Form 8.3 - ALLERGAN AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,223,831

1.28%

2,949,404

0.90%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,794,529

1.15%

2,885,630

0.88%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

570,100

0.17%

338,800

0.10%

 

 

 

 

TOTAL:

 

 

 

 

8,588,460

2.61%

6,173,834

1.88%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

15

171.5150 USD
Purchase

21

172.0750 USD
Purchase

25

170.3300 USD
Purchase

69

170.2100 USD
Purchase

100

171.5300 USD
Purchase

100

171.8800 USD
Purchase

100

182.5000 USD
Purchase

100

172.2900 USD
Purchase

131

171.6298 USD
Purchase

150

169.6866 USD
Purchase

197

171.6700 USD
Purchase

200

172.5450 USD
Purchase

200

171.2850 USD
Purchase

200

171.3900 USD
Purchase

399

171.1835 USD
Purchase

400

200.0000 USD
Purchase

415

172.9875 USD
Purchase

581

170.9454 USD
Purchase

600

170.4950 USD
Purchase

600

169.4733 USD
Purchase

696

169.6212 USD
Purchase

700

172.5071 USD
Purchase

809

172.1020 USD
Purchase

1,000

170.2659 USD
Purchase

1,950

169.5769 USD
Purchase

2,011

169.5339 USD
Purchase

2,090

170.5673 USD
Purchase

2,200

170.0000 USD
Purchase

2,266

171.3234 USD
Purchase

2,812

169.8852 USD
Purchase

2,943

172.2953 USD
Purchase

3,100

171.4258 USD
Purchase

3,423

170.7361 USD
Purchase

3,658

170.1841 USD
Purchase

4,517

172.2069 USD
Purchase

4,717

171.3905 USD
Purchase

5,537

169.9461 USD
Purchase

6,486

169.7637 USD
Purchase

7,086

170.2648 USD
Purchase

7,217

171.3147 USD
Purchase

8,200

185.0000 USD
Purchase

11,143

171.6552 USD
Purchase

16,563

171.7449 USD
Purchase

25,300

171.5626 USD
Purchase

25,700

180.0000 USD
Purchase

26,200

171.5277 USD
Purchase

75,866

170.8547 USD
Purchase

80,200

172.0731 USD
Purchase

101,433

172.2550 USD
Purchase

317,695

170.8800 USD
Sale

21

172.0750 USD
Sale

25

170.3300 USD
Sale

100

169.3300 USD
Sale

100

160.0000 USD
Sale

100

170.1500 USD
Sale

100

171.2600 USD
Sale

100

172.1500 USD
Sale

100

170.6600 USD
Sale

100

171.7000 USD
Sale

100

171.5200 USD
Sale

100

172.0500 USD
Sale

200

171.1825 USD
Sale

200

165.0000 USD
Sale

200

172.1850 USD
Sale

200

172.0850 USD
Sale

200

171.5100 USD
Sale

248

170.6951 USD
Sale

250

170.8300 USD
Sale

300

170.6016 USD
Sale

326

171.3615 USD
Sale

380

171.5384 USD
Sale

401

169.7250 USD
Sale

491

170.8854 USD
Sale

500

171.9200 USD
Sale

643

171.6616 USD
Sale

700

190.0000 USD
Sale

771

169.6816 USD
Sale

900

177.5000 USD
Sale

963

169.7438 USD
Sale

1,349

170.9509 USD
Sale

1,400

171.8535 USD
Sale

1,400

171.5685 USD
Sale

1,600

170.9175 USD
Sale

1,800

195.0000 USD
Sale

2,305

169.8074 USD
Sale

2,415

171.0371 USD
Sale

2,869

169.7794 USD
Sale

2,958

171.0328 USD
Sale

3,100

171.4258 USD
Sale

4,236

173.7100 USD
Sale

4,700

170.3650 USD
Sale

5,200

171.7935 USD
Sale

5,853

169.8268 USD
Sale

6,880

170.8601 USD
Sale

7,282

169.8267 USD
Sale

10,860

170.9867 USD
Sale

11,143

171.6552 USD
Sale

13,261

171.9833 USD
Sale

14,072

169.9175 USD
Sale

17,100

175.0000 USD
Sale

21,500

171.7818 USD
Sale

25,000

169.8620 USD
Sale

26,218

172.0695 USD
Sale

26,703

171.5550 USD
Sale

62,709

173.0966 USD
Sale

97,301

171.9993 USD
Sale

358,607

170.8800 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type Expiry Option
purchasing,

of

price date money
selling,

securities

paid/
varying etc

to which

received

option

relates

Call Option Purchasing

400

160 USD American 17 Apr 2020 16.2500 USD
Call Option Purchasing

200

173 USD American 27 Mar 2020 4.7500 USD
Call Option Purchasing

500

175 USD American 17 Apr 2020 5.7900 USD
Call Option Purchasing

400

175 USD American 15 May 2020 9.5750 USD
Call Option Purchasing

100

180 USD American 17 Apr 2020 2.2000 USD
Call Option Purchasing

2,400

185 USD American 3 Apr 2020 0.5000 USD
Put Option Purchasing

4,400

145 USD American 15 May 2020 2.3000 USD
Put Option Purchasing

100

160 USD American 27 Mar 2020 2.0000 USD
Put Option Purchasing

400

160 USD American 15 May 2020 6.2250 USD
Put Option Purchasing

100

170 USD American 20 Mar 2020 0.9500 USD
Put Option Purchasing

3,200

170 USD American 17 Apr 2020 7.8015 USD
Put Option Purchasing

400

170 USD American 15 May 2020 9.4000 USD
Put Option Purchasing

300

175 USD American 20 Mar 2020 3.7500 USD
Put Option Purchasing

100

180 USD American 17 Apr 2020 14.0000 USD
Put Option Selling

300

180 USD American 20 Mar 2020 8.7000 USD
Put Option Selling

100

195 USD American 20 Mar 2020 21.7500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

24 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise Type Expiry
purchased

relevant securities

price date

to which the option

or derivative

relates

Put Options Written

4,900

115.0000

American Mar 20, 2020
Put Options Written

2,700

100.0000

American May 15, 2020
Call Options Purchased

300

190.0000

American Mar 27, 2020
Call Options Purchased

200

190.0000

American Jan 21, 2022
Put Options Written

200

130.0000

American Mar 20, 2020
Call Options Purchased

2,600

175.0000

American Jan 15, 2021
Put Options Written

600

95.0000

American Jan 15, 2021
Put Options Written

300

180.0000

American Jan 21, 2022
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Put Options Written

2,700

170.0000

American Mar 20, 2020
Put Options Purchased

-1,300

145.0000

American Jan 15, 2021
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-20,000

165.0000

American Mar 20, 2020
Put Options Purchased

-200

120.0000

American Jan 21, 2022
Put Options Purchased

-2,300

140.0000

American May 15, 2020
Call Options Written

-100

160.0000

American Mar 20, 2020
Put Options Purchased

-100

175.0000

American Mar 27, 2020
Put Options Purchased

-1,800

170.0000

American Aug 21, 2020
Call Options Written

-600

220.0000

American May 15, 2020
Call Options Written

-1,500

220.0000

American Aug 21, 2020
Put Options Purchased

-2,300

165.0000

American Jan 15, 2021
Put Options Purchased

-200

100.0000

American Jan 15, 2021
Call Options Written

-200

230.0000

American Mar 20, 2020
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Call Options Purchased

1,400

170.0000

American Jan 15, 2021
Call Options Purchased

2,400

185.0000

American Apr 3, 2020
Call Options Purchased

6,500

175.0000

American May 15, 2020
Put Options Written

10,900

160.0000

American Jun 19, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Call Options Purchased

100

197.5000

American Apr 24, 2020
Put Options Written

17,600

150.0000

American May 15, 2020
Put Options Written

1,000

195.0000

American Jan 15, 2021
Put Options Written

36,700

105.0000

American Jan 15, 2021
Put Options Written

100

140.0000

American Aug 21, 2020
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Put Options Purchased

-200

162.5000

American Mar 27, 2020
Put Options Purchased

-2,700

110.0000

American Jan 15, 2021
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-500

155.0000

American Jan 21, 2022
Put Options Purchased

-400

80.0000

American Jan 15, 2021
Put Options Purchased

-400

185.0000

American Jan 21, 2022
Put Options Purchased

-1,000

155.0000

American Jan 15, 2021
Call Options Written

-3,300

200.0000

American Aug 21, 2020
Put Options Purchased

-17,700

115.0000

American Jan 15, 2021
Put Options Written

1,000

120.0000

American Apr 17, 2020
Call Options Purchased

1,900

190.0000

American May 15, 2020
Call Options Purchased

6,400

180.0000

American May 15, 2020
Put Options Written

8,200

185.0000

American Mar 20, 2020
Call Options Purchased

300

235.0000

American Jan 15, 2021
Call Options Purchased

3,500

165.0000

American Jan 15, 2021
Call Options Purchased

1,200

180.0000

American Aug 21, 2020
Put Options Written

100

140.0000

American Jan 21, 2022
Call Options Purchased

1,400

202.5000

American Mar 20, 2020
Call Options Purchased

5,800

185.0000

American Mar 20, 2020
Call Options Purchased

200

195.0000

American May 15, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Put Options Written

7,100

145.0000

American Mar 20, 2020
Call Options Purchased

42,500

175.0000

American Jan 21, 2022
Call Options Purchased

1,100

190.0000

American Jun 19, 2020
Call Options Purchased

300

210.0000

American May 15, 2020
Put Options Purchased

-300

135.0000

American Jan 15, 2021
Put Options Purchased

-8,200

170.0000

American Jan 15, 2021
Call Options Written

-100

200.0000

American Jan 21, 2022
Call Options Written

-700

270.0000

American Jan 15, 2021
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-100

197.5000

American Apr 3, 2020
Call Options Written

-100

240.0000

American Mar 20, 2020
Call Options Written

-100

210.0000

American Mar 20, 2020
Put Options Purchased

-200

100.0000

American Jan 21, 2022
Put Options Purchased

-1,400

165.0000

American May 15, 2020
Put Options Purchased

-400

105.0000

American Jan 21, 2022
Put Options Purchased

-100

160.0000

American Mar 27, 2020
Put Options Purchased

-1,100

195.0000

American May 15, 2020
Call Options Written

-200

205.0000

American Apr 3, 2020
Call Options Purchased

3,000

170.0000

American May 15, 2020
Call Options Purchased

2,000

180.0000

American Jan 15, 2021
Call Options Purchased

800

220.0000

American Jan 21, 2022
Call Options Purchased

7,500

200.0000

American Mar 20, 2020
Put Options Written

5,400

95.0000

American May 15, 2020
Call Options Purchased

1,300

160.0000

American Jan 21, 2022
Put Options Written

100

190.0000

American Jan 15, 2021
Put Options Written

3,800

165.0000

American Jun 19, 2020
Put Options Written

500

160.0000

American May 15, 2020
Call Options Purchased

300

155.0000

American Jun 19, 2020
Put Options Written

48,000

140.0000

American Jun 19, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Call Options Purchased

200

207.5000

American Apr 9, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Put Options Written

100

197.5000

American Apr 3, 2020
Put Options Purchased

-700

190.0000

American Mar 20, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-100

150.0000

American May 15, 2020
Put Options Purchased

-3,000

190.0000

American May 15, 2020
Put Options Purchased

-3,200

175.0000

American May 15, 2020
Put Options Purchased

-6,400

170.0000

American Jun 19, 2020
Call Options Written

-200

220.0000

American Jan 15, 2021
Call Options Purchased

100

225.0000

American Jan 15, 2021
Put Options Written

13,300

160.0000

American Mar 20, 2020
Call Options Purchased

100

180.0000

American Apr 17, 2020
Put Options Written

14,800

165.0000

American Apr 17, 2020
Put Options Written

400

145.0000

American Jun 19, 2020
Call Options Purchased

3,000

195.0000

American Aug 21, 2020
Call Options Purchased

1,300

180.0000

American Jan 21, 2022
Call Options Purchased

7,700

190.0000

American Jan 15, 2021
Call Options Purchased

400

180.0000

American Jun 19, 2020
Call Options Purchased

1,800

175.0000

American Mar 20, 2020
Call Options Purchased

1,600

200.0000

American Jan 15, 2021
Put Options Written

7,400

120.0000

American Jun 19, 2020
Put Options Written

6,700

140.0000

American Jan 15, 2021
Put Options Written

1,100

90.0000

American May 15, 2020
Put Options Written

100

182.5000

American Mar 20, 2020
Call Options Written

-100

165.0000

American Jun 19, 2020
Put Options Purchased

-400

190.0000

American Jun 19, 2020
Put Options Purchased

-500

185.0000

American Jun 19, 2020
Call Options Written

-300

190.0000

American Mar 20, 2020
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Put Options Purchased

-39,300

150.0000

American Jan 15, 2021
Put Options Written

200

135.0000

American Mar 20, 2020
Put Options Written

100

90.0000

American Jun 19, 2020
Call Options Purchased

100

210.0000

American Apr 17, 2020
Put Options Written

1,400

195.0000

American Jun 19, 2020
Call Options Purchased

200

172.5000

American Mar 27, 2020
Put Options Written

400

200.0000

American Mar 20, 2020
Put Options Written

25,700

180.0000

American Mar 20, 2020
Call Options Purchased

100

202.5000

American Mar 27, 2020
Call Options Purchased

6,700

180.0000

American Mar 20, 2020
Put Options Written

3,800

180.0000

American May 15, 2020
Call Options Purchased

6,400

160.0000

American Jan 15, 2021
Put Options Written

1,900

180.0000

American Jun 19, 2020
Call Options Purchased

100

210.0000

American Jan 15, 2021
Call Options Purchased

600

197.5000

American Mar 20, 2020
Put Options Written

100

200.0000

American May 15, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-200

165.0000

American Mar 20, 2020
Call Options Written

-100

160.0000

American Jun 19, 2020
Put Options Purchased

-4,100

185.0000

American Jan 15, 2021
Put Options Purchased

-1,400

150.0000

American Jun 19, 2020
Put Options Purchased

-100

170.0000

American Jan 21, 2022
Put Options Purchased

-2,100

120.0000

American Jan 15, 2021
Put Options Purchased

-3,300

170.0000

American Apr 17, 2020
Put Options Purchased

-100

175.0000

American Apr 17, 2020
Put Options Purchased

-5,400

160.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options Written

-300

195.0000

American Mar 20, 2020
Put Options Purchased

-700

185.0000

American Aug 21, 2020
Put Options Purchased

-500

120.0000

American Aug 21, 2020
Call Options Written

-100

185.0000

American Jun 19, 2020
Put Options Purchased

-200

110.0000

American Jan 21, 2022
Put Options Written

100

140.0000

American Apr 17, 2020
Call Options Purchased

100

170.0000

American Jan 21, 2022
Call Options Purchased

8,200

185.0000

American Aug 21, 2020
Put Options Written

900

175.0000

American Jun 19, 2020
Put Options Written

300

125.0000

American Jun 19, 2020
Put Options Written

100

100.0000

American Apr 17, 2020
Put Options Written

1,400

155.0000

American Apr 17, 2020
Put Options Written

200

155.0000

American Mar 20, 2020
Call Options Purchased

1,500

220.0000

American Mar 20, 2020
Put Options Written

200

150.0000

American Apr 17, 2020
Put Options Written

3,700

215.0000

American Jan 15, 2021
Call Options Purchased

3,600

150.0000

American Jan 15, 2021
Call Options Purchased

700

200.0000

American Jun 19, 2020
Put Options Purchased

-2,100

150.0000

American Jan 21, 2022
Put Options Purchased

-400

180.0000

American Apr 17, 2020
Put Options Purchased

-900

177.5000

American Mar 20, 2020
Put Options Purchased

-10,000

180.0000

American Jan 15, 2021
Put Options Purchased

-1,700

170.0000

American May 15, 2020
Put Options Purchased

-3,000

175.0000

American Jan 15, 2021
Put Options Purchased

-1,800

195.0000

American Mar 20, 2020
Put Options Purchased

-100

130.0000

American Jan 15, 2021
Put Options Purchased

-200

190.0000

American Aug 21, 2020
Call Options Written

-200

200.0000

American May 15, 2020
Put Options Purchased

-700

125.0000

American Jan 15, 2021
Put Options Purchased

-10,800

185.0000

American May 15, 2020
Put Options Purchased

-400

115.0000

American Jan 21, 2022
Put Options Purchased

-17,100

175.0000

American Mar 20, 2020
Put Options Written

7,000

105.0000

American May 15, 2020
Call Options Purchased

100

140.0000

American Jan 15, 2021
Put Options Written

51,800

150.0000

American Mar 20, 2020
Call Options Purchased

2,100

187.5000

American Mar 20, 2020
Put Options Written

100

145.0000

American Apr 17, 2020
Call Options Purchased

700

175.0000

American Apr 17, 2020
Put Options Written

23,200

160.0000

American Apr 17, 2020
Call Options Purchased

3,300

190.0000

American Aug 21, 2020
Call Options Purchased

400

160.0000

American Apr 17, 2020
Call Options Purchased

11,300

195.0000

American Jan 15, 2021
Put Options Written

4,500

195.0000

American Aug 21, 2020
Call Options Written

-100

130.0000

American Jan 21, 2022
Call Options Written

-1,000

205.0000

American Jan 15, 2021
Call Options Written

-1,000

185.0000

American May 15, 2020
Put Options Purchased

-2,000

180.0000

American Mar 27, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Put Options Purchased

-100

110.0000

American May 15, 2020
Put Options Purchased

-4,500

145.0000

American May 15, 2020
Put Options Purchased

-8,400

140.0000

American Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695318
Time of Receipt (offset from UTC): 20200325T091418+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC