FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,312,808

1.31%

3,050,227

0.93%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,728,529

0.83%

2,885,630

0.88%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

365,200

0.11%

222,900

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,406,537

2.25%

6,158,757

1.87%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

173.8800 USD
Purchase

3

173.4700 USD
Purchase

11

172.2450 USD
Purchase

56

173.5100 USD
Purchase

78

173.5600 USD
Purchase

90

171.0700 USD
Purchase

104

173.9601 USD
Purchase

138

174.0240 USD
Purchase

159

173.9136 USD
Purchase

200

172.9675 USD
Purchase

200

173.7984 USD
Purchase

250

170.8820 USD
Purchase

297

173.6822 USD
Purchase

300

173.5133 USD
Purchase

400

170.9187 USD
Purchase

443

173.6875 USD
Purchase

500

171.2188 USD
Purchase

500

171.8002 USD
Purchase

594

173.8727 USD
Purchase

700

171.1428 USD
Purchase

800

173.6993 USD
Purchase

833

173.6947 USD
Purchase

946

173.5567 USD
Purchase

1,100

172.1513 USD
Purchase

1,262

173.2746 USD
Purchase

1,556

172.7459 USD
Purchase

1,800

172.6121 USD
Purchase

1,950

172.5615 USD
Purchase

2,030

172.6991 USD
Purchase

2,200

173.8277 USD
Purchase

3,238

173.3632 USD
Purchase

3,241

172.3678 USD
Purchase

3,262

172.1208 USD
Purchase

4,400

173.7568 USD
Purchase

4,660

173.8992 USD
Purchase

5,570

170.8631 USD
Purchase

6,441

173.8613 USD
Purchase

8,535

170.9372 USD
Purchase

8,996

172.9508 USD
Purchase

9,379

172.7935 USD
Purchase

9,502

172.9201 USD
Purchase

9,700

172.9918 USD
Purchase

11,885

173.5877 USD
Purchase

17,564

173.3926 USD
Purchase

21,248

170.8500 USD
Purchase

21,337

173.4493 USD
Purchase

23,100

173.2549 USD
Purchase

29,781

173.1986 USD
Purchase

36,038

172.6075 USD
Purchase

73,718

173.7365 USD
Sale

1

173.8800 USD
Sale

3

173.4700 USD
Sale

11

172.2450 USD
Sale

17

173.3152 USD
Sale

38

172.0500 USD
Sale

48

172.6945 USD
Sale

58

171.9625 USD
Sale

60

170.6900 USD
Sale

71

173.5123 USD
Sale

76

172.0400 USD
Sale

90

171.0700 USD
Sale

91

173.4600 USD
Sale

91

172.6513 USD
Sale

100

170.6300 USD
Sale

100

170.7900 USD
Sale

100

170.8700 USD
Sale

100

171.3600 USD
Sale

100

171.5400 USD
Sale

100

171.9450 USD
Sale

100

172.1100 USD
Sale

100

172.3500 USD
Sale

100

173.2600 USD
Sale

100

173.6700 USD
Sale

100

173.6850 USD
Sale

100

174.5700 USD
Sale

100

174.7200 USD
Sale

104

172.3389 USD
Sale

110

172.4545 USD
Sale

115

172.1957 USD
Sale

125

172.1456 USD
Sale

134

172.1242 USD
Sale

150

173.2700 USD
Sale

200

171.4350 USD
Sale

200

172.2750 USD
Sale

200

172.1616 USD
Sale

200

172.8925 USD
Sale

220

172.1663 USD
Sale

240

171.7750 USD
Sale

300

173.5900 USD
Sale

300

171.9233 USD
Sale

416

172.6800 USD
Sale

475

173.6294 USD
Sale

566

172.5292 USD
Sale

578

172.2918 USD
Sale

901

172.4480 USD
Sale

1,149

174.1414 USD
Sale

1,304

173.6705 USD
Sale

1,387

173.5381 USD
Sale

1,601

173.7197 USD
Sale

1,900

173.8652 USD
Sale

1,986

173.9712 USD
Sale

2,618

172.2935 USD
Sale

2,650

172.4564 USD
Sale

2,700

173.2352 USD
Sale

2,785

170.8631 USD
Sale

2,962

173.7894 USD
Sale

3,100

172.3392 USD
Sale

4,400

173.7568 USD
Sale

4,631

173.5515 USD
Sale

8,335

170.9082 USD
Sale

8,613

173.7479 USD
Sale

8,826

173.3899 USD
Sale

8,900

172.6735 USD
Sale

10,366

173.7496 USD
Sale

11,100

173.9767 USD
Sale

11,459

173.7952 USD
Sale

13,489

173.6900 USD
Sale

21,341

173.2028 USD
Sale

24,006

170.8500 USD
Sale

63,028

172.6544 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Selling

500

175 USD

American

3 Apr 2020

5.7300 USD

Call Option

Selling

100

175 USD

American

15 May 2020

9.0000 USD

Call Option

Selling

500

178 USD

American

3 Apr 2020

4.2300 USD

Put Option

Purchasing

100

195 USD

American

19 Jun 2020

24.9400 USD

Put Option

Selling

200

170 USD

American

15 May 2020

8.9250 USD

Put Option

Selling

600

173 USD

American

3 Apr 2020

4.8583 USD

Put Option

Selling

100

180 USD

American

19 Jun 2020

14.5700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

Put Options

Written

300

180.0000

American

Jan 21, 2022
Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021
Call Options

Purchased

200

190.0000

American

Jan 21, 2022
Put Options

Written

600

95.0000

American

Jan 15, 2021
Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021
Put Options

Written

600

172.5000

American

Apr 3, 2020
Call Options

Purchased

300

190.0000

American

Mar 27, 2020
Put Options

Written

2,700

100.0000

American

May 15, 2020
Put Options

Purchased

-100

175.0000

American

Mar 27, 2020
Call Options

Written

-1,400

230.0000

American

Jun 19, 2020
Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021
Put Options

Purchased

-2,300

165.0000

American

Jan 15, 2021
Put Options

Purchased

-200

120.0000

American

Jan 21, 2022
Put Options

Purchased

-200

100.0000

American

Jan 15, 2021
Call Options

Written

-600

220.0000

American

May 15, 2020
Put Options

Purchased

-1,300

145.0000

American

Jan 15, 2021
Put Options

Purchased

-1,800

170.0000

American

Aug 21, 2020
Put Options

Purchased

-2,300

140.0000

American

May 15, 2020
Call Options

Written

-1,500

220.0000

American

Aug 21, 2020
Call Options

Purchased

100

197.5000

American

Apr 24, 2020
Call Options

Purchased

2,400

185.0000

American

Apr 3, 2020
Put Options

Written

18,200

150.0000

American

May 15, 2020
Call Options

Purchased

1,400

170.0000

American

Jan 15, 2021
Put Options

Written

100

140.0000

American

Aug 21, 2020
Call Options

Purchased

6,400

175.0000

American

May 15, 2020
Put Options

Written

36,700

105.0000

American

Jan 15, 2021
Put Options

Written

1,000

195.0000

American

Jan 15, 2021
Put Options

Written

10,900

160.0000

American

Jun 19, 2020
Call Options

Written

-500

177.5000

American

Apr 3, 2020
Put Options

Purchased

-2,700

110.0000

American

Jan 15, 2021
Put Options

Purchased

-400

185.0000

American

Jan 21, 2022
Put Options

Purchased

-200

162.5000

American

Mar 27, 2020
Call Options

Written

-42,500

165.0000

American

Jan 21, 2022
Call Options

Written

-3,300

200.0000

American

Aug 21, 2020
Put Options

Purchased

-1,000

155.0000

American

Jan 15, 2021
Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021
Put Options

Purchased

-400

80.0000

American

Jan 15, 2021
Put Options

Purchased

-500

155.0000

American

Jan 21, 2022
Put Options

Purchased

-17,700

115.0000

American

Jan 15, 2021
Put Options

Written

1,000

120.0000

American

Apr 17, 2020
Call Options

Purchased

300

210.0000

American

May 15, 2020
Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020
Call Options

Purchased

3,500

165.0000

American

Jan 15, 2021
Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022
Call Options

Purchased

7,000

180.0000

American

May 15, 2020
Put Options

Written

100

140.0000

American

Jan 21, 2022
Call Options

Purchased

1,200

180.0000

American

Aug 21, 2020
Call Options

Purchased

300

235.0000

American

Jan 15, 2021
Call Options

Purchased

200

195.0000

American

May 15, 2020
Call Options

Purchased

3,100

190.0000

American

May 15, 2020
Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020
Put Options

Purchased

-400

105.0000

American

Jan 21, 2022
Call Options

Written

-700

270.0000

American

Jan 15, 2021
Call Options

Written

-100

197.5000

American

Apr 3, 2020
Call Options

Written

-200

205.0000

American

Apr 3, 2020
Call Options

Written

-100

200.0000

American

Jan 21, 2022
Put Options

Purchased

-1,400

165.0000

American

May 15, 2020
Put Options

Purchased

-8,200

170.0000

American

Jan 15, 2021
Put Options

Purchased

-1,100

195.0000

American

May 15, 2020
Put Options

Purchased

-300

135.0000

American

Jan 15, 2021
Put Options

Purchased

-200

100.0000

American

Jan 21, 2022
Put Options

Purchased

-100

160.0000

American

Mar 27, 2020
Call Options

Purchased

300

145.0000

American

Jan 15, 2021
Call Options

Purchased

200

207.5000

American

Apr 9, 2020
Call Options

Purchased

800

220.0000

American

Jan 21, 2022
Put Options

Written

3,800

165.0000

American

Jun 19, 2020
Put Options

Written

100

197.5000

American

Apr 3, 2020
Put Options

Written

6,400

95.0000

American

Jun 19, 2020
Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021
Put Options

Written

500

160.0000

American

May 15, 2020
Put Options

Written

5,400

95.0000

American

May 15, 2020
Call Options

Purchased

1,300

160.0000

American

Jan 21, 2022
Call Options

Purchased

3,000

170.0000

American

May 15, 2020
Call Options

Purchased

300

155.0000

American

Jun 19, 2020
Call Options

Purchased

200

110.0000

American

Jan 15, 2021
Put Options

Written

48,000

140.0000

American

Jun 19, 2020
Put Options

Written

100

190.0000

American

Jan 15, 2021
Put Options

Purchased

-3,200

175.0000

American

May 15, 2020
Put Options

Purchased

-6,400

170.0000

American

Jun 19, 2020
Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021
Put Options

Purchased

-3,000

190.0000

American

May 15, 2020
Call Options

Written

-100

150.0000

American

May 15, 2020
Call Options

Written

-200

220.0000

American

Jan 15, 2021
Put Options

Written

7,400

120.0000

American

Jun 19, 2020
Put Options

Written

1,900

90.0000

American

May 15, 2020
Call Options

Purchased

400

180.0000

American

Jun 19, 2020
Call Options

Purchased

100

225.0000

American

Jan 15, 2021
Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021
Put Options

Written

14,800

165.0000

American

Apr 17, 2020
Call Options

Purchased

100

180.0000

American

Apr 17, 2020
Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022
Put Options

Written

6,700

140.0000

American

Jan 15, 2021
Put Options

Written

400

145.0000

American

Jun 19, 2020
Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020
Call Options

Purchased

1,400

200.0000

American

Jan 15, 2021
Call Options

Written

-7,200

260.0000

American

Jan 15, 2021
Call Options

Written

-100

170.0000

American

Mar 27, 2020
Put Options

Purchased

-39,300

150.0000

American

Jan 15, 2021
Put Options

Purchased

-500

185.0000

American

Jun 19, 2020
Call Options

Written

-100

165.0000

American

Jun 19, 2020
Put Options

Purchased

-400

190.0000

American

Jun 19, 2020
Call Options

Purchased

200

172.5000

American

Mar 27, 2020
Put Options

Written

100

90.0000

American

Jun 19, 2020
Put Options

Written

1,300

195.0000

American

Jun 19, 2020
Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021
Call Options

Purchased

100

202.5000

American

Mar 27, 2020
Call Options

Purchased

100

210.0000

American

Jan 15, 2021
Put Options

Written

100

200.0000

American

May 15, 2020
Put Options

Written

3,800

180.0000

American

May 15, 2020
Put Options

Written

2,000

180.0000

American

Jun 19, 2020
Call Options

Purchased

100

210.0000

American

Apr 17, 2020
Call Options

Written

-100

185.0000

American

Jun 19, 2020
Put Options

Purchased

-700

185.0000

American

Aug 21, 2020
Put Options

Purchased

-3,300

170.0000

American

Apr 17, 2020
Put Options

Purchased

-2,100

120.0000

American

Jan 15, 2021
Put Options

Purchased

-5,400

160.0000

American

Jan 15, 2021
Put Options

Purchased

-500

120.0000

American

Aug 21, 2020
Put Options

Purchased

-200

110.0000

American

Jan 21, 2022
Call Options

Written

-900

175.0000

American

Jun 19, 2020
Call Options

Written

-100

160.0000

American

Jun 19, 2020
Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021
Put Options

Purchased

-100

175.0000

American

Apr 17, 2020
Put Options

Purchased

-1,400

150.0000

American

Jun 19, 2020
Put Options

Purchased

-4,100

185.0000

American

Jan 15, 2021
Put Options

Purchased

-100

170.0000

American

Jan 21, 2022
Put Options

Written

3,700

215.0000

American

Jan 15, 2021
Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020
Put Options

Written

100

140.0000

American

Apr 17, 2020
Put Options

Written

100

165.0000

American

Mar 27, 2020
Put Options

Written

300

125.0000

American

Jun 19, 2020
Put Options

Written

900

175.0000

American

Jun 19, 2020
Call Options

Purchased

700

200.0000

American

Jun 19, 2020
Put Options

Written

200

150.0000

American

Apr 17, 2020
Put Options

Written

100

100.0000

American

Apr 17, 2020
Put Options

Written

1,400

155.0000

American

Apr 17, 2020
Call Options

Purchased

3,600

150.0000

American

Jan 15, 2021
Call Options

Purchased

100

170.0000

American

Jan 21, 2022
Put Options

Purchased

-400

180.0000

American

Apr 17, 2020
Put Options

Purchased

-200

190.0000

American

Aug 21, 2020
Call Options

Written

-500

175.0000

American

Apr 3, 2020
Put Options

Purchased

-400

115.0000

American

Jan 21, 2022
Put Options

Purchased

-600

125.0000

American

Jan 15, 2021
Put Options

Purchased

-10,000

180.0000

American

Jan 15, 2021
Call Options

Written

-200

200.0000

American

May 15, 2020
Put Options

Purchased

-2,100

150.0000

American

Jan 21, 2022
Put Options

Purchased

-1,500

170.0000

American

May 15, 2020
Put Options

Purchased

-100

130.0000

American

Jan 15, 2021
Put Options

Purchased

-3,000

175.0000

American

Jan 15, 2021
Put Options

Purchased

-10,800

185.0000

American

May 15, 2020
Put Options

Written

23,200

160.0000

American

Apr 17, 2020
Call Options

Purchased

700

175.0000

American

Apr 17, 2020
Put Options

Written

100

145.0000

American

Apr 17, 2020
Put Options

Written

7,000

105.0000

American

May 15, 2020
Call Options

Purchased

100

140.0000

American

Jan 15, 2021
Call Options

Purchased

400

160.0000

American

Apr 17, 2020
Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021
Put Options

Written

4,500

195.0000

American

Aug 21, 2020
Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020
Put Options

Purchased

-100

110.0000

American

May 15, 2020
Call Options

Written

-1,000

205.0000

American

Jan 15, 2021
Call Options

Written

-1,000

185.0000

American

May 15, 2020
Call Options

Written

-100

130.0000

American

Jan 21, 2022
Call Options

Written

-600

250.0000

American

Jan 15, 2021
Put Options

Purchased

-4,500

145.0000

American

May 15, 2020
Put Options

Purchased

-2,000

180.0000

American

Mar 27, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695320
Time of Receipt (offset from UTC): 20200325T150643+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC