FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,185,362

1.27%

3,010,223

0.91%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,687,345

0.82%

2,844,446

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

367,300

0.11%

225,700

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,240,007

2.20%

6,080,369

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

14

169.1700 USD
Purchase

27

169.3100 USD
Purchase

32

168.8381 USD
Purchase

56

168.7700 USD
Purchase

90

170.4611 USD
Purchase

100

171.4200 USD
Purchase

100

168.9600 USD
Purchase

100

170.0600 USD
Purchase

100

171.7900 USD
Purchase

100

168.6100 USD
Purchase

100

168.9300 USD
Purchase

118

169.8584 USD
Purchase

164

169.5274 USD
Purchase

182

169.0040 USD
Purchase

200

169.0300 USD
Purchase

200

168.9450 USD
Purchase

242

169.8428 USD
Purchase

270

170.1607 USD
Purchase

300

169.6800 USD
Purchase

300

170.4166 USD
Purchase

318

168.7813 USD
Purchase

396

169.7200 USD
Purchase

414

168.8182 USD
Purchase

500

168.7500 USD
Purchase

529

169.1958 USD
Purchase

531

170.5679 USD
Purchase

550

169.2627 USD
Purchase

620

170.0415 USD
Purchase

800

170.3893 USD
Purchase

800

170.2150 USD
Purchase

855

169.9600 USD
Purchase

1,000

168.9385 USD
Purchase

1,086

169.9755 USD
Purchase

1,386

171.3163 USD
Purchase

1,468

169.4750 USD
Purchase

2,133

170.0978 USD
Purchase

2,445

170.1604 USD
Purchase

2,600

169.5738 USD
Purchase

2,702

168.8984 USD
Purchase

2,789

169.2246 USD
Purchase

3,098

169.7125 USD
Purchase

3,300

169.9662 USD
Purchase

3,629

169.5535 USD
Purchase

4,000

171.5339 USD
Purchase

4,360

170.3669 USD
Purchase

4,502

170.1290 USD
Purchase

5,047

169.6414 USD
Purchase

8,704

169.9135 USD
Purchase

14,553

170.0391 USD
Purchase

15,000

170.8346 USD
Purchase

22,007

169.7695 USD
Purchase

23,609

169.7410 USD
Purchase

26,900

170.0487 USD
Purchase

27,134

169.0000 USD
Purchase

29,600

169.9488 USD
Purchase

31,739

169.9760 USD
Purchase

36,402

169.7079 USD
Purchase

40,482

169.5826 USD
Purchase

42,092

169.0832 USD
Purchase

43,330

169.4003 USD
Sale

9

169.2788 USD
Sale

14

169.1700 USD
Sale

27

169.3100 USD
Sale

42

168.8800 USD
Sale

86

168.9000 USD
Sale

100

171.5000 USD
Sale

100

171.7900 USD
Sale

100

169.9800 USD
Sale

100

170.1100 USD
Sale

100

171.0600 USD
Sale

120

170.1850 USD
Sale

200

169.5425 USD
Sale

200

171.4800 USD
Sale

200

170.1000 USD
Sale

246

170.2952 USD
Sale

253

170.4968 USD
Sale

300

171.4900 USD
Sale

396

169.7200 USD
Sale

400

171.4125 USD
Sale

400

170.0737 USD
Sale

400

171.5275 USD
Sale

721

168.8597 USD
Sale

1,085

168.9520 USD
Sale

1,200

169.7214 USD
Sale

1,631

168.8814 USD
Sale

2,200

170.0527 USD
Sale

2,259

168.9041 USD
Sale

2,609

169.3459 USD
Sale

2,687

168.9669 USD
Sale

2,702

168.8984 USD
Sale

3,289

170.2401 USD
Sale

3,477

168.9416 USD
Sale

4,408

168.9777 USD
Sale

4,812

169.6167 USD
Sale

5,859

169.9505 USD
Sale

7,600

170.7182 USD
Sale

8,400

169.9515 USD
Sale

9,000

168.7711 USD
Sale

9,873

170.1472 USD
Sale

18,907

170.0912 USD
Sale

26,388

169.0000 USD
Sale

36,400

170.1307 USD
Sale

56,656

169.3424 USD
Sale

83,881

170.4637 USD
Sale

100,000

169.2168 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Selling

2,200

170 USD

American

3 Apr 2020

5.0295 USD

Call Option

Selling

500

173 USD

American

17 Apr 2020

5.5700 USD

Put Option

Purchasing

100

150 USD

American

27 Mar 2020

0.1900 USD

Put Option

Selling

1,400

168 USD

American

3 Apr 2020

5.1535 USD

Put Option

Selling

700

168 USD

American

17 Apr 2020

7.2214 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

26 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

or derivative

 

 

 

relates

 

 

Put Options

Written

600

172.5000

American

Apr 3, 2020
Call Options

Purchased

300

190.0000

American

Mar 27, 2020
Put Options

Written

600

95.0000

American

Jan 15, 2021
Put Options

Written

300

180.0000

American

Jan 21, 2022
Call Options

Purchased

200

190.0000

American

Jan 21, 2022
Put Options

Written

2,700

100.0000

American

May 15, 2020
Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021
Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021
Put Options

Purchased

-200

120.0000

American

Jan 21, 2022
Put Options

Purchased

-1,300

145.0000

American

Jan 15, 2021
Put Options

Purchased

-1,800

170.0000

American

Aug 21, 2020
Call Options

Written

-2,200

170.0000

American

Apr 3, 2020
Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021
Put Options

Purchased

-2,300

140.0000

American

May 15, 2020
Call Options

Written

-1,400

230.0000

American

Jun 19, 2020
Put Options

Purchased

-2,300

165.0000

American

Jan 15, 2021
Put Options

Purchased

-200

100.0000

American

Jan 15, 2021
Call Options

Written

-600

220.0000

American

May 15, 2020
Put Options

Purchased

-100

175.0000

American

Mar 27, 2020
Call Options

Written

-1,500

220.0000

American

Aug 21, 2020
Call Options

Purchased

2,400

185.0000

American

Apr 3, 2020
Put Options

Written

10,900

160.0000

American

Jun 19, 2020
Call Options

Purchased

1,400

170.0000

American

Jan 15, 2021
Put Options

Written

100

140.0000

American

Aug 21, 2020
Call Options

Purchased

6,400

175.0000

American

May 15, 2020
Put Options

Written

1,000

195.0000

American

Jan 15, 2021
Put Options

Written

36,700

105.0000

American

Jan 15, 2021
Put Options

Written

18,200

150.0000

American

May 15, 2020
Call Options

Purchased

100

197.5000

American

Apr 24, 2020
Put Options

Purchased

-500

155.0000

American

Jan 21, 2022
Put Options

Purchased

-17,700

115.0000

American

Jan 15, 2021
Put Options

Purchased

-400

185.0000

American

Jan 21, 2022
Call Options

Written

-500

177.5000

American

Apr 3, 2020
Put Options

Purchased

-2,700

110.0000

American

Jan 15, 2021
Put Options

Purchased

-1,000

155.0000

American

Jan 15, 2021
Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021
Call Options

Written

-42,500

165.0000

American

Jan 21, 2022
Call Options

Written

-3,300

200.0000

American

Aug 21, 2020
Put Options

Purchased

-200

162.5000

American

Mar 27, 2020
Put Options

Purchased

-400

80.0000

American

Jan 15, 2021
Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020
Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020
Put Options

Written

100

140.0000

American

Jan 21, 2022
Call Options

Purchased

3,500

165.0000

American

Jan 15, 2021
Call Options

Purchased

300

210.0000

American

May 15, 2020
Put Options

Written

1,000

120.0000

American

Apr 17, 2020
Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022
Call Options

Purchased

1,200

180.0000

American

Aug 21, 2020
Call Options

Purchased

3,100

190.0000

American

May 15, 2020
Call Options

Purchased

7,000

180.0000

American

May 15, 2020
Call Options

Purchased

300

235.0000

American

Jan 15, 2021
Call Options

Purchased

200

195.0000

American

May 15, 2020
Put Options

Purchased

-400

105.0000

American

Jan 21, 2022
Put Options

Purchased

-1,400

165.0000

American

May 15, 2020
Put Options

Purchased

-200

100.0000

American

Jan 21, 2022
Put Options

Purchased

-100

160.0000

American

Mar 27, 2020
Put Options

Purchased

-8,200

170.0000

American

Jan 15, 2021
Call Options

Written

-100

197.5000

American

Apr 3, 2020
Put Options

Purchased

-1,100

195.0000

American

May 15, 2020
Call Options

Written

-200

205.0000

American

Apr 3, 2020
Call Options

Written

-100

200.0000

American

Jan 21, 2022
Put Options

Purchased

-300

135.0000

American

Jan 15, 2021
Call Options

Written

-700

270.0000

American

Jan 15, 2021
Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021
Call Options

Purchased

200

207.5000

American

Apr 9, 2020
Put Options

Written

3,800

165.0000

American

Jun 19, 2020
Call Options

Purchased

3,000

170.0000

American

May 15, 2020
Put Options

Written

500

160.0000

American

May 15, 2020
Call Options

Purchased

300

145.0000

American

Jan 15, 2021
Call Options

Purchased

1,300

160.0000

American

Jan 21, 2022
Put Options

Written

100

197.5000

American

Apr 3, 2020
Call Options

Purchased

300

155.0000

American

Jun 19, 2020
Put Options

Written

1,400

167.5000

American

Apr 3, 2020
Call Options

Purchased

800

220.0000

American

Jan 21, 2022
Put Options

Written

48,000

140.0000

American

Jun 19, 2020
Call Options

Purchased

200

110.0000

American

Jan 15, 2021
Put Options

Written

100

190.0000

American

Jan 15, 2021
Put Options

Written

6,400

95.0000

American

Jun 19, 2020
Put Options

Written

5,400

95.0000

American

May 15, 2020
Call Options

Written

-100

150.0000

American

May 15, 2020
Put Options

Purchased

-3,000

190.0000

American

May 15, 2020
Put Options

Purchased

-100

150.0000

American

Mar 27, 2020
Put Options

Purchased

-3,200

175.0000

American

May 15, 2020
Call Options

Written

-200

220.0000

American

Jan 15, 2021
Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021
Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020
Call Options

Purchased

100

180.0000

American

Apr 17, 2020
Put Options

Written

6,700

140.0000

American

Jan 15, 2021
Call Options

Purchased

1,400

200.0000

American

Jan 15, 2021
Put Options

Written

400

145.0000

American

Jun 19, 2020
Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021
Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022
Put Options

Written

14,800

165.0000

American

Apr 17, 2020
Call Options

Purchased

400

180.0000

American

Jun 19, 2020
Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020
Put Options

Written

1,900

90.0000

American

May 15, 2020
Put Options

Written

7,400

120.0000

American

Jun 19, 2020
Call Options

Purchased

100

225.0000

American

Jan 15, 2021
Call Options

Written

-100

165.0000

American

Jun 19, 2020
Put Options

Purchased

-500

185.0000

American

Jun 19, 2020
Put Options

Purchased

-400

190.0000

American

Jun 19, 2020
Call Options

Written

-7,200

260.0000

American

Jan 15, 2021
Put Options

Purchased

-39,300

150.0000

American

Jan 15, 2021
Call Options

Written

-100

170.0000

American

Mar 27, 2020
Call Options

Purchased

200

172.5000

American

Mar 27, 2020
Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021
Put Options

Written

1,300

195.0000

American

Jun 19, 2020
Call Options

Purchased

100

202.5000

American

Mar 27, 2020
Put Options

Written

3,800

180.0000

American

May 15, 2020
Put Options

Written

2,000

180.0000

American

Jun 19, 2020
Put Options

Written

100

90.0000

American

Jun 19, 2020
Call Options

Purchased

100

210.0000

American

Jan 15, 2021
Call Options

Purchased

100

210.0000

American

Apr 17, 2020
Put Options

Written

100

200.0000

American

May 15, 2020
Put Options

Purchased

-5,400

160.0000

American

Jan 15, 2021
Put Options

Purchased

-100

170.0000

American

Jan 21, 2022
Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021
Put Options

Purchased

-3,300

170.0000

American

Apr 17, 2020
Put Options

Purchased

-200

110.0000

American

Jan 21, 2022
Put Options

Purchased

-500

120.0000

American

Aug 21, 2020
Put Options

Purchased

-100

175.0000

American

Apr 17, 2020
Call Options

Written

-100

185.0000

American

Jun 19, 2020
Put Options

Purchased

-2,100

120.0000

American

Jan 15, 2021
Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020
Call Options

Written

-100

160.0000

American

Jun 19, 2020
Call Options

Written

-900

175.0000

American

Jun 19, 2020
Put Options

Purchased

-700

185.0000

American

Aug 21, 2020
Put Options

Purchased

-4,100

185.0000

American

Jan 15, 2021
Put Options

Written

900

175.0000

American

Jun 19, 2020
Call Options

Purchased

700

200.0000

American

Jun 19, 2020
Call Options

Purchased

3,600

150.0000

American

Jan 15, 2021
Put Options

Written

300

125.0000

American

Jun 19, 2020
Put Options

Written

3,700

215.0000

American

Jan 15, 2021
Call Options

Purchased

100

170.0000

American

Jan 21, 2022
Put Options

Written

200

150.0000

American

Apr 17, 2020
Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020
Put Options

Written

100

140.0000

American

Apr 17, 2020
Put Options

Written

1,400

155.0000

American

Apr 17, 2020
Put Options

Written

100

100.0000

American

Apr 17, 2020
Put Options

Written

700

167.5000

American

Apr 17, 2020
Put Options

Written

100

165.0000

American

Mar 27, 2020
Put Options

Purchased

-100

130.0000

American

Jan 15, 2021
Put Options

Purchased

-400

115.0000

American

Jan 21, 2022
Put Options

Purchased

-200

190.0000

American

Aug 21, 2020
Call Options

Written

-200

200.0000

American

May 15, 2020
Put Options

Purchased

-600

125.0000

American

Jan 15, 2021
Put Options

Purchased

-10,800

185.0000

American

May 15, 2020
Put Options

Purchased

-2,100

150.0000

American

Jan 21, 2022
Put Options

Purchased

-1,500

170.0000

American

May 15, 2020
Put Options

Purchased

-10,000

180.0000

American

Jan 15, 2021
Call Options

Written

-500

175.0000

American

Apr 3, 2020
Put Options

Purchased

-400

180.0000

American

Apr 17, 2020
Put Options

Purchased

-3,000

175.0000

American

Jan 15, 2021
Put Options

Written

7,000

105.0000

American

May 15, 2020
Put Options

Written

4,500

195.0000

American

Aug 21, 2020
Call Options

Purchased

100

140.0000

American

Jan 15, 2021
Put Options

Written

23,200

160.0000

American

Apr 17, 2020
Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020
Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021
Call Options

Purchased

700

175.0000

American

Apr 17, 2020
Put Options

Written

100

145.0000

American

Apr 17, 2020
Call Options

Purchased

400

160.0000

American

Apr 17, 2020
Put Options

Purchased

-100

110.0000

American

May 15, 2020
Put Options

Purchased

-4,500

145.0000

American

May 15, 2020
Call Options

Written

-600

250.0000

American

Jan 15, 2021
Call Options

Written

-1,000

205.0000

American

Jan 15, 2021
Call Options

Written

-1,000

185.0000

American

May 15, 2020
Call Options

Written

-100

130.0000

American

Jan 21, 2022
Call Options

Written

-500

172.5000

American

Apr 17, 2020
Put Options

Purchased

-2,000

180.0000

American

Mar 27, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695675
Time of Receipt (offset from UTC): 20200326T095827+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC