Form 8.3 - ABBVIE AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

2,759,376

0.19%

4,304,031

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,159,179

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,673,500

0.11%

1,586,000

0.11%

 

 

 

 

TOTAL:

 

 

 

 

6,592,055

0.45%

6,442,597

0.44%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

3

68.1300 USD
Purchase

100

69.1900 USD
Purchase

100

67.5200 USD
Purchase

100

67.4700 USD
Purchase

100

68.3300 USD
Purchase

100

69.0800 USD
Purchase

100

69.7800 USD
Purchase

100

69.1100 USD
Purchase

100

68.9800 USD
Purchase

100

69.5400 USD
Purchase

100

69.8400 USD
Purchase

100

69.1700 USD
Purchase

100

89.0000 USD
Purchase

110

68.2981 USD
Purchase

200

68.5175 USD
Purchase

200

68.4900 USD
Purchase

200

68.8700 USD
Purchase

200

69.1600 USD
Purchase

200

68.2050 USD
Purchase

200

69.2100 USD
Purchase

207

70.0713 USD
Purchase

296

68.4966 USD
Purchase

300

68.7900 USD
Purchase

300

68.9166 USD
Purchase

300

68.7200 USD
Purchase

300

68.5616 USD
Purchase

300

69.1433 USD
Purchase

300

68.3700 USD
Purchase

400

68.3875 USD
Purchase

400

68.2875 USD
Purchase

400

68.9000 USD
Purchase

400

68.0937 USD
Purchase

400

67.9775 USD
Purchase

400

69.0937 USD
Purchase

400

69.3612 USD
Purchase

400

67.8775 USD
Purchase

411

68.6409 USD
Purchase

451

67.8375 USD
Purchase

460

69.1021 USD
Purchase

500

69.1340 USD
Purchase

500

69.0560 USD
Purchase

504

68.8209 USD
Purchase

537

68.2149 USD
Purchase

600

68.2850 USD
Purchase

600

69.8192 USD
Purchase

600

69.0400 USD
Purchase

600

68.5366 USD
Purchase

607

69.8000 USD
Purchase

624

68.2391 USD
Purchase

658

67.9791 USD
Purchase

700

78.0000 USD
Purchase

709

68.4950 USD
Purchase

800

69.0568 USD
Purchase

900

70.0000 USD
Purchase

978

70.0817 USD
Purchase

1,050

69.5742 USD
Purchase

1,064

69.1436 USD
Purchase

1,200

68.4075 USD
Purchase

1,200

68.5225 USD
Purchase

1,200

68.5525 USD
Purchase

1,222

69.1823 USD
Purchase

1,324

67.6933 USD
Purchase

1,535

68.4605 USD
Purchase

1,600

68.4586 USD
Purchase

1,700

69.0829 USD
Purchase

1,823

67.6696 USD
Purchase

1,831

69.0165 USD
Purchase

2,000

69.1997 USD
Purchase

2,307

68.5511 USD
Purchase

2,320

69.8196 USD
Purchase

2,600

71.5574 USD
Purchase

2,700

82.5000 USD
Purchase

2,702

68.5293 USD
Purchase

2,791

68.5230 USD
Purchase

2,900

67.6600 USD
Purchase

3,245

69.4843 USD
Purchase

3,400

69.1597 USD
Purchase

3,428

69.1556 USD
Purchase

3,462

68.8259 USD
Purchase

3,500

68.2908 USD
Purchase

3,738

70.6687 USD
Purchase

4,700

68.2870 USD
Purchase

5,808

68.0336 USD
Purchase

6,564

69.1558 USD
Purchase

7,500

92.5000 USD
Purchase

8,110

68.5719 USD
Purchase

8,161

71.2395 USD
Purchase

10,011

69.6245 USD
Purchase

10,740

68.8470 USD
Purchase

12,599

69.1015 USD
Purchase

17,300

90.0000 USD
Purchase

18,650

68.5691 USD
Purchase

19,300

69.1626 USD
Purchase

20,352

70.5734 USD
Purchase

21,650

68.5948 USD
Purchase

25,493

70.3072 USD
Purchase

28,133

69.5195 USD
Purchase

37,000

71.0600 USD
Purchase

77,465

69.5462 USD
Purchase

87,500

69.5665 USD
Purchase

111,948

68.8200 USD
Purchase

122,320

69.4836 USD
Purchase

131,300

69.6754 USD
Purchase

153,250

69.7122 USD
Purchase

448,197

70.6237 USD
Sale

20

72.2300 USD
Sale

23

68.3700 USD
Sale

24

69.5000 USD
Sale

39

71.2400 USD
Sale

40

72.3000 USD
Sale

90

71.2100 USD
Sale

95

67.9100 USD
Sale

100

68.3400 USD
Sale

100

68.4550 USD
Sale

100

68.5600 USD
Sale

100

71.2200 USD
Sale

100

71.3650 USD
Sale

100

71.9500 USD
Sale

100

72.0450 USD
Sale

100

72.1700 USD
Sale

100

72.1850 USD
Sale

100

75.0000 USD
Sale

100

92.0000 USD
Sale

197

68.7615 USD
Sale

200

88.0000 USD
Sale

200

65.0000 USD
Sale

200

72.1900 USD
Sale

200

68.6900 USD
Sale

200

68.3150 USD
Sale

200

68.2800 USD
Sale

200

68.2775 USD
Sale

200

68.2750 USD
Sale

203

68.3497 USD
Sale

250

68.3470 USD
Sale

300

67.8300 USD
Sale

300

68.4633 USD
Sale

300

72.5000 USD
Sale

300

68.9166 USD
Sale

300

69.6066 USD
Sale

300

68.2900 USD
Sale

300

68.0800 USD
Sale

347

70.4374 USD
Sale

373

69.6730 USD
Sale

490

68.1348 USD
Sale

500

68.4000 USD
Sale

500

70.3820 USD
Sale

515

68.8617 USD
Sale

650

68.3315 USD
Sale

700

68.3221 USD
Sale

700

68.3300 USD
Sale

700

68.4571 USD
Sale

700

68.3542 USD
Sale

800

68.4475 USD
Sale

800

68.2681 USD
Sale

800

69.3268 USD
Sale

850

68.2735 USD
Sale

900

68.4444 USD
Sale

911

71.6459 USD
Sale

927

68.2869 USD
Sale

950

68.2300 USD
Sale

955

68.4290 USD
Sale

1,001

68.8161 USD
Sale

1,050

68.3684 USD
Sale

1,090

68.4514 USD
Sale

1,155

71.8303 USD
Sale

1,200

68.1633 USD
Sale

1,247

71.3319 USD
Sale

1,256

71.0902 USD
Sale

1,471

69.6706 USD
Sale

1,500

68.2373 USD
Sale

1,508

68.9677 USD
Sale

1,524

68.3815 USD
Sale

1,578

68.7751 USD
Sale

1,679

67.6871 USD
Sale

1,700

68.5138 USD
Sale

1,700

68.3538 USD
Sale

1,800

87.5000 USD
Sale

1,800

69.1072 USD
Sale

1,862

68.7486 USD
Sale

2,000

84.0000 USD
Sale

2,600

68.4297 USD
Sale

2,600

71.5574 USD
Sale

4,060

67.9143 USD
Sale

4,422

68.6851 USD
Sale

6,342

68.7648 USD
Sale

6,900

82.5000 USD
Sale

8,400

80.0000 USD
Sale

9,650

69.1626 USD
Sale

9,756

68.4917 USD
Sale

10,600

77.5000 USD
Sale

10,728

69.1558 USD
Sale

11,513

68.7130 USD
Sale

11,945

72.1898 USD
Sale

12,764

69.3857 USD
Sale

13,036

70.3372 USD
Sale

13,110

68.8720 USD
Sale

14,926

69.1102 USD
Sale

15,016

68.6425 USD
Sale

19,055

68.8854 USD
Sale

19,800

85.0000 USD
Sale

22,061

68.5748 USD
Sale

24,900

70.3563 USD
Sale

24,954

68.5201 USD
Sale

25,955

68.9669 USD
Sale

28,626

72.5600 USD
Sale

57,481

69.2809 USD
Sale

58,163

68.7750 USD
Sale

61,160

69.4836 USD
Sale

63,292

70.9250 USD
Sale

63,400

69.2477 USD
Sale

204,206

69.6344 USD
Sale

280,090

71.7175 USD
Sale

292,602

68.8200 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

200

70 USD American 20 Mar 2020 0.4400 USD
Call Option Purchasing

2,000

80 USD American 17 Apr 2020 0.8535 USD
Call Option Purchasing

100

80 USD American 1 May 2020 1.3500 USD
Call Option Purchasing

100

81 USD American 1 May 2020 1.1500 USD
Call Option Selling

500

65 USD American 15 Jan 2021 10.8500 USD
Call Option Selling

100

68 USD American 15 Jan 2021 9.7500 USD
Call Option Selling

100

70 USD American 21 Aug 2020 6.5000 USD
Call Option Selling

400

70 USD American 15 Jan 2021 10.1250 USD
Call Option Selling

1,300

73 USD American 18 Sep 2020 5.8692 USD
Call Option Selling

1,500

73 USD American 15 Jan 2021 7.2833 USD
Call Option Selling

100

75 USD American 15 Jan 2021 7.3000 USD
Call Option Selling

500

98 USD American 15 May 2020 0.2500 USD
Call Option Selling

300

100 USD American 21 Aug 2020 0.8000 USD
Call Option Selling

700

105 USD American 15 Jan 2021 1.5700 USD
Put Option Purchasing

100

60 USD American 1 May 2020 2.5000 USD
Put Option Purchasing

100

62 USD American 27 Mar 2020 0.8900 USD
Put Option Purchasing

100

63 USD American 19 Jun 2020 4.9000 USD
Put Option Purchasing

200

65 USD American 20 Mar 2020 0.2000 USD
Put Option Purchasing

200

65 USD American 19 Jun 2020 6.2250 USD
Put Option Purchasing

13,200

68 USD American 18 Sep 2020 8.1457 USD
Put Option Purchasing

100

95 USD American 15 May 2020 24.5000 USD
Put Option Purchasing

1,600

96 USD American 20 Mar 2020 22.5000 USD
Put Option Selling

13,200

73 USD American 15 May 2020 6.7596 USD
Put Option Selling

100

75 USD American 27 Mar 2020 6.1900 USD
Put Option Selling

900

83 USD American 20 Mar 2020 14.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Put Options Written

101,500

60.0000

American Jun 19, 2020
Call Options Purchased

6,300

105.0000

American Apr 17, 2020
Call Options Purchased

300

67.5000

American Sep 18, 2020
Call Options Purchased

5,700

75.0000

American May 15, 2020
Call Options Purchased

100

79.5000

American May 1, 2020
Call Options Purchased

5,500

97.5000

American Jan 15, 2021
Put Options Written

2,300

37.5000

American Jan 21, 2022
Call Options Purchased

1,500

100.0000

American Mar 20, 2020
Call Options Purchased

500

97.5000

American Jan 21, 2022
Call Options Purchased

100

75.0000

American Mar 27, 2020
Call Options Purchased

100

103.0000

American Mar 20, 2020
Put Options Written

1,200

85.0000

American Jun 19, 2020
Call Options Purchased

13,200

87.5000

American May 15, 2020
Put Options Written

3,100

75.0000

American Jun 19, 2020
Put Options Written

100

75.0000

American Apr 3, 2020
Call Options Purchased

1,000

83.0000

American Mar 27, 2020
Put Options Written

9,300

80.0000

American May 15, 2020
Call Options Purchased

300

50.0000

American Jan 15, 2021
Call Options Purchased

2,800

115.0000

American Sep 18, 2020
Put Options Written

2,100

70.0000

American May 15, 2020
Put Options Written

400

82.5000

American Jan 15, 2021
Call Options Written

-1,900

135.0000

American Jan 15, 2021
Call Options Written

-300

95.0000

American Mar 27, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Call Options Written

-800

105.0000

American Jan 21, 2022
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Put Options Purchased

-100

60.0000

American May 1, 2020
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-2,200

50.0000

American Jan 21, 2022
Call Options Written

-1,100

82.5000

American Jan 21, 2022
Put Options Purchased

-100

75.0000

American Mar 20, 2020
Put Options Purchased

-10,200

50.0000

American Jan 15, 2021
Call Options Written

-200

85.0000

American Mar 20, 2020
Call Options Written

-500

100.0000

American Aug 21, 2020
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Put Options Purchased

-100

70.0000

American Sep 18, 2020
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options Purchased

-100

62.0000

American Mar 27, 2020
Call Options Written

-200

110.0000

American Jan 21, 2022
Call Options Written

-100

93.5000

American Mar 20, 2020
Call Options Written

-19,200

110.0000

American Mar 20, 2020
Call Options Written

-2,800

120.0000

American Jan 15, 2021
Call Options Written

-13,600

90.0000

American Jun 19, 2020
Call Options Written

-100

70.0000

American Aug 21, 2020
Call Options Written

-100

84.5000

American Mar 27, 2020
Call Options Written

-100

90.5000

American Mar 20, 2020
Call Options Written

-5,000

80.0000

American Jan 21, 2022
Call Options Purchased

8,900

95.0000

American Sep 18, 2020
Put Options Written

100

92.5000

American May 15, 2020
Call Options Purchased

200

55.0000

American Apr 24, 2020
Put Options Written

100

94.5000

American Apr 3, 2020
Call Options Purchased

3,800

87.5000

American Mar 20, 2020
Put Options Written

301,500

60.0000

American Jan 15, 2021
Call Options Purchased

100

80.5000

American May 1, 2020
Put Options Written

4,100

87.5000

American Aug 21, 2020
Call Options Purchased

900

85.0000

American Aug 21, 2020
Call Options Purchased

900

90.0000

American Mar 20, 2020
Put Options Written

700

78.0000

American Mar 20, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Call Options Purchased

5,800

77.5000

American May 15, 2020
Put Options Written

2,700

82.5000

American Mar 20, 2020
Put Options Written

900

82.5000

American Sep 18, 2020
Call Options Purchased

17,800

95.0000

American May 15, 2020
Put Options Written

3,400

65.0000

American Mar 20, 2020
Call Options Purchased

6,900

72.5000

American Jun 19, 2020
Put Options Written

5,700

57.5000

American Jan 15, 2021
Put Options Written

700

62.5000

American Sep 18, 2020
Call Options Purchased

400

72.5000

American May 15, 2020
Call Options Purchased

1,500

92.5000

American May 15, 2020
Call Options Written

-400

120.0000

American Sep 18, 2020
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options Purchased

-4,300

55.0000

American Jan 15, 2021
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Put Options Purchased

-8,400

80.0000

American Mar 20, 2020
Put Options Purchased

-100

65.0000

American Apr 24, 2020
Call Options Written

-8,000

105.0000

American May 15, 2020
Put Options Purchased

-500

97.5000

American May 15, 2020
Call Options Written

-13,100

115.0000

American Mar 20, 2020
Call Options Written

-2,500

70.0000

American Apr 3, 2020
Call Options Written

-6,400

125.0000

American Aug 21, 2020
Call Options Written

-100

91.5000

American Apr 3, 2020
Call Options Written

-1,500

100.0000

American Mar 27, 2020
Put Options Purchased

-200

85.0000

American Apr 17, 2020
Call Options Written

-100

115.0000

American Aug 21, 2020
Call Options Written

-200

94.0000

American Apr 3, 2020
Call Options Written

-500

90.0000

American Mar 27, 2020
Call Options Written

-16,800

110.0000

American Jan 15, 2021
Put Options Purchased

-1,800

75.0000

American Sep 18, 2020
Put Options Purchased

-700

70.0000

American Apr 17, 2020
Put Options Purchased

-30,100

62.5000

American Jan 15, 2021
Put Options Purchased

-100

89.5000

American Apr 3, 2020
Put Options Purchased

-400

72.5000

American Aug 21, 2020
Put Options Purchased

-34,500

95.0000

American Jun 19, 2020
Call Options Purchased

400

70.0000

American Jun 19, 2020
Put Options Written

200

87.5000

American Jan 21, 2022
Call Options Purchased

16,900

97.5000

American May 15, 2020
Put Options Written

8,600

75.0000

American May 15, 2020
Call Options Purchased

10,200

97.5000

American Mar 20, 2020
Put Options Written

2,200

82.5000

American May 15, 2020
Call Options Purchased

2,000

105.0000

American Jun 19, 2020
Put Options Written

100

65.0000

American Aug 21, 2020
Call Options Purchased

3,200

77.5000

American Jun 19, 2020
Call Options Purchased

100

60.0000

American Jun 19, 2020
Call Options Purchased

1,400

97.5000

American Sep 18, 2020
Call Options Purchased

300

83.0000

American May 1, 2020
Call Options Purchased

100

96.0000

American Apr 3, 2020
Put Options Written

34,400

90.0000

American Aug 21, 2020
Call Options Written

-200

92.0000

American Apr 3, 2020
Call Options Written

-100

140.0000

American Jun 19, 2020
Call Options Written

-2,000

85.0000

American Jun 19, 2020
Put Options Purchased

-4,800

40.0000

American Jan 21, 2022
Put Options Purchased

-500

82.5000

American Apr 17, 2020
Call Options Written

-700

96.0000

American Mar 27, 2020
Put Options Purchased

-1,900

50.0000

American Sep 18, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Put Options Purchased

-2,600

110.0000

American Jan 15, 2021
Call Options Written

-3,200

100.0000

American Apr 17, 2020
Call Options Written

-5,200

110.0000

American Jun 19, 2020
Call Options Written

-100

71.0000

American Mar 20, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-10,600

77.5000

American Mar 20, 2020
Call Options Written

-2,200

75.0000

American Jan 15, 2021
Call Options Written

-2,500

100.0000

American Apr 3, 2020
Call Options Written

-1,000

81.0000

American Apr 3, 2020
Put Options Purchased

-3,000

45.0000

American Sep 18, 2020
Call Options Written

-4,500

85.0000

American May 15, 2020
Put Options Purchased

-6,000

90.0000

American Sep 18, 2020
Put Options Purchased

-3,900

50.0000

American Jun 19, 2020
Put Options Purchased

-100

65.0000

American Jan 21, 2022
Put Options Purchased

-300

72.5000

American Mar 20, 2020
Call Options Purchased

1,700

92.5000

American Sep 18, 2020
Put Options Written

151,500

65.0000

American Jun 19, 2020
Call Options Purchased

500

98.0000

American Mar 20, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

300

90.0000

American Jun 19, 2020
Put Options Written

6,900

77.5000

American Jan 15, 2021
Put Options Written

500

77.5000

American Jan 21, 2022
Call Options Purchased

6,800

80.0000

American May 15, 2020
Put Options Written

900

70.0000

American Mar 20, 2020
Put Options Written

176,700

80.0000

American Jan 15, 2021
Call Options Purchased

400

75.0000

American Jan 21, 2022
Call Options Purchased

3,000

67.5000

American Jan 15, 2021
Put Options Written

2,500

47.5000

American Jan 21, 2022
Put Options Written

2,000

85.0000

American May 15, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Written

2,600

80.0000

American Jun 19, 2020
Call Options Purchased

100

105.0000

American Aug 21, 2020
Put Options Written

1,800

70.0000

American Aug 21, 2020
Call Options Purchased

600

110.0000

American Aug 21, 2020
Put Options Written

2,200

80.0000

American Aug 21, 2020
Call Options Purchased

900

95.0000

American Apr 17, 2020
Call Options Purchased

11,700

90.0000

American Sep 18, 2020
Call Options Purchased

4,900

90.0000

American Aug 21, 2020
Put Options Written

1,000

42.5000

American Jan 21, 2022
Put Options Written

100

89.0000

American Mar 20, 2020
Put Options Written

37,000

57.5000

American Jun 19, 2020
Put Options Written

7,800

72.5000

American Jun 19, 2020
Call Options Purchased

5,300

87.5000

American Jun 19, 2020
Call Options Purchased

1,100

85.0000

American Apr 17, 2020
Call Options Purchased

1,400

65.0000

American Sep 18, 2020
Call Options Purchased

400

94.0000

American Mar 20, 2020
Put Options Purchased

-100

60.0000

American May 15, 2020
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Put Options Purchased

-2,500

70.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American Mar 27, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options Written

-50,100

92.5000

American Jan 15, 2021
Call Options Written

-600

92.5000

American Mar 20, 2020
Call Options Written

-2,100

100.0000

American Jan 15, 2021
Call Options Written

-77,400

70.0000

American Jan 15, 2021
Call Options Written

-900

125.0000

American Sep 18, 2020
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-300

91.0000

American Mar 20, 2020
Call Options Written

-100

45.0000

American Jan 21, 2022
Call Options Written

-200

65.0000

American Mar 20, 2020
Call Options Written

-700

110.0000

American Sep 18, 2020
Put Options Purchased

-100

95.0000

American Apr 9, 2020
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-352,300

87.5000

American Jan 15, 2021
Call Options Written

-100

92.0000

American Mar 20, 2020
Call Options Written

-300

70.0000

American Jan 21, 2022
Put Options Purchased

-3,100

60.0000

American Apr 24, 2020
Put Options Purchased

-5,500

72.5000

American Sep 18, 2020
Put Options Purchased

-500

82.0000

American Apr 3, 2020
Put Options Purchased

-200

88.0000

American Mar 20, 2020
Call Options Written

-1,200

95.0000

American Mar 20, 2020
Call Options Written

-2,400

90.0000

American Apr 17, 2020
Call Options Written

-2,300

95.0000

American Apr 3, 2020
Put Options Purchased

-14,300

67.5000

American Sep 18, 2020
Call Options Purchased

2,300

77.5000

American Sep 18, 2020
Call Options Purchased

900

80.0000

American Jan 15, 2021
Put Options Written

800

67.5000

American May 15, 2020
Call Options Purchased

300

93.0000

American Mar 20, 2020
Call Options Purchased

3,300

80.0000

American Apr 17, 2020
Call Options Purchased

300

78.5000

American Mar 27, 2020
Call Options Purchased

300

70.0000

American Mar 27, 2020
Call Options Purchased

200

70.0000

American Mar 20, 2020
Call Options Purchased

100

73.0000

American Mar 20, 2020
Put Options Written

16,300

62.5000

American Jun 19, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Put Options Written

100

62.5000

American Jan 21, 2022
Put Options Written

17,300

90.0000

American Mar 20, 2020
Call Options Purchased

1,000

91.0000

American Apr 3, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Call Options Purchased

200

85.0000

American May 1, 2020
Put Options Written

100

77.5000

American May 15, 2020
Call Options Purchased

16,100

90.0000

American May 15, 2020
Put Options Written

300

65.0000

American May 15, 2020
Put Options Written

1,100

82.5000

American Jun 19, 2020
Call Options Purchased

14,400

75.0000

American Sep 18, 2020
Call Options Purchased

100

88.0000

American Mar 27, 2020
Put Options Written

1,800

77.5000

American Sep 18, 2020
Put Options Purchased

-100

70.0000

American Apr 24, 2020
Call Options Written

-500

72.5000

American Jan 15, 2021
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-5,100

55.0000

American May 15, 2020
Call Options Written

-5,200

130.0000

American Jun 19, 2020
Put Options Purchased

-21,100

95.0000

American Jan 15, 2021
Put Options Purchased

-500

77.5000

American Aug 21, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-2,100

80.0000

American Mar 20, 2020
Call Options Written

-900

105.0000

American Mar 27, 2020
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Call Options Written

-2,700

115.0000

American Jun 19, 2020
Put Options Purchased

-2,000

84.0000

American Mar 20, 2020
Put Options Purchased

-1,500

80.0000

American Apr 17, 2020
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Call Options Written

-200

93.0000

American Apr 9, 2020
Put Options Purchased

-2,100

100.0000

American Jan 15, 2021
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Call Options Purchased

100

125.0000

American Jan 21, 2022
Put Options Written

5,000

55.0000

American Jun 19, 2020
Put Options Written

1,700

75.0000

American Jan 15, 2021
Call Options Purchased

800

75.0000

American Jun 19, 2020
Put Options Written

2,300

90.0000

American May 15, 2020
Put Options Written

2,000

57.5000

American Sep 18, 2020
Call Options Purchased

1,000

90.0000

American Jan 15, 2021
Put Options Written

1,500

62.5000

American May 15, 2020
Put Options Written

100

95.0000

American Sep 18, 2020
Put Options Written

9,100

87.5000

American May 15, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Put Options Written

30,200

70.0000

American Jun 19, 2020
Call Options Purchased

400

96.0000

American Mar 20, 2020
Put Options Written

100

35.0000

American Sep 18, 2020
Put Options Purchased

-10,300

72.5000

American Jan 15, 2021
Put Options Purchased

-1,800

87.5000

American Mar 20, 2020
Put Options Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options Purchased

-100

92.0000

American Mar 20, 2020
Put Options Purchased

-700

92.5000

American Jun 19, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options Purchased

-300

60.0000

American Mar 27, 2020
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Call Options Written

-100

77.5000

American Mar 20, 2020
Call Options Written

-1,200

72.5000

American Sep 18, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Call Options Written

-700

72.0000

American Mar 20, 2020
Put Options Purchased

-1,600

88.0000

American Apr 3, 2020
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Put Options Purchased

-5,100

77.5000

American Apr 17, 2020
Call Options Written

-2,000

80.0000

American Mar 27, 2020
Put Options Purchased

-7,900

75.0000

American Apr 17, 2020
Call Options Written

-33,400

95.0000

American Jun 19, 2020
Put Options Purchased

-300

75.0000

American Mar 27, 2020
Call Options Written

-500

65.0000

American Jan 15, 2021
Put Options Written

22,400

90.0000

American Jan 15, 2021
Call Options Purchased

1,300

85.0000

American Sep 18, 2020
Put Options Written

1,000

88.0000

American Mar 27, 2020
Call Options Purchased

900

110.0000

American Apr 17, 2020
Put Options Written

100

92.5000

American Sep 18, 2020
Call Options Purchased

100

82.5000

American Mar 20, 2020
Put Options Written

100

40.0000

American May 15, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Call Options Purchased

700

70.0000

American Sep 18, 2020
Call Options Purchased

200

72.5000

American Jan 21, 2022
Put Options Written

100

97.5000

American Apr 3, 2020
Put Options Written

100

130.0000

American Jun 19, 2020
Put Options Written

1,000

87.5000

American Sep 18, 2020
Put Options Written

2,600

65.0000

American Jan 15, 2021
Put Options Written

900

77.5000

American Jun 19, 2020
Put Options Written

200

100.0000

American Jan 21, 2022
Put Options Written

100

90.0000

American Mar 27, 2020
Put Options Written

8,400

87.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 21, 2022
Call Options Purchased

100

67.5000

American Jan 21, 2022
Call Options Purchased

300

55.0000

American Jan 21, 2022
Put Options Written

100

97.5000

American Jan 21, 2022
Put Options Written

13,900

67.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 15, 2021
Call Options Purchased

9,200

80.0000

American Jun 19, 2020
Put Options Written

300

65.0000

American Sep 18, 2020
Call Options Written

-100

93.5000

American Mar 27, 2020
Call Options Written

-14,600

82.5000

American May 15, 2020
Put Options Purchased

-100

70.0000

American Apr 9, 2020
Put Options Purchased

-100

87.0000

American Mar 27, 2020
Call Options Written

-100

65.0000

American Apr 3, 2020
Call Options Written

-1,300

105.0000

American Sep 18, 2020
Put Options Purchased

-200

100.0000

American Sep 18, 2020
Put Options Purchased

-4,100

75.0000

American Jan 21, 2022
Call Options Written

-16,100

105.0000

American Jan 15, 2021
Put Options Purchased

-300

67.5000

American Jan 21, 2022
Call Options Written

-6,000

100.0000

American Jun 19, 2020
Call Options Written

-19,400

105.0000

American Mar 20, 2020
Put Options Purchased

-300

37.5000

American Jan 15, 2021
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-500

94.0000

American Mar 27, 2020
Call Options Written

-500

81.0000

American Mar 20, 2020
Call Options Written

-2,200

95.0000

American Aug 21, 2020
Call Options Purchased

700

97.5000

American Apr 17, 2020
Call Options Purchased

1,700

80.0000

American Sep 18, 2020
Call Options Purchased

7,100

77.5000

American Jan 15, 2021
Call Options Purchased

3,200

82.5000

American Jun 19, 2020
Put Options Written

1,100

67.5000

American Jan 15, 2021
Call Options Purchased

500

90.0000

American Jan 21, 2022
Call Options Purchased

3,700

100.0000

American May 15, 2020
Call Options Purchased

10,700

85.0000

American Jan 15, 2021
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

900

80.0000

American Jan 21, 2022
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Call Options Purchased

200

90.0000

American Apr 3, 2020
Put Options Written

7,500

92.5000

American Mar 20, 2020
Put Options Written

2,900

92.5000

American Jan 15, 2021
Call Options Purchased

2,400

85.0000

American Jan 21, 2022
Call Options Purchased

500

81.0000

American May 1, 2020
Put Options Written

15,100

72.5000

American May 15, 2020
Call Options Written

-500

87.5000

American Jan 21, 2022
Call Options Written

-200

84.0000

American Mar 20, 2020
Call Options Written

-1,100

120.0000

American Jun 19, 2020
Call Options Written

-1,000

97.5000

American Aug 21, 2020
Put Options Purchased

-100

55.0000

American Jan 21, 2022
Call Options Written

-700

95.0000

American Apr 9, 2020
Put Options Purchased

-200

92.5000

American Jan 21, 2022
Call Options Written

-60,600

87.5000

American Jan 15, 2021
Put Options Purchased

-19,800

85.0000

American Mar 20, 2020
Call Options Written

-200

80.0000

American May 1, 2020
Put Options Purchased

-1,000

60.0000

American Apr 17, 2020
Call Options Written

-4,800

140.0000

American Jan 15, 2021
Call Options Written

-900

74.0000

American Mar 20, 2020
Put Options Purchased

-1,500

90.0000

American Apr 3, 2020
Call Options Written

-4,100

110.0000

American May 15, 2020
Call Options Written

-1,000

120.0000

American Aug 21, 2020
Call Options Written

-1,400

82.5000

American Jan 15, 2021
Put Options Purchased

-250,700

85.0000

American Jan 15, 2021
Call Options Written

-4,800

95.0000

American Jan 15, 2021
Call Options Written

-300

60.0000

American Jan 21, 2022
Call Options Written

-600

100.0000

American Sep 18, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Call Options Written

-700

92.5000

American Aug 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695319
Time of Receipt (offset from UTC): 20200325T095241+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC