FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,432,020

0.16%

3,986,240

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,159,179

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,660,900

0.11%

1,568,900

0.11%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,252,099

0.42%

6,107,706

0.41%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

24

66.8400 USD
Purchase

38

73.0100 USD
Purchase

62

70.9000 USD
Purchase

91

69.5000 USD
Purchase

99

71.4300 USD
Purchase

100

71.5600 USD
Purchase

100

71.4900 USD
Purchase

100

71.3400 USD
Purchase

100

73.8900 USD
Purchase

100

70.8799 USD
Purchase

100

69.5200 USD
Purchase

100

66.9700 USD
Purchase

100

67.5800 USD
Purchase

100

69.1000 USD
Purchase

100

65.9000 USD
Purchase

100

69.3000 USD
Purchase

126

70.4282 USD
Purchase

166

73.3400 USD
Purchase

200

70.8350 USD
Purchase

200

71.4125 USD
Purchase

200

70.9500 USD
Purchase

200

73.7450 USD
Purchase

200

69.1975 USD
Purchase

200

72.0000 USD
Purchase

200

72.4100 USD
Purchase

200

71.5625 USD
Purchase

210

73.9576 USD
Purchase

220

72.1245 USD
Purchase

300

70.7066 USD
Purchase

300

70.0166 USD
Purchase

300

70.9266 USD
Purchase

300

71.2666 USD
Purchase

300

71.3200 USD
Purchase

300

72.1733 USD
Purchase

394

73.3889 USD
Purchase

400

71.4825 USD
Purchase

400

71.9062 USD
Purchase

400

71.0225 USD
Purchase

400

68.1037 USD
Purchase

470

69.8321 USD
Purchase

476

72.3578 USD
Purchase

498

68.6549 USD
Purchase

500

70.7400 USD
Purchase

500

71.2340 USD
Purchase

501

70.5448 USD
Purchase

586

68.0929 USD
Purchase

819

71.7582 USD
Purchase

831

72.6737 USD
Purchase

847

68.9979 USD
Purchase

887

68.4335 USD
Purchase

900

70.0277 USD
Purchase

900

72.2555 USD
Purchase

938

69.0466 USD
Purchase

1,029

72.4435 USD
Purchase

1,073

71.2602 USD
Purchase

1,126

71.3387 USD
Purchase

1,161

71.9072 USD
Purchase

1,200

70.3987 USD
Purchase

1,245

72.5686 USD
Purchase

1,400

70.8992 USD
Purchase

1,400

69.7985 USD
Purchase

1,465

69.6637 USD
Purchase

1,467

71.2912 USD
Purchase

1,600

96.0000 USD
Purchase

1,610

72.5634 USD
Purchase

1,620

69.2000 USD
Purchase

1,700

71.6707 USD
Purchase

1,728

69.1282 USD
Purchase

1,800

72.4322 USD
Purchase

1,892

71.2733 USD
Purchase

1,900

73.5473 USD
Purchase

2,321

70.9909 USD
Purchase

2,600

70.3813 USD
Purchase

2,696

70.6440 USD
Purchase

2,700

71.5653 USD
Purchase

3,651

70.3542 USD
Purchase

3,901

70.9314 USD
Purchase

4,100

70.8802 USD
Purchase

4,200

71.3760 USD
Purchase

4,373

66.8688 USD
Purchase

4,541

71.2375 USD
Purchase

5,400

72.1819 USD
Purchase

8,013

71.0056 USD
Purchase

8,838

71.2945 USD
Purchase

9,085

70.0237 USD
Purchase

9,650

71.4405 USD
Purchase

9,699

70.7289 USD
Purchase

10,150

71.5078 USD
Purchase

15,609

69.9500 USD
Purchase

15,609

69.9583 USD
Purchase

17,100

72.4967 USD
Purchase

20,376

72.4026 USD
Purchase

21,650

69.6063 USD
Purchase

22,727

69.2284 USD
Purchase

24,859

72.3729 USD
Purchase

25,630

71.0914 USD
Purchase

26,226

71.1739 USD
Purchase

26,359

69.8502 USD
Purchase

28,500

70.2020 USD
Purchase

38,104

72.1787 USD
Purchase

41,500

73.4300 USD
Purchase

42,294

70.8396 USD
Purchase

43,300

69.2597 USD
Purchase

55,100

68.3622 USD
Purchase

75,714

69.6307 USD
Purchase

146,095

70.0819 USD
Purchase

169,300

70.2694 USD
Purchase

176,716

71.0600 USD
Purchase

200,887

71.0530 USD
Purchase

215,606

69.7013 USD
Sale

38

73.0100 USD
Sale

47

69.0800 USD
Sale

54

73.6494 USD
Sale

91

69.5000 USD
Sale

100

73.1400 USD
Sale

100

69.0600 USD
Sale

100

68.3825 USD
Sale

100

73.4900 USD
Sale

100

72.9400 USD
Sale

100

69.4600 USD
Sale

100

71.1350 USD
Sale

100

73.0000 USD
Sale

109

73.2137 USD
Sale

142

72.1881 USD
Sale

166

73.3400 USD
Sale

200

71.4950 USD
Sale

200

73.1750 USD
Sale

200

72.9750 USD
Sale

200

72.7700 USD
Sale

200

72.3925 USD
Sale

300

71.9833 USD
Sale

300

72.6866 USD
Sale

300

73.0400 USD
Sale

300

69.7900 USD
Sale

300

70.4883 USD
Sale

300

71.9100 USD
Sale

310

72.9367 USD
Sale

323

72.2152 USD
Sale

394

73.3889 USD
Sale

400

67.6237 USD
Sale

400

71.6262 USD
Sale

400

70.3050 USD
Sale

421

70.2048 USD
Sale

473

72.8073 USD
Sale

500

72.8065 USD
Sale

500

70.1600 USD
Sale

500

70.4310 USD
Sale

500

70.6580 USD
Sale

500

72.9390 USD
Sale

512

70.2092 USD
Sale

600

72.3325 USD
Sale

600

71.7425 USD
Sale

700

68.9835 USD
Sale

787

68.4400 USD
Sale

800

72.8109 USD
Sale

900

73.2850 USD
Sale

927

71.0569 USD
Sale

938

69.0466 USD
Sale

968

70.4300 USD
Sale

975

68.7451 USD
Sale

1,038

70.9620 USD
Sale

1,154

71.9108 USD
Sale

1,252

69.9555 USD
Sale

1,386

68.4152 USD
Sale

1,477

72.4752 USD
Sale

1,500

72.8546 USD
Sale

1,556

72.2205 USD
Sale

1,620

69.2000 USD
Sale

1,635

72.5925 USD
Sale

1,900

67.6876 USD
Sale

2,100

69.7533 USD
Sale

2,318

72.6382 USD
Sale

2,475

70.3027 USD
Sale

2,600

71.0246 USD
Sale

2,731

67.7418 USD
Sale

3,126

70.0844 USD
Sale

3,656

69.6188 USD
Sale

3,878

70.0001 USD
Sale

4,052

70.1336 USD
Sale

6,100

71.9527 USD
Sale

6,100

68.0096 USD
Sale

6,344

69.9188 USD
Sale

6,641

72.0742 USD
Sale

6,878

69.9699 USD
Sale

8,903

67.7091 USD
Sale

9,650

71.4405 USD
Sale

12,144

69.9703 USD
Sale

13,190

72.4351 USD
Sale

13,496

70.1277 USD
Sale

15,300

69.9589 USD
Sale

15,609

69.9583 USD
Sale

15,609

69.9500 USD
Sale

21,171

72.3964 USD
Sale

21,346

69.7155 USD
Sale

22,415

70.1288 USD
Sale

24,759

72.3704 USD
Sale

27,054

70.3995 USD
Sale

34,028

70.0783 USD
Sale

37,857

69.6307 USD
Sale

39,367

71.3552 USD
Sale

41,500

73.4300 USD
Sale

52,702

68.6647 USD
Sale

55,100

68.3622 USD
Sale

82,700

71.4641 USD
Sale

86,700

69.1372 USD
Sale

87,445

70.4927 USD
Sale

119,997

69.2628 USD
Sale

126,261

70.6303 USD
Sale

160,406

71.0300 USD
Sale

238,529

71.0600 USD
Sale

296,285

71.0067 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Purchasing

200

55 USD

American

24 Apr 2020

17.5000 USD

Call Option

Purchasing

100

68 USD

American

15 Jan 2021

13.6000 USD

Call Option

Purchasing

300

70 USD

American

18 Sep 2020

11.6900 USD

Call Option

Purchasing

5,500

73 USD

American

19 Jun 2020

8.3990 USD

Call Option

Purchasing

5,200

75 USD

American

15 May 2020

5.5769 USD

Call Option

Purchasing

100

75 USD

American

19 Jun 2020

7.3500 USD

Call Option

Purchasing

5,800

78 USD

American

15 May 2020

4.4706 USD

Call Option

Purchasing

1,100

78 USD

American

19 Jun 2020

6.2363 USD

Call Option

Purchasing

200

78 USD

American

18 Sep 2020

8.3500 USD

Call Option

Purchasing

500

80 USD

American

15 Jan 2021

8.6000 USD

Call Option

Purchasing

500

81 USD

American

1 May 2020

2.7280 USD

Call Option

Purchasing

300

83 USD

American

1 May 2020

1.6500 USD

Call Option

Purchasing

1,600

83 USD

American

19 Jun 2020

4.2500 USD

Call Option

Purchasing

100

85 USD

American

19 Jun 2020

3.6500 USD

Call Option

Purchasing

1,200

88 USD

American

19 Jun 2020

2.7900 USD

Call Option

Purchasing

2,400

90 USD

American

19 Jun 2020

2.2825 USD

Call Option

Selling

100

70 USD

American

20 Mar 2020

1.0500 USD

Call Option

Selling

100

71 USD

American

20 Mar 2020

0.7000 USD

Call Option

Selling

700

72 USD

American

20 Mar 2020

0.7857 USD

Call Option

Selling

1,000

74 USD

American

20 Mar 2020

0.2500 USD

Call Option

Selling

100

78 USD

American

20 Mar 2020

0.2000 USD

Call Option

Selling

300

88 USD

American

20 Mar 2020

0.0300 USD

Call Option

Selling

700

90 USD

American

20 Mar 2020

0.0300 USD

Call Option

Selling

400

90 USD

American

27 Mar 2020

0.1000 USD

Call Option

Selling

100

125 USD

American

18 Sep 2020

0.3800 USD

Put Option

Purchasing

1,000

45 USD

American

18 Sep 2020

2.5000 USD

Put Option

Purchasing

600

50 USD

American

18 Sep 2020

3.7083 USD

Put Option

Purchasing

100

58 USD

American

19 Jun 2020

3.3500 USD

Put Option

Purchasing

3,000

60 USD

American

24 Apr 2020

2.9000 USD

Put Option

Purchasing

6,800

63 USD

American

19 Jun 2020

5.0705 USD

Put Option

Purchasing

2,900

65 USD

American

19 Jun 2020

6.0931 USD

Put Option

Purchasing

100

70 USD

American

18 Sep 2020

9.4500 USD

Put Option

Purchasing

1,300

73 USD

American

15 May 2020

7.3269 USD

Put Option

Purchasing

400

73 USD

American

21 Aug 2020

10.5000 USD

Put Option

Purchasing

4,300

73 USD

American

18 Sep 2020

10.8383 USD

Put Option

Purchasing

300

75 USD

American

18 Sep 2020

11.8833 USD

Put Option

Purchasing

200

88 USD

American

15 Jan 2021

24.5000 USD

Put Option

Selling

100

65 USD

American

20 Mar 2020

0.3500 USD

Put Option

Selling

200

70 USD

American

20 Mar 2020

2.0000 USD

Put Option

Selling

1,200

75 USD

American

15 May 2020

12.0000 USD

Put Option

Selling

400

83 USD

American

20 Mar 2020

13.1725 USD

Put Option

Selling

200

85 USD

American

20 Mar 2020

16.5650 USD

Put Option

Selling

100

85 USD

American

15 May 2020

18.8000 USD

Put Option

Selling

1,000

88 USD

American

27 Mar 2020

15.9600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

 

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options

Written

400

82.5000

American

Jan 15, 2021

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

101,500

60.0000

American

Jun 19, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Call Options

Purchased

100

103.0000

American

Mar 20, 2020

Put Options

Written

2,300

37.5000

American

Jan 21, 2022

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Call Options

Purchased

1,500

100.0000

American

Mar 20, 2020

Call Options

Purchased

5,700

75.0000

American

May 15, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

100

75.0000

American

Apr 3, 2020

Put Options

Written

9,300

80.0000

American

May 15, 2020

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

100

75.0000

American

Mar 27, 2020

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

83.0000

American

Mar 27, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-100

70.0000

American

Sep 18, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-200

85.0000

American

Mar 20, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-100

90.5000

American

Mar 20, 2020

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Mar 20, 2020

Call Options

Written

-200

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-13,600

90.0000

American

Jun 19, 2020

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-19,200

110.0000

American

Mar 20, 2020

Call Options

Written

-100

84.5000

American

Mar 27, 2020

Call Options

Written

-300

95.0000

American

Mar 27, 2020

Call Options

Written

-100

93.5000

American

Mar 20, 2020

Call Options

Written

-200

100.0000

American

Aug 21, 2020

Call Options

Purchased

900

90.0000

American

Mar 20, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Call Options

Purchased

5,800

77.5000

American

May 15, 2020

Put Options

Written

1,800

82.5000

American

Mar 20, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Put Options

Written

700

78.0000

American

Mar 20, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

17,800

95.0000

American

May 15, 2020

Call Options

Purchased

1,500

92.5000

American

May 15, 2020

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

3,800

87.5000

American

Mar 20, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

3,600

65.0000

American

Mar 20, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

200

55.0000

American

Apr 24, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Call Options

Purchased

6,900

72.5000

American

Jun 19, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Put Options

Written

700

62.5000

American

Sep 18, 2020

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-400

72.5000

American

Aug 21, 2020

Put Options

Purchased

-8,400

80.0000

American

Mar 20, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Call Options

Written

-400

120.0000

American

Sep 18, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Put Options

Purchased

-1,800

75.0000

American

Sep 18, 2020

Call Options

Written

-2,500

70.0000

American

Apr 3, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-16,800

110.0000

American

Jan 15, 2021

Call Options

Written

-100

115.0000

American

Aug 21, 2020

Put Options

Purchased

-100

65.0000

American

Apr 24, 2020

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Put Options

Purchased

-200

85.0000

American

Apr 17, 2020

Call Options

Written

-8,000

105.0000

American

May 15, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Call Options

Written

-500

90.0000

American

Mar 27, 2020

Put Options

Purchased

-30,100

62.5000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

300

83.0000

American

May 1, 2020

Put Options

Written

8,600

75.0000

American

May 15, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

77.5000

American

Jun 19, 2020

Call Options

Purchased

100

60.0000

American

Jun 19, 2020

Put Options

Written

200

87.5000

American

Jan 21, 2022

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

10,200

97.5000

American

Mar 20, 2020

Call Options

Purchased

2,000

105.0000

American

Jun 19, 2020

Call Options

Purchased

17,400

97.5000

American

May 15, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Put Options

Purchased

-500

82.5000

American

Apr 17, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Call Options

Written

-2,100

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-100

71.0000

American

Mar 20, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Call Options

Written

-200

92.0000

American

Apr 3, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-2,000

85.0000

American

Jun 19, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-5,200

110.0000

American

Jun 19, 2020

Put Options

Purchased

-100

65.0000

American

Jan 21, 2022

Put Options

Purchased

-1,900

50.0000

American

Sep 18, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-300

72.5000

American

Mar 20, 2020

Call Options

Written

-700

96.0000

American

Mar 27, 2020

Call Options

Written

-3,200

100.0000

American

Apr 17, 2020

Call Options

Written

-1,000

81.0000

American

Apr 3, 2020

Put Options

Purchased

-3,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

176,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

500

77.5000

American

Jan 21, 2022

Put Options

Written

151,700

65.0000

American

Jun 19, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Call Options

Purchased

5,300

87.5000

American

Jun 19, 2020

Call Options

Purchased

400

94.0000

American

Mar 20, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

3,100

67.5000

American

Jan 15, 2021

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

37,000

57.5000

American

Jun 19, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Call Options

Purchased

900

95.0000

American

Apr 17, 2020

Put Options

Written

100

89.0000

American

Mar 20, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

900

70.0000

American

Mar 20, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

100

95.0000

American

May 15, 2020

Call Options

Purchased

1,100

85.0000

American

Apr 17, 2020

Call Options

Purchased

500

98.0000

American

Mar 20, 2020

Put Options

Written

2,000

85.0000

American

May 15, 2020

Put Options

Written

1,600

96.0000

American

Mar 20, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Call Options

Written

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,400

90.0000

American

Apr 17, 2020

Put Options

Purchased

-5,500

72.5000

American

Sep 18, 2020

Call Options

Written

-77,000

70.0000

American

Jan 15, 2021

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Call Options

Written

-700

110.0000

American

Sep 18, 2020

Call Options

Written

-50,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Mar 27, 2020

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Call Options

Written

-1,200

95.0000

American

Mar 20, 2020

Put Options

Purchased

-352,300

87.5000

American

Jan 15, 2021

Call Options

Written

-300

91.0000

American

Mar 20, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-3,100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-100

60.0000

American

May 15, 2020

Call Options

Written

-900

125.0000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-2,300

95.0000

American

Apr 3, 2020

Put Options

Purchased

-200

88.0000

American

Mar 20, 2020

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-600

92.5000

American

Mar 20, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-100

92.0000

American

Mar 20, 2020

Call Options

Written

-200

65.0000

American

Mar 20, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Written

17,300

90.0000

American

Mar 20, 2020

Call Options

Purchased

200

85.0000

American

May 1, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Call Options

Purchased

300

93.0000

American

Mar 20, 2020

Call Options

Purchased

100

88.0000

American

Mar 27, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

1,300

80.0000

American

Apr 17, 2020

Call Options

Purchased

300

78.5000

American

Mar 27, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options

Purchased

300

70.0000

American

Mar 27, 2020

Call Options

Purchased

100

73.0000

American

Mar 20, 2020

Call Options

Purchased

900

80.0000

American

Jan 15, 2021

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

16,400

62.5000

American

Jun 19, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

16,100

90.0000

American

May 15, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Purchased

2,300

77.5000

American

Sep 18, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Put Options

Written

100

62.5000

American

Jan 21, 2022

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-200

93.0000

American

Apr 9, 2020

Put Options

Purchased

-500

77.5000

American

Aug 21, 2020

Call Options

Written

-2,100

80.0000

American

Mar 20, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-900

105.0000

American

Mar 27, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Purchased

-100

70.0000

American

Apr 24, 2020

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Put Options

Purchased

-2,000

84.0000

American

Mar 20, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Put Options

Written

30,200

70.0000

American

Jun 19, 2020

Put Options

Written

100

35.0000

American

Sep 18, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

5,000

55.0000

American

Jun 19, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

800

75.0000

American

Jun 19, 2020

Call Options

Purchased

400

96.0000

American

Mar 20, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Call Options

Purchased

1,000

90.0000

American

Jan 15, 2021

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-2,000

80.0000

American

Mar 27, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Call Options

Written

-100

77.5000

American

Mar 20, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-100

92.0000

American

Mar 20, 2020

Put Options

Purchased

-300

60.0000

American

Mar 27, 2020

Call Options

Written

-700

72.0000

American

Mar 20, 2020

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-400

75.0000

American

Mar 27, 2020

Put Options

Purchased

-1,800

87.5000

American

Mar 20, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

100

67.5000

American

Jan 21, 2022

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

100

90.0000

American

Mar 27, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

85.0000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

Sep 18, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

100

40.0000

American

May 15, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

100

82.5000

American

Mar 20, 2020

Call Options

Purchased

900

110.0000

American

Apr 17, 2020

Call Options

Purchased

700

70.0000

American

Sep 18, 2020

Put Options

Written

200

100.0000

American

Jan 21, 2022

Put Options

Written

13,900

67.5000

American

Jun 19, 2020

Call Options

Purchased

9,200

80.0000

American

Jun 19, 2020

Put Options

Written

900

77.5000

American

Jun 19, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

100

97.5000

American

Apr 3, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Put Options

Written

1,000

88.0000

American

Mar 27, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Put Options

Purchased

-100

70.0000

American

Apr 9, 2020

Call Options

Written

-500

81.0000

American

Mar 20, 2020

Call Options

Written

-15,400

105.0000

American

Jan 15, 2021

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Put Options

Purchased

-300

37.5000

American

Jan 15, 2021

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Put Options

Purchased

-100

87.0000

American

Mar 27, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-100

65.0000

American

Apr 3, 2020

Call Options

Written

-6,000

100.0000

American

Jun 19, 2020

Call Options

Written

-1,300

105.0000

American

Sep 18, 2020

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Call Options

Written

-19,400

105.0000

American

Mar 20, 2020

Put Options

Written

1,900

72.5000

American

May 15, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

700

97.5000

American

Apr 17, 2020

Call Options

Purchased

3,200

82.5000

American

Jun 19, 2020

Call Options

Purchased

500

81.0000

American

May 1, 2020

Call Options

Purchased

200

90.0000

American

Apr 3, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022

Put Options

Written

900

80.0000

American

Jan 21, 2022

Put Options

Written

7,500

92.5000

American

Mar 20, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

3,700

100.0000

American

May 15, 2020

Call Options

Purchased

1,700

80.0000

American

Sep 18, 2020

Call Options

Purchased

10,700

85.0000

American

Jan 15, 2021

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Call Options

Written

-600

100.0000

American

Sep 18, 2020

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Put Options

Purchased

-250,700

85.0000

American

Jan 15, 2021

Call Options

Written

-700

92.5000

American

Aug 21, 2020

Call Options

Written

-1,000

120.0000

American

Aug 21, 2020

Put Options

Purchased

-1,000

60.0000

American

Apr 17, 2020

Put Options

Purchased

-19,800

85.0000

American

Mar 20, 2020

Put Options

Purchased

-100

55.0000

American

Jan 21, 2022

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-4,800

140.0000

American

Jan 15, 2021

Call Options

Written

-900

74.0000

American

Mar 20, 2020

Call Options

Written

-200

84.0000

American

Mar 20, 2020

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Call Options

Written

-4,100

110.0000

American

May 15, 2020

Call Options

Written

-200

80.0000

American

May 1, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-4,800

95.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695588
Time of Receipt (offset from UTC): 20200324T130350+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC