options

Purchased

1,700

80.0000

American

Sep 18, 2020

Put Options

Written

900

80.0000

American

Jan 21, 2022

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

500

81.0000

American

May 1, 2020

Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

300

75.0000

American

Apr 17, 2020

Call Options

Purchased

10,700

85.0000

American

Jan 15, 2021

Call Options

Written

-100

71.0000

American

Mar 27, 2020

Call Options

Written

-200

80.0000

American

May 1, 2020

Call Options

Written

-600

100.0000

American

Sep 18, 2020

Call Options

Written

-1,000

120.0000

American

Aug 21, 2020

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Put Options

Purchased

-400

68.0000

American

Mar 27, 2020

Put Options

Purchased

-100

55.0000

American

Jan 21, 2022

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-250,700

85.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

60.0000

American

Apr 17, 2020

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Call Options

Written

-4,200

110.0000

American

May 15, 2020

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-300

77.0000

American

Apr 17, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-700

92.5000

American

Aug 21, 2020

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-5,800

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695991
Time of Receipt (offset from UTC): 20200330T095356+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC