Form 8.3 - Abbvie Inc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 23 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,325,017

0.16%

4,359,879

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,150,367

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,407,900

0.10%

1,469,700

0.10%

 

 

 

 

TOTAL:

 

 

 

 

5,883,284

0.40%

6,382,145

0.43%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

66.0800 USD

Purchase

12

63.8200 USD

Purchase

20

66.7100 USD

Purchase

46

63.2856 USD

Purchase

70

62.7600 USD

Purchase

100

67.6100 USD

Purchase

100

66.6800 USD

Purchase

100

63.9350 USD

Purchase

100

66.4100 USD

Purchase

100

66.3900 USD

Purchase

100

66.3700 USD

Purchase

100

64.7400 USD

Purchase

100

67.5100 USD

Purchase

100

67.3900 USD

Purchase

100

64.7300 USD

Purchase

100

65.7950 USD

Purchase

100

65.9050 USD

Purchase

100

64.6100 USD

Purchase

100

64.0800 USD

Purchase

100

63.9900 USD

Purchase

104

64.4431 USD

Purchase

109

66.3515 USD

Purchase

150

66.4701 USD

Purchase

150

63.6033 USD

Purchase

150

65.2166 USD

Purchase

173

64.7713 USD

Purchase

200

63.3250 USD

Purchase

200

67.5275 USD

Purchase

200

67.3500 USD

Purchase

200

65.1600 USD

Purchase

200

64.9700 USD

Purchase

200

64.9750 USD

Purchase

200

64.7600 USD

Purchase

200

64.2750 USD

Purchase

200

64.2350 USD

Purchase

200

63.9950 USD

Purchase

200

63.7250 USD

Purchase

200

63.5750 USD

Purchase

200

63.5500 USD

Purchase

201

64.3532 USD

Purchase

211

64.2904 USD

Purchase

213

63.4730 USD

Purchase

300

66.1283 USD

Purchase

300

63.7800 USD

Purchase

300

66.6016 USD

Purchase

300

64.3091 USD

Purchase

300

64.9800 USD

Purchase

300

65.6600 USD

Purchase

310

63.3419 USD

Purchase

329

66.8431 USD

Purchase

350

63.9428 USD

Purchase

350

66.2314 USD

Purchase

351

66.3641 USD

Purchase

355

63.7743 USD

Purchase

358

66.3455 USD

Purchase

375

64.9040 USD

Purchase

400

63.8075 USD

Purchase

401

64.2140 USD

Purchase

412

65.5593 USD

Purchase

412

64.2935 USD

Purchase

440

64.1709 USD

Purchase

465

64.2374 USD

Purchase

500

64.9959 USD

Purchase

500

63.3300 USD

Purchase

511

63.8896 USD

Purchase

600

64.2104 USD

Purchase

603

64.7631 USD

Purchase

628

63.8571 USD

Purchase

658

63.7870 USD

Purchase

700

66.4150 USD

Purchase

700

63.7707 USD

Purchase

700

64.1585 USD

Purchase

737

64.4908 USD

Purchase

800

64.8200 USD

Purchase

832

66.0812 USD

Purchase

900

63.5258 USD

Purchase

900

64.8009 USD

Purchase

900

63.8177 USD

Purchase

921

63.2978 USD

Purchase

972

64.6301 USD

Purchase

973

67.5571 USD

Purchase

990

65.4189 USD

Purchase

1,000

65.2467 USD

Purchase

1,000

64.9850 USD

Purchase

1,000

64.8130 USD

Purchase

1,023

64.8970 USD

Purchase

1,060

63.5552 USD

Purchase

1,063

64.3922 USD

Purchase

1,064

64.0806 USD

Purchase

1,124

64.8634 USD

Purchase

1,200

66.3762 USD

Purchase

1,258

64.2529 USD

Purchase

1,281

64.2263 USD

Purchase

1,314

64.5687 USD

Purchase

1,395

64.2013 USD

Purchase

1,398

63.8010 USD

Purchase

1,400

67.4957 USD

Purchase

1,500

64.9859 USD

Purchase

1,500

63.5950 USD

Purchase

1,563

64.9180 USD

Purchase

1,600

63.8637 USD

Purchase

1,642

64.5651 USD

Purchase

1,700

67.5202 USD

Purchase

1,800

64.7716 USD

Purchase

1,837

64.8079 USD

Purchase

1,900

64.6281 USD

Purchase

1,900

67.4300 USD

Purchase

2,000

66.4302 USD

Purchase

2,100

67.4726 USD

Purchase

2,116

67.0600 USD

Purchase

2,175

64.3687 USD

Purchase

2,250

64.0987 USD

Purchase

2,287

64.4300 USD

Purchase

2,296

64.5644 USD

Purchase

2,316

64.9283 USD

Purchase

2,382

64.5755 USD

Purchase

2,400

64.8048 USD

Purchase

2,471

66.5879 USD

Purchase

2,700

64.0966 USD

Purchase

2,702

64.1484 USD

Purchase

2,840

66.4719 USD

Purchase

3,000

63.2790 USD

Purchase

3,357

65.4830 USD

Purchase

3,441

63.9893 USD

Purchase

3,893

64.6714 USD

Purchase

4,128

64.8351 USD

Purchase

4,400

66.0442 USD

Purchase

4,480

63.8506 USD

Purchase

4,512

64.5824 USD

Purchase

4,556

65.1698 USD

Purchase

5,629

64.1801 USD

Purchase

7,230

64.6045 USD

Purchase

7,900

67.2726 USD

Purchase

9,905

63.8719 USD

Purchase

9,905

63.8720 USD

Purchase

12,216

64.8190 USD

Purchase

13,184

65.6336 USD

Purchase

15,813

64.9499 USD

Purchase

17,645

64.2687 USD

Purchase

18,749

64.6704 USD

Purchase

20,279

66.4075 USD

Purchase

29,574

64.5464 USD

Purchase

47,555

64.4873 USD

Purchase

79,494

64.9307 USD

Purchase

82,400

64.9069 USD

Purchase

90,500

63.3200 USD

Purchase

93,337

64.5000 USD

Purchase

102,092

64.1699 USD

Sale

8

65.0600 USD

Sale

40

64.3563 USD

Sale

42

65.0700 USD

Sale

50

64.1550 USD

Sale

55

63.7800 USD

Sale

62

66.0243 USD

Sale

90

64.0950 USD

Sale

98

63.2761 USD

Sale

100

64.7400 USD

Sale

100

63.4800 USD

Sale

100

63.3450 USD

Sale

100

63.2700 USD

Sale

100

63.8000 USD

Sale

100

63.8400 USD

Sale

100

65.9300 USD

Sale

100

65.5600 USD

Sale

100

65.1500 USD

Sale

100

63.5050 USD

Sale

107

63.5657 USD

Sale

108

63.7600 USD

Sale

121

63.3580 USD

Sale

148

65.9400 USD

Sale

197

63.3027 USD

Sale

200

63.2850 USD

Sale

200

65.6950 USD

Sale

200

64.2750 USD

Sale

200

63.8700 USD

Sale

200

63.6950 USD

Sale

300

65.4100 USD

Sale

300

64.7466 USD

Sale

300

63.2400 USD

Sale

355

63.7743 USD

Sale

400

64.7687 USD

Sale

400

65.3650 USD

Sale

400

64.6550 USD

Sale

402

63.2797 USD

Sale

500

64.1380 USD

Sale

500

64.0945 USD

Sale

507

63.5200 USD

Sale

515

63.4645 USD

Sale

539

64.5071 USD

Sale

551

64.0380 USD

Sale

569

63.5018 USD

Sale

661

64.0261 USD

Sale

700

65.1007 USD

Sale

712

64.4266 USD

Sale

754

64.6189 USD

Sale

937

63.9843 USD

Sale

993

63.2870 USD

Sale

1,120

64.9663 USD

Sale

1,348

64.4720 USD

Sale

1,384

63.2506 USD

Sale

1,420

66.4720 USD

Sale

1,420

66.4719 USD

Sale

1,500

64.9860 USD

Sale

1,915

63.9599 USD

Sale

2,175

64.3687 USD

Sale

2,200

65.0220 USD

Sale

2,208

66.9225 USD

Sale

2,287

64.4300 USD

Sale

2,642

65.1303 USD

Sale

3,496

64.7085 USD

Sale

4,237

65.0935 USD

Sale

4,400

63.9087 USD

Sale

5,570

63.9053 USD

Sale

6,685

64.5932 USD

Sale

7,200

65.3182 USD

Sale

7,300

66.3340 USD

Sale

7,357

64.6859 USD

Sale

7,400

64.5179 USD

Sale

9,905

63.8720 USD

Sale

13,781

64.5525 USD

Sale

14,000

63.9872 USD

Sale

16,666

67.0600 USD

Sale

16,673

67.3845 USD

Sale

17,970

64.3010 USD

Sale

19,554

64.3545 USD

Sale

19,614

64.1452 USD

Sale

20,510

64.8617 USD

Sale

21,360

64.7247 USD

Sale

23,050

64.1040 USD

Sale

29,585

64.4608 USD

Sale

38,900

65.1414 USD

Sale

49,000

64.8272 USD

Sale

50,513

64.9493 USD

Sale

53,230

65.1720 USD

Sale

56,132

64.5000 USD

Sale

60,254

64.1657 USD

Sale

62,213

64.4953 USD

Sale

90,500

63.3200 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

2,800

54 USD

American

24 Dec 2015

0.3800 USD

Call Option Purchasing

500

68 USD

American

27 Mar 2020

1.3000 USD

Call Option Purchasing

100

70 USD

American

27 Mar 2020

1.0600 USD

Call Option Purchasing

300

75 USD

American

17 Apr 2020

1.1400 USD

Call Option Purchasing

2,100

80 USD

American

20 Mar 2020

0.0200 USD

Call Option Purchasing

2,000

80 USD

American

27 Mar 2020

0.1000 USD

Call Option Purchasing

500

81 USD

American

20 Mar 2020

0.0500 USD

Call Option Purchasing

200

85 USD

American

20 Mar 2020

0.0500 USD

Call Option Purchasing

100

91 USD

American

20 Mar 2020

0.0700 USD

Call Option Purchasing

600

93 USD

American

20 Mar 2020

0.0100 USD

Call Option Purchasing

1,200

95 USD

American

20 Mar 2020

0.0100 USD

Call Option Purchasing

19,400

105 USD

American

20 Mar 2020

0.1000 USD

Call Option Purchasing

19,200

110 USD

American

20 Mar 2020

0.0100 USD

Call Option Purchasing

3

USD

 

 

0.0100 USD

Call Option Purchasing

2

USD

 

 

0.0500 USD

Call Option Purchasing

1

USD

 

 

0.0600 USD

Call Option Purchasing

1

USD

 

 

17.9000 USD

Call Option Selling

5,000

60 USD

American

21 Aug 2020

9.1700 USD

Call Option Selling

100

83 USD

American

20 Mar 2020

0.0300 USD

Call Option Selling

3,800

88 USD

American

20 Mar 2020

0.0800 USD

Call Option Selling

900

90 USD

American

20 Mar 2020

0.0100 USD

Call Option Selling

200

93 USD

American

19 Jun 2020

0.3500 USD

Call Option Selling

200

93 USD

American

15 Jan 2021

1.6000 USD

Call Option Selling

500

95 USD

American

15 May 2020

0.2000 USD

Call Option Selling

300

95 USD

American

15 Jan 2021

1.6500 USD

Call Option Selling

10,200

98 USD

American

20 Mar 2020

0.0100 USD

Call Option Selling

1,500

100 USD

American

20 Mar 2020

0.0100 USD

Call Option Selling

700

100 USD

American

17 Apr 2020

0.0700 USD

Call Option Selling

1,000

100 USD

American

15 Jan 2021

1.1000 USD

Call Option Selling

100

103 USD

American

20 Mar 2020

0.1900 USD

Call Option Selling

500

110 USD

American

19 Jun 2020

0.0600 USD

Call Option Selling

5,000

120 USD

American

19 Jun 2020

0.0500 USD

Call Option Selling

100

120 USD

American

15 Jan 2021

0.4000 USD

Call Option Selling

4

USD

 

 

0.0300 USD

Call Option Selling

8

USD

 

 

0.0500 USD

Call Option Selling

4

USD

 

 

0.2300 USD

Call Option Selling

20

USD

 

 

15.7000 USD

Call Option Selling

2

USD

 

 

20.4400 USD

Call Option Selling

1

USD

 

 

24.9400 USD

Put Option Purchasing

100

45 USD

American

1 May 2020

0.8500 USD

Put Option Purchasing

700

54 USD

American

24 Mar 2017

0.1800 USD

Put Option Purchasing

5,800

58 USD

American

26 Feb 2016

0.5000 USD

Put Option Purchasing

3,400

65 USD

American

20 Mar 2020

0.0500 USD

Put Option Purchasing

4,100

69 USD

American

3 Mar 2017

0.0200 USD

Put Option Purchasing

700

70 USD

American

11 Dec 2015

61.0900 USD

Put Option Purchasing

900

70 USD

American

20 Mar 2020

0.5400 USD

Put Option Purchasing

700

78 USD

American

20 Mar 2020

7.9000 USD

Put Option Purchasing

2,700

83 USD

American

20 Mar 2020

14.4200 USD

Put Option Purchasing

17,300

90 USD

American

20 Mar 2020

19.2400 USD

Put Option Purchasing

7,500

93 USD

American

20 Mar 2020

21.6400 USD

Put Option Selling

100

50 USD

American

27 Mar 2020

0.2500 USD

Put Option Selling

3,300

60 USD

American

26 Feb 2016

0.5000 USD

Put Option Selling

200

70 USD

American

4 Dec 2015

0.0100 USD

Put Option Selling

100

75 USD

American

20 Mar 2020

7.4900 USD

Put Option Selling

10,600

78 USD

American

20 Mar 2020

9.4000 USD

Put Option Selling

8,400

80 USD

American

20 Mar 2020

10.7000 USD

Put Option Selling

19,800

85 USD

American

20 Mar 2020

16.6400 USD

Put Option Selling

1,800

88 USD

American

20 Mar 2020

19.8200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

26 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Call Options

Purchased

1,000

83.0000

American

Mar 27, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Put Options

Written

100

75.0000

American

Apr 3, 2020

Put Options

Written

400

82.5000

American

Jan 15, 2021

Call Options

Purchased

100

79.5000

American

May 1, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

56,500

60.0000

American

Jun 19, 2020

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

75.0000

American

Mar 27, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Written

2,300

37.5000

American

Jan 21, 2022

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Call Options

Purchased

5,700

75.0000

American

May 15, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options

Written

-13,600

90.0000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-300

95.0000

American

Mar 27, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-2,900

120.0000

American

Jan 15, 2021

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Call Options

Written

-100

70.0000

American

Aug 21, 2020

Put Options

Purchased

-100

70.0000

American

Sep 18, 2020

Put Options

Purchased

-100

60.0000

American

May 1, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-500

100.0000

American

Aug 21, 2020

Call Options

Written

-100

84.5000

American

Mar 27, 2020

Put Options

Purchased

-100

62.0000

American

Mar 27, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Purchased

17,300

95.0000

American

May 15, 2020

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

5,800

77.5000

American

May 15, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

92.5000

American

May 15, 2020

Call Options

Purchased

100

80.5000

American

May 1, 2020

Call Options

Purchased

200

55.0000

American

Apr 24, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

6,900

72.5000

American

Jun 19, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Call Options

Written

-100

115.0000

American

Aug 21, 2020

Put Options

Purchased

-100

65.0000

American

Apr 24, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Call Options

Written

-500

90.0000

American

Mar 27, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Written

-400

120.0000

American

Sep 18, 2020

Put Options

Purchased

-30,100

62.5000

American

Jan 15, 2021

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Call Options

Written

-8,000

105.0000

American

May 15, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-400

72.5000

American

Aug 21, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-1,800

75.0000

American

Sep 18, 2020

Call Options

Written

-2,500

70.0000

American

Apr 3, 2020

Call Options

Written

-16,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-200

85.0000

American

Apr 17, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Call Options

Purchased

3,200

77.5000

American

Jun 19, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

2,000

105.0000

American

Jun 19, 2020

Call Options

Purchased

16,900

97.5000

American

May 15, 2020

Call Options

Purchased

100

60.0000

American

Jun 19, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

300

83.0000

American

May 1, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options

Written

200

87.5000

American

Jan 21, 2022

Put Options

Written

100

65.0000

American

Aug 21, 2020

Put Options

Purchased

-500

82.5000

American

Apr 17, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

65.0000

American

Jan 21, 2022

Call Options

Written

-1,000

81.0000

American

Apr 3, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-200

92.0000

American

Apr 3, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-2,000

85.0000

American

Jun 19, 2020

Put Options

Purchased

-3,000

45.0000

American

Sep 18, 2020

Call Options

Written

-5,700

110.0000

American

Jun 19, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options

Written

-700

96.0000

American

Mar 27, 2020

Call Options

Written

-2,200

75.0000

American

Jan 15, 2021

Call Options

Written

-3,900

100.0000

American

Apr 17, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

85.0000

American

Apr 17, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

900

95.0000

American

Apr 17, 2020

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

151,500

65.0000

American

Jun 19, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

100

50.0000

American

Mar 27, 2020

Put Options

Written

151,700

80.0000

American

Jan 15, 2021

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Put Options

Written

500

77.5000

American

Jan 21, 2022

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

37,000

57.5000

American

Jun 19, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Purchased

-100

60.0000

American

May 15, 2020

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-2,400

90.0000

American

Apr 17, 2020

Call Options

Written

-900

125.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-14,300

67.5000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Put Options

Purchased

-300

80.0000

American

Mar 27, 2020

Put Options

Purchased

-5,500

72.5000

American

Sep 18, 2020

Call Options

Written

-700

110.0000

American

Sep 18, 2020

Call Options

Written

-2,300

95.0000

American

Apr 3, 2020

Call Options

Written

-3,100

100.0000

American

Jan 15, 2021

Call Options

Written

-77,400

70.0000

American

Jan 15, 2021

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-25,300

92.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options

Purchased

900

80.0000

American

Jan 15, 2021

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

16,100

90.0000

American

May 15, 2020

Call Options

Purchased

2,300

77.5000

American

Sep 18, 2020

Put Options

Written

16,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

400

70.0000

American

Mar 27, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

300

78.5000

American

Mar 27, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Purchased

100

88.0000

American

Mar 27, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

100

62.5000

American

Jan 21, 2022

Call Options

Purchased

200

85.0000

American

May 1, 2020

Call Options

Purchased

3,300

80.0000

American

Apr 17, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-200

93.0000

American

Apr 9, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-5,000

60.0000

American

Aug 21, 2020

Call Options

Written

-500

72.5000

American

Jan 15, 2021

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-100

70.0000

American

Apr 24, 2020

Call Options

Written

-1,500

92.5000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Purchased

-500

77.5000

American

Aug 21, 2020

Call Options

Written

-900

105.0000

American

Mar 27, 2020

Call Options

Purchased

500

68.0000

American

Mar 27, 2020

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

90.0000

American

Jan 15, 2021

Call Options

Purchased

800

75.0000

American

Jun 19, 2020

Put Options

Written

45,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

100

35.0000

American

Sep 18, 2020

Put Options

Written

30,200

70.0000

American

Jun 19, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

5,000

55.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-300

75.0000

American

Mar 27, 2020

Call Options

Written

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-500

65.0000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Mar 27, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Written

175,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

85.0000

American

Sep 18, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

1,000

88.0000

American

Mar 27, 2020

Put Options

Written

900

77.5000

American

Jun 19, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Call Options

Purchased

9,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

100

67.5000

American

Jan 21, 2022

Put Options

Written

200

100.0000

American

Jan 21, 2022

Call Options

Purchased

700

70.0000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

Sep 18, 2020

Put Options

Written

100

97.5000

American

Apr 3, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Call Options

Purchased

900

110.0000

American

Apr 17, 2020

Put Options

Written

100

40.0000

American

May 15, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Put Options

Written

100

90.0000

American

Mar 27, 2020

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

13,900

67.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Written

-1,300

105.0000

American

Sep 18, 2020

Call Options

Written

-6,000

100.0000

American

Jun 19, 2020

Put Options

Purchased

-100

70.0000

American

Apr 9, 2020

Put Options

Purchased

-100

45.0000

American

May 1, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-16,100

105.0000

American

Jan 15, 2021

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Put Options

Purchased

-100

87.0000

American

Mar 27, 2020

Call Options

Written

-100

65.0000

American

Apr 3, 2020

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-300

37.5000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Purchased

200

90.0000

American

Apr 3, 2020

Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,700

100.0000

American

May 15, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

700

97.5000

American

Apr 17, 2020

Call Options

Purchased

500

81.0000

American

May 1, 2020

Put Options

Written

15,100

72.5000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

80.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

82.5000

American

Jun 19, 2020

Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

900

80.0000

American

Jan 21, 2022

Call Options

Purchased

300

75.0000

American

Apr 17, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

10,700

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-1,000

120.0000

American

Aug 21, 2020

Put Options

Purchased

-1,000

60.0000

American

Apr 17, 2020

Call Options

Written

-4,800

140.0000

American

Jan 15, 2021

Call Options

Written

-6,100

120.0000

American

Jun 19, 2020

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Put Options

Purchased

-250,700

85.0000

American

Jan 15, 2021

Call Options

Written

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-100

55.0000

American

Jan 21, 2022

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-4,100

110.0000

American

May 15, 2020

Call Options

Written

-200

80.0000

American

May 1, 2020

Call Options

Written

-600

100.0000

American

Sep 18, 2020

Call Options

Written

-700

92.5000

American

Aug 21, 2020

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695688
Time of Receipt (offset from UTC): 20200326T122209+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC