Form 8.3 - Abbvie Inc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,660,286

0.18%

4,174,211

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,171,967

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,682,700

0.11%

1,526,200

0.10%

 

 

 

 

TOTAL:

 

 

 

 

6,514,953

0.44%

6,252,977

0.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

9

75.9700 USD

Purchase

12

73.3000 USD

Purchase

40

75.3212 USD

Purchase

66

71.5299 USD

Purchase

70

70.0000 USD

Purchase

92

76.5400 USD

Purchase

100

75.7650 USD

Purchase

100

75.8100 USD

Purchase

100

72.9750 USD

Purchase

100

72.9000 USD

Purchase

100

72.6500 USD

Purchase

100

75.7300 USD

Purchase

100

74.9200 USD

Purchase

100

74.5900 USD

Purchase

100

73.7300 USD

Purchase

100

74.2000 USD

Purchase

100

74.5850 USD

Purchase

104

75.8180 USD

Purchase

112

73.4200 USD

Purchase

114

75.0643 USD

Purchase

114

75.2763 USD

Purchase

135

74.0511 USD

Purchase

191

75.8204 USD

Purchase

196

74.0489 USD

Purchase

200

75.8200 USD

Purchase

200

76.2350 USD

Purchase

200

76.3000 USD

Purchase

200

95.0000 USD

Purchase

200

73.2800 USD

Purchase

200

72.2600 USD

Purchase

200

74.3300 USD

Purchase

200

72.6628 USD

Purchase

200

70.5700 USD

Purchase

200

71.1175 USD

Purchase

200

71.1500 USD

Purchase

216

73.6312 USD

Purchase

252

75.2350 USD

Purchase

298

75.2263 USD

Purchase

300

73.8283 USD

Purchase

300

72.7483 USD

Purchase

300

73.5066 USD

Purchase

300

71.1200 USD

Purchase

300

71.1333 USD

Purchase

302

75.6208 USD

Purchase

305

75.3922 USD

Purchase

313

75.7013 USD

Purchase

318

75.0813 USD

Purchase

400

75.8906 USD

Purchase

400

73.4386 USD

Purchase

438

75.5436 USD

Purchase

470

73.3500 USD

Purchase

473

74.8574 USD

Purchase

486

75.0044 USD

Purchase

491

74.1435 USD

Purchase

500

75.9810 USD

Purchase

500

75.3080 USD

Purchase

500

75.3390 USD

Purchase

550

72.8100 USD

Purchase

600

73.6541 USD

Purchase

600

71.1225 USD

Purchase

600

73.0983 USD

Purchase

600

73.3625 USD

Purchase

600

71.1191 USD

Purchase

600

70.0208 USD

Purchase

600

74.2350 USD

Purchase

625

72.8620 USD

Purchase

628

73.9557 USD

Purchase

650

71.1238 USD

Purchase

651

72.5347 USD

Purchase

665

75.2010 USD

Purchase

674

72.1771 USD

Purchase

700

72.9371 USD

Purchase

755

75.8006 USD

Purchase

775

73.0364 USD

Purchase

798

75.0214 USD

Purchase

798

75.4053 USD

Purchase

800

71.1300 USD

Purchase

878

75.1210 USD

Purchase

900

75.4372 USD

Purchase

900

72.7633 USD

Purchase

900

72.6825 USD

Purchase

910

73.2675 USD

Purchase

913

73.1742 USD

Purchase

928

75.7140 USD

Purchase

950

72.8868 USD

Purchase

950

73.1373 USD

Purchase

1,000

73.1030 USD

Purchase

1,142

73.1582 USD

Purchase

1,200

72.8883 USD

Purchase

1,254

72.5072 USD

Purchase

1,261

74.7333 USD

Purchase

1,290

74.9927 USD

Purchase

1,300

73.1023 USD

Purchase

1,340

73.7875 USD

Purchase

1,377

73.2933 USD

Purchase

1,500

74.8653 USD

Purchase

1,559

74.9278 USD

Purchase

1,815

73.6086 USD

Purchase

1,901

75.3227 USD

Purchase

1,904

73.0938 USD

Purchase

1,914

73.4498 USD

Purchase

2,000

75.6147 USD

Purchase

2,013

75.2055 USD

Purchase

2,199

73.0594 USD

Purchase

2,200

75.4713 USD

Purchase

2,371

75.6363 USD

Purchase

2,400

73.8983 USD

Purchase

2,500

74.2792 USD

Purchase

2,652

75.9800 USD

Purchase

2,718

73.8141 USD

Purchase

2,857

72.7900 USD

Purchase

3,079

73.8547 USD

Purchase

3,123

73.3278 USD

Purchase

3,200

74.8243 USD

Purchase

3,207

73.4603 USD

Purchase

3,300

74.7067 USD

Purchase

3,372

73.3490 USD

Purchase

3,407

75.9402 USD

Purchase

3,434

73.9698 USD

Purchase

3,500

73.2891 USD

Purchase

3,600

72.9358 USD

Purchase

3,715

74.9370 USD

Purchase

3,779

73.5048 USD

Purchase

3,891

74.7007 USD

Purchase

3,900

72.9426 USD

Purchase

3,963

73.3150 USD

Purchase

4,000

74.9894 USD

Purchase

4,082

73.2289 USD

Purchase

4,132

73.1474 USD

Purchase

4,226

73.1480 USD

Purchase

4,400

74.9746 USD

Purchase

4,442

74.8658 USD

Purchase

4,749

73.1972 USD

Purchase

4,837

74.2199 USD

Purchase

4,902

74.3136 USD

Purchase

4,953

72.9262 USD

Purchase

5,197

74.6301 USD

Purchase

5,200

90.0000 USD

Purchase

5,468

75.4945 USD

Purchase

5,646

74.2683 USD

Purchase

5,700

74.6691 USD

Purchase

5,839

74.2463 USD

Purchase

5,937

73.2083 USD

Purchase

6,207

72.6806 USD

Purchase

6,986

73.3826 USD

Purchase

7,000

73.3300 USD

Purchase

8,000

72.9903 USD

Purchase

9,562

75.2382 USD

Purchase

10,094

73.6435 USD

Purchase

10,191

74.0436 USD

Purchase

10,722

74.6589 USD

Purchase

10,870

73.3167 USD

Purchase

11,322

74.7125 USD

Purchase

12,499

73.6517 USD

Purchase

15,139

73.4187 USD

Purchase

16,807

73.1365 USD

Purchase

22,454

73.8888 USD

Purchase

22,470

72.7164 USD

Purchase

23,700

71.8641 USD

Purchase

24,348

75.6278 USD

Purchase

25,555

75.2136 USD

Purchase

26,022

75.4601 USD

Purchase

40,759

73.4969 USD

Purchase

44,668

73.4555 USD

Purchase

51,265

72.9713 USD

Purchase

57,800

73.0199 USD

Purchase

64,096

73.0200 USD

Purchase

82,500

73.5922 USD

Purchase

90,930

74.3109 USD

Purchase

91,100

73.6341 USD

Purchase

100,847

72.3033 USD

Purchase

109,794

73.8660 USD

Purchase

116,356

74.8090 USD

Purchase

199,840

73.1692 USD

Sale

18

70.2600 USD

Sale

22

75.2500 USD

Sale

35

75.2928 USD

Sale

57

75.2763 USD

Sale

70

70.0000 USD

Sale

70

73.3500 USD

Sale

100

72.6700 USD

Sale

100

75.0100 USD

Sale

100

75.8500 USD

Sale

100

75.8300 USD

Sale

100

73.4300 USD

Sale

100

72.7750 USD

Sale

100

72.7400 USD

Sale

100

72.7500 USD

Sale

108

75.8577 USD

Sale

112

73.4200 USD

Sale

150

77.5567 USD

Sale

200

72.7525 USD

Sale

200

72.2600 USD

Sale

200

70.0012 USD

Sale

200

77.3800 USD

Sale

200

76.3000 USD

Sale

200

73.4850 USD

Sale

200

75.6950 USD

Sale

200

72.4800 USD

Sale

200

72.5125 USD

Sale

200

73.3700 USD

Sale

200

73.9650 USD

Sale

200

73.6850 USD

Sale

255

75.7939 USD

Sale

300

72.3866 USD

Sale

300

75.7800 USD

Sale

300

75.5266 USD

Sale

300

71.9100 USD

Sale

300

75.7433 USD

Sale

300

74.2266 USD

Sale

366

73.1974 USD

Sale

383

73.4345 USD

Sale

400

75.3825 USD

Sale

400

74.0050 USD

Sale

400

70.0306 USD

Sale

426

76.1511 USD

Sale

453

72.9392 USD

Sale

500

75.7580 USD

Sale

500

76.0050 USD

Sale

500

73.6688 USD

Sale

500

75.2960 USD

Sale

551

73.9719 USD

Sale

566

72.6955 USD

Sale

600

72.2999 USD

Sale

600

75.6695 USD

Sale

600

73.5700 USD

Sale

600

76.0741 USD

Sale

606

72.5468 USD

Sale

700

75.5392 USD

Sale

700

72.2650 USD

Sale

800

76.2493 USD

Sale

800

74.8992 USD

Sale

978

75.5430 USD

Sale

996

75.9658 USD

Sale

1,005

75.2250 USD

Sale

1,126

72.7279 USD

Sale

1,127

71.5024 USD

Sale

1,200

72.8520 USD

Sale

1,232

73.9012 USD

Sale

1,300

74.7282 USD

Sale

1,307

71.9179 USD

Sale

1,326

72.6177 USD

Sale

1,364

75.2930 USD

Sale

1,417

72.5987 USD

Sale

1,417

73.5224 USD

Sale

1,500

76.7723 USD

Sale

1,500

72.5946 USD

Sale

1,600

75.1650 USD

Sale

1,700

72.8029 USD

Sale

1,904

72.7142 USD

Sale

1,952

75.1471 USD

Sale

2,000

76.5111 USD

Sale

2,029

71.7869 USD

Sale

2,256

72.3587 USD

Sale

2,451

74.3136 USD

Sale

2,492

75.2727 USD

Sale

2,534

72.6614 USD

Sale

3,152

75.9800 USD

Sale

3,407

75.9402 USD

Sale

3,620

73.2910 USD

Sale

3,642

71.9423 USD

Sale

3,761

75.3271 USD

Sale

3,900

76.5171 USD

Sale

3,900

71.1281 USD

Sale

3,923

71.8987 USD

Sale

4,020

72.4060 USD

Sale

4,026

71.8351 USD

Sale

4,100

72.4174 USD

Sale

4,330

75.5187 USD

Sale

4,488

72.7518 USD

Sale

4,500

72.2864 USD

Sale

4,866

72.0893 USD

Sale

5,400

72.0958 USD

Sale

5,452

75.1001 USD

Sale

5,583

73.1652 USD

Sale

5,896

72.1238 USD

Sale

5,967

74.0887 USD

Sale

6,293

72.7550 USD

Sale

6,921

75.1852 USD

Sale

7,000

73.3300 USD

Sale

8,102

72.3089 USD

Sale

9,537

73.1229 USD

Sale

10,722

74.6589 USD

Sale

11,200

74.0705 USD

Sale

12,577

72.4955 USD

Sale

12,700

72.9638 USD

Sale

13,655

72.5083 USD

Sale

14,572

74.3814 USD

Sale

18,948

75.3542 USD

Sale

21,776

71.3473 USD

Sale

23,491

74.2924 USD

Sale

25,980

74.8404 USD

Sale

26,022

75.4601 USD

Sale

27,175

76.1424 USD

Sale

29,870

72.3449 USD

Sale

36,652

74.2697 USD

Sale

45,800

73.7976 USD

Sale

47,900

73.7240 USD

Sale

48,365

72.9975 USD

Sale

51,915

73.5513 USD

Sale

49,452

73.0200 USD

Sale

55,313

73.5612 USD

Sale

56,230

75.4255 USD

Sale

58,711

73.9586 USD

Sale

90,930

74.3109 USD

Sale

97,413

73.5951 USD

Sale

325,112

73.2959 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

400

65 USD

American

18 Sep 2020

14.0000 USD

Call Option Purchasing

600

75 USD

American

19 Jun 2020

6.6250 USD

Call Option Purchasing

500

75 USD

American

18 Sep 2020

11.0000 USD

Call Option Purchasing

700

75 USD

American

15 Jan 2021

10.4000 USD

Call Option Purchasing

2,100

78 USD

American

19 Jun 2020

5.0809 USD

Call Option Purchasing

1,500

78 USD

American

18 Sep 2020

8.0000 USD

Call Option Purchasing

5,000

80 USD

American

19 Jun 2020

5.6780 USD

Call Option Purchasing

900

80 USD

American

15 Jan 2021

8.1222 USD

Call Option Purchasing

700

83 USD

American

15 Jan 2021

7.0500 USD

Call Option Purchasing

500

85 USD

American

19 Jun 2020

3.9000 USD

Call Option Selling

2,100

80 USD

American

20 Mar 2020

1.1800 USD

Call Option Selling

700

85 USD

American

18 Sep 2020

5.0000 USD

Call Option Selling

100

93 USD

American

18 Sep 2020

2.3800 USD

Call Option Selling

1,600

100 USD

American

18 Sep 2020

1.4531 USD

Call Option Selling

2,700

105 USD

American

18 Sep 2020

1.0000 USD

Call Option Selling

8,700

105 USD

American

15 Jan 2021

2.3148 USD

Call Option Selling

600

110 USD

American

18 Sep 2020

0.5000 USD

Call Option Selling

100

110 USD

American

21 Jan 2022

3.2500 USD

Call Option Selling

300

115 USD

American

18 Sep 2020

0.5000 USD

Call Option Selling

1,000

120 USD

American

21 Aug 2020

0.2000 USD

Call Option Selling

400

120 USD

American

18 Sep 2020

0.3250 USD

Call Option Selling

400

120 USD

American

15 Jan 2021

0.8000 USD

Call Option Selling

1,000

125 USD

American

21 Aug 2020

0.2100 USD

Call Option Selling

100

140 USD

American

15 Jan 2021

0.3000 USD

Put Option Purchasing

200

35 USD

American

18 Sep 2020

1.3000 USD

Put Option Purchasing

400

38 USD

American

21 Jan 2022

4.7500 USD

Put Option Purchasing

1,600

50 USD

American

15 Jan 2021

4.3750 USD

Put Option Purchasing

200

58 USD

American

19 Jun 2020

3.0500 USD

Put Option Purchasing

200

60 USD

American

15 Jan 2021

7.5000 USD

Put Option Purchasing

800

65 USD

American

18 Sep 2020

7.2500 USD

Put Option Purchasing

100

68 USD

American

19 Jun 2020

6.3000 USD

Put Option Purchasing

100

73 USD

American

15 May 2020

6.6000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

23 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Put Options Written

101,800

60.0000

American

Jun 19, 2020

Put Options Written

1,200

85.0000

American

Jun 19, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Call Options Purchased

13,200

87.5000

American

May 15, 2020

Call Options Purchased

6,300

105.0000

American

Apr 17, 2020

Call Options Purchased

1,000

83.0000

American

Mar 27, 2020

Put Options Written

100

75.0000

American

Apr 3, 2020

Call Options Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options Purchased

1,500

100.0000

American

Mar 20, 2020

Call Options Purchased

300

50.0000

American

Jan 15, 2021

Call Options Purchased

500

75.0000

American

May 15, 2020

Put Options Written

400

82.5000

American

Jan 15, 2021

Call Options Purchased

1,400

87.5000

American

Jan 15, 2021

Call Options Purchased

300

67.5000

American

Sep 18, 2020

Call Options Purchased

5,500

97.5000

American

Jan 15, 2021

Put Options Written

2,300

37.5000

American

Jan 21, 2022

Call Options Purchased

500

97.5000

American

Jan 21, 2022

Put Options Written

2,100

70.0000

American

May 15, 2020

Call Options Purchased

100

103.0000

American

Mar 20, 2020

Put Options Written

3,100

75.0000

American

Jun 19, 2020

Put Options Written

9,300

80.0000

American

May 15, 2020

Call Options Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options Written

-200

110.0000

American

Jan 21, 2022

Call Options Written

-200

100.0000

American

Aug 21, 2020

Put Options Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options Written

-19,200

110.0000

American

Mar 20, 2020

Call Options Written

-3,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options Written

-2,800

120.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options Written

-16,000

90.0000

American

Jun 19, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Call Options Written

-5,000

80.0000

American

Jan 21, 2022

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Call Options Written

-1,100

82.5000

American

Jan 21, 2022

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Call Options Written

-1,400

135.0000

American

Jan 15, 2021

Call Options Written

-100

93.5000

American

Mar 20, 2020

Call Options Written

-100

90.5000

American

Mar 20, 2020

Put Options Purchased

-48,100

85.0000

American

May 15, 2020

Call Options Written

-100

85.0000

American

Mar 20, 2020

Call Options Written

-200

95.0000

American

Mar 27, 2020

Put Options Purchased

-4,900

50.0000

American

Jan 15, 2021

Call Options Written

-800

105.0000

American

Jan 21, 2022

Put Options Written

301,900

60.0000

American

Jan 15, 2021

Call Options Purchased

18,900

95.0000

American

May 15, 2020

Call Options Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options Purchased

5,400

87.5000

American

Mar 20, 2020

Call Options Purchased

1,300

72.5000

American

Jun 19, 2020

Put Options Written

500

65.0000

American

Mar 20, 2020

Call Options Purchased

900

85.0000

American

Aug 21, 2020

Put Options Written

900

82.5000

American

Sep 18, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

700

62.5000

American

Sep 18, 2020

Call Options Purchased

3,100

92.5000

American

May 15, 2020

Put Options Written

1,400

82.5000

American

Mar 20, 2020

Put Options Written

4,000

57.5000

American

Jan 15, 2021

Put Options Written

100

94.5000

American

Apr 3, 2020

Put Options Written

4,100

87.5000

American

Aug 21, 2020

Call Options Purchased

400

72.5000

American

May 15, 2020

Call Options Purchased

100

92.5000

American

Apr 17, 2020

Put Options Written

700

78.0000

American

Mar 20, 2020

Put Options Written

100

92.5000

American

May 15, 2020

Call Options Purchased

3,700

90.0000

American

Mar 20, 2020

Put Options Purchased

-4,300

55.0000

American

Jan 15, 2021

Put Options Purchased

-8,200

80.0000

American

Mar 20, 2020

Put Options Purchased

-30,100

62.5000

American

Jan 15, 2021

Call Options Written

-1,500

100.0000

American

Mar 27, 2020

Call Options Written

-16,800

110.0000

American

Jan 15, 2021

Put Options Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options Written

-100

91.5000

American

Apr 3, 2020

Put Options Purchased

-200

85.0000

American

Apr 17, 2020

Put Options Purchased

-500

97.5000

American

May 15, 2020

Put Options Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options Written

-13,100

115.0000

American

Mar 20, 2020

Call Options Written

-100

90.0000

American

Mar 27, 2020

Put Options Purchased

-700

70.0000

American

Apr 17, 2020

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-6,400

125.0000

American

Aug 21, 2020

Put Options Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options Written

-200

94.0000

American

Apr 3, 2020

Put Options Purchased

-100

89.5000

American

Apr 3, 2020

Call Options Written

-100

115.0000

American

Aug 21, 2020

Call Options Written

-400

120.0000

American

Sep 18, 2020

Put Options Written

2,200

82.5000

American

May 15, 2020

Put Options Written

200

95.0000

American

Mar 20, 2020

Call Options Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options Purchased

2,100

77.5000

American

Jun 19, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

2,200

105.0000

American

Jun 19, 2020

Put Options Written

100

65.0000

American

Aug 21, 2020

Put Options Written

34,400

90.0000

American

Aug 21, 2020

Put Options Written

7,400

75.0000

American

May 15, 2020

Call Options Purchased

10,200

97.5000

American

Mar 20, 2020

Put Options Written

300

75.0000

American

Mar 20, 2020

Call Options Purchased

21,500

97.5000

American

May 15, 2020

Call Options Purchased

100

60.0000

American

Jun 19, 2020

Call Options Purchased

100

96.0000

American

Apr 3, 2020

Call Options Written

-4,500

85.0000

American

May 15, 2020

Call Options Written

-700

96.0000

American

Mar 27, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options Purchased

-100

65.0000

American

Jan 21, 2022

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-2,500

100.0000

American

Apr 3, 2020

Put Options Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options Written

-2,200

85.0000

American

Jun 19, 2020

Call Options Written

-1,000

81.0000

American

Apr 3, 2020

Call Options Written

-1,200

110.0000

American

Jun 19, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-100

140.0000

American

Jun 19, 2020

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options Purchased

-10,600

77.5000

American

Mar 20, 2020

Put Options Purchased

-500

82.5000

American

Apr 17, 2020

Call Options Written

-2,100

75.0000

American

Jan 15, 2021

Put Options Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options Purchased

400

94.0000

American

Mar 20, 2020

Put Options Written

2,600

80.0000

American

Jun 19, 2020

Put Options Written

154,600

65.0000

American

Jun 19, 2020

Call Options Purchased

4,900

90.0000

American

Aug 21, 2020

Put Options Written

6,400

77.5000

American

Jan 15, 2021

Put Options Written

176,700

80.0000

American

Jan 15, 2021

Call Options Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options Purchased

100

105.0000

American

Aug 21, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

400

75.0000

American

Jan 21, 2022

Call Options Purchased

500

98.0000

American

Mar 20, 2020

Call Options Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options Written

1,900

85.0000

American

May 15, 2020

Put Options Written

700

70.0000

American

Mar 20, 2020

Call Options Purchased

600

110.0000

American

Aug 21, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

1,700

92.5000

American

Sep 18, 2020

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Put Options Written

2,200

80.0000

American

Aug 21, 2020

Put Options Written

100

95.0000

American

May 15, 2020

Put Options Written

1,800

70.0000

American

Aug 21, 2020

Call Options Purchased

6,700

80.0000

American

May 15, 2020

Call Options Purchased

11,700

90.0000

American

Sep 18, 2020

Call Options Purchased

4,100

87.5000

American

Jun 19, 2020

Call Options Purchased

1,100

95.0000

American

Apr 17, 2020

Put Options Written

300

90.0000

American

Jun 19, 2020

Put Options Written

200

37.5000

American

Jan 15, 2021

Put Options Written

7,800

72.5000

American

Jun 19, 2020

Put Options Written

1,600

96.0000

American

Mar 20, 2020

Call Options Purchased

1,100

85.0000

American

Apr 17, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

100

89.0000

American

Mar 20, 2020

Put Options Written

37,100

57.5000

American

Jun 19, 2020

Put Options Purchased

-352,100

87.5000

American

Jan 15, 2021

Call Options Written

-800

125.0000

American

Sep 18, 2020

Put Options Purchased

-300

80.0000

American

Mar 27, 2020

Put Options Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options Written

-76,900

70.0000

American

Jan 15, 2021

Call Options Written

-700

110.0000

American

Sep 18, 2020

Call Options Written

-1,700

95.0000

American

Mar 20, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-600

92.5000

American

Mar 20, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-2,300

95.0000

American

Apr 3, 2020

Put Options Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options Purchased

-500

82.0000

American

Apr 3, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options Written

-50,100

92.5000

American

Jan 15, 2021

Call Options Written

-300

91.0000

American

Mar 20, 2020

Call Options Written

-2,100

100.0000

American

Jan 15, 2021

Call Options Written

-100

92.0000

American

Mar 20, 2020

Put Options Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options Written

-300

70.0000

American

Jan 21, 2022

Put Options Purchased

-100

95.0000

American

Apr 9, 2020

Put Options Purchased

-200

88.0000

American

Mar 20, 2020

Call Options Purchased

2,100

77.5000

American

Sep 18, 2020

Call Options Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options Purchased

300

93.0000

American

Mar 20, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Put Options Written

300

65.0000

American

May 15, 2020

Call Options Purchased

100

88.0000

American

Mar 27, 2020

Call Options Purchased

400

80.0000

American

Jan 15, 2021

Put Options Written

100

77.5000

American

May 15, 2020

Call Options Purchased

16,100

90.0000

American

May 15, 2020

Call Options Purchased

1,000

91.0000

American

Apr 3, 2020

Put Options Written

1,800

77.5000

American

Sep 18, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Put Options Written

22,500

90.0000

American

Mar 20, 2020

Put Options Written

1,100

82.5000

American

Jun 19, 2020

Put Options Written

800

67.5000

American

May 15, 2020

Call Options Purchased

200

85.0000

American

May 1, 2020

Call Options Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options Purchased

1,200

80.0000

American

Apr 17, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options Purchased

-21,100

95.0000

American

Jan 15, 2021

Put Options Purchased

-2,000

84.0000

American

Mar 20, 2020

Put Options Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options Written

-2,100

80.0000

American

Mar 20, 2020

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Call Options Written

-5,200

130.0000

American

Jun 19, 2020

Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options Purchased

-1,400

80.0000

American

Apr 17, 2020

Put Options Purchased

-100

70.0000

American

Apr 24, 2020

Put Options Purchased

-600

77.5000

American

Jan 15, 2021

Call Options Written

-2,700

115.0000

American

Jun 19, 2020

Call Options Written

-200

93.0000

American

Apr 9, 2020

Call Options Written

-900

105.0000

American

Mar 27, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-500

77.5000

American

Aug 21, 2020

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Purchased

100

125.0000

American

Jan 21, 2022

Put Options Written

9,100

87.5000

American

May 15, 2020

Put Options Written

5,200

55.0000

American

Jun 19, 2020

Put Options Written

1,500

62.5000

American

May 15, 2020

Call Options Purchased

700

75.0000

American

Jun 19, 2020

Call Options Purchased

400

96.0000

American

Mar 20, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

2,100

100.0000

American

Apr 17, 2020

Put Options Written

30,200

70.0000

American

Jun 19, 2020

Call Options Purchased

1,500

90.0000

American

Jan 15, 2021

Put Options Written

100

95.0000

American

Sep 18, 2020

Put Options Written

100

35.0000

American

Sep 18, 2020

Put Options Written

2,300

90.0000

American

May 15, 2020

Put Options Written

2,000

57.5000

American

Sep 18, 2020

Put Options Written

1,700

75.0000

American

Jan 15, 2021

Put Options Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options Purchased

-10,300

72.5000

American

Jan 15, 2021

Call Options Written

-33,400

95.0000

American

Jun 19, 2020

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Put Options Purchased

-400

75.0000

American

Mar 27, 2020

Put Options Purchased

-700

92.5000

American

Jun 19, 2020

Put Options Purchased

-2,300

87.5000

American

Mar 20, 2020

Put Options Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options Purchased

-100

92.0000

American

Mar 20, 2020

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Call Options Purchased

4,400

90.0000

American

Apr 17, 2020

Put Options Written

500

45.0000

American

Jan 15, 2021

Put Options Written

100

100.0000

American

Jan 21, 2022

Put Options Written

500

45.0000

American

Jan 21, 2022

Put Options Written

100

97.5000

American

Jan 21, 2022

Call Options Purchased

400

70.0000

American

Sep 18, 2020

Call Options Purchased

200

72.5000

American

Jan 21, 2022

Put Options Written

8,400

87.5000

American

Jun 19, 2020

Put Options Written

100

130.0000

American

Jun 19, 2020

Put Options Written

100

97.5000

American

Apr 3, 2020

Put Options Written

13,900

67.5000

American

Jun 19, 2020

Put Options Written

100

92.5000

American

Sep 18, 2020

Put Options Written

300

65.0000

American

Sep 18, 2020

Call Options Purchased

100

67.5000

American

Jan 21, 2022

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Call Options Purchased

900

110.0000

American

Apr 17, 2020

Call Options Purchased

9,200

80.0000

American

Jun 19, 2020

Put Options Written

20,400

90.0000

American

Jan 15, 2021

Put Options Written

1,000

87.5000

American

Sep 18, 2020

Call Options Purchased

900

85.0000

American

Sep 18, 2020

Put Options Written

900

77.5000

American

Jun 19, 2020

Call Options Purchased

300

55.0000

American

Jan 21, 2022

Call Options Purchased

100

82.5000

American

Mar 20, 2020

Call Options Purchased

3,700

105.0000

American

May 15, 2020

Put Options Written

100

90.0000

American

Mar 27, 2020

Put Options Written

2,600

65.0000

American

Jan 15, 2021

Put Options Purchased

-4,100

75.0000

American

Jan 21, 2022

Put Options Purchased

-100

80.0000

American

Jan 21, 2022

Call Options Written

-2,200

95.0000

American

Aug 21, 2020

Call Options Written

-500

94.0000

American

Mar 27, 2020

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options Purchased

-200

100.0000

American

Sep 18, 2020

Put Options Purchased

-300

67.5000

American

Jan 21, 2022

Call Options Written

-15,400

105.0000

American

Jan 15, 2021

Call Options Written

-1,300

105.0000

American

Sep 18, 2020

Call Options Written

-6,000

100.0000

American

Jun 19, 2020

Call Options Written

-100

93.5000

American

Mar 27, 2020

Call Options Written

-19,400

105.0000

American

Mar 20, 2020

Call Options Written

-500

81.0000

American

Mar 20, 2020

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Call Options Written

-14,600

82.5000

American

May 15, 2020

Put Options Purchased

-100

87.0000

American

Mar 27, 2020

Call Options Purchased

12,700

85.0000

American

Jan 15, 2021

Call Options Purchased

1,700

80.0000

American

Sep 18, 2020

Call Options Purchased

1,600

82.5000

American

Jun 19, 2020

Put Options Written

7,500

92.5000

American

Mar 20, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

200

90.0000

American

Apr 3, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

500

90.0000

American

Jan 21, 2022

Call Options Purchased

7,100

77.5000

American

Jan 15, 2021

Put Options Written

2,900

92.5000

American

Jan 15, 2021

Call Options Purchased

12,900

100.0000

American

May 15, 2020

Call Options Purchased

2,400

85.0000

American

Jan 21, 2022

Call Options Purchased

700

97.5000

American

Apr 17, 2020

Put Options Written

3,200

72.5000

American

May 15, 2020

Put Options Written

1,100

67.5000

American

Jan 15, 2021

Call Options Written

-700

95.0000

American

Apr 9, 2020

Call Options Written

-1,400

82.5000

American

Jan 15, 2021

Call Options Written

-60,000

87.5000

American

Jan 15, 2021

Call Options Written

-700

92.5000

American

Aug 21, 2020

Put Options Purchased

-1,500

90.0000

American

Apr 3, 2020

Put Options Purchased

-200

92.5000

American

Jan 21, 2022

Call Options Written

-1,000

120.0000

American

Aug 21, 2020

Put Options Purchased

-250,800

85.0000

American

Jan 15, 2021

Call Options Written

-200

80.0000

American

May 1, 2020

Call Options Written

-3,700

95.0000

American

Jan 15, 2021

Call Options Written

-1,100

120.0000

American

Jun 19, 2020

Call Options Written

-3,100

110.0000

American

May 15, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-100

55.0000

American

Jan 21, 2022

Call Options Written

-500

87.5000

American

Jan 21, 2022

Call Options Written

-1,000

97.5000

American

Aug 21, 2020

Call Options Written

-4,800

140.0000

American

Jan 15, 2021

Put Options Purchased

-21,000

85.0000

American

Mar 20, 2020

Call Options Written

-600

100.0000

American

Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 695293
Time of Receipt (offset from UTC): 20200323T122344+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC