FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,252,893

0.15%

4,218,693

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,150,367

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,417,500

0.10%

1,488,100

0.10%

 

 

 

 

(4)

TOTAL:

 

 

 

 

5,820,760

0.39%

6,259,359

0.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

69.6700 USD
Purchase

3

68.7200 USD
Purchase

5

70.4700 USD
Purchase

15

69.4033 USD
Purchase

19

69.4021 USD
Purchase

25

71.1600 USD
Purchase

30

70.2600 USD
Purchase

33

69.9484 USD
Purchase

37

69.0624 USD
Purchase

49

68.6512 USD
Purchase

68

70.5051 USD
Purchase

70

68.9081 USD
Purchase

98

71.1700 USD
Purchase

100

71.3400 USD
Purchase

100

67.6300 USD
Purchase

119

70.3684 USD
Purchase

124

69.2566 USD
Purchase

138

69.3633 USD
Purchase

142

69.3347 USD
Purchase

188

69.0480 USD
Purchase

200

70.3350 USD
Purchase

225

69.1351 USD
Purchase

225

69.4622 USD
Purchase

300

68.7433 USD
Purchase

310

68.9380 USD
Purchase

350

69.0964 USD
Purchase

413

68.8838 USD
Purchase

531

69.4505 USD
Purchase

600

68.1833 USD
Purchase

695

70.3508 USD
Purchase

800

68.5800 USD
Purchase

800

69.3162 USD
Purchase

900

68.9794 USD
Purchase

1,000

68.7555 USD
Purchase

1,000

71.1730 USD
Purchase

1,015

69.2744 USD
Purchase

1,100

68.6972 USD
Purchase

1,287

68.8954 USD
Purchase

1,300

68.9800 USD
Purchase

1,567

69.9828 USD
Purchase

1,621

68.8591 USD
Purchase

1,691

68.1595 USD
Purchase

1,711

68.6632 USD
Purchase

1,800

67.9630 USD
Purchase

1,800

70.7403 USD
Purchase

1,805

67.7746 USD
Purchase

1,820

71.2137 USD
Purchase

1,886

68.3809 USD
Purchase

1,900

69.3559 USD
Purchase

1,960

68.0438 USD
Purchase

2,000

68.8540 USD
Purchase

2,000

70.7275 USD
Purchase

2,014

70.5020 USD
Purchase

2,250

68.3793 USD
Purchase

2,259

69.9798 USD
Purchase

2,437

68.6768 USD
Purchase

2,500

68.3114 USD
Purchase

2,751

68.2180 USD
Purchase

2,848

70.2827 USD
Purchase

3,000

67.8231 USD
Purchase

3,163

68.8283 USD
Purchase

3,204

68.7727 USD
Purchase

3,900

69.2578 USD
Purchase

3,900

70.8094 USD
Purchase

4,312

70.2142 USD
Purchase

4,651

67.7470 USD
Purchase

5,667

70.0122 USD
Purchase

5,727

67.5377 USD
Purchase

6,264

68.7091 USD
Purchase

6,900

69.4123 USD
Purchase

7,114

69.3115 USD
Purchase

7,153

68.8703 USD
Purchase

8,831

68.8520 USD
Purchase

9,700

70.2343 USD
Purchase

10,552

69.6803 USD
Purchase

11,413

69.2084 USD
Purchase

12,710

70.1176 USD
Purchase

13,034

69.6979 USD
Purchase

13,300

70.4397 USD
Purchase

13,384

70.2522 USD
Purchase

16,809

68.8976 USD
Purchase

17,528

68.0744 USD
Purchase

22,975

70.4166 USD
Purchase

24,570

69.5455 USD
Purchase

27,454

67.4975 USD
Purchase

31,200

70.5727 USD
Purchase

32,088

67.7196 USD
Purchase

35,500

68.9300 USD
Purchase

43,425

67.4900 USD
Purchase

44,898

69.1780 USD
Purchase

72,830

69.8688 USD
Purchase

74,116

69.4326 USD
Purchase

82,991

69.3331 USD
Purchase

85,100

69.3315 USD
Purchase

154,613

68.6658 USD
Sale

3

68.7200 USD
Sale

6

69.6300 USD
Sale

12

71.7175 USD
Sale

20

71.2200 USD
Sale

25

71.1600 USD
Sale

28

69.8500 USD
Sale

29

71.1200 USD
Sale

36

69.6700 USD
Sale

40

69.3195 USD
Sale

46

69.5100 USD
Sale

88

69.9300 USD
Sale

90

69.7500 USD
Sale

100

69.3700 USD
Sale

100

71.4600 USD
Sale

100

69.4900 USD
Sale

100

69.3200 USD
Sale

100

67.7000 USD
Sale

100

71.3400 USD
Sale

100

70.5100 USD
Sale

100

69.8800 USD
Sale

100

69.7600 USD
Sale

100

69.6800 USD
Sale

100

71.1500 USD
Sale

100

68.0000 USD
Sale

100

71.2300 USD
Sale

110

69.9954 USD
Sale

110

69.6120 USD
Sale

119

69.7550 USD
Sale

133

69.3637 USD
Sale

141

67.8100 USD
Sale

150

69.6866 USD
Sale

171

70.8484 USD
Sale

200

67.6900 USD
Sale

200

67.4000 USD
Sale

200

69.3425 USD
Sale

200

69.3600 USD
Sale

200

70.4850 USD
Sale

200

68.6000 USD
Sale

200

68.3300 USD
Sale

200

67.9800 USD
Sale

216

69.6531 USD
Sale

300

67.6966 USD
Sale

300

71.2233 USD
Sale

300

68.4336 USD
Sale

300

71.3966 USD
Sale

306

69.4927 USD
Sale

400

69.0300 USD
Sale

400

70.0350 USD
Sale

400

71.2237 USD
Sale

412

70.4263 USD
Sale

427

68.1300 USD
Sale

467

68.8363 USD
Sale

500

68.3740 USD
Sale

500

67.9540 USD
Sale

500

71.5010 USD
Sale

500

70.4180 USD
Sale

500

69.5460 USD
Sale

529

69.0449 USD
Sale

536

67.6834 USD
Sale

600

70.5875 USD
Sale

620

68.0367 USD
Sale

703

70.5308 USD
Sale

800

69.2225 USD
Sale

826

71.3624 USD
Sale

890

68.2230 USD
Sale

894

68.7986 USD
Sale

900

68.0977 USD
Sale

957

70.3657 USD
Sale

1,000

71.2050 USD
Sale

1,098

69.0022 USD
Sale

1,134

71.0900 USD
Sale

1,200

68.0316 USD
Sale

1,200

69.7420 USD
Sale

1,295

68.1469 USD
Sale

1,300

70.0678 USD
Sale

1,300

70.2769 USD
Sale

1,343

68.0327 USD
Sale

1,474

68.0841 USD
Sale

1,489

69.1609 USD
Sale

1,500

70.7840 USD
Sale

1,514

69.1019 USD
Sale

1,516

68.1807 USD
Sale

1,598

70.2876 USD
Sale

1,700

67.8826 USD
Sale

1,890

70.4296 USD
Sale

1,900

70.8710 USD
Sale

2,243

70.1167 USD
Sale

2,490

68.1858 USD
Sale

2,530

70.1876 USD
Sale

2,557

70.2179 USD
Sale

2,600

70.8165 USD
Sale

3,087

69.7528 USD
Sale

3,102

69.2572 USD
Sale

3,191

69.6273 USD
Sale

3,270

69.9774 USD
Sale

3,623

70.9312 USD
Sale

3,900

69.7291 USD
Sale

3,900

70.8094 USD
Sale

4,589

68.2396 USD
Sale

4,700

67.9423 USD
Sale

4,940

70.0942 USD
Sale

5,053

70.0010 USD
Sale

5,171

69.5533 USD
Sale

5,276

69.6803 USD
Sale

5,286

70.8277 USD
Sale

5,800

69.7254 USD
Sale

5,970

68.9661 USD
Sale

6,465

70.0133 USD
Sale

6,993

69.9523 USD
Sale

9,100

68.4139 USD
Sale

11,100

70.2550 USD
Sale

12,613

70.0495 USD
Sale

13,727

67.4975 USD
Sale

15,181

70.1800 USD
Sale

17,691

69.9822 USD
Sale

17,801

68.7738 USD
Sale

19,953

70.5591 USD
Sale

21,773

68.8536 USD
Sale

30,029

70.3281 USD
Sale

30,488

67.6200 USD
Sale

34,838

69.6318 USD
Sale

35,500

68.9300 USD
Sale

48,700

70.0541 USD
Sale

49,400

68.9201 USD
Sale

51,083

67.4900 USD
Sale

68,255

69.4910 USD
Sale

96,785

69.9849 USD
Sale

315,576

68.9665 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Purchasing

1,200

79 USD

American

1 May 2020

1.2466 USD

Call Option

Purchasing

5,600

80 USD

American

15 Jan 2021

4.8767 USD

Call Option

Selling

3,800

72 USD

American

27 Mar 2020

1.2400 USD

Call Option

Selling

6,600

73 USD

American

27 Mar 2020

1.3096 USD

Call Option

Selling

1,400

73 USD

American

3 Apr 2020

2.7614 USD

Call Option

Selling

800

75 USD

American

27 Mar 2020

0.9000 USD

Call Option

Selling

100

85 USD

American

27 Mar 2020

0.0800 USD

Call Option

Selling

500

95 USD

American

15 May 2020

0.2100 USD

Call Option

Selling

400

98 USD

American

17 Apr 2020

0.1000 USD

Call Option

Selling

100

98 USD

American

15 May 2020

0.2200 USD

Call Option

Selling

400

100 USD

American

17 Apr 2020

0.0900 USD

Call Option

Selling

1,900

100 USD

American

15 May 2020

0.1626 USD

Call Option

Selling

300

100 USD

American

19 Jun 2020

0.2000 USD

Call Option

Selling

200

105 USD

American

19 Jun 2020

0.1800 USD

Call Option

Selling

5,000

110 USD

American

15 Jan 2021

0.7700 USD

Call Option

Selling

100

115 USD

American

19 Jun 2020

0.1000 USD

Put Option

Selling

6,000

73 USD

American

27 Mar 2020

3.1500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

Put Options

Written

3,100

75.0000

American

Jun 19, 2020
Put Options

Written

1,200

85.0000

American

Jun 19, 2020
Call Options

Purchased

500

97.5000

American

Jan 21, 2022
Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021
Put Options

Written

400

82.5000

American

Jan 15, 2021
Put Options

Written

2,300

37.5000

American

Jan 21, 2022
Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020
Put Options

Written

56,500

60.0000

American

Jun 19, 2020
Call Options

Purchased

5,700

75.0000

American

May 15, 2020
Call Options

Purchased

1,000

83.0000

American

Mar 27, 2020
Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020
Put Options

Written

100

75.0000

American

Apr 3, 2020
Call Options

Purchased

1,200

79.0000

American

May 1, 2020
Put Options

Written

9,300

80.0000

American

May 15, 2020
Put Options

Written

2,100

70.0000

American

May 15, 2020
Call Options

Purchased

300

50.0000

American

Jan 15, 2021
Call Options

Purchased

100

79.5000

American

May 1, 2020
Call Options

Purchased

13,200

87.5000

American

May 15, 2020
Call Options

Purchased

300

67.5000

American

Sep 18, 2020
Call Options

Written

-300

95.0000

American

Mar 27, 2020
Call Options

Written

-800

105.0000

American

Jan 21, 2022
Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021
Call Options

Written

-200

110.0000

American

Jan 21, 2022
Call Options

Written

-1,100

82.5000

American

Jan 21, 2022
Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022
Put Options

Purchased

-600

105.0000

American

Jan 15, 2021
Call Options

Written

-100

70.0000

American

Aug 21, 2020
Call Options

Written

-4,500

115.0000

American

Jan 21, 2022
Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020
Call Options

Written

-100

84.5000

American

Mar 27, 2020
Put Options

Purchased

-48,100

85.0000

American

May 15, 2020
Call Options

Written

-500

100.0000

American

Aug 21, 2020
Put Options

Purchased

-100

60.0000

American

May 1, 2020
Call Options

Written

-1,900

135.0000

American

Jan 15, 2021
Call Options

Written

-700

75.0000

American

Mar 27, 2020
Call Options

Written

-2,900

120.0000

American

Jan 15, 2021
Call Options

Written

-3,700

130.0000

American

Jan 15, 2021
Put Options

Purchased

-100

70.0000

American

Sep 18, 2020
Call Options

Written

-5,000

80.0000

American

Jan 21, 2022
Put Options

Purchased

-100

62.0000

American

Mar 27, 2020
Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021
Call Options

Written

-6,600

73.0000

American

Mar 27, 2020
Put Options

Purchased

-600

55.0000

American

Sep 18, 2020
Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021
Call Options

Written

-13,600

90.0000

American

Jun 19, 2020
Call Options

Purchased

5,800

77.5000

American

May 15, 2020
Call Options

Purchased

16,800

95.0000

American

May 15, 2020
Call Options

Purchased

6,900

72.5000

American

Jun 19, 2020
Call Options

Purchased

200

55.0000

American

Apr 24, 2020
Put Options

Written

100

92.5000

American

May 15, 2020
Put Options

Written

301,500

60.0000

American

Jan 15, 2021
Call Options

Purchased

1,500

92.5000

American

May 15, 2020
Put Options

Written

700

62.5000

American

Sep 18, 2020
Put Options

Written

100

94.5000

American

Apr 3, 2020
Call Options

Purchased

900

85.0000

American

Aug 21, 2020
Call Options

Purchased

400

72.5000

American

May 15, 2020
Call Options

Purchased

100

80.5000

American

May 1, 2020
Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020
Put Options

Written

5,700

57.5000

American

Jan 15, 2021
Put Options

Written

4,100

87.5000

American

Aug 21, 2020
Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020
Put Options

Written

900

82.5000

American

Sep 18, 2020
Call Options

Written

-500

90.0000

American

Mar 27, 2020
Put Options

Purchased

-700

70.0000

American

Apr 17, 2020
Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020
Call Options

Written

-100

115.0000

American

Aug 21, 2020
Call Options

Written

-400

120.0000

American

Sep 18, 2020
Call Options

Written

-200

94.0000

American

Apr 3, 2020
Put Options

Purchased

-400

72.5000

American

Aug 21, 2020
Put Options

Purchased

-1,800

75.0000

American

Sep 18, 2020
Put Options

Purchased

-30,100

62.5000

American

Jan 15, 2021
Put Options

Purchased

-200

85.0000

American

Apr 17, 2020
Call Options

Written

-21,800

110.0000

American

Jan 15, 2021
Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021
Put Options

Purchased

-100

89.5000

American

Apr 3, 2020
Put Options

Purchased

-100

65.0000

American

Apr 24, 2020
Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021
Call Options

Written

-2,500

70.0000

American

Apr 3, 2020
Call Options

Written

-8,000

105.0000

American

May 15, 2020
Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020
Call Options

Written

-1,500

100.0000

American

Mar 27, 2020
Call Options

Written

-6,400

125.0000

American

Aug 21, 2020
Call Options

Written

-100

91.5000

American

Apr 3, 2020
Put Options

Purchased

-500

97.5000

American

May 15, 2020
Call Options

Purchased

3,200

77.5000

American

Jun 19, 2020
Put Options

Written

2,200

82.5000

American

May 15, 2020
Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020
Call Options

Purchased

300

83.0000

American

May 1, 2020
Put Options

Written

34,400

90.0000

American

Aug 21, 2020
Call Options

Purchased

100

60.0000

American

Jun 19, 2020
Put Options

Written

100

65.0000

American

Aug 21, 2020
Call Options

Purchased

16,800

97.5000

American

May 15, 2020
Put Options

Written

8,600

75.0000

American

May 15, 2020
Put Options

Written

200

87.5000

American

Jan 21, 2022
Call Options

Purchased

100

96.0000

American

Apr 3, 2020
Call Options

Purchased

1,800

105.0000

American

Jun 19, 2020
Call Options

Purchased

400

70.0000

American

Jun 19, 2020
Put Options

Purchased

-100

65.0000

American

Jan 21, 2022
Call Options

Written

-100

140.0000

American

Jun 19, 2020
Put Options

Purchased

-500

82.5000

American

Apr 17, 2020
Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020
Call Options

Written

-5,700

110.0000

American

Jun 19, 2020
Call Options

Written

-200

92.0000

American

Apr 3, 2020
Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022
Put Options

Purchased

-600

42.5000

American

Sep 18, 2020
Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020
Call Options

Written

-2,200

75.0000

American

Jan 15, 2021
Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021
Put Options

Purchased

-3,000

45.0000

American

Sep 18, 2020
Call Options

Written

-1,000

81.0000

American

Apr 3, 2020
Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020
Call Options

Written

-100

100.0000

American

Jan 21, 2022
Call Options

Written

-2,500

100.0000

American

Apr 3, 2020
Call Options

Written

-700

96.0000

American

Mar 27, 2020
Call Options

Written

-4,500

85.0000

American

May 15, 2020
Call Options

Written

-2,000

85.0000

American

Jun 19, 2020
Call Options

Written

-4,300

100.0000

American

Apr 17, 2020
Put Options

Written

37,000

57.5000

American

Jun 19, 2020
Call Options

Purchased

6,800

80.0000

American

May 15, 2020
Put Options

Written

100

50.0000

American

Mar 27, 2020
Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021
Put Options

Written

1,800

70.0000

American

Aug 21, 2020
Call Options

Purchased

1,100

85.0000

American

Apr 17, 2020
Put Options

Written

1,000

42.5000

American

Jan 21, 2022
Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020
Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020
Put Options

Written

151,500

65.0000

American

Jun 19, 2020
Put Options

Written

2,500

47.5000

American

Jan 21, 2022
Put Options

Written

2,200

80.0000

American

Aug 21, 2020
Put Options

Written

151,700

80.0000

American

Jan 15, 2021
Call Options

Purchased

600

110.0000

American

Aug 21, 2020
Call Options

Purchased

400

75.0000

American

Jan 21, 2022
Put Options

Written

7,800

72.5000

American

Jun 19, 2020
Put Options

Written

6,900

77.5000

American

Jan 15, 2021
Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020
Put Options

Written

2,000

85.0000

American

May 15, 2020
Put Options

Written

2,600

80.0000

American

Jun 19, 2020
Call Options

Purchased

100

105.0000

American

Aug 21, 2020
Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021
Put Options

Written

500

77.5000

American

Jan 21, 2022
Put Options

Written

400

32.5000

American

Sep 18, 2020
Put Options

Written

300

90.0000

American

Jun 19, 2020
Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020
Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020
Call Options

Purchased

900

95.0000

American

Apr 17, 2020
Put Options

Purchased

-100

60.0000

American

May 15, 2020
Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021
Call Options

Written

-100

45.0000

American

Jan 21, 2022
Call Options

Written

-2,400

90.0000

American

Apr 17, 2020
Put Options

Purchased

-14,300

67.5000

American

Sep 18, 2020
Call Options

Written

-77,400

70.0000

American

Jan 15, 2021
Put Options

Purchased

-300

80.0000

American

Mar 27, 2020
Call Options

Written

-700

110.0000

American

Sep 18, 2020
Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020
Call Options

Written

-900

125.0000

American

Sep 18, 2020
Call Options

Written

-2,300

95.0000

American

Apr 3, 2020
Call Options

Written

-3,800

72.0000

American

Mar 27, 2020
Call Options

Written

-2,100

97.5000

American

Jun 19, 2020
Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020
Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020
Call Options

Written

-25,300

92.5000

American

Jan 15, 2021
Put Options

Purchased

-100

95.0000

American

Apr 9, 2020
Put Options

Purchased

-5,500

72.5000

American

Sep 18, 2020
Put Options

Purchased

-500

82.0000

American

Apr 3, 2020
Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020
Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021
Call Options

Written

-3,100

100.0000

American

Jan 15, 2021
Call Options

Written

-300

70.0000

American

Jan 21, 2022
Put Options

Written

100

62.5000

American

Jan 21, 2022
Put Options

Written

16,300

62.5000

American

Jun 19, 2020
Call Options

Purchased

2,300

77.5000

American

Sep 18, 2020
Call Options

Purchased

300

78.5000

American

Mar 27, 2020
Put Options

Written

1,800

77.5000

American

Sep 18, 2020
Call Options

Purchased

400

70.0000

American

Mar 27, 2020
Call Options

Purchased

100

88.0000

American

Mar 27, 2020
Call Options

Purchased

6,500

80.0000

American

Jan 15, 2021
Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021
Call Options

Purchased

200

85.0000

American

May 1, 2020
Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020
Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020
Put Options

Written

100

77.5000

American

May 15, 2020
Call Options

Purchased

16,100

90.0000

American

May 15, 2020
Call Options

Purchased

3,300

80.0000

American

Apr 17, 2020
Put Options

Written

1,100

82.5000

American

Jun 19, 2020
Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020
Call Options

Purchased

500

82.5000

American

Sep 18, 2020
Put Options

Written

300

65.0000

American

May 15, 2020
Put Options

Written

800

67.5000

American

May 15, 2020
Call Options

Written

-900

105.0000

American

Mar 27, 2020
Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021
Call Options

Written

-5,200

130.0000

American

Jun 19, 2020
Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021
Put Options

Purchased

-900

60.0000

American

Sep 18, 2020
Call Options

Written

-5,000

60.0000

American

Aug 21, 2020
Put Options

Purchased

-100

70.0000

American

Apr 24, 2020
Call Options

Written

-1,500

92.5000

American

Jun 19, 2020
Call Options

Written

-2,700

125.0000

American

Jan 15, 2021
Put Options

Purchased

-700

42.5000

American

Jan 15, 2021
Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020
Put Options

Purchased

-5,100

55.0000

American

May 15, 2020
Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021
Call Options

Written

-500

72.5000

American

Jan 15, 2021
Put Options

Purchased

-600

77.5000

American

Jan 15, 2021
Put Options

Purchased

-500

77.5000

American

Aug 21, 2020
Call Options

Written

-2,800

115.0000

American

Jun 19, 2020
Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021
Call Options

Written

-200

93.0000

American

Apr 9, 2020
Put Options

Written

45,000

50.0000

American

Jun 19, 2020
Put Options

Written

2,000

57.5000

American

Sep 18, 2020
Put Options

Written

1,700

75.0000

American

Jan 15, 2021
Put Options

Written

100

35.0000

American

Sep 18, 2020
Call Options

Purchased

800

75.0000

American

Jun 19, 2020
Put Options

Written

30,200

70.0000

American

Jun 19, 2020
Put Options

Written

6,000

73.0000

American

Mar 27, 2020
Call Options

Purchased

100

125.0000

American

Jan 21, 2022
Put Options

Written

2,300

90.0000

American

May 15, 2020
Put Options

Written

5,000

55.0000

American

Jun 19, 2020
Put Options

Written

1,500

62.5000

American

May 15, 2020
Put Options

Written

100

95.0000

American

Sep 18, 2020
Call Options

Purchased

1,000

90.0000

American

Jan 15, 2021
Put Options

Written

9,100

87.5000

American

May 15, 2020
Call Options

Purchased

500

68.0000

American

Mar 27, 2020
Put Options

Purchased

-300

60.0000

American

Jan 21, 2022
Call Options

Written

-500

65.0000

American

Jan 15, 2021
Call Options

Written

-1,400

73.0000

American

Apr 3, 2020
Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021
Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021
Call Options

Written

-33,400

95.0000

American

Jun 19, 2020
Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020
Call Options

Written

-100

85.0000

American

Mar 27, 2020
Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020
Put Options

Purchased

-300

60.0000

American

Mar 27, 2020
Call Options

Written

-4,700

120.0000

American

Jan 21, 2022
Put Options

Purchased

-300

75.0000

American

Mar 27, 2020
Put Options

Purchased

-700

92.5000

American

Jun 19, 2020
Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021
Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020
Call Options

Written

-2,100

115.0000

American

Jan 15, 2021
Call Options

Written

-1,200

72.5000

American

Sep 18, 2020
Put Options

Written

500

45.0000

American

Jan 21, 2022
Call Options

Purchased

200

72.5000

American

Jan 21, 2022
Put Options

Written

200

100.0000

American

Jan 21, 2022
Put Options

Written

100

92.5000

American

Sep 18, 2020
Call Options

Purchased

100

67.5000

American

Jan 21, 2022
Call Options

Purchased

9,200

80.0000

American

Jun 19, 2020
Put Options

Written

500

45.0000

American

Jan 15, 2021
Call Options

Purchased

700

70.0000

American

Sep 18, 2020
Put Options

Written

13,900

67.5000

American

Jun 19, 2020
Put Options

Written

100

40.0000

American

May 15, 2020
Put Options

Written

1,000

87.5000

American

Sep 18, 2020
Call Options

Purchased

1,300

85.0000

American

Sep 18, 2020
Call Options

Purchased

900

110.0000

American

Apr 17, 2020
Put Options

Written

100

97.5000

American

Apr 3, 2020
Put Options

Written

100

90.0000

American

Mar 27, 2020
Put Options

Written

175,000

70.0000

American

Jan 15, 2021
Put Options

Written

22,400

90.0000

American

Jan 15, 2021
Put Options

Written

8,400

87.5000

American

Jun 19, 2020
Call Options

Purchased

300

55.0000

American

Jan 21, 2022
Put Options

Written

300

65.0000

American

Sep 18, 2020
Put Options

Written

2,600

65.0000

American

Jan 15, 2021
Put Options

Written

100

130.0000

American

Jun 19, 2020
Put Options

Written

900

77.5000

American

Jun 19, 2020
Put Options

Written

100

97.5000

American

Jan 21, 2022
Put Options

Written

1,000

88.0000

American

Mar 27, 2020
Put Options

Purchased

-100

45.0000

American

May 1, 2020
Call Options

Written

-1,300

105.0000

American

Sep 18, 2020
Put Options

Purchased

-100

87.0000

American

Mar 27, 2020
Put Options

Purchased

-900

40.0000

American

Jun 19, 2020
Call Options

Written

-6,300

100.0000

American

Jun 19, 2020
Put Options

Purchased

-200

100.0000

American

Sep 18, 2020
Call Options

Written

-500

94.0000

American

Mar 27, 2020
Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022
Put Options

Purchased

-300

37.5000

American

Jan 15, 2021
Call Options

Written

-100

65.0000

American

Apr 3, 2020
Put Options

Purchased

-300

67.5000

American

Jan 21, 2022
Call Options

Written

-100

93.5000

American

Mar 27, 2020
Put Options

Purchased

-100

70.0000

American

Apr 9, 2020
Call Options

Written

-14,600

82.5000

American

May 15, 2020
Call Options

Written

-2,200

95.0000

American

Aug 21, 2020
Call Options

Written

-16,100

105.0000

American

Jan 15, 2021
Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022
Put Options

Written

15,100

72.5000

American

May 15, 2020
Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021
Put Options

Written

1,100

67.5000

American

Jan 15, 2021
Put Options

Written

1,100

45.0000

American

Jun 19, 2020
Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022
Put Options

Written

900

80.0000

American

Jan 21, 2022
Call Options

Purchased

300

75.0000

American

Apr 17, 2020
Call Options

Purchased

1,800

100.0000

American

May 15, 2020
Call Options

Purchased

500

90.0000

American

Jan 21, 2022
Call Options

Purchased

1,700

80.0000

American

Sep 18, 2020
Call Options

Purchased

500

81.0000

American

May 1, 2020
Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021
Call Options

Purchased

200

90.0000

American

Apr 3, 2020
Call Options

Purchased

3,200

82.5000

American

Jun 19, 2020
Call Options

Purchased

300

97.5000

American

Apr 17, 2020
Call Options

Purchased

10,700

85.0000

American

Jan 15, 2021
Put Options

Written

2,900

92.5000

American

Jan 15, 2021
Call Options

Written

-600

100.0000

American

Sep 18, 2020
Call Options

Written

-200

80.0000

American

May 1, 2020
Call Options

Written

-60,600

87.5000

American

Jan 15, 2021
Call Options

Written

-1,000

120.0000

American

Aug 21, 2020
Call Options

Written

-1,400

82.5000

American

Jan 15, 2021
Put Options

Purchased

-250,700

85.0000

American

Jan 15, 2021
Put Options

Purchased

-200

92.5000

American

Jan 21, 2022
Call Options

Written

-500

87.5000

American

Jan 21, 2022
Call Options

Written

-700

95.0000

American

Apr 9, 2020
Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020
Put Options

Purchased

-500

47.5000

American

Sep 18, 2020
Put Options

Purchased

-100

55.0000

American

Jan 21, 2022
Call Options

Written

-300

60.0000

American

Jan 21, 2022
Call Options

Written

-4,100

110.0000

American

May 15, 2020
Call Options

Written

-6,100

120.0000

American

Jun 19, 2020
Put Options

Purchased

-1,000

60.0000

American

Apr 17, 2020
Call Options

Written

-4,800

140.0000

American

Jan 15, 2021
Call Options

Written

-1,000

97.5000

American

Aug 21, 2020
Call Options

Written

-700

92.5000

American

Aug 21, 2020
Call Options

Written

-5,100

95.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695631
Time of Receipt (offset from UTC): 20200325T151104+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC