Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,994,310

1.21%

3,312,965

1.01%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,007,529

0.91%

2,594,630

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

552,200

0.17%

320,800

0.10%

 

 

 

 

TOTAL:

 

 

 

 

7,554,039

2.30%

6,228,395

1.89%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

24

169.4116 USD

Purchase

31

167.1677 USD

Purchase

32

170.2506 USD

Purchase

85

168.5500 USD

Purchase

100

171.5950 USD

Purchase

100

172.3300 USD

Purchase

100

172.4300 USD

Purchase

100

171.9000 USD

Purchase

100

169.5100 USD

Purchase

100

161.1500 USD

Purchase

101

160.9564 USD

Purchase

140

162.4678 USD

Purchase

195

172.7010 USD

Purchase

199

161.4035 USD

Purchase

200

161.2075 USD

Purchase

200

170.6625 USD

Purchase

200

171.8525 USD

Purchase

200

167.1200 USD

Purchase

258

168.6210 USD

Purchase

284

172.0309 USD

Purchase

295

171.9455 USD

Purchase

300

170.0066 USD

Purchase

300

172.2133 USD

Purchase

300

172.4150 USD

Purchase

300

170.5166 USD

Purchase

300

172.7666 USD

Purchase

300

171.4400 USD

Purchase

302

170.8744 USD

Purchase

374

169.7560 USD

Purchase

400

161.3200 USD

Purchase

400

161.5200 USD

Purchase

400

169.4400 USD

Purchase

400

172.7275 USD

Purchase

412

168.2708 USD

Purchase

500

168.7120 USD

Purchase

500

162.0040 USD

Purchase

502

167.5352 USD

Purchase

600

161.4483 USD

Purchase

675

170.7425 USD

Purchase

683

170.1398 USD

Purchase

694

171.9106 USD

Purchase

725

163.7379 USD

Purchase

793

168.6347 USD

Purchase

802

167.4768 USD

Purchase

885

165.0941 USD

Purchase

900

166.1477 USD

Purchase

900

170.1088 USD

Purchase

934

168.7432 USD

Purchase

1,000

161.1450 USD

Purchase

1,063

168.6861 USD

Purchase

1,100

161.4300 USD

Purchase

1,196

171.4255 USD

Purchase

1,198

168.2045 USD

Purchase

1,258

166.0435 USD

Purchase

1,309

168.2745 USD

Purchase

1,340

170.3330 USD

Purchase

1,400

171.1125 USD

Purchase

1,432

168.6323 USD

Purchase

1,547

171.9885 USD

Purchase

1,549

169.1924 USD

Purchase

1,600

170.9587 USD

Purchase

1,679

167.4496 USD

Purchase

2,017

170.8694 USD

Purchase

2,129

169.2853 USD

Purchase

2,263

170.0156 USD

Purchase

2,415

168.1029 USD

Purchase

2,480

167.9480 USD

Purchase

2,853

171.7185 USD

Purchase

3,806

171.9249 USD

Purchase

3,814

167.4825 USD

Purchase

4,071

171.9271 USD

Purchase

4,098

169.8993 USD

Purchase

4,100

169.4895 USD

Purchase

4,300

170.1524 USD

Purchase

4,900

171.6682 USD

Purchase

5,000

165.7482 USD

Purchase

5,698

169.8228 USD

Purchase

6,149

166.4389 USD

Purchase

7,200

168.6348 USD

Purchase

7,633

166.9925 USD

Purchase

8,374

167.2578 USD

Purchase

8,600

167.0627 USD

Purchase

8,979

169.1362 USD

Purchase

9,381

166.4413 USD

Purchase

12,382

167.3309 USD

Purchase

12,706

169.1688 USD

Purchase

13,316

167.2593 USD

Purchase

13,690

167.4226 USD

Purchase

15,019

167.7444 USD

Purchase

16,100

166.1118 USD

Purchase

16,300

166.4277 USD

Purchase

17,100

167.8985 USD

Purchase

20,165

169.4468 USD

Purchase

26,736

171.8400 USD

Purchase

31,054

163.7026 USD

Purchase

35,804

168.5550 USD

Purchase

48,330

169.0356 USD

Purchase

51,865

167.3213 USD

Sale

1

169.9700 USD

Sale

14

170.8000 USD

Sale

15

171.9800 USD

Sale

18

172.8000 USD

Sale

100

170.6825 USD

Sale

100

165.5000 USD

Sale

100

170.2700 USD

Sale

100

171.9700 USD

Sale

100

169.7720 USD

Sale

100

165.8800 USD

Sale

100

170.6900 USD

Sale

100

171.4400 USD

Sale

100

171.2750 USD

Sale

100

170.8200 USD

Sale

100

170.5700 USD

Sale

102

171.1505 USD

Sale

117

170.8243 USD

Sale

176

170.3389 USD

Sale

196

170.0702 USD

Sale

200

169.8300 USD

Sale

200

172.6200 USD

Sale

200

170.8650 USD

Sale

200

171.0100 USD

Sale

234

171.4447 USD

Sale

257

172.3219 USD

Sale

300

169.2900 USD

Sale

300

165.6900 USD

Sale

300

165.6433 USD

Sale

300

172.4150 USD

Sale

400

171.4787 USD

Sale

400

165.6597 USD

Sale

400

165.4325 USD

Sale

471

171.7140 USD

Sale

500

162.0180 USD

Sale

500

171.8580 USD

Sale

501

163.0935 USD

Sale

512

173.4110 USD

Sale

576

164.2451 USD

Sale

600

165.2502 USD

Sale

647

169.0335 USD

Sale

652

171.1895 USD

Sale

681

171.0032 USD

Sale

710

168.2543 USD

Sale

764

163.4625 USD

Sale

800

171.9350 USD

Sale

824

164.7103 USD

Sale

900

170.9277 USD

Sale

900

165.6511 USD

Sale

1,023

171.2844 USD

Sale

1,094

171.5054 USD

Sale

1,100

170.9063 USD

Sale

1,142

170.0774 USD

Sale

1,203

170.8777 USD

Sale

1,500

163.0023 USD

Sale

1,868

170.5911 USD

Sale

1,967

168.3177 USD

Sale

2,158

169.6495 USD

Sale

2,500

165.8720 USD

Sale

2,517

170.0398 USD

Sale

2,541

170.7735 USD

Sale

2,597

171.3868 USD

Sale

2,800

171.9607 USD

Sale

3,000

161.2941 USD

Sale

3,061

163.3466 USD

Sale

3,346

168.6033 USD

Sale

3,461

169.7010 USD

Sale

3,951

166.1378 USD

Sale

4,101

171.9264 USD

Sale

4,177

168.1495 USD

Sale

5,414

164.0110 USD

Sale

5,500

163.5970 USD

Sale

5,939

162.8290 USD

Sale

6,475

164.6953 USD

Sale

8,300

164.4068 USD

Sale

10,284

171.2521 USD

Sale

12,382

167.3309 USD

Sale

12,382

169.3699 USD

Sale

12,682

167.4383 USD

Sale

16,038

168.0519 USD

Sale

18,200

167.9280 USD

Sale

19,364

167.4003 USD

Sale

21,976

169.4424 USD

Sale

22,516

168.8590 USD

Sale

23,057

166.8968 USD

Sale

25,000

166.7386 USD

Sale

23,901

171.8400 USD

Sale

72,818

167.1709 USD

Sale

105,000

167.9407 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

150 USD

American

21 Aug 2020

31.6000 USD

Call Option

Purchasing

400

165 USD

American

15 Jan 2021

21.9500 USD

Call Option

Purchasing

3,000

170 USD

American

15 May 2020

12.8966 USD

Call Option

Purchasing

400

170 USD

American

15 Jan 2021

18.9500 USD

Call Option

Purchasing

1,500

175 USD

American

20 Mar 2020

3.6666 USD

Call Option

Purchasing

200

175 USD

American

17 Apr 2020

9.1000 USD

Call Option

Purchasing

3,300

175 USD

American

15 May 2020

10.4333 USD

Call Option

Purchasing

7,000

180 USD

American

20 Mar 2020

1.0964 USD

Call Option

Purchasing

6,400

180 USD

American

15 May 2020

6.9187 USD

Call Option

Purchasing

200

180 USD

American

21 Aug 2020

9.5500 USD

Call Option

Purchasing

1,800

185 USD

American

20 Mar 2020

0.1000 USD

Call Option

Purchasing

100

190 USD

American

20 Mar 2020

0.1000 USD

Call Option

Selling

100

130 USD

American

21 Jan 2022

40.0000 USD

Put Option

Purchasing

100

95 USD

American

15 Jan 2021

4.0500 USD

Put Option

Purchasing

200

100 USD

American

15 Jan 2021

4.5000 USD

Put Option

Purchasing

100

105 USD

American

15 Jan 2021

5.2500 USD

Put Option

Purchasing

1,000

110 USD

American

15 Jan 2021

5.0600 USD

Put Option

Purchasing

100

115 USD

American

20 Mar 2020

0.0100 USD

Put Option

Purchasing

400

115 USD

American

15 Jan 2021

7.8500 USD

Put Option

Purchasing

800

120 USD

American

15 Jan 2021

7.2125 USD

Put Option

Purchasing

100

120 USD

American

21 Jan 2022

7.9000 USD

Put Option

Purchasing

400

125 USD

American

15 Jan 2021

9.3500 USD

Put Option

Purchasing

200

130 USD

American

15 Jan 2021

11.3000 USD

Put Option

Purchasing

300

135 USD

American

15 Jan 2021

12.6500 USD

Put Option

Purchasing

2,300

140 USD

American

15 May 2020

8.8000 USD

Put Option

Purchasing

400

140 USD

American

15 Jan 2021

13.8000 USD

Put Option

Purchasing

200

145 USD

American

15 Jan 2021

16.1500 USD

Put Option

Purchasing

5,100

150 USD

American

15 Jan 2021

14.0068 USD

Put Option

Purchasing

800

155 USD

American

15 Jan 2021

19.8000 USD

Put Option

Purchasing

1,500

160 USD

American

15 May 2020

11.0000 USD

Put Option

Purchasing

500

160 USD

American

19 Jun 2020

15.0500 USD

Put Option

Purchasing

3,200

160 USD

American

15 Jan 2021

18.2156 USD

Put Option

Purchasing

200

163 USD

American

27 Mar 2020

6.5000 USD

Put Option

Purchasing

5,900

165 USD

American

20 Mar 2020

7.3171 USD

Put Option

Purchasing

1,500

165 USD

American

15 May 2020

9.9000 USD

Put Option

Purchasing

1,300

165 USD

American

15 Jan 2021

20.9000 USD

Put Option

Purchasing

500

170 USD

American

20 Mar 2020

4.5500 USD

Put Option

Purchasing

2,500

170 USD

American

15 May 2020

11.3000 USD

Put Option

Purchasing

2,500

170 USD

American

19 Jun 2020

11.9000 USD

Put Option

Purchasing

1,700

170 USD

American

21 Aug 2020

16.0352 USD

Put Option

Purchasing

2,800

170 USD

American

15 Jan 2021

24.5928 USD

Put Option

Purchasing

100

175 USD

American

17 Apr 2020

13.7800 USD

Put Option

Purchasing

2,600

175 USD

American

15 May 2020

13.3461 USD

Put Option

Purchasing

2,900

175 USD

American

15 Jan 2021

24.3913 USD

Put Option

Purchasing

800

178 USD

American

20 Mar 2020

9.9562 USD

Put Option

Purchasing

500

180 USD

American

20 Mar 2020

11.9600 USD

Put Option

Purchasing

2,200

180 USD

American

15 May 2020

15.5000 USD

Put Option

Purchasing

6,900

180 USD

American

15 Jan 2021

25.5449 USD

Put Option

Purchasing

9,100

185 USD

American

15 May 2020

21.7500 USD

Put Option

Purchasing

400

185 USD

American

21 Aug 2020

23.5000 USD

Put Option

Purchasing

2,400

185 USD

American

15 Jan 2021

29.6916 USD

Put Option

Purchasing

500

190 USD

American

15 Jan 2021

38.1500 USD

Put Option

Selling

100

140 USD

American

20 Mar 2020

1.6100 USD

Put Option

Selling

5,900

160 USD

American

17 Apr 2020

11.5171 USD

Put Option

Selling

2,300

160 USD

American

15 May 2020

16.0000 USD

Put Option

Selling

100

180 USD

American

20 Mar 2020

11.9800 USD

Put Option

Selling

200

195 USD

American

20 Mar 2020

26.2000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

19 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

600

95.0000  

American

Jan 15, 2021

Put Options

  Written

100

145.0000  

American

May 15, 2020

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

190.0000  

American

Mar 27, 2020

Put Options

  Written

2,700

100.0000  

American

May 15, 2020

Put Options

  Written

2,900

170.0000  

American

Mar 20, 2020

Put Options

  Written

4,900

115.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

150.0000  

American

Aug 21, 2020

Put Options

  Written

400

100.0000  

American

Jan 15, 2021

Put Options

  Written

200

130.0000  

American

Mar 20, 2020

Put Options

  Purchased

-2,300

140.0000  

American

May 15, 2020

Put Options

  Purchased

-2,300

165.0000  

American

Jan 15, 2021

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-1,800

170.0000  

American

Aug 21, 2020

Put Options

  Purchased

-19,000

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

175.0000  

American

Mar 27, 2020

Call Options

  Written

-200

230.0000  

American

Mar 20, 2020

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Call Options

  Written

-1,500

220.0000  

American

Aug 21, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,300

145.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

120.0000  

American

Jan 21, 2022

Call Options

  Written

-100

160.0000  

American

Mar 20, 2020

Put Options

  Written

1,000

195.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

175.0000  

American

May 15, 2020

Put Options

  Written

11,500

160.0000  

American

Jun 19, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

197.5000  

American

Apr 24, 2020

Call Options

  Purchased

1,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

36,700

105.0000  

American

Jan 15, 2021

Put Options

  Written

17,600

150.0000  

American

May 15, 2020

Put Options

  Written

100

140.0000  

American

Aug 21, 2020

Call Options

  Purchased

100

195.0000  

American

Mar 20, 2020

Put Options

  Purchased

-500

155.0000  

American

Jan 21, 2022

Call Options

  Written

-3,300

200.0000  

American

Aug 21, 2020

Call Options

  Written

-400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

162.5000  

American

Mar 27, 2020

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-17,000

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

155.0000  

American

Jan 15, 2021

Put Options

  Written

2,800

180.0000  

American

Apr 17, 2020

Put Options

  Written

1,000

120.0000  

American

Apr 17, 2020

Call Options

  Purchased

300

210.0000  

American

May 15, 2020

Put Options

  Written

100

140.0000  

American

Jan 21, 2022

Call Options

  Purchased

6,400

180.0000  

American

May 15, 2020

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,400

202.5000  

American

Mar 20, 2020

Put Options

  Written

7,100

145.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,500

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

42,500

175.0000  

American

Jan 21, 2022

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,900

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

195.0000  

American

May 15, 2020

Call Options

  Purchased

1,200

180.0000  

American

Aug 21, 2020

Put Options

  Written

4,300

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,900

190.0000  

American

May 15, 2020

Put Options

  Purchased

-8,300

170.0000  

American

Jan 15, 2021

Call Options

  Written

-200

205.0000  

American

Apr 3, 2020

Put Options

  Purchased

-300

135.0000  

American

Jan 15, 2021

Call Options

  Written

-700

270.0000  

American

Jan 15, 2021

Call Options

  Written

-100

200.0000  

American

Jan 21, 2022

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,400

165.0000  

American

May 15, 2020

Call Options

  Written

-100

210.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,100

195.0000  

American

May 15, 2020

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Call Options

  Purchased

800

220.0000  

American

Jan 21, 2022

Put Options

  Written

100

190.0000  

American

Jan 15, 2021

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

7,400

200.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

207.5000  

American

Apr 9, 2020

Put Options

  Written

900

160.0000  

American

May 15, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,000

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

155.0000  

American

Jun 19, 2020

Put Options

  Written

5,400

95.0000  

American

May 15, 2020

Call Options

  Purchased

1,300

160.0000  

American

Jan 21, 2022

Call Options

  Purchased

3,000

170.0000  

American

May 15, 2020

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Put Options

  Written

100

197.5000  

American

Apr 3, 2020

Put Options

  Purchased

-3,000

190.0000  

American

May 15, 2020

Put Options

  Purchased

-5,200

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-900

190.0000  

American

Mar 20, 2020

Call Options

  Written

-200

220.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

175.0000  

American

May 15, 2020

Call Options

  Written

-100

150.0000  

American

May 15, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

180.0000  

American

Jan 21, 2022

Put Options

  Written

13,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,600

200.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

90.0000  

American

May 15, 2020

Put Options

  Written

100

182.5000  

American

Mar 20, 2020

Put Options

  Written

6,600

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

175.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

180.0000  

American

Jun 19, 2020

Put Options

  Written

14,800

165.0000  

American

Apr 17, 2020

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,000

195.0000  

American

Aug 21, 2020

Put Options

  Written

7,400

120.0000  

American

Jun 19, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

190.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

185.0000  

American

Jun 19, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-39,300

150.0000  

American

Jan 15, 2021

Call Options

  Written

-300

190.0000  

American

Mar 20, 2020

Put Options

  Written

1,400

195.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

202.5000  

American

Mar 27, 2020

Put Options

  Written

21,600

180.0000  

American

Mar 20, 2020

Put Options

  Written

1,900

180.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

210.0000  

American

Apr 17, 2020

Call Options

  Purchased

6,400

160.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

210.0000  

American

Jan 15, 2021

Put Options

  Written

400

200.0000  

American

Mar 20, 2020

Call Options

  Purchased

6,600

180.0000  

American

Mar 20, 2020

Put Options

  Written

3,800

180.0000  

American

May 15, 2020

Put Options

  Written

100

200.0000  

American

May 15, 2020

Put Options

  Written

200

135.0000  

American

Mar 20, 2020

Put Options

  Purchased

-5,400

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,100

185.0000  

American

Jan 15, 2021

Call Options

  Written

-400

185.0000  

American

Apr 17, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,300

120.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Call Options

  Written

-100

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-700

185.0000  

American

Aug 21, 2020

Put Options

  Purchased

-100

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

175.0000  

American

Apr 17, 2020

Call Options

  Written

-200

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

170.0000  

American

Apr 17, 2020

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Put Options

  Written

200

155.0000  

American

Mar 20, 2020

Put Options

  Written

300

125.0000  

American

Jun 19, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Put Options

  Written

200

150.0000  

American

Apr 17, 2020

Call Options

  Purchased

100

170.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,500

220.0000  

American

Mar 20, 2020

Put Options

  Written

1,400

155.0000  

American

Apr 17, 2020

Put Options

  Written

900

175.0000  

American

Jun 19, 2020

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Call Options

  Purchased

8,200

185.0000  

American

Aug 21, 2020

Put Options

  Written

100

140.0000  

American

Apr 17, 2020

Put Options

  Purchased

-14,300

175.0000  

American

Mar 20, 2020

Put Options

  Purchased

-3,000

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

190.0000  

American

Aug 21, 2020

Put Options

  Purchased

-900

177.5000  

American

Mar 20, 2020

Put Options

  Purchased

-10,900

185.0000  

American

May 15, 2020

Call Options

  Written

-800

200.0000  

American

May 15, 2020

Put Options

  Purchased

-1,700

195.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,800

150.0000  

American

Jan 21, 2022

Put Options

  Purchased

-10,000

180.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

170.0000  

American

May 15, 2020

Put Options

  Purchased

-700

125.0000  

American

Jan 15, 2021

Call Options

  Purchased

11,300

195.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

105.0000  

American

May 15, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Put Options

  Written

51,800

150.0000  

American

Mar 20, 2020

Put Options

  Written

23,200

160.0000  

American

Apr 17, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Call Options

  Purchased

3,300

190.0000  

American

Aug 21, 2020

Call Options

  Purchased

2,100

187.5000  

American

Mar 20, 2020

Put Options

  Written

100

145.0000  

American

Apr 17, 2020

Call Options

  Purchased

200

175.0000  

American

Apr 17, 2020

Call Options

  Purchased

100

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,400

140.0000  

American

Mar 20, 2020

Put Options

  Purchased

-2,200

180.0000  

American

Mar 27, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-100

130.0000  

American

Jan 21, 2022

Call Options

  Written

-1,000

205.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694871
Time of Receipt (offset from UTC): 20200320T094226+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC