FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,195,423

1.28%

3,007,385

0.91%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,592,345

0.79%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

371,100

0.11%

226,100

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,158,868

2.18%

6,077,931

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

3

171.6600 USD
Purchase

5

170.1300 USD
Purchase

28

174.8100 USD
Purchase

28

174.7900 USD
Purchase

50

174.0600 USD
Purchase

100

174.3520 USD
Purchase

100

174.0800 USD
Purchase

100

173.6700 USD
Purchase

141

175.3481 USD
Purchase

156

174.4600 USD
Purchase

200

174.9125 USD
Purchase

200

174.0650 USD
Purchase

212

175.1543 USD
Purchase

300

173.8150 USD
Purchase

300

172.1100 USD
Purchase

450

173.3088 USD
Purchase

500

173.1100 USD
Purchase

600

174.0151 USD
Purchase

785

173.7846 USD
Purchase

920

173.1551 USD
Purchase

1,019

174.0540 USD
Purchase

1,045

174.1490 USD
Purchase

1,049

173.9635 USD
Purchase

1,087

174.0272 USD
Purchase

1,105

173.7191 USD
Purchase

1,210

174.1947 USD
Purchase

1,220

174.6153 USD
Purchase

1,400

174.0567 USD
Purchase

1,478

173.8652 USD
Purchase

1,800

174.0672 USD
Purchase

1,840

174.1834 USD
Purchase

1,872

173.9480 USD
Purchase

2,182

174.5891 USD
Purchase

2,640

174.5022 USD
Purchase

2,795

174.3392 USD
Purchase

4,354

174.0160 USD
Purchase

4,399

173.9117 USD
Purchase

4,400

174.1412 USD
Purchase

4,646

173.4447 USD
Purchase

4,929

174.0329 USD
Purchase

4,982

174.3504 USD
Purchase

6,827

173.5970 USD
Purchase

7,006

174.2581 USD
Purchase

7,258

174.0286 USD
Purchase

7,545

174.0205 USD
Purchase

7,805

174.0952 USD
Purchase

7,881

174.1405 USD
Purchase

9,692

173.7593 USD
Purchase

10,697

174.0344 USD
Purchase

11,106

173.9427 USD
Purchase

11,412

174.0575 USD
Purchase

12,617

175.5400 USD
Purchase

13,216

174.6419 USD
Purchase

14,100

174.2449 USD
Purchase

16,000

173.9845 USD
Purchase

21,123

169.0000 USD
Purchase

23,969

174.0138 USD
Purchase

26,502

174.1012 USD
Purchase

30,242

174.0299 USD
Purchase

32,000

174.4152 USD
Purchase

37,787

174.6999 USD
Purchase

46,006

174.5985 USD
Purchase

64,900

174.2639 USD
Sale

2

171.9800 USD
Sale

5

170.1300 USD
Sale

7

173.9600 USD
Sale

100

171.6200 USD
Sale

100

173.9100 USD
Sale

100

174.1900 USD
Sale

100

172.9300 USD
Sale

100

174.1700 USD
Sale

100

167.9000 USD
Sale

141

175.3481 USD
Sale

156

174.4600 USD
Sale

200

173.6000 USD
Sale

200

173.9900 USD
Sale

230

173.1308 USD
Sale

235

172.3672 USD
Sale

250

174.1060 USD
Sale

300

173.8150 USD
Sale

331

173.2438 USD
Sale

357

173.6453 USD
Sale

448

174.1280 USD
Sale

500

173.5500 USD
Sale

500

174.4220 USD
Sale

550

174.4593 USD
Sale

558

173.8656 USD
Sale

804

174.0448 USD
Sale

1,046

174.1697 USD
Sale

1,281

174.1635 USD
Sale

1,500

174.0750 USD
Sale

1,900

174.1997 USD
Sale

3,102

174.3553 USD
Sale

3,103

174.1388 USD
Sale

3,300

174.3202 USD
Sale

3,729

173.2108 USD
Sale

3,988

173.9399 USD
Sale

4,400

174.1412 USD
Sale

5,113

173.8625 USD
Sale

5,360

174.1681 USD
Sale

6,400

174.3823 USD
Sale

6,495

173.8164 USD
Sale

9,400

173.8786 USD
Sale

9,963

174.9572 USD
Sale

10,368

175.2743 USD
Sale

16,729

175.1645 USD
Sale

17,312

175.5400 USD
Sale

18,207

173.3860 USD
Sale

27,200

174.3071 USD
Sale

30,242

174.0299 USD
Sale

51,600

174.2385 USD
Sale

64,967

174.3969 USD
Sale

142,659

174.1622 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per

 

 

 

unit

SWAP

Long

475,600

175.5400 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Purchasing

500

180 USD

American

27 Mar 2020

0.3100 USD

Call Option

Purchasing

1,000

180 USD

American

3 Apr 2020

0.9000 USD

Call Option

Purchasing

300

193 USD

American

3 Apr 2020

0.5000 USD

Call Option

Selling

500

175 USD

American

17 Apr 2020

6.2700 USD

Call Option

Selling

300

178 USD

American

17 Apr 2020

5.0833 USD

Call Option

Selling

100

240 USD

American

19 Jun 2020

0.0700 USD

Put Option

Selling

400

150 USD

American

17 Apr 2020

2.9175 USD

Put Option

Selling

600

155 USD

American

17 Apr 2020

2.4800 USD

Put Option

Selling

800

160 USD

American

17 Apr 2020

3.5000 USD

Put Option

Selling

700

173 USD

American

17 Apr 2020

6.4714 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

Put Options

Written

2,700

100.0000

American

May 15, 2020
Put Options

Written

600

95.0000

American

Jan 15, 2021
Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021
Put Options

Written

600

172.5000

American

Apr 3, 2020
Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021
Call Options

Purchased

300

190.0000

American

Mar 27, 2020
Call Options

Purchased

200

190.0000

American

Jan 21, 2022
Put Options

Written

300

180.0000

American

Jan 21, 2022
Put Options

Purchased

-2,300

140.0000

American

May 15, 2020
Put Options

Purchased

-200

100.0000

American

Jan 15, 2021
Put Options

Purchased

-1,300

145.0000

American

Jan 15, 2021
Put Options

Purchased

-200

120.0000

American

Jan 21, 2022
Call Options

Written

-1,500

220.0000

American

Aug 21, 2020
Put Options

Purchased

-1,800

170.0000

American

Aug 21, 2020
Call Options

Written

-2,200

170.0000

American

Apr 3, 2020
Call Options

Written

-600

220.0000

American

May 15, 2020
Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021
Call Options

Written

-100

240.0000

American

Jun 19, 2020
Put Options

Purchased

-100

175.0000

American

Mar 27, 2020
Call Options

Written

-1,400

230.0000

American

Jun 19, 2020
Put Options

Purchased

-2,300

165.0000

American

Jan 15, 2021
Put Options

Written

10,900

160.0000

American

Jun 19, 2020
Put Options

Written

1,000

195.0000

American

Jan 15, 2021
Call Options

Purchased

1,400

170.0000

American

Jan 15, 2021
Put Options

Written

18,200

150.0000

American

May 15, 2020
Put Options

Written

100

140.0000

American

Aug 21, 2020
Put Options

Written

36,700

105.0000

American

Jan 15, 2021
Call Options

Purchased

6,400

175.0000

American

May 15, 2020
Call Options

Purchased

100

197.5000

American

Apr 24, 2020
Call Options

Purchased

2,400

185.0000

American

Apr 3, 2020
Put Options

Purchased

-1,000

155.0000

American

Jan 15, 2021
Call Options

Written

-500

177.5000

American

Apr 3, 2020
Put Options

Purchased

-400

185.0000

American

Jan 21, 2022
Call Options

Written

-3,300

200.0000

American

Aug 21, 2020
Put Options

Purchased

-17,700

115.0000

American

Jan 15, 2021
Put Options

Purchased

-200

162.5000

American

Mar 27, 2020
Put Options

Purchased

-500

155.0000

American

Jan 21, 2022
Put Options

Purchased

-2,700

110.0000

American

Jan 15, 2021
Put Options

Purchased

-400

80.0000

American

Jan 15, 2021
Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021
Call Options

Written

-42,500

165.0000

American

Jan 21, 2022
Call Options

Purchased

3,500

165.0000

American

Jan 15, 2021
Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022
Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020
Call Options

Purchased

3,100

190.0000

American

May 15, 2020
Call Options

Purchased

1,200

180.0000

American

Aug 21, 2020
Call Options

Purchased

300

210.0000

American

May 15, 2020
Call Options

Purchased

7,000

180.0000

American

May 15, 2020
Put Options

Written

100

140.0000

American

Jan 21, 2022
Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020
Put Options

Written

1,000

120.0000

American

Apr 17, 2020
Call Options

Purchased

300

235.0000

American

Jan 15, 2021
Call Options

Purchased

200

195.0000

American

May 15, 2020
Put Options

Purchased

-300

135.0000

American

Jan 15, 2021
Put Options

Purchased

-1,400

165.0000

American

May 15, 2020
Call Options

Written

-100

197.5000

American

Apr 3, 2020
Call Options

Written

-100

200.0000

American

Jan 21, 2022
Put Options

Purchased

-200

100.0000

American

Jan 21, 2022
Call Options

Written

-200

205.0000

American

Apr 3, 2020
Call Options

Written

-700

270.0000

American

Jan 15, 2021
Put Options

Purchased

-8,200

170.0000

American

Jan 15, 2021
Put Options

Purchased

-1,100

195.0000

American

May 15, 2020
Put Options

Purchased

-400

105.0000

American

Jan 21, 2022
Put Options

Purchased

-100

160.0000

American

Mar 27, 2020
Put Options

Written

100

197.5000

American

Apr 3, 2020
Put Options

Written

5,400

95.0000

American

May 15, 2020
Put Options

Written

100

190.0000

American

Jan 15, 2021
Call Options

Purchased

800

220.0000

American

Jan 21, 2022
Put Options

Written

1,400

167.5000

American

Apr 3, 2020
Call Options

Purchased

300

155.0000

American

Jun 19, 2020
Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021
Put Options

Written

500

160.0000

American

May 15, 2020
Call Options

Purchased

300

145.0000

American

Jan 15, 2021
Put Options

Written

3,800

165.0000

American

Jun 19, 2020
Call Options

Purchased

1,300

160.0000

American

Jan 21, 2022
Call Options

Purchased

3,000

170.0000

American

May 15, 2020
Put Options

Written

48,000

140.0000

American

Jun 19, 2020
Put Options

Written

700

172.5000

American

Apr 17, 2020
Put Options

Written

6,400

95.0000

American

Jun 19, 2020
Call Options

Purchased

200

110.0000

American

Jan 15, 2021
Call Options

Purchased

200

207.5000

American

Apr 9, 2020
Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020
Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021
Call Options

Written

-200

220.0000

American

Jan 15, 2021
Put Options

Purchased

-3,200

175.0000

American

May 15, 2020
Call Options

Written

-100

150.0000

American

May 15, 2020
Put Options

Purchased

-100

150.0000

American

Mar 27, 2020
Put Options

Purchased

-3,000

190.0000

American

May 15, 2020
Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021
Call Options

Purchased

300

192.5000

American

Apr 3, 2020
Put Options

Written

7,400

120.0000

American

Jun 19, 2020
Call Options

Purchased

500

180.0000

American

Mar 27, 2020
Put Options

Written

6,700

140.0000

American

Jan 15, 2021
Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020
Put Options

Written

14,800

165.0000

American

Apr 17, 2020
Call Options

Purchased

1,400

200.0000

American

Jan 15, 2021
Put Options

Written

400

145.0000

American

Jun 19, 2020
Call Options

Purchased

100

180.0000

American

Apr 17, 2020
Put Options

Written

1,900

90.0000

American

May 15, 2020
Call Options

Purchased

100

225.0000

American

Jan 15, 2021
Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022
Call Options

Purchased

400

180.0000

American

Jun 19, 2020
Call Options

Written

-100

165.0000

American

Jun 19, 2020
Put Options

Purchased

-400

190.0000

American

Jun 19, 2020
Put Options

Purchased

-500

185.0000

American

Jun 19, 2020
Call Options

Written

-7,200

260.0000

American

Jan 15, 2021
Put Options

Purchased

-39,300

150.0000

American

Jan 15, 2021
Call Options

Written

-100

170.0000

American

Mar 27, 2020
Call Options

Written

-300

177.5000

American

Apr 17, 2020
Put Options

Written

1,300

195.0000

American

Jun 19, 2020
Put Options

Written

2,000

180.0000

American

Jun 19, 2020
Put Options

Written

100

200.0000

American

May 15, 2020
Call Options

Purchased

100

202.5000

American

Mar 27, 2020
Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021
Call Options

Purchased

200

172.5000

American

Mar 27, 2020
Call Options

Purchased

100

210.0000

American

Jan 15, 2021
Put Options

Written

100

90.0000

American

Jun 19, 2020
Put Options

Written

3,800

180.0000

American

May 15, 2020
Call Options

Purchased

100

210.0000

American

Apr 17, 2020
Put Options

Purchased

-5,400

160.0000

American

Jan 15, 2021
Put Options

Purchased

-100

170.0000

American

Jan 21, 2022
Put Options

Purchased

-100

175.0000

American

Apr 17, 2020
Put Options

Purchased

-500

120.0000

American

Aug 21, 2020
Put Options

Purchased

-700

185.0000

American

Aug 21, 2020
Call Options

Written

-100

160.0000

American

Jun 19, 2020
Put Options

Purchased

-200

110.0000

American

Jan 21, 2022
Call Options

Written

-900

175.0000

American

Jun 19, 2020
Put Options

Purchased

-2,100

120.0000

American

Jan 15, 2021
Call Options

Written

-100

185.0000

American

Jun 19, 2020
Put Options

Purchased

-3,300

170.0000

American

Apr 17, 2020
Put Options

Purchased

-4,100

185.0000

American

Jan 15, 2021
Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021
Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020
Call Options

Purchased

3,600

150.0000

American

Jan 15, 2021
Put Options

Written

100

100.0000

American

Apr 17, 2020
Put Options

Written

100

165.0000

American

Mar 27, 2020
Put Options

Written

700

167.5000

American

Apr 17, 2020
Put Options

Written

3,700

215.0000

American

Jan 15, 2021
Put Options

Written

900

175.0000

American

Jun 19, 2020
Put Options

Written

600

150.0000

American

Apr 17, 2020
Call Options

Purchased

100

170.0000

American

Jan 21, 2022
Call Options

Purchased

1,000

180.0000

American

Apr 3, 2020
Call Options

Purchased

700

200.0000

American

Jun 19, 2020
Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020
Put Options

Written

100

140.0000

American

Apr 17, 2020
Put Options

Written

2,000

155.0000

American

Apr 17, 2020
Put Options

Written

300

125.0000

American

Jun 19, 2020
Call Options

Written

-500

175.0000

American

Apr 3, 2020
Put Options

Purchased

-10,800

185.0000

American

May 15, 2020
Put Options

Purchased

-3,000

175.0000

American

Jan 15, 2021
Put Options

Purchased

-400

115.0000

American

Jan 21, 2022
Put Options

Purchased

-10,000

180.0000

American

Jan 15, 2021
Put Options

Purchased

-200

190.0000

American

Aug 21, 2020
Put Options

Purchased

-2,100

150.0000

American

Jan 21, 2022
Put Options

Purchased

-100

130.0000

American

Jan 15, 2021
Call Options

Written

-200

200.0000

American

May 15, 2020
Put Options

Purchased

-1,500

170.0000

American

May 15, 2020
Put Options

Purchased

-600

125.0000

American

Jan 15, 2021
Put Options

Purchased

-400

180.0000

American

Apr 17, 2020
Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021
Call Options

Purchased

400

160.0000

American

Apr 17, 2020
Put Options

Written

7,000

105.0000

American

May 15, 2020
Put Options

Written

4,500

195.0000

American

Aug 21, 2020
Put Options

Written

100

145.0000

American

Apr 17, 2020
Call Options

Purchased

100

140.0000

American

Jan 15, 2021
Call Options

Purchased

200

175.0000

American

Apr 17, 2020
Put Options

Written

24,000

160.0000

American

Apr 17, 2020
Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020
Call Options

Written

-100

130.0000

American

Jan 21, 2022
Call Options

Written

-500

172.5000

American

Apr 17, 2020
Call Options

Written

-1,000

205.0000

American

Jan 15, 2021
Put Options

Purchased

-2,000

180.0000

American

Mar 27, 2020
Put Options

Purchased

-100

110.0000

American

May 15, 2020
Call Options

Written

-1,000

185.0000

American

May 15, 2020
Put Options

Purchased

-4,500

145.0000

American

May 15, 2020
Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695920
Time of Receipt (offset from UTC): 20200327T094444+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC