FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,256,665

0.15%

4,067,585

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,084,601

0.14%

516,901

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,408,500

0.10%

1,489,100

0.10%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,749,766

0.39%

6,073,586

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

3

69.8300 USD
Purchase

16

72.0200 USD
Purchase

24

68.8200 USD
Purchase

24

73.1100 USD
Purchase

41

72.4591 USD
Purchase

100

72.9800 USD
Purchase

100

72.5950 USD
Purchase

100

73.4000 USD
Purchase

100

71.7500 USD
Purchase

150

72.0300 USD
Purchase

173

71.5096 USD
Purchase

177

73.1587 USD
Purchase

200

72.7750 USD
Purchase

200

71.5450 USD
Purchase

202

72.7795 USD
Purchase

204

71.1789 USD
Purchase

204

70.6252 USD
Purchase

232

70.7322 USD
Purchase

300

70.9400 USD
Purchase

300

71.0033 USD
Purchase

300

71.8200 USD
Purchase

307

72.8657 USD
Purchase

322

71.5999 USD
Purchase

366

71.1277 USD
Purchase

386

72.6615 USD
Purchase

400

70.5700 USD
Purchase

400

73.1250 USD
Purchase

403

71.1011 USD
Purchase

424

72.8332 USD
Purchase

500

72.6760 USD
Purchase

510

71.9380 USD
Purchase

550

71.6300 USD
Purchase

558

72.8431 USD
Purchase

580

71.6217 USD
Purchase

583

72.7356 USD
Purchase

600

70.3333 USD
Purchase

600

72.1108 USD
Purchase

604

72.7050 USD
Purchase

668

71.9926 USD
Purchase

700

71.6814 USD
Purchase

777

71.3057 USD
Purchase

800

71.6981 USD
Purchase

810

72.1824 USD
Purchase

827

71.6576 USD
Purchase

881

72.6692 USD
Purchase

900

72.0161 USD
Purchase

917

72.0005 USD
Purchase

947

72.1106 USD
Purchase

957

69.9264 USD
Purchase

957

69.9263 USD
Purchase

959

71.4269 USD
Purchase

1,000

72.6990 USD
Purchase

1,062

72.9200 USD
Purchase

1,100

72.6472 USD
Purchase

1,147

71.1248 USD
Purchase

1,173

72.8895 USD
Purchase

1,310

71.5909 USD
Purchase

1,500

70.1090 USD
Purchase

1,559

71.9678 USD
Purchase

1,634

71.2425 USD
Purchase

1,645

72.6700 USD
Purchase

1,650

71.5972 USD
Purchase

1,736

72.0250 USD
Purchase

1,850

72.4229 USD
Purchase

1,909

73.7670 USD
Purchase

2,000

71.0105 USD
Purchase

2,029

72.1835 USD
Purchase

2,310

71.6189 USD
Purchase

2,800

72.1400 USD
Purchase

3,700

72.1565 USD
Purchase

3,900

71.9752 USD
Purchase

3,985

72.6726 USD
Purchase

4,100

72.7300 USD
Purchase

4,310

70.8285 USD
Purchase

4,790

72.4772 USD
Purchase

5,153

72.5908 USD
Purchase

6,035

72.8619 USD
Purchase

7,201

72.8803 USD
Purchase

7,376

72.4948 USD
Purchase

8,315

72.7045 USD
Purchase

10,000

73.6234 USD
Purchase

12,422

71.6207 USD
Purchase

12,555

72.4186 USD
Purchase

16,613

72.5214 USD
Purchase

16,800

72.8296 USD
Purchase

17,388

73.5339 USD
Purchase

26,362

73.8300 USD
Purchase

27,645

72.3321 USD
Purchase

33,993

73.2402 USD
Purchase

38,200

73.0400 USD
Purchase

41,570

72.0506 USD
Purchase

59,003

73.2129 USD
Purchase

74,300

72.3874 USD
Purchase

78,970

72.3998 USD
Purchase

110,641

73.0030 USD
Purchase

117,993

72.5071 USD
Purchase

123,543

72.6435 USD
Sale

9

72.1700 USD
Sale

16

72.0200 USD
Sale

36

71.6000 USD
Sale

50

72.3300 USD
Sale

81

71.5600 USD
Sale

100

72.8100 USD
Sale

100

71.3800 USD
Sale

100

73.8700 USD
Sale

100

71.6100 USD
Sale

100

72.5950 USD
Sale

100

72.4200 USD
Sale

100

73.1600 USD
Sale

100

72.3200 USD
Sale

100

73.0000 USD
Sale

100

71.5900 USD
Sale

100

73.5500 USD
Sale

103

70.8680 USD
Sale

128

71.6450 USD
Sale

169

72.6471 USD
Sale

193

70.0894 USD
Sale

200

70.0900 USD
Sale

200

72.8175 USD
Sale

200

70.1250 USD
Sale

200

70.9850 USD
Sale

200

72.5700 USD
Sale

200

71.7200 USD
Sale

200

73.9400 USD
Sale

200

73.0450 USD
Sale

201

72.8154 USD
Sale

212

73.1232 USD
Sale

229

71.1135 USD
Sale

229

70.0957 USD
Sale

252

73.1803 USD
Sale

300

73.7383 USD
Sale

300

73.5833 USD
Sale

300

71.2766 USD
Sale

300

72.5966 USD
Sale

300

73.3300 USD
Sale

300

72.0333 USD
Sale

313

71.0903 USD
Sale

350

72.6114 USD
Sale

398

72.4073 USD
Sale

400

72.5300 USD
Sale

400

72.3250 USD
Sale

400

72.8800 USD
Sale

400

73.4437 USD
Sale

400

73.4250 USD
Sale

400

73.4075 USD
Sale

420

70.1100 USD
Sale

500

72.1840 USD
Sale

500

73.3640 USD
Sale

500

73.1160 USD
Sale

500

73.5320 USD
Sale

600

73.5933 USD
Sale

600

68.8200 USD
Sale

624

72.1235 USD
Sale

685

73.7463 USD
Sale

689

72.4470 USD
Sale

700

73.7428 USD
Sale

700

72.8642 USD
Sale

800

71.4250 USD
Sale

800

72.3475 USD
Sale

840

72.2347 USD
Sale

900

72.7133 USD
Sale

900

73.5822 USD
Sale

915

73.7618 USD
Sale

957

69.9263 USD
Sale

1,018

72.7062 USD
Sale

1,086

73.5187 USD
Sale

1,100

73.7354 USD
Sale

1,105

72.8091 USD
Sale

1,200

73.0150 USD
Sale

1,200

72.1231 USD
Sale

1,201

73.7571 USD
Sale

1,505

71.9943 USD
Sale

1,514

73.3403 USD
Sale

1,516

71.7793 USD
Sale

1,529

72.1477 USD
Sale

1,645

72.6700 USD
Sale

1,909

73.7670 USD
Sale

2,000

72.2752 USD
Sale

2,045

70.6116 USD
Sale

2,178

72.3039 USD
Sale

2,386

72.5380 USD
Sale

2,440

72.6109 USD
Sale

2,599

72.4026 USD
Sale

2,666

72.5030 USD
Sale

2,800

71.6630 USD
Sale

2,885

72.4196 USD
Sale

3,000

72.5212 USD
Sale

3,000

71.6869 USD
Sale

3,100

72.6256 USD
Sale

3,200

72.6053 USD
Sale

3,714

73.5519 USD
Sale

4,040

72.3007 USD
Sale

4,300

72.1932 USD
Sale

4,443

72.7099 USD
Sale

5,125

72.4326 USD
Sale

5,243

72.6808 USD
Sale

5,666

73.6618 USD
Sale

6,770

72.6184 USD
Sale

7,490

72.8464 USD
Sale

7,970

72.4418 USD
Sale

8,305

72.7844 USD
Sale

8,309

72.4955 USD
Sale

9,350

72.7978 USD
Sale

9,837

74.1500 USD
Sale

9,988

73.7194 USD
Sale

10,760

73.4111 USD
Sale

11,876

70.9755 USD
Sale

12,422

71.6207 USD
Sale

12,422

71.6208 USD
Sale

13,324

72.0293 USD
Sale

15,338

72.7718 USD
Sale

15,900

72.3095 USD
Sale

17,615

72.3794 USD
Sale

21,513

72.6600 USD
Sale

26,700

72.1451 USD
Sale

29,400

72.6326 USD
Sale

29,979

72.6055 USD
Sale

34,332

73.7616 USD
Sale

36,421

73.8300 USD
Sale

37,609

73.6582 USD
Sale

38,200

73.0400 USD
Sale

42,207

72.6964 USD
Sale

60,881

72.4945 USD
Sale

255,730

72.4639 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

 

unit

SWAP

Long

26,189

72.4262 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

Call Option

Purchasing

3,900

70 USD

American

19 Jun 2020

7.5128 USD

Call Option

Purchasing

100

75 USD

American

19 Jun 2020

4.0000 USD

Call Option

Purchasing

5,300

80 USD

American

19 Jun 2020

3.1650 USD

Call Option

Purchasing

2,500

83 USD

American

19 Jun 2020

2.6000 USD

Call Option

Purchasing

1,500

85 USD

American

19 Jun 2020

1.9333 USD

Call Option

Purchasing

700

90 USD

American

19 Jun 2020

1.1142 USD

Call Option

Purchasing

2,500

93 USD

American

19 Jun 2020

0.8000 USD

Call Option

Selling

200

75 USD

American

27 Mar 2020

1.0300 USD

Call Option

Selling

200

75 USD

American

3 Apr 2020

2.4200 USD

Call Option

Selling

400

98 USD

American

17 Apr 2020

0.1150 USD

Call Option

Selling

500

100 USD

American

17 Apr 2020

0.0840 USD

Put Option

Purchasing

1,900

60 USD

American

19 Jun 2020

3.1894 USD

Put Option

Purchasing

1,200

65 USD

American

19 Jun 2020

4.5166 USD

Put Option

Purchasing

23,000

70 USD

American

19 Jun 2020

6.0826 USD

Put Option

Purchasing

2,800

78 USD

American

19 Jun 2020

9.6000 USD

Put Option

Selling

100

70 USD

American

3 Apr 2020

2.5600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

13,200

87.5000

American

May 15, 2020
Put Options Written

54,600

60.0000

American

Jun 19, 2020
Put Options Written

2,100

70.0000

American

May 15, 2020
Put Options Written

100

75.0000

American

Apr 3, 2020
Call Options Purchased

5,500

97.5000

American

Jan 15, 2021
Put Options Written

3,100

75.0000

American

Jun 19, 2020
Put Options Written

9,300

80.0000

American

May 15, 2020
Call Options Purchased

2,800

115.0000

American

Sep 18, 2020
Put Options Written

2,300

37.5000

American

Jan 21, 2022
Call Options Purchased

1,200

79.0000

American

May 1, 2020
Call Options Purchased

300

50.0000

American

Jan 15, 2021
Call Options Purchased

1,000

83.0000

American

Mar 27, 2020
Put Options Written

400

82.5000

American

Jan 15, 2021
Call Options Purchased

100

79.5000

American

May 1, 2020
Call Options Purchased

6,300

105.0000

American

Apr 17, 2020
Call Options Purchased

5,700

75.0000

American

May 15, 2020
Call Options Purchased

300

67.5000

American

Sep 18, 2020
Put Options Written

1,200

85.0000

American

Jun 19, 2020
Call Options Purchased

500

97.5000

American

Jan 21, 2022
Call Options Written

-100

84.5000

American

Mar 27, 2020
Put Options Purchased

-100

70.0000

American

Sep 18, 2020
Call Options Written

-800

105.0000

American

Jan 21, 2022
Call Options Written

-12,900

90.0000

American

Jun 19, 2020
Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020
Put Options Purchased

-100

60.0000

American

May 1, 2020
Call Options Written

-5,000

80.0000

American

Jan 21, 2022
Call Options Written

-6,600

73.0000

American

Mar 27, 2020
Put Options Purchased

-600

55.0000

American

Sep 18, 2020
Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021
Put Options Purchased

-2,200

50.0000

American

Jan 21, 2022
Call Options Written

-4,500

115.0000

American

Jan 21, 2022
Put Options Purchased

-48,100

85.0000

American

May 15, 2020
Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021
Call Options Written

-200

110.0000

American

Jan 21, 2022
Call Options Written

-200

97.5000

American

Apr 17, 2020
Call Options Written

-3,700

130.0000

American

Jan 15, 2021
Call Options Written

-300

95.0000

American

Mar 27, 2020
Call Options Written

-500

100.0000

American

Aug 21, 2020
Put Options Purchased

-600

105.0000

American

Jan 15, 2021
Call Options Written

-1,100

82.5000

American

Jan 21, 2022
Call Options Written

-900

75.0000

American

Mar 27, 2020
Call Options Written

-1,900

135.0000

American

Jan 15, 2021
Call Options Written

-2,900

120.0000

American

Jan 15, 2021
Call Options Written

-100

70.0000

American

Aug 21, 2020
Put Options Purchased

-10,200

50.0000

American

Jan 15, 2021
Put Options Purchased

-100

62.0000

American

Mar 27, 2020
Call Options Purchased

6,900

72.5000

American

Jun 19, 2020
Call Options Purchased

900

85.0000

American

Aug 21, 2020
Call Options Purchased

8,900

95.0000

American

Sep 18, 2020
Put Options Written

5,700

57.5000

American

Jan 15, 2021
Put Options Written

900

82.5000

American

Sep 18, 2020
Call Options Purchased

1,000

145.0000

American

Jun 19, 2020
Call Options Purchased

5,800

77.5000

American

May 15, 2020
Put Options Written

4,100

87.5000

American

Aug 21, 2020
Put Options Written

700

62.5000

American

Sep 18, 2020
Call Options Purchased

100

80.5000

American

May 1, 2020
Put Options Written

100

92.5000

American

May 15, 2020
Put Options Written

301,500

60.0000

American

Jan 15, 2021
Call Options Purchased

400

72.5000

American

May 15, 2020
Call Options Purchased

16,800

95.0000

American

May 15, 2020
Put Options Written

100

94.5000

American

Apr 3, 2020
Call Options Purchased

200

55.0000

American

Apr 24, 2020
Call Options Purchased

1,500

92.5000

American

May 15, 2020
Put Options Purchased

-200

85.0000

American

Apr 17, 2020
Call Options Written

-21,800

110.0000

American

Jan 15, 2021
Call Options Written

-1,500

100.0000

American

Mar 27, 2020
Put Options Purchased

-700

70.0000

American

Apr 17, 2020
Put Options Purchased

-1,800

75.0000

American

Sep 18, 2020
Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021
Call Options Written

-200

94.0000

American

Apr 3, 2020
Put Options Purchased

-4,300

55.0000

American

Jan 15, 2021
Call Options Written

-500

90.0000

American

Mar 27, 2020
Call Options Written

-400

120.0000

American

Sep 18, 2020
Call Options Written

-100

91.5000

American

Apr 3, 2020
Call Options Written

-8,600

105.0000

American

May 15, 2020
Put Options Purchased

-400

72.5000

American

Aug 21, 2020
Put Options Purchased

-500

97.5000

American

May 15, 2020
Call Options Written

-2,500

70.0000

American

Apr 3, 2020
Call Options Written

-6,400

125.0000

American

Aug 21, 2020
Put Options Purchased

-100

89.5000

American

Apr 3, 2020
Put Options Purchased

-30,100

62.5000

American

Jan 15, 2021
Put Options Purchased

-34,500

95.0000

American

Jun 19, 2020
Call Options Written

-100

115.0000

American

Aug 21, 2020
Put Options Purchased

-100

65.0000

American

Apr 24, 2020
Put Options Purchased

-20,100

85.0000

American

Sep 18, 2020
Call Options Purchased

100

96.0000

American

Apr 3, 2020
Put Options Written

8,600

75.0000

American

May 15, 2020
Call Options Purchased

16,800

97.5000

American

May 15, 2020
Call Options Purchased

100

60.0000

American

Jun 19, 2020
Put Options Written

100

65.0000

American

Aug 21, 2020
Call Options Purchased

4,300

70.0000

American

Jun 19, 2020
Put Options Written

200

87.5000

American

Jan 21, 2022
Put Options Written

34,400

90.0000

American

Aug 21, 2020
Put Options Written

2,200

82.5000

American

May 15, 2020
Call Options Purchased

1,800

105.0000

American

Jun 19, 2020
Call Options Purchased

1,000

92.5000

American

Jun 19, 2020
Call Options Purchased

300

83.0000

American

May 1, 2020
Call Options Purchased

3,200

77.5000

American

Jun 19, 2020
Call Options Purchased

1,400

97.5000

American

Sep 18, 2020
Put Options Purchased

-3,900

50.0000

American

Jun 19, 2020
Put Options Purchased

-1,900

50.0000

American

Sep 18, 2020
Call Options Written

-4,800

100.0000

American

Apr 17, 2020
Put Options Purchased

-100

65.0000

American

Jan 21, 2022
Put Options Purchased

-6,000

90.0000

American

Sep 18, 2020
Call Options Written

-100

140.0000

American

Jun 19, 2020
Put Options Purchased

-3,000

45.0000

American

Sep 18, 2020
Put Options Purchased

-600

42.5000

American

Sep 18, 2020
Call Options Written

-700

96.0000

American

Mar 27, 2020
Call Options Written

-4,500

85.0000

American

May 15, 2020
Call Options Written

-200

92.0000

American

Apr 3, 2020
Put Options Purchased

-500

82.5000

American

Apr 17, 2020
Call Options Written

-2,200

75.0000

American

Jan 15, 2021
Call Options Written

-2,500

100.0000

American

Apr 3, 2020
Call Options Written

-500

85.0000

American

Jun 19, 2020
Call Options Written

-100

100.0000

American

Jan 21, 2022
Call Options Written

-1,000

81.0000

American

Apr 3, 2020
Call Options Written

-5,700

110.0000

American

Jun 19, 2020
Put Options Purchased

-2,600

110.0000

American

Jan 15, 2021
Put Options Purchased

-4,800

40.0000

American

Jan 21, 2022
Put Options Written

150,300

65.0000

American

Jun 19, 2020
Put Options Written

6,900

77.5000

American

Jan 15, 2021
Put Options Written

7,800

72.5000

American

Jun 19, 2020
Call Options Purchased

11,700

90.0000

American

Sep 18, 2020
Put Options Written

2,500

47.5000

American

Jan 21, 2022
Put Options Written

2,200

80.0000

American

Aug 21, 2020
Put Options Written

2,000

85.0000

American

May 15, 2020
Call Options Purchased

900

95.0000

American

Apr 17, 2020
Put Options Written

151,700

80.0000

American

Jan 15, 2021
Put Options Written

2,600

80.0000

American

Jun 19, 2020
Call Options Purchased

1,400

65.0000

American

Sep 18, 2020
Call Options Purchased

1,100

85.0000

American

Apr 17, 2020
Put Options Written

500

77.5000

American

Jan 21, 2022
Call Options Purchased

1,700

92.5000

American

Sep 18, 2020
Call Options Purchased

4,900

90.0000

American

Aug 21, 2020
Call Options Purchased

3,000

67.5000

American

Jan 15, 2021
Put Options Written

1,800

70.0000

American

Aug 21, 2020
Call Options Purchased

600

110.0000

American

Aug 21, 2020
Put Options Written

400

32.5000

American

Sep 18, 2020
Put Options Written

1,000

42.5000

American

Jan 21, 2022
Put Options Written

37,000

57.5000

American

Jun 19, 2020
Call Options Purchased

400

75.0000

American

Jan 21, 2022
Call Options Purchased

6,800

80.0000

American

May 15, 2020
Call Options Purchased

3,200

55.0000

American

Jan 15, 2021
Call Options Purchased

5,300

87.5000

American

Jun 19, 2020
Call Options Purchased

100

105.0000

American

Aug 21, 2020
Put Options Written

300

90.0000

American

Jun 19, 2020
Put Options Written

100

50.0000

American

Mar 27, 2020
Put Options Purchased

-352,300

87.5000

American

Jan 15, 2021
Put Options Purchased

-500

82.0000

American

Apr 3, 2020
Call Options Written

-2,100

97.5000

American

Jun 19, 2020
Call Options Written

-300

70.0000

American

Jan 21, 2022
Call Options Written

-2,300

95.0000

American

Apr 3, 2020
Put Options Purchased

-2,500

70.0000

American

Jan 15, 2021
Call Options Written

-25,300

92.5000

American

Jan 15, 2021
Put Options Purchased

-3,100

60.0000

American

Apr 24, 2020
Call Options Written

-100

45.0000

American

Jan 21, 2022
Call Options Written

-700

110.0000

American

Sep 18, 2020
Put Options Purchased

-5,500

72.5000

American

Sep 18, 2020
Put Options Purchased

-14,300

67.5000

American

Sep 18, 2020
Put Options Purchased

-300

80.0000

American

Mar 27, 2020
Call Options Written

-3,800

72.0000

American

Mar 27, 2020
Call Options Written

-77,400

70.0000

American

Jan 15, 2021
Put Options Purchased

-100

60.0000

American

May 15, 2020
Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020
Call Options Written

-900

125.0000

American

Sep 18, 2020
Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020
Call Options Written

-2,400

90.0000

American

Apr 17, 2020
Put Options Purchased

-100

95.0000

American

Apr 9, 2020
Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020
Call Options Written

-3,100

100.0000

American

Jan 15, 2021
Call Options Purchased

6,500

80.0000

American

Jan 15, 2021
Call Options Purchased

500

82.5000

American

Sep 18, 2020
Put Options Written

300

65.0000

American

May 15, 2020
Call Options Purchased

1,000

91.0000

American

Apr 3, 2020
Put Options Written

16,300

62.5000

American

Jun 19, 2020
Call Options Purchased

7,400

87.5000

American

Sep 18, 2020
Call Options Purchased

3,300

80.0000

American

Apr 17, 2020
Call Options Purchased

200

85.0000

American

May 1, 2020
Call Options Purchased

100

88.0000

American

Mar 27, 2020
Call Options Purchased

14,400

75.0000

American

Sep 18, 2020
Put Options Written

1,800

77.5000

American

Sep 18, 2020
Call Options Purchased

1,100

60.0000

American

Jan 15, 2021
Call Options Purchased

300

78.5000

American

Mar 27, 2020
Put Options Written

2,400

65.0000

American

Apr 3, 2020
Call Options Purchased

300

70.0000

American

Mar 27, 2020
Call Options Purchased

16,100

90.0000

American

May 15, 2020
Put Options Written

100

62.5000

American

Jan 21, 2022
Call Options Purchased

2,300

77.5000

American

Sep 18, 2020
Put Options Written

800

67.5000

American

May 15, 2020
Put Options Written

100

77.5000

American

May 15, 2020
Put Options Written

1,100

82.5000

American

Jun 19, 2020
Call Options Written

-500

72.5000

American

Jan 15, 2021
Put Options Purchased

-600

77.5000

American

Jan 15, 2021
Call Options Written

-900

105.0000

American

Mar 27, 2020
Call Options Written

-2,800

115.0000

American

Jun 19, 2020
Put Options Purchased

-1,500

80.0000

American

Apr 17, 2020
Put Options Purchased

-500

77.5000

American

Aug 21, 2020
Call Options Written

-5,000

60.0000

American

Aug 21, 2020
Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021
Put Options Purchased

-100

70.0000

American

Apr 24, 2020
Call Options Written

-2,700

125.0000

American

Jan 15, 2021
Put Options Purchased

-900

60.0000

American

Sep 18, 2020
Put Options Purchased

-2,100

100.0000

American

Jan 15, 2021
Put Options Purchased

-5,100

55.0000

American

May 15, 2020
Call Options Written

-5,200

130.0000

American

Jun 19, 2020
Put Options Purchased

-21,100

95.0000

American

Jan 15, 2021
Call Options Written

-200

93.0000

American

Apr 9, 2020
Put Options Purchased

-700

42.5000

American

Jan 15, 2021
Put Options Purchased

-4,700

35.0000

American

Jan 15, 2021
Call Options Written

-100

65.0000

American

Mar 27, 2020
Put Options Written

2,300

90.0000

American

May 15, 2020
Put Options Written

9,100

87.5000

American

May 15, 2020
Put Options Written

5,000

55.0000

American

Jun 19, 2020
Put Options Written

1,700

75.0000

American

Jan 15, 2021
Put Options Written

45,000

50.0000

American

Jun 19, 2020
Put Options Written

6,000

73.0000

American

Mar 27, 2020
Put Options Written

7,200

70.0000

American

Jun 19, 2020
Put Options Written

1,500

62.5000

American

May 15, 2020
Call Options Purchased

1,000

90.0000

American

Jan 15, 2021
Call Options Purchased

900

75.0000

American

Jun 19, 2020
Call Options Purchased

100

125.0000

American

Jan 21, 2022
Put Options Written

3,400

66.0000

American

Apr 3, 2020
Put Options Written

100

95.0000

American

Sep 18, 2020
Call Options Purchased

500

68.0000

American

Mar 27, 2020
Put Options Written

100

35.0000

American

Sep 18, 2020
Put Options Written

2,000

57.5000

American

Sep 18, 2020
Put Options Purchased

-7,900

75.0000

American

Apr 17, 2020
Put Options Purchased

-300

60.0000

American

Mar 27, 2020
Call Options Written

-2,100

115.0000

American

Jan 15, 2021
Call Options Written

-200

75.0000

American

Apr 3, 2020
Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021
Call Options Written

-4,700

120.0000

American

Jan 21, 2022
Put Options Purchased

-10,300

72.5000

American

Jan 15, 2021
Put Options Purchased

-1,600

88.0000

American

Apr 3, 2020
Put Options Purchased

-100,000

92.5000

American

Jan 15, 2021
Call Options Written

-100

85.0000

American

Mar 27, 2020
Put Options Purchased

-300

60.0000

American

Jan 21, 2022
Call Options Written

-1,200

72.5000

American

Sep 18, 2020
Put Options Purchased

-700

92.5000

American

Jun 19, 2020
Put Options Purchased

-5,100

77.5000

American

Apr 17, 2020
Put Options Purchased

-300

75.0000

American

Mar 27, 2020
Call Options Written

-500

65.0000

American

Jan 15, 2021
Call Options Written

-33,400

95.0000

American

Jun 19, 2020
Call Options Written

-1,400

73.0000

American

Apr 3, 2020
Call Options Purchased

900

110.0000

American

Apr 17, 2020
Put Options Written

1,000

87.5000

American

Sep 18, 2020
Call Options Purchased

700

70.0000

American

Sep 18, 2020
Put Options Written

100

90.0000

American

Mar 27, 2020
Put Options Written

100

92.5000

American

Sep 18, 2020
Put Options Written

100

130.0000

American

Jun 19, 2020
Put Options Written

175,000

70.0000

American

Jan 15, 2021
Call Options Purchased

300

55.0000

American

Jan 21, 2022
Put Options Written

13,900

67.5000

American

Jun 19, 2020
Call Options Purchased

100

67.5000

American

Jan 21, 2022
Put Options Written

500

45.0000

American

Jan 15, 2021
Call Options Purchased

200

72.5000

American

Jan 21, 2022
Put Options Written

200

100.0000

American

Jan 21, 2022
Put Options Written

300

65.0000

American

Sep 18, 2020
Put Options Written

1,000

88.0000

American

Mar 27, 2020
Put Options Written

100

97.5000

American

Apr 3, 2020
Call Options Purchased

14,500

80.0000

American

Jun 19, 2020
Put Options Written

8,400

87.5000

American

Jun 19, 2020
Call Options Purchased

1,300

85.0000

American

Sep 18, 2020
Put Options Written

2,600

65.0000

American

Jan 15, 2021
Put Options Written

500

45.0000

American

Jan 21, 2022
Put Options Written

100

97.5000

American

Jan 21, 2022
Put Options Written

100

40.0000

American

May 15, 2020
Put Options Written

22,400

90.0000

American

Jan 15, 2021
Call Options Written

-2,200

95.0000

American

Aug 21, 2020
Put Options Purchased

-100

70.0000

American

Apr 9, 2020
Call Options Written

-16,100

105.0000

American

Jan 15, 2021
Put Options Purchased

-200

100.0000

American

Sep 18, 2020
Put Options Purchased

-300

37.5000

American

Jan 15, 2021
Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022
Put Options Purchased

-4,100

75.0000

American

Jan 21, 2022
Call Options Written

-14,600

82.5000

American

May 15, 2020
Put Options Purchased

-100

45.0000

American

May 1, 2020
Put Options Purchased

-100

87.0000

American

Mar 27, 2020
Call Options Written

-500

94.0000

American

Mar 27, 2020
Put Options Purchased

-900

40.0000

American

Jun 19, 2020
Call Options Written

-100

93.5000

American

Mar 27, 2020
Call Options Written

-6,300

100.0000

American

Jun 19, 2020
Call Options Written

-100

65.0000

American

Apr 3, 2020
Put Options Purchased

-300

67.5000

American

Jan 21, 2022
Put Options Purchased

-1,900

77.5000

American

Jun 19, 2020
Call Options Written

-1,300

105.0000

American

Sep 18, 2020
Put Options Written

900

80.0000

American

Jan 21, 2022
Call Options Purchased

7,100

77.5000

American

Jan 15, 2021
Put Options Written

2,900

92.5000

American

Jan 15, 2021
Call Options Purchased

500

90.0000

American

Jan 21, 2022
Put Options Written

100

70.0000

American

Apr 3, 2020
Put Options Written

1,100

45.0000

American

Jun 19, 2020
Call Options Purchased

300

75.0000

American

Apr 17, 2020
Put Options Written

15,100

72.5000

American

May 15, 2020
Call Options Purchased

1,700

80.0000

American

Sep 18, 2020
Call Options Purchased

1,500

100.0000

American

May 15, 2020
Call Options Purchased

10,700

85.0000

American

Jan 15, 2021
Call Options Purchased

5,700

82.5000

American

Jun 19, 2020
Call Options Purchased

2,400

85.0000

American

Jan 21, 2022
Call Options Purchased

1,700

57.5000

American

Jan 15, 2021
Put Options Written

1,100

67.5000

American

Jan 15, 2021
Call Options Purchased

200

90.0000

American

Apr 3, 2020
Call Options Purchased

500

81.0000

American

May 1, 2020
Put Options Purchased

-1,000

60.0000

American

Apr 17, 2020
Call Options Written

-700

92.5000

American

Aug 21, 2020
Call Options Written

-1,400

82.5000

American

Jan 15, 2021
Call Options Written

-60,600

87.5000

American

Jan 15, 2021
Call Options Written

-1,000

120.0000

American

Aug 21, 2020
Call Options Written

-300

60.0000

American

Jan 21, 2022
Put Options Purchased

-250,700

85.0000

American

Jan 15, 2021
Call Options Written

-500

87.5000

American

Jan 21, 2022
Call Options Written

-6,100

120.0000

American

Jun 19, 2020
Call Options Written

-700

95.0000

American

Apr 9, 2020
Put Options Purchased

-1,500

90.0000

American

Apr 3, 2020
Put Options Purchased

-100

55.0000

American

Jan 21, 2022
Put Options Purchased

-500

47.5000

American

Sep 18, 2020
Call Options Written

-5,100

95.0000

American

Jan 15, 2021
Call Options Written

-5,700

140.0000

American

Jan 15, 2021
Call Options Written

-600

100.0000

American

Sep 18, 2020
Call Options Written

-1,000

97.5000

American

Aug 21, 2020
Call Options Written

-200

80.0000

American

May 1, 2020
Put Options Purchased

-200

92.5000

American

Jan 21, 2022
Call Options Written

-4,200

110.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695791
Time of Receipt (offset from UTC): 20200327T095216+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC