FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,295,130

0.16%

4,069,204

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,058,412

0.14%

516,901

0.03%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,422,800

0.10%

1,489,800

0.10%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,776,342

0.39%

6,075,905

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

20

66.0000 USD
Purchase

50

66.4800 USD
Purchase

100

68.1200 USD
Purchase

100

69.3200 USD
Purchase

100

68.4000 USD
Purchase

100

66.2100 USD
Purchase

100

67.8750 USD
Purchase

108

67.4120 USD
Purchase

123

70.2895 USD
Purchase

128

66.6300 USD
Purchase

200

68.5900 USD
Purchase

200

68.6150 USD
Purchase

200

67.1350 USD
Purchase

200

67.4550 USD
Purchase

200

67.5300 USD
Purchase

200

67.8100 USD
Purchase

200

68.3500 USD
Purchase

200

68.3900 USD
Purchase

250

68.4480 USD
Purchase

266

68.7116 USD
Purchase

300

67.3166 USD
Purchase

300

68.7966 USD
Purchase

300

68.1083 USD
Purchase

310

67.8425 USD
Purchase

500

67.1940 USD
Purchase

550

67.5322 USD
Purchase

598

68.0995 USD
Purchase

600

67.9425 USD
Purchase

644

67.5210 USD
Purchase

700

68.1185 USD
Purchase

800

70.3612 USD
Purchase

914

68.2151 USD
Purchase

1,073

68.1359 USD
Purchase

1,305

67.7859 USD
Purchase

1,320

68.7124 USD
Purchase

1,400

67.3414 USD
Purchase

1,472

68.0780 USD
Purchase

1,500

68.3740 USD
Purchase

1,501

68.0643 USD
Purchase

1,600

68.2165 USD
Purchase

1,700

68.3879 USD
Purchase

1,800

68.2300 USD
Purchase

1,850

70.4216 USD
Purchase

2,000

68.1780 USD
Purchase

2,080

70.3075 USD
Purchase

2,200

67.5540 USD
Purchase

2,222

69.0093 USD
Purchase

2,400

66.2345 USD
Purchase

2,401

68.4146 USD
Purchase

2,683

69.9432 USD
Purchase

2,900

70.2596 USD
Purchase

2,965

68.0490 USD
Purchase

3,000

68.2198 USD
Purchase

3,100

69.3817 USD
Purchase

3,330

68.2852 USD
Purchase

3,338

70.2164 USD
Purchase

3,429

70.2868 USD
Purchase

3,435

68.2078 USD
Purchase

3,449

70.1330 USD
Purchase

3,504

68.0918 USD
Purchase

3,800

67.8175 USD
Purchase

3,817

68.1384 USD
Purchase

3,990

67.9700 USD
Purchase

4,200

68.1670 USD
Purchase

4,244

70.2272 USD
Purchase

4,436

68.1713 USD
Purchase

4,654

68.2757 USD
Purchase

4,848

70.2690 USD
Purchase

5,640

68.1315 USD
Purchase

5,986

66.3884 USD
Purchase

6,776

68.0563 USD
Purchase

7,400

65.9359 USD
Purchase

8,044

70.1747 USD
Purchase

8,499

69.9532 USD
Purchase

9,723

68.1643 USD
Purchase

10,219

68.2910 USD
Purchase

14,890

69.7175 USD
Purchase

15,600

68.6100 USD
Purchase

17,338

67.4369 USD
Purchase

17,338

67.8870 USD
Purchase

21,003

67.9761 USD
Purchase

23,900

67.9161 USD
Purchase

26,089

68.1767 USD
Purchase

30,310

68.3494 USD
Purchase

47,129

67.6901 USD
Purchase

71,756

68.3373 USD
Purchase

99,448

67.4742 USD
Purchase

123,958

67.9100 USD
Purchase

130,597

67.0996 USD
Purchase

136,400

67.5140 USD
Sale

1

69.8900 USD
Sale

20

66.0000 USD
Sale

45

70.1000 USD
Sale

50

66.4100 USD
Sale

75

66.9366 USD
Sale

78

66.1848 USD
Sale

100

69.2800 USD
Sale

100

69.4100 USD
Sale

100

67.7400 USD
Sale

100

67.3975 USD
Sale

100

69.6900 USD
Sale

100

69.5300 USD
Sale

100

66.5050 USD
Sale

108

66.1681 USD
Sale

110

67.2890 USD
Sale

115

68.7821 USD
Sale

120

66.1966 USD
Sale

128

66.6300 USD
Sale

191

68.7627 USD
Sale

200

66.2700 USD
Sale

200

66.2500 USD
Sale

200

69.8525 USD
Sale

200

66.2600 USD
Sale

300

69.8283 USD
Sale

327

68.1080 USD
Sale

330

68.1903 USD
Sale

357

68.7679 USD
Sale

371

66.4159 USD
Sale

378

67.7270 USD
Sale

384

66.4513 USD
Sale

397

69.4025 USD
Sale

412

67.5134 USD
Sale

436

67.6400 USD
Sale

450

66.4277 USD
Sale

498

66.3700 USD
Sale

500

66.1420 USD
Sale

500

68.4040 USD
Sale

572

66.2736 USD
Sale

600

66.1800 USD
Sale

600

66.2508 USD
Sale

602

67.5682 USD
Sale

727

68.1592 USD
Sale

769

68.3904 USD
Sale

800

69.7168 USD
Sale

800

68.3215 USD
Sale

824

67.8199 USD
Sale

1,039

68.6646 USD
Sale

1,040

66.3726 USD
Sale

1,104

68.9537 USD
Sale

1,200

67.2583 USD
Sale

1,200

68.0650 USD
Sale

1,350

68.8040 USD
Sale

1,407

67.9166 USD
Sale

1,416

68.3794 USD
Sale

1,525

68.3516 USD
Sale

1,591

67.9017 USD
Sale

1,600

68.0693 USD
Sale

1,917

66.9911 USD
Sale

2,000

68.1871 USD
Sale

2,082

67.4307 USD
Sale

2,250

67.3280 USD
Sale

2,600

68.4913 USD
Sale

2,700

66.4364 USD
Sale

2,992

68.5740 USD
Sale

2,993

66.3884 USD
Sale

3,208

67.9936 USD
Sale

3,795

67.9838 USD
Sale

4,297

66.8056 USD
Sale

4,300

68.3336 USD
Sale

4,451

68.0187 USD
Sale

4,456

68.3111 USD
Sale

5,114

67.6618 USD
Sale

5,460

67.7821 USD
Sale

5,711

67.7617 USD
Sale

6,015

66.8569 USD
Sale

6,300

65.6224 USD
Sale

6,967

66.9336 USD
Sale

8,566

67.9947 USD
Sale

10,978

66.9791 USD
Sale

11,434

67.2856 USD
Sale

15,600

68.6100 USD
Sale

15,652

67.2387 USD
Sale

16,666

67.1661 USD
Sale

20,148

67.5085 USD
Sale

21,851

67.9478 USD
Sale

24,000

68.0056 USD
Sale

24,339

68.1338 USD
Sale

28,129

69.0491 USD
Sale

28,217

67.9498 USD
Sale

31,223

67.3173 USD
Sale

31,900

67.9226 USD
Sale

33,103

67.3025 USD
Sale

39,700

67.9433 USD
Sale

61,177

70.0585 USD
Sale

79,063

67.4617 USD
Sale

81,700

67.2379 USD
Sale

87,068

67.8768 USD
Sale

136,881

67.9100 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Selling

100

65 USD

American

27 Mar 2020

3.1000 USD

Call Option

Selling

100

70 USD

American

27 Mar 2020

2.0000 USD

Call Option

Selling

100

98 USD

American

17 Apr 2020

0.0800 USD

Call Option

Selling

300

100 USD

American

15 May 2020

0.1600 USD

Call Option

Selling

600

105 USD

American

15 May 2020

0.0800 USD

Call Option

Selling

100

110 USD

American

15 May 2020

0.0800 USD

Call Option

Selling

900

140 USD

American

15 Jan 2021

0.2300 USD

Put Option

Selling

2,400

65 USD

American

3 Apr 2020

3.3000 USD

Put Option

Selling

3,400

66 USD

American

3 Apr 2020

3.6352 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

26 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

Put Options

Written

2,100

70.0000

American May 15, 2020
Call Options

Purchased

300

50.0000

American Jan 15, 2021
Call Options

Purchased

5,700

75.0000

American May 15, 2020
Put Options

Written

3,100

75.0000

American Jun 19, 2020
Put Options

Written

1,200

85.0000

American Jun 19, 2020
Put Options

Written

100

75.0000

American Apr 3, 2020
Put Options

Written

56,500

60.0000

American Jun 19, 2020
Call Options

Purchased

2,800

115.0000

American Sep 18, 2020
Call Options

Purchased

100

79.5000

American May 1, 2020
Put Options

Written

9,300

80.0000

American May 15, 2020
Call Options

Purchased

300

67.5000

American Sep 18, 2020
Call Options

Purchased

1,000

83.0000

American Mar 27, 2020
Put Options

Written

400

82.5000

American Jan 15, 2021
Call Options

Purchased

6,300

105.0000

American Apr 17, 2020
Put Options

Written

2,300

37.5000

American Jan 21, 2022
Call Options

Purchased

500

97.5000

American Jan 21, 2022
Call Options

Purchased

1,200

79.0000

American May 1, 2020
Call Options

Purchased

13,200

87.5000

American May 15, 2020
Call Options

Purchased

5,500

97.5000

American Jan 15, 2021
Put Options

Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options

Written

-6,600

73.0000

American Mar 27, 2020
Put Options

Purchased

-100

62.0000

American Mar 27, 2020
Call Options

Written

-13,600

90.0000

American Jun 19, 2020
Call Options

Written

-300

95.0000

American Mar 27, 2020
Put Options

Purchased

-10,200

50.0000

American Jan 15, 2021
Put Options

Purchased

-2,200

50.0000

American Jan 21, 2022
Call Options

Written

-100

70.0000

American Aug 21, 2020
Call Options

Written

-500

100.0000

American Aug 21, 2020
Call Options

Written

-1,900

135.0000

American Jan 15, 2021
Call Options

Written

-2,900

120.0000

American Jan 15, 2021
Call Options

Written

-4,500

115.0000

American Jan 21, 2022
Put Options

Purchased

-48,100

85.0000

American May 15, 2020
Put Options

Purchased

-600

105.0000

American Jan 15, 2021
Call Options

Written

-800

105.0000

American Jan 21, 2022
Call Options

Written

-3,700

130.0000

American Jan 15, 2021
Put Options

Purchased

-100

70.0000

American Sep 18, 2020
Call Options

Written

-200

110.0000

American Jan 21, 2022
Put Options

Purchased

-600

55.0000

American Sep 18, 2020
Call Options

Written

-700

75.0000

American Mar 27, 2020
Call Options

Written

-100

84.5000

American Mar 27, 2020
Call Options

Written

-1,100

82.5000

American Jan 21, 2022
Put Options

Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options

Purchased

-100

60.0000

American May 1, 2020
Put Options

Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options

Written

-5,000

80.0000

American Jan 21, 2022
Call Options

Purchased

900

85.0000

American Aug 21, 2020
Put Options

Written

100

94.5000

American Apr 3, 2020
Call Options

Purchased

5,800

77.5000

American May 15, 2020
Put Options

Written

700

62.5000

American Sep 18, 2020
Call Options

Purchased

16,800

95.0000

American May 15, 2020
Call Options

Purchased

1,000

145.0000

American Jun 19, 2020
Call Options

Purchased

6,900

72.5000

American Jun 19, 2020
Call Options

Purchased

200

55.0000

American Apr 24, 2020
Call Options

Purchased

8,900

95.0000

American Sep 18, 2020
Call Options

Purchased

1,500

92.5000

American May 15, 2020
Put Options

Written

5,700

57.5000

American Jan 15, 2021
Call Options

Purchased

400

72.5000

American May 15, 2020
Put Options

Written

100

92.5000

American May 15, 2020
Put Options

Written

4,100

87.5000

American Aug 21, 2020
Put Options

Written

301,500

60.0000

American Jan 15, 2021
Call Options

Purchased

100

80.5000

American May 1, 2020
Put Options

Written

900

82.5000

American Sep 18, 2020
Call Options

Written

-1,500

100.0000

American Mar 27, 2020
Put Options

Purchased

-700

70.0000

American Apr 17, 2020
Put Options

Purchased

-34,500

95.0000

American Jun 19, 2020
Put Options

Purchased

-100

89.5000

American Apr 3, 2020
Call Options

Written

-500

90.0000

American Mar 27, 2020
Put Options

Purchased

-200

85.0000

American Apr 17, 2020
Put Options

Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options

Purchased

-1,800

75.0000

American Sep 18, 2020
Call Options

Written

-2,500

70.0000

American Apr 3, 2020
Call Options

Written

-6,400

125.0000

American Aug 21, 2020
Put Options

Purchased

-30,100

62.5000

American Jan 15, 2021
Put Options

Purchased

-100

65.0000

American Apr 24, 2020
Call Options

Written

-100

115.0000

American Aug 21, 2020
Call Options

Written

-100

91.5000

American Apr 3, 2020
Put Options

Purchased

-400

72.5000

American Aug 21, 2020
Call Options

Written

-8,600

105.0000

American May 15, 2020
Put Options

Purchased

-500

97.5000

American May 15, 2020
Call Options

Written

-200

94.0000

American Apr 3, 2020
Put Options

Purchased

-4,300

55.0000

American Jan 15, 2021
Call Options

Written

-400

120.0000

American Sep 18, 2020
Put Options

Purchased

-20,100

85.0000

American Sep 18, 2020
Call Options

Written

-21,800

110.0000

American Jan 15, 2021
Put Options

Written

200

87.5000

American Jan 21, 2022
Call Options

Purchased

16,800

97.5000

American May 15, 2020
Call Options

Purchased

100

96.0000

American Apr 3, 2020
Put Options

Written

100

65.0000

American Aug 21, 2020
Call Options

Purchased

3,200

77.5000

American Jun 19, 2020
Call Options

Purchased

1,400

97.5000

American Sep 18, 2020
Put Options

Written

2,200

82.5000

American May 15, 2020
Put Options

Written

8,600

75.0000

American May 15, 2020
Call Options

Purchased

300

83.0000

American May 1, 2020
Call Options

Purchased

1,800

105.0000

American Jun 19, 2020
Call Options

Purchased

100

60.0000

American Jun 19, 2020
Put Options

Written

34,400

90.0000

American Aug 21, 2020
Call Options

Purchased

400

70.0000

American Jun 19, 2020
Call Options

Written

-100

100.0000

American Jan 21, 2022
Put Options

Purchased

-4,800

40.0000

American Jan 21, 2022
Call Options

Written

-4,300

100.0000

American Apr 17, 2020
Call Options

Written

-700

96.0000

American Mar 27, 2020
Call Options

Written

-2,500

100.0000

American Apr 3, 2020
Put Options

Purchased

-2,600

110.0000

American Jan 15, 2021
Put Options

Purchased

-6,000

90.0000

American Sep 18, 2020
Call Options

Written

-200

92.0000

American Apr 3, 2020
Call Options

Written

-4,500

85.0000

American May 15, 2020
Put Options

Purchased

-100

65.0000

American Jan 21, 2022
Put Options

Purchased

-3,000

45.0000

American Sep 18, 2020
Call Options

Written

-2,200

75.0000

American Jan 15, 2021
Put Options

Purchased

-3,900

50.0000

American Jun 19, 2020
Put Options

Purchased

-600

42.5000

American Sep 18, 2020
Call Options

Written

-1,000

81.0000

American Apr 3, 2020
Put Options

Purchased

-1,900

50.0000

American Sep 18, 2020
Call Options

Written

-2,000

85.0000

American Jun 19, 2020
Call Options

Written

-5,700

110.0000

American Jun 19, 2020
Call Options

Written

-100

140.0000

American Jun 19, 2020
Put Options

Purchased

-500

82.5000

American Apr 17, 2020
Put Options

Written

2,000

85.0000

American May 15, 2020
Put Options

Written

400

32.5000

American Sep 18, 2020
Put Options

Written

300

90.0000

American Jun 19, 2020
Call Options

Purchased

11,700

90.0000

American Sep 18, 2020
Put Options

Written

7,800

72.5000

American Jun 19, 2020
Call Options

Purchased

3,000

67.5000

American Jan 15, 2021
Put Options

Written

151,700

80.0000

American Jan 15, 2021
Put Options

Written

1,800

70.0000

American Aug 21, 2020
Call Options

Purchased

100

105.0000

American Aug 21, 2020
Put Options

Written

2,500

47.5000

American Jan 21, 2022
Call Options

Purchased

1,700

92.5000

American Sep 18, 2020
Call Options

Purchased

6,800

80.0000

American May 15, 2020
Put Options

Written

6,900

77.5000

American Jan 15, 2021
Put Options

Written

2,200

80.0000

American Aug 21, 2020
Call Options

Purchased

1,100

85.0000

American Apr 17, 2020
Call Options

Purchased

400

75.0000

American Jan 21, 2022
Put Options

Written

500

77.5000

American Jan 21, 2022
Put Options

Written

100

50.0000

American Mar 27, 2020
Call Options

Purchased

5,300

87.5000

American Jun 19, 2020
Call Options

Purchased

1,400

65.0000

American Sep 18, 2020
Call Options

Purchased

900

95.0000

American Apr 17, 2020
Put Options

Written

37,000

57.5000

American Jun 19, 2020
Call Options

Purchased

4,900

90.0000

American Aug 21, 2020
Put Options

Written

2,600

80.0000

American Jun 19, 2020
Put Options

Written

1,000

42.5000

American Jan 21, 2022
Put Options

Written

151,500

65.0000

American Jun 19, 2020
Call Options

Purchased

3,200

55.0000

American Jan 15, 2021
Call Options

Purchased

600

110.0000

American Aug 21, 2020
Put Options

Purchased

-352,300

87.5000

American Jan 15, 2021
Call Options

Written

-900

125.0000

American Sep 18, 2020
Put Options

Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options

Purchased

-300

80.0000

American Mar 27, 2020
Put Options

Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options

Written

-25,300

92.5000

American Jan 15, 2021
Put Options

Purchased

-1,500

105.0000

American Jun 19, 2020
Call Options

Written

-700

110.0000

American Sep 18, 2020
Put Options

Purchased

-3,100

60.0000

American Apr 24, 2020
Put Options

Purchased

-100

60.0000

American May 15, 2020
Call Options

Written

-3,100

100.0000

American Jan 15, 2021
Put Options

Purchased

-5,500

72.5000

American Sep 18, 2020
Call Options

Written

-300

70.0000

American Jan 21, 2022
Put Options

Purchased

-500

82.0000

American Apr 3, 2020
Call Options

Written

-2,100

97.5000

American Jun 19, 2020
Call Options

Written

-77,400

70.0000

American Jan 15, 2021
Put Options

Purchased

-100

95.0000

American Apr 9, 2020
Call Options

Written

-2,400

90.0000

American Apr 17, 2020
Call Options

Written

-3,800

72.0000

American Mar 27, 2020
Put Options

Purchased

-14,300

67.5000

American Sep 18, 2020
Call Options

Written

-100

45.0000

American Jan 21, 2022
Call Options

Written

-2,300

95.0000

American Apr 3, 2020
Put Options

Purchased

-2,500

70.0000

American Jan 15, 2021
Put Options

Written

1,100

82.5000

American Jun 19, 2020
Call Options

Purchased

14,400

75.0000

American Sep 18, 2020
Call Options

Purchased

7,400

87.5000

American Sep 18, 2020
Put Options

Written

1,800

77.5000

American Sep 18, 2020
Call Options

Purchased

300

70.0000

American Mar 27, 2020
Call Options

Purchased

500

82.5000

American Sep 18, 2020
Call Options

Purchased

300

78.5000

American Mar 27, 2020
Put Options

Written

300

65.0000

American May 15, 2020
Call Options

Purchased

1,100

60.0000

American Jan 15, 2021
Call Options

Purchased

1,000

91.0000

American Apr 3, 2020
Call Options

Purchased

200

85.0000

American May 1, 2020
Put Options

Written

100

77.5000

American May 15, 2020
Put Options

Written

16,300

62.5000

American Jun 19, 2020
Call Options

Purchased

3,300

80.0000

American Apr 17, 2020
Put Options

Written

2,400

65.0000

American Apr 3, 2020
Put Options

Written

100

62.5000

American Jan 21, 2022
Put Options

Written

800

67.5000

American May 15, 2020
Call Options

Purchased

16,100

90.0000

American May 15, 2020
Call Options

Purchased

6,500

80.0000

American Jan 15, 2021
Call Options

Purchased

2,300

77.5000

American Sep 18, 2020
Call Options

Purchased

100

88.0000

American Mar 27, 2020
Put Options

Purchased

-600

77.5000

American Jan 15, 2021
Call Options

Written

-5,000

60.0000

American Aug 21, 2020
Call Options

Written

-200

93.0000

American Apr 9, 2020
Put Options

Purchased

-100

70.0000

American Apr 24, 2020
Call Options

Written

-500

72.5000

American Jan 15, 2021
Call Options

Written

-5,200

130.0000

American Jun 19, 2020
Put Options

Purchased

-21,100

95.0000

American Jan 15, 2021
Put Options

Purchased

-500

77.5000

American Aug 21, 2020
Call Options

Written

-900

105.0000

American Mar 27, 2020
Put Options

Purchased

-70,000

67.5000

American Jan 15, 2021
Call Options

Written

-100

65.0000

American Mar 27, 2020
Put Options

Purchased

-900

60.0000

American Sep 18, 2020
Put Options

Purchased

-4,700

35.0000

American Jan 15, 2021
Put Options

Purchased

-700

42.5000

American Jan 15, 2021
Call Options

Written

-1,500

92.5000

American Jun 19, 2020
Call Options

Written

-2,800

115.0000

American Jun 19, 2020
Put Options

Purchased

-2,100

100.0000

American Jan 15, 2021
Call Options

Written

-2,700

125.0000

American Jan 15, 2021
Put Options

Purchased

-5,100

55.0000

American May 15, 2020
Put Options

Purchased

-1,500

80.0000

American Apr 17, 2020
Put Options

Written

30,200

70.0000

American Jun 19, 2020
Call Options

Purchased

800

75.0000

American Jun 19, 2020
Put Options

Written

100

95.0000

American Sep 18, 2020
Put Options

Written

3,400

66.0000

American Apr 3, 2020
Put Options

Written

1,700

75.0000

American Jan 15, 2021
Put Options

Written

6,000

73.0000

American Mar 27, 2020
Call Options

Purchased

1,000

90.0000

American Jan 15, 2021
Call Options

Purchased

500

68.0000

American Mar 27, 2020
Call Options

Purchased

100

125.0000

American Jan 21, 2022
Put Options

Written

45,000

50.0000

American Jun 19, 2020
Put Options

Written

9,100

87.5000

American May 15, 2020
Put Options

Written

2,300

90.0000

American May 15, 2020
Put Options

Written

1,500

62.5000

American May 15, 2020
Put Options

Written

100

35.0000

American Sep 18, 2020
Put Options

Written

5,000

55.0000

American Jun 19, 2020
Put Options

Written

2,000

57.5000

American Sep 18, 2020
Put Options

Purchased

-5,100

77.5000

American Apr 17, 2020
Call Options

Written

-4,700

120.0000

American Jan 21, 2022
Put Options

Purchased

-10,300

72.5000

American Jan 15, 2021
Put Options

Purchased

-300

60.0000

American Mar 27, 2020
Call Options

Written

-33,400

95.0000

American Jun 19, 2020
Put Options

Purchased

-700

92.5000

American Jun 19, 2020
Put Options

Purchased

-100,000

92.5000

American Jan 15, 2021
Call Options

Written

-100

85.0000

American Mar 27, 2020
Put Options

Purchased

-300

60.0000

American Jan 21, 2022
Put Options

Purchased

-300

75.0000

American Mar 27, 2020
Call Options

Written

-500

65.0000

American Jan 15, 2021
Call Options

Written

-1,400

73.0000

American Apr 3, 2020
Put Options

Purchased

-1,600

88.0000

American Apr 3, 2020
Call Options

Written

-2,100

115.0000

American Jan 15, 2021
Put Options

Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options

Purchased

-7,900

75.0000

American Apr 17, 2020
Call Options

Written

-1,200

72.5000

American Sep 18, 2020
Put Options

Written

100

130.0000

American Jun 19, 2020
Call Options

Purchased

900

110.0000

American Apr 17, 2020
Put Options

Written

175,000

70.0000

American Jan 15, 2021
Put Options

Written

1,000

87.5000

American Sep 18, 2020
Call Options

Purchased

200

72.5000

American Jan 21, 2022
Put Options

Written

900

77.5000

American Jun 19, 2020
Put Options

Written

500

45.0000

American Jan 15, 2021
Put Options

Written

300

65.0000

American Sep 18, 2020
Put Options

Written

100

90.0000

American Mar 27, 2020
Put Options

Written

100

40.0000

American May 15, 2020
Call Options

Purchased

9,200

80.0000

American Jun 19, 2020
Put Options

Written

8,400

87.5000

American Jun 19, 2020
Put Options

Written

100

97.5000

American Jan 21, 2022
Put Options

Written

13,900

67.5000

American Jun 19, 2020
Put Options

Written

100

97.5000

American Apr 3, 2020
Call Options

Purchased

1,300

85.0000

American Sep 18, 2020
Put Options

Written

100

92.5000

American Sep 18, 2020
Put Options

Written

2,600

65.0000

American Jan 15, 2021
Put Options

Written

500

45.0000

American Jan 21, 2022
Put Options

Written

200

100.0000

American Jan 21, 2022
Call Options

Purchased

300

55.0000

American Jan 21, 2022
Put Options

Written

1,000

88.0000

American Mar 27, 2020
Call Options

Purchased

700

70.0000

American Sep 18, 2020
Put Options

Written

22,400

90.0000

American Jan 15, 2021
Call Options

Purchased

100

67.5000

American Jan 21, 2022
Call Options

Written

-1,300

105.0000

American Sep 18, 2020
Call Options

Written

-16,100

105.0000

American Jan 15, 2021
Put Options

Purchased

-100

45.0000

American May 1, 2020
Call Options

Written

-100

65.0000

American Apr 3, 2020
Put Options

Purchased

-1,000

115.0000

American Jan 21, 2022
Put Options

Purchased

-900

40.0000

American Jun 19, 2020
Call Options

Written

-6,300

100.0000

American Jun 19, 2020
Put Options

Purchased

-100

70.0000

American Apr 9, 2020
Put Options

Purchased

-200

100.0000

American Sep 18, 2020
Call Options

Written

-2,200

95.0000

American Aug 21, 2020
Call Options

Written

-100

93.5000

American Mar 27, 2020
Call Options

Written

-14,600

82.5000

American May 15, 2020
Put Options

Purchased

-4,100

75.0000

American Jan 21, 2022
Put Options

Purchased

-100

87.0000

American Mar 27, 2020
Put Options

Purchased

-300

37.5000

American Jan 15, 2021
Put Options

Purchased

-300

67.5000

American Jan 21, 2022
Call Options

Written

-500

94.0000

American Mar 27, 2020
Put Options

Written

1,100

67.5000

American Jan 15, 2021
Put Options

Written

2,900

92.5000

American Jan 15, 2021
Call Options

Purchased

200

90.0000

American Apr 3, 2020
Call Options

Purchased

500

90.0000

American Jan 21, 2022
Call Options

Purchased

1,700

57.5000

American Jan 15, 2021
Call Options

Purchased

10,700

85.0000

American Jan 15, 2021
Put Options

Written

900

80.0000

American Jan 21, 2022
Call Options

Purchased

7,100

77.5000

American Jan 15, 2021
Call Options

Purchased

3,200

82.5000

American Jun 19, 2020
Call Options

Purchased

2,400

85.0000

American Jan 21, 2022
Call Options

Purchased

1,700

80.0000

American Sep 18, 2020
Call Options

Purchased

200

97.5000

American Apr 17, 2020
Put Options

Written

1,100

45.0000

American Jun 19, 2020
Call Options

Purchased

500

81.0000

American May 1, 2020
Call Options

Purchased

300

75.0000

American Apr 17, 2020
Put Options

Written

15,100

72.5000

American May 15, 2020
Call Options

Purchased

1,500

100.0000

American May 15, 2020
Call Options

Written

-1,000

97.5000

American Aug 21, 2020
Put Options

Purchased

-500

47.5000

American Sep 18, 2020
Call Options

Written

-700

92.5000

American Aug 21, 2020
Put Options

Purchased

-200

92.5000

American Jan 21, 2022
Call Options

Written

-60,600

87.5000

American Jan 15, 2021
Put Options

Purchased

-250,700

85.0000

American Jan 15, 2021
Call Options

Written

-600

100.0000

American Sep 18, 2020
Call Options

Written

-1,000

120.0000

American Aug 21, 2020
Call Options

Written

-4,200

110.0000

American May 15, 2020
Call Options

Written

-1,400

82.5000

American Jan 15, 2021
Call Options

Written

-5,100

95.0000

American Jan 15, 2021
Put Options

Purchased

-100

55.0000

American Jan 21, 2022
Call Options

Written

-700

95.0000

American Apr 9, 2020
Put Options

Purchased

-1,000

60.0000

American Apr 17, 2020
Put Options

Purchased

-1,500

90.0000

American Apr 3, 2020
Call Options

Written

-6,100

120.0000

American Jun 19, 2020
Call Options

Written

-500

87.5000

American Jan 21, 2022
Call Options

Written

-300

60.0000

American Jan 21, 2022
Call Options

Written

-5,700

140.0000

American Jan 15, 2021
Call Options

Written

-200

80.0000

American May 1, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695676
Time of Receipt (offset from UTC): 20200326T100315+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC