Form 8.3 - Abbvie Inc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,734,348

0.18%

4,189,554

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,161,344

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,647,600

0.11%

1,559,400

0.11%

 

 

 

 

TOTAL:

 

 

 

 

6,543,292

0.44%

6,301,520

0.43%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

16

66.5100 USD

Purchase

54

67.9614 USD

Purchase

70

65.8700 USD

Purchase

74

65.5400 USD

Purchase

99

67.6400 USD

Purchase

100

65.7300 USD

Purchase

100

67.9200 USD

Purchase

100

67.5100 USD

Purchase

107

65.3700 USD

Purchase

111

65.6354 USD

Purchase

173

66.4252 USD

Purchase

178

66.6467 USD

Purchase

179

66.3865 USD

Purchase

200

68.7450 USD

Purchase

200

67.8850 USD

Purchase

200

67.3650 USD

Purchase

200

68.6100 USD

Purchase

200

66.6900 USD

Purchase

200

65.4675 USD

Purchase

200

65.8400 USD

Purchase

200

67.3900 USD

Purchase

218

65.8197 USD

Purchase

218

65.5051 USD

Purchase

250

68.4360 USD

Purchase

286

66.4623 USD

Purchase

300

67.3383 USD

Purchase

300

67.8766 USD

Purchase

300

68.1866 USD

Purchase

325

65.9300 USD

Purchase

328

66.6914 USD

Purchase

352

67.3875 USD

Purchase

400

69.6075 USD

Purchase

400

68.1675 USD

Purchase

400

68.0431 USD

Purchase

400

66.9475 USD

Purchase

400

67.0150 USD

Purchase

400

68.2200 USD

Purchase

410

66.9185 USD

Purchase

427

67.2517 USD

Purchase

482

67.8976 USD

Purchase

500

66.1780 USD

Purchase

500

66.8000 USD

Purchase

500

67.1200 USD

Purchase

501

68.3911 USD

Purchase

503

67.3072 USD

Purchase

519

66.6603 USD

Purchase

600

66.2416 USD

Purchase

600

67.9700 USD

Purchase

600

68.6858 USD

Purchase

633

68.4121 USD

Purchase

639

69.0911 USD

Purchase

646

66.8902 USD

Purchase

681

68.2002 USD

Purchase

700

68.0000 USD

Purchase

730

67.0498 USD

Purchase

786

67.6510 USD

Purchase

827

68.1504 USD

Purchase

838

67.9331 USD

Purchase

900

66.1927 USD

Purchase

900

67.6566 USD

Purchase

900

66.9544 USD

Purchase

936

66.8155 USD

Purchase

975

70.8185 USD

Purchase

997

66.9337 USD

Purchase

1,019

66.6951 USD

Purchase

1,031

66.5934 USD

Purchase

1,100

67.3313 USD

Purchase

1,100

67.1472 USD

Purchase

1,229

67.9655 USD

Purchase

1,301

66.5749 USD

Purchase

1,349

66.7785 USD

Purchase

1,497

68.3215 USD

Purchase

1,550

67.3558 USD

Purchase

1,620

68.9874 USD

Purchase

1,644

68.7071 USD

Purchase

1,650

67.7390 USD

Purchase

1,671

66.5463 USD

Purchase

1,700

67.8302 USD

Purchase

1,721

67.7953 USD

Purchase

1,830

67.5755 USD

Purchase

1,858

66.8645 USD

Purchase

1,900

67.6168 USD

Purchase

2,099

66.1883 USD

Purchase

2,102

68.4090 USD

Purchase

2,129

66.4815 USD

Purchase

2,174

66.8860 USD

Purchase

2,380

69.6269 USD

Purchase

2,400

67.4027 USD

Purchase

2,403

67.1463 USD

Purchase

2,486

67.6731 USD

Purchase

2,678

67.7822 USD

Purchase

2,700

68.4758 USD

Purchase

2,701

68.4946 USD

Purchase

2,733

67.8813 USD

Purchase

2,749

68.5777 USD

Purchase

2,770

69.5033 USD

Purchase

2,800

67.5607 USD

Purchase

2,867

66.1529 USD

Purchase

2,905

67.7583 USD

Purchase

2,939

67.5072 USD

Purchase

3,063

67.3917 USD

Purchase

3,138

66.1550 USD

Purchase

3,200

67.9096 USD

Purchase

3,500

68.2980 USD

Purchase

3,641

68.1471 USD

Purchase

3,734

66.8479 USD

Purchase

4,000

68.1070 USD

Purchase

4,200

68.4432 USD

Purchase

4,472

67.1729 USD

Purchase

4,500

67.7936 USD

Purchase

4,700

67.6561 USD

Purchase

4,774

66.5614 USD

Purchase

4,900

68.0472 USD

Purchase

5,822

67.7484 USD

Purchase

6,298

66.7889 USD

Purchase

6,488

66.5212 USD

Purchase

6,924

66.4579 USD

Purchase

9,850

67.1868 USD

Purchase

10,700

71.0271 USD

Purchase

12,091

67.3673 USD

Purchase

12,200

68.5045 USD

Purchase

15,250

68.7379 USD

Purchase

15,368

68.0103 USD

Purchase

17,398

67.3663 USD

Purchase

17,574

66.2937 USD

Purchase

18,901

66.8455 USD

Purchase

20,075

67.1217 USD

Purchase

22,296

73.0200 USD

Purchase

28,112

67.6363 USD

Purchase

28,145

68.8612 USD

Purchase

40,700

66.8300 USD

Purchase

49,948

67.7029 USD

Purchase

50,485

69.8903 USD

Purchase

64,597

67.6330 USD

Purchase

69,330

68.1634 USD

Purchase

105,000

68.0375 USD

Purchase

173,200

66.6282 USD

Purchase

206,000

66.4103 USD

Purchase

289,895

71.0300 USD

Purchase

291,074

68.5259 USD

Sale

15

68.8850 USD

Sale

20

70.1300 USD

Sale

26

67.3300 USD

Sale

27

67.2700 USD

Sale

70

65.8700 USD

Sale

82

67.6543 USD

Sale

99

67.6400 USD

Sale

100

67.0400 USD

Sale

100

68.6700 USD

Sale

100

70.4200 USD

Sale

100

70.3400 USD

Sale

100

69.2400 USD

Sale

100

68.9800 USD

Sale

100

70.4700 USD

Sale

100

68.8100 USD

Sale

100

68.8200 USD

Sale

100

68.8600 USD

Sale

102

68.4196 USD

Sale

109

69.7012 USD

Sale

133

67.8847 USD

Sale

173

66.4252 USD

Sale

179

66.3865 USD

Sale

200

65.4750 USD

Sale

200

67.8450 USD

Sale

200

67.8900 USD

Sale

200

68.0975 USD

Sale

200

68.1050 USD

Sale

200

68.1075 USD

Sale

200

68.9300 USD

Sale

200

69.3200 USD

Sale

200

69.3450 USD

Sale

200

70.2400 USD

Sale

200

70.3800 USD

Sale

200

70.4250 USD

Sale

217

69.6928 USD

Sale

218

65.5051 USD

Sale

270

69.3781 USD

Sale

273

69.2480 USD

Sale

300

68.1066 USD

Sale

300

67.8983 USD

Sale

300

67.8833 USD

Sale

300

67.8433 USD

Sale

300

70.3700 USD

Sale

386

68.7227 USD

Sale

390

70.1600 USD

Sale

400

67.9387 USD

Sale

400

67.8775 USD

Sale

400

67.9037 USD

Sale

400

68.5600 USD

Sale

400

68.6825 USD

Sale

400

66.0150 USD

Sale

400

68.5162 USD

Sale

400

66.0050 USD

Sale

402

67.9540 USD

Sale

432

69.3010 USD

Sale

460

68.7438 USD

Sale

468

69.4926 USD

Sale

500

67.2430 USD

Sale

500

70.4080 USD

Sale

500

67.3780 USD

Sale

500

67.8880 USD

Sale

502

68.3609 USD

Sale

600

70.5800 USD

Sale

649

67.6591 USD

Sale

700

68.0000 USD

Sale

700

70.2025 USD

Sale

700

67.5242 USD

Sale

700

68.7200 USD

Sale

800

68.7650 USD

Sale

808

68.7303 USD

Sale

809

69.9858 USD

Sale

838

68.2231 USD

Sale

845

67.7114 USD

Sale

1,068

69.0817 USD

Sale

1,075

70.5033 USD

Sale

1,100

68.1090 USD

Sale

1,102

67.1977 USD

Sale

1,121

68.7374 USD

Sale

1,187

70.4776 USD

Sale

1,190

69.6269 USD

Sale

1,300

69.6130 USD

Sale

1,300

68.7557 USD

Sale

1,305

68.5153 USD

Sale

1,757

67.3070 USD

Sale

1,800

68.9772 USD

Sale

1,847

67.5236 USD

Sale

1,850

68.7049 USD

Sale

1,858

68.3317 USD

Sale

1,886

70.1928 USD

Sale

1,921

69.3463 USD

Sale

1,933

67.3636 USD

Sale

2,000

68.1070 USD

Sale

2,176

67.7264 USD

Sale

2,197

66.8540 USD

Sale

2,337

67.9591 USD

Sale

2,536

66.9518 USD

Sale

2,780

69.3911 USD

Sale

2,900

67.8846 USD

Sale

3,238

68.6446 USD

Sale

3,349

67.1505 USD

Sale

3,618

67.9723 USD

Sale

3,729

67.6108 USD

Sale

3,856

67.1932 USD

Sale

3,982

66.7509 USD

Sale

3,986

70.9309 USD

Sale

4,041

69.2791 USD

Sale

4,300

68.4311 USD

Sale

4,330

68.5398 USD

Sale

4,378

66.7848 USD

Sale

4,502

68.1476 USD

Sale

4,897

67.4730 USD

Sale

5,300

66.0105 USD

Sale

6,700

67.0688 USD

Sale

7,517

67.9250 USD

Sale

7,625

68.7379 USD

Sale

9,477

66.9697 USD

Sale

10,001

66.4556 USD

Sale

10,200

67.7400 USD

Sale

10,500

68.7983 USD

Sale

11,275

66.9230 USD

Sale

15,900

67.7211 USD

Sale

16,437

67.5324 USD

Sale

17,007

68.7126 USD

Sale

17,450

67.3268 USD

Sale

18,379

68.4061 USD

Sale

21,089

66.2705 USD

Sale

22,296

73.0200 USD

Sale

26,028

67.6466 USD

Sale

26,253

68.1559 USD

Sale

40,700

66.8300 USD

Sale

42,603

69.8358 USD

Sale

43,437

70.5841 USD

Sale

48,000

67.8932 USD

Sale

54,600

67.9887 USD

Sale

65,298

66.7798 USD

Sale

85,152

65.7382 USD

Sale

86,600

66.6282 USD

Sale

95,700

66.8565 USD

Sale

102,338

68.3672 USD

Sale

107,594

67.9885 USD

Sale

123,827

69.4880 USD

Sale

125,314

67.4944 USD

Sale

276,600

71.0300 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

500

48 USD

American

31 Dec 2015

2.0000 USD

Call Option Purchasing

100

70 USD

American

20 Mar 2020

1.1100 USD

Call Option Purchasing

300

70 USD

American

27 Mar 2020

2.2000 USD

Call Option Purchasing

100

73 USD

American

20 Mar 2020

0.5000 USD

Call Option Purchasing

100

73 USD

American

19 Jun 2020

6.5000 USD

Call Option Purchasing

100

74 USD

American

20 Mar 2020

0.3500 USD

Call Option Purchasing

100

75 USD

American

27 Mar 2020

1.0000 USD

Call Option Purchasing

300

79 USD

American

27 Mar 2020

0.4700 USD

Call Option Purchasing

100

80 USD

American

17 Apr 2020

1.0600 USD

Call Option Purchasing

100

80 USD

American

15 May 2020

1.1500 USD

Call Option Purchasing

100

85 USD

American

19 Jun 2020

1.9000 USD

Call Option Purchasing

400

85 USD

American

18 Sep 2020

3.0300 USD

Call Option Purchasing

500

95 USD

American

20 Mar 2020

0.0200 USD

Call Option Selling

100

45 USD

American

21 Jan 2022

24.3000 USD

Call Option Selling

300

60 USD

American

21 Jan 2022

14.8200 USD

Call Option Selling

200

65 USD

American

20 Mar 2020

3.4000 USD

Call Option Selling

100

65 USD

American

3 Apr 2020

5.0000 USD

Call Option Selling

2,500

70 USD

American

3 Apr 2020

2.2500 USD

Call Option Selling

100

70 USD

American

15 Jan 2021

11.5000 USD

Call Option Selling

2,000

80 USD

American

27 Mar 2020

0.5500 USD

Call Option Selling

200

84 USD

American

20 Mar 2020

0.0800 USD

Call Option Selling

100

85 USD

American

20 Mar 2020

0.0500 USD

Call Option Selling

100

85 USD

American

27 Mar 2020

0.2000 USD

Call Option Selling

2,000

85 USD

American

15 Jan 2021

4.0000 USD

Call Option Selling

1,300

88 USD

American

20 Mar 2020

0.0500 USD

Call Option Selling

2,000

88 USD

American

15 Jan 2021

3.4500 USD

Call Option Selling

2,100

90 USD

American

20 Mar 2020

0.0452 USD

Call Option Selling

6,800

90 USD

American

17 Apr 2020

0.3629 USD

Call Option Selling

500

90 USD

American

15 Jan 2021

3.0000 USD

Call Option Selling

200

92 USD

American

3 Apr 2020

0.2900 USD

Call Option Selling

100

93 USD

American

17 Apr 2020

0.1500 USD

Call Option Selling

1,600

93 USD

American

15 May 2020

0.4000 USD

Call Option Selling

100

95 USD

American

27 Mar 2020

0.0700 USD

Call Option Selling

200

95 USD

American

17 Apr 2020

0.1700 USD

Call Option Selling

1,100

95 USD

American

15 May 2020

0.3854 USD

Call Option Selling

1,100

95 USD

American

15 Jan 2021

2.3500 USD

Call Option Selling

4,100

98 USD

American

15 May 2020

0.2524 USD

Call Option Selling

5,300

100 USD

American

17 Apr 2020

0.0841 USD

Call Option Selling

9,200

100 USD

American

15 May 2020

0.2456 USD

Call Option Selling

11,700

105 USD

American

15 May 2020

0.1911 USD

Call Option Selling

200

105 USD

American

19 Jun 2020

0.3500 USD

Call Option Selling

1,000

110 USD

American

15 May 2020

0.0800 USD

Call Option Selling

4,000

110 USD

American

19 Jun 2020

0.1750 USD

Call Option Selling

500

135 USD

American

15 Jan 2021

0.4200 USD

Put Option Purchasing

500

38 USD

American

15 Jan 2021

2.9000 USD

Put Option Purchasing

400

50 USD

American

19 Jun 2020

3.0000 USD

Put Option Purchasing

5,300

50 USD

American

15 Jan 2021

5.3660 USD

Put Option Purchasing

300

55 USD

American

15 May 2020

3.7000 USD

Put Option Purchasing

200

55 USD

American

19 Jun 2020

4.0000 USD

Put Option Purchasing

300

60 USD

American

27 Mar 2020

1.2500 USD

Put Option Purchasing

1,000

60 USD

American

17 Apr 2020

3.8000 USD

Put Option Purchasing

100

60 USD

American

24 Apr 2020

4.0000 USD

Put Option Purchasing

100

60 USD

American

15 May 2020

5.1500 USD

Put Option Purchasing

300

60 USD

American

19 Jun 2020

5.8666 USD

Put Option Purchasing

400

60 USD

American

15 Jan 2021

10.2500 USD

Put Option Purchasing

5,100

63 USD

American

19 Jun 2020

5.7743 USD

Put Option Purchasing

100

65 USD

American

24 Apr 2020

5.0000 USD

Put Option Purchasing

100

70 USD

American

9 Apr 2020

6.2500 USD

Put Option Purchasing

300

73 USD

American

20 Mar 2020

6.7900 USD

Put Option Purchasing

400

75 USD

American

20 Mar 2020

8.2500 USD

Put Option Purchasing

200

80 USD

American

20 Mar 2020

11.2500 USD

Put Option Purchasing

100

80 USD

American

17 Apr 2020

15.0000 USD

Put Option Purchasing

5,200

90 USD

American

20 Mar 2020

14.7000 USD

Put Option Purchasing

200

95 USD

American

20 Mar 2020

19.7000 USD

Put Option Selling

100

40 USD

American

15 May 2020

1.0000 USD

Put Option Selling

1,700

58 USD

American

15 Jan 2021

8.8500 USD

Put Option Selling

100

63 USD

American

21 Jan 2022

17.0000 USD

Put Option Selling

3,000

65 USD

American

20 Mar 2020

1.4800 USD

Put Option Selling

500

78 USD

American

15 Jan 2021

18.5000 USD

Put Option Selling

500

78 USD

American

21 Jan 2022

26.0000 USD

Put Option Selling

1,000

80 USD

American

21 Jan 2022

28.1000 USD

Put Option Selling

1,000

85 USD

American

20 Mar 2020

18.0000 USD

Put Option Selling

100

85 USD

American

15 Jan 2021

25.0500 USD

Put Option Selling

500

88 USD

American

20 Mar 2020

20.0000 USD

Put Option Selling

200

88 USD

American

21 Jan 2022

34.2500 USD

Put Option Selling

2,000

90 USD

American

15 Jan 2021

29.0000 USD

Put Option Selling

100

100 USD

American

21 Jan 2022

45.2000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

19 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Written

101,500

60.0000

American

Jun 19, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Put Options

Written

2,300

37.5000

American

Jan 21, 2022

Call Options

Purchased

1,500

100.0000

American

Mar 20, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Call Options

Purchased

100

103.0000

American

Mar 20, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Call Options

Purchased

100

75.0000

American

Mar 27, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Written

100

75.0000

American

Apr 3, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

400

82.5000

American

Jan 15, 2021

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

2,800

115.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

83.0000

American

Mar 27, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Call Options

Written

-2,800

120.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-200

85.0000

American

Mar 20, 2020

Put Options

Purchased

-10,200

50.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-100

90.5000

American

Mar 20, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options

Written

-300

95.0000

American

Mar 27, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-100

84.5000

American

Mar 27, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-100

75.0000

American

Mar 20, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-19,200

110.0000

American

Mar 20, 2020

Call Options

Written

-100

93.5000

American

Mar 20, 2020

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-1,900

135.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 21, 2022

Call Options

Written

-200

100.0000

American

Aug 21, 2020

Call Options

Written

-16,000

90.0000

American

Jun 19, 2020

Put Options

Written

5,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,400

72.5000

American

Jun 19, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Put Options

Written

3,500

65.0000

American

Mar 20, 2020

Call Options

Purchased

4,100

87.5000

American

Mar 20, 2020

Put Options

Written

301,500

60.0000

American

Jan 15, 2021

Put Options

Written

100

94.5000

American

Apr 3, 2020

Put Options

Written

1,400

82.5000

American

Mar 20, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Put Options

Written

700

78.0000

American

Mar 20, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Call Options

Purchased

1,600

90.0000

American

Mar 20, 2020

Call Options

Purchased

1,500

92.5000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

17,800

95.0000

American

May 15, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Put Options

Purchased

-200

85.0000

American

Apr 17, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-100

65.0000

American

Apr 24, 2020

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Call Options

Written

-2,500

70.0000

American

Apr 3, 2020

Call Options

Written

-100

115.0000

American

Aug 21, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Put Options

Purchased

-30,100

62.5000

American

Jan 15, 2021

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Call Options

Written

-8,000

105.0000

American

May 15, 2020

Call Options

Written

-16,800

110.0000

American

Jan 15, 2021

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Call Options

Written

-400

120.0000

American

Sep 18, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-6,400

125.0000

American

Aug 21, 2020

Put Options

Purchased

-8,400

80.0000

American

Mar 20, 2020

Call Options

Purchased

2,100

77.5000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

17,400

97.5000

American

May 15, 2020

Call Options

Purchased

10,200

97.5000

American

Mar 20, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

7,400

75.0000

American

May 15, 2020

Put Options

Written

200

87.5000

American

Jan 21, 2022

Call Options

Purchased

100

74.0000

American

Mar 20, 2020

Call Options

Purchased

100

60.0000

American

Jun 19, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Call Options

Purchased

2,000

105.0000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options

Purchased

-500

82.5000

American

Apr 17, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Call Options

Written

-3,200

100.0000

American

Apr 17, 2020

Call Options

Written

-1,000

81.0000

American

Apr 3, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-2,100

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-200

92.0000

American

Apr 3, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-2,100

85.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Put Options

Purchased

-3,900

50.0000

American

Jun 19, 2020

Put Options

Purchased

-300

72.5000

American

Mar 20, 2020

Call Options

Written

-5,200

110.0000

American

Jun 19, 2020

Call Options

Written

-700

96.0000

American

Mar 27, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-100

65.0000

American

Jan 21, 2022

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

900

95.0000

American

Apr 17, 2020

Put Options

Written

6,900

77.5000

American

Jan 15, 2021

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Call Options

Purchased

4,100

87.5000

American

Jun 19, 2020

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

37,100

57.5000

American

Jun 19, 2020

Put Options

Written

154,600

65.0000

American

Jun 19, 2020

Call Options

Purchased

500

98.0000

American

Mar 20, 2020

Put Options

Written

100

89.0000

American

Mar 20, 2020

Put Options

Written

176,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Call Options

Purchased

400

94.0000

American

Mar 20, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

85.0000

American

Apr 17, 2020

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

92.5000

American

Sep 18, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

100

95.0000

American

May 15, 2020

Put Options

Written

500

77.5000

American

Jan 21, 2022

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,400

65.0000

American

Sep 18, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Put Options

Written

1,600

96.0000

American

Mar 20, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

1,900

85.0000

American

May 15, 2020

Put Options

Written

700

70.0000

American

Mar 20, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Call Options

Written

-100

45.0000

American

Jan 21, 2022

Call Options

Written

-700

110.0000

American

Sep 18, 2020

Call Options

Written

-300

91.0000

American

Mar 20, 2020

Call Options

Written

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-50,100

92.5000

American

Jan 15, 2021

Call Options

Written

-2,300

95.0000

American

Apr 3, 2020

Call Options

Written

-2,400

90.0000

American

Apr 17, 2020

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Call Options

Written

-800

125.0000

American

Sep 18, 2020

Put Options

Purchased

-100

60.0000

American

May 15, 2020

Put Options

Purchased

-200

88.0000

American

Mar 20, 2020

Put Options

Purchased

-352,100

87.5000

American

Jan 15, 2021

Call Options

Written

-100

92.0000

American

Mar 20, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-77,000

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-300

80.0000

American

Mar 27, 2020

Call Options

Written

-600

92.5000

American

Mar 20, 2020

Call Options

Written

-1,200

95.0000

American

Mar 20, 2020

Put Options

Purchased

-100

60.0000

American

Apr 24, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-200

65.0000

American

Mar 20, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Call Options

Purchased

1,300

80.0000

American

Apr 17, 2020

Call Options

Purchased

300

78.5000

American

Mar 27, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

300

93.0000

American

Mar 20, 2020

Call Options

Purchased

100

73.0000

American

Mar 20, 2020

Put Options

Written

17,300

90.0000

American

Mar 20, 2020

Call Options

Purchased

14,400

75.0000

American

Sep 18, 2020

Call Options

Purchased

100

88.0000

American

Mar 27, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

70.0000

American

Mar 20, 2020

Put Options

Written

100

62.5000

American

Jan 21, 2022

Put Options

Written

800

67.5000

American

May 15, 2020

Put Options

Written

23,200

62.5000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

300

70.0000

American

Mar 27, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Purchased

200

85.0000

American

May 1, 2020

Call Options

Purchased

16,100

90.0000

American

May 15, 2020

Call Options

Purchased

2,100

77.5000

American

Sep 18, 2020

Call Options

Purchased

400

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-100

70.0000

American

Apr 24, 2020

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Call Options

Written

-2,100

80.0000

American

Mar 20, 2020

Call Options

Written

-900

105.0000

American

Mar 27, 2020

Put Options

Purchased

-1,500

80.0000

American

Apr 17, 2020

Put Options

Purchased

-2,000

84.0000

American

Mar 20, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-5,100

55.0000

American

May 15, 2020

Call Options

Written

-200

93.0000

American

Apr 9, 2020

Put Options

Purchased

-500

77.5000

American

Aug 21, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Call Options

Purchased

400

96.0000

American

Mar 20, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

1,000

90.0000

American

Jan 15, 2021

Put Options

Written

30,200

70.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Put Options

Written

5,000

55.0000

American

Jun 19, 2020

Put Options

Written

9,100

87.5000

American

May 15, 2020

Call Options

Purchased

700

75.0000

American

Jun 19, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

100

35.0000

American

Sep 18, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,800

87.5000

American

Mar 20, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,000

80.0000

American

Mar 27, 2020

Put Options

Purchased

-400

75.0000

American

Mar 27, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-300

60.0000

American

Mar 27, 2020

Put Options

Purchased

-100

92.0000

American

Mar 20, 2020

Put Options

Written

13,900

67.5000

American

Jun 19, 2020

Call Options

Purchased

9,200

80.0000

American

Jun 19, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

100

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

85.0000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Purchased

100

67.5000

American

Jan 21, 2022

Put Options

Written

100

97.5000

American

Apr 3, 2020

Call Options

Purchased

900

110.0000

American

Apr 17, 2020

Put Options

Written

100

40.0000

American

May 15, 2020

Put Options

Written

300

65.0000

American

Sep 18, 2020

Put Options

Written

100

90.0000

American

Mar 27, 2020

Put Options

Written

22,400

90.0000

American

Jan 15, 2021

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Put Options

Written

900

77.5000

American

Jun 19, 2020

Call Options

Purchased

400

70.0000

American

Sep 18, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

200

100.0000

American

Jan 21, 2022

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

100

82.5000

American

Mar 20, 2020

Call Options

Written

-1,300

105.0000

American

Sep 18, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-15,400

105.0000

American

Jan 15, 2021

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Call Options

Written

-19,400

105.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-100

65.0000

American

Apr 3, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Written

-6,000

100.0000

American

Jun 19, 2020

Put Options

Purchased

-300

37.5000

American

Jan 15, 2021

Put Options

Purchased

-100

70.0000

American

Apr 9, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-100

87.0000

American

Mar 27, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Call Options

Written

-500

81.0000

American

Mar 20, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

900

80.0000

American

Jan 21, 2022

Call Options

Purchased

700

97.5000

American

Apr 17, 2020

Call Options

Purchased

1,600

82.5000

American

Jun 19, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

200

90.0000

American

Apr 3, 2020

Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022

Call Options

Purchased

3,700

100.0000

American

May 15, 2020

Call Options

Purchased

1,700

80.0000

American

Sep 18, 2020

Call Options

Purchased

10,700

85.0000

American

Jan 15, 2021

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Put Options

Written

3,200

72.5000

American

May 15, 2020

Put Options

Written

7,500

92.5000

American

Mar 20, 2020

Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021

Put Options

Purchased

-250,700

85.0000

American

Jan 15, 2021

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-200

80.0000

American

May 1, 2020

Put Options

Purchased

-1,000

60.0000

American

Apr 17, 2020

Call Options

Written

-1,400

82.5000

American

Jan 15, 2021

Put Options

Purchased

-100

55.0000

American

Jan 21, 2022

Call Options

Written

-200

84.0000

American

Mar 20, 2020

Call Options

Written

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-1,000

120.0000

American

Aug 21, 2020

Call Options

Written

-4,800

140.0000

American

Jan 15, 2021

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Call Options

Written

-4,800

95.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-20,000

85.0000

American

Mar 20, 2020

Call Options

Written

-4,100

110.0000

American

May 15, 2020

Call Options

Written

-700

92.5000

American

Aug 21, 2020

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-600

100.0000

American

Sep 18, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694782
Time of Receipt (offset from UTC): 20200319T123113+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC