FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,540,070

0.17%

4,195,460

0.28%

 

(2)

Derivatives (other than options):

2,172,880

0.15%

552,566

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,677,700

0.11%

1,510,700

0.10%

 
TOTAL:

6,390,650

0.43%

6,258,726

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

12

85.3700 USD

Purchase

20

77.6460 USD

Purchase

47

80.9900 USD

Purchase

50

77.1700 USD

Purchase

65

78.6677 USD

Purchase

72

79.0634 USD

Purchase

91

78.0200 USD

Purchase

99

81.0900 USD

Purchase

100

77.1900 USD

Purchase

100

77.4600 USD

Purchase

100

75.9600 USD

Purchase

100

81.0800 USD

Purchase

100

78.4000 USD

Purchase

100

78.0100 USD

Purchase

100

78.0000 USD

Purchase

100

77.9300 USD

Purchase

105

76.2504 USD

Purchase

111

74.6500 USD

Purchase

114

76.8931 USD

Purchase

123

78.1463 USD

Purchase

125

75.9040 USD

Purchase

161

76.8963 USD

Purchase

185

77.9154 USD

Purchase

200

73.9850 USD

Purchase

200

76.9300 USD

Purchase

200

81.1000 USD

Purchase

200

74.6550 USD

Purchase

241

76.9111 USD

Purchase

245

76.6891 USD

Purchase

300

77.1966 USD

Purchase

300

76.6766 USD

Purchase

300

74.6466 USD

Purchase

300

76.8900 USD

Purchase

327

79.1551 USD

Purchase

335

77.5438 USD

Purchase

335

77.6150 USD

Purchase

400

77.4862 USD

Purchase

400

77.4425 USD

Purchase

401

81.0850 USD

Purchase

410

77.6346 USD

Purchase

439

74.5744 USD

Purchase

500

77.6050 USD

Purchase

500

76.6450 USD

Purchase

500

77.1890 USD

Purchase

588

74.3495 USD

Purchase

600

75.9483 USD

Purchase

600

74.6100 USD

Purchase

627

74.2607 USD

Purchase

665

74.5084 USD

Purchase

687

74.4760 USD

Purchase

722

78.2857 USD

Purchase

759

77.7119 USD

Purchase

800

77.9212 USD

Purchase

800

77.5225 USD

Purchase

847

81.0832 USD

Purchase

899

76.6323 USD

Purchase

900

77.4788 USD

Purchase

900

76.5988 USD

Purchase

900

76.7444 USD

Purchase

912

77.5107 USD

Purchase

1,161

78.5088 USD

Purchase

1,178

74.3387 USD

Purchase

1,190

76.7128 USD

Purchase

1,200

74.7600 USD

Purchase

1,200

76.8083 USD

Purchase

1,252

78.1021 USD

Purchase

1,285

75.7331 USD

Purchase

1,327

77.7531 USD

Purchase

1,350

78.5955 USD

Purchase

1,527

80.2130 USD

Purchase

1,600

74.3256 USD

Purchase

1,600

79.8825 USD

Purchase

1,652

74.3570 USD

Purchase

1,716

76.4765 USD

Purchase

1,795

76.6244 USD

Purchase

1,835

76.9319 USD

Purchase

1,880

76.9434 USD

Purchase

1,903

78.5377 USD

Purchase

2,052

78.5217 USD

Purchase

2,100

77.6700 USD

Purchase

2,141

78.3134 USD

Purchase

2,300

75.5278 USD

Purchase

2,331

78.2570 USD

Purchase

2,559

78.0946 USD

Purchase

2,871

76.2637 USD

Purchase

2,950

74.4557 USD

Purchase

3,049

74.2241 USD

Purchase

3,488

78.2172 USD

Purchase

4,087

76.2359 USD

Purchase

4,400

78.0214 USD

Purchase

5,093

76.2323 USD

Purchase

5,210

76.5203 USD

Purchase

5,700

76.0311 USD

Purchase

5,932

78.3415 USD

Purchase

7,482

75.5506 USD

Purchase

7,699

76.6574 USD

Purchase

7,996

77.5798 USD

Purchase

10,101

74.6775 USD

Purchase

11,742

79.0507 USD

Purchase

11,924

76.3507 USD

Purchase

17,430

77.1864 USD

Purchase

18,064

77.9900 USD

Purchase

20,141

75.7212 USD

Purchase

20,141

75.7213 USD

Purchase

22,222

80.2170 USD

Purchase

39,413

77.2055 USD

Purchase

46,608

75.4098 USD

Purchase

47,626

77.2642 USD

Purchase

48,017

74.2700 USD

Purchase

57,934

80.3033 USD

Purchase

60,800

79.5436 USD

Purchase

60,900

77.6735 USD

Purchase

70,300

74.7200 USD

Purchase

86,600

81.8606 USD

Purchase

87,038

77.7764 USD

Purchase

107,464

77.3788 USD

Purchase

174,841

74.4390 USD

Purchase

270,546

78.0625 USD

Sale

8

77.2800 USD

Sale

8

78.6700 USD

Sale

10

78.6300 USD

Sale

12

85.3700 USD

Sale

42

78.6500 USD

Sale

81

76.9870 USD

Sale

100

78.7000 USD

Sale

100

75.7050 USD

Sale

100

78.3900 USD

Sale

100

76.3100 USD

Sale

100

76.1300 USD

Sale

100

75.9200 USD

Sale

100

75.9000 USD

Sale

100

75.8800 USD

Sale

100

78.5000 USD

Sale

100

75.0050 USD

Sale

100

74.2800 USD

Sale

100

80.4000 USD

Sale

100

79.3400 USD

Sale

101

76.1742 USD

Sale

123

78.8731 USD

Sale

161

76.8963 USD

Sale

200

78.1475 USD

Sale

200

73.9850 USD

Sale

200

81.3850 USD

Sale

200

79.6700 USD

Sale

200

74.3800 USD

Sale

200

76.0150 USD

Sale

200

76.0200 USD

Sale

200

73.9375 USD

Sale

232

78.5100 USD

Sale

266

78.4921 USD

Sale

300

78.7733 USD

Sale

300

78.8083 USD

Sale

300

78.3450 USD

Sale

300

78.2366 USD

Sale

300

75.2633 USD

Sale

300

73.8700 USD

Sale

300

73.8533 USD

Sale

300

79.9466 USD

Sale

300

80.6366 USD

Sale

321

76.5172 USD

Sale

335

77.6150 USD

Sale

335

77.5438 USD

Sale

344

78.4872 USD

Sale

387

76.4891 USD

Sale

399

76.3030 USD

Sale

400

79.9675 USD

Sale

400

76.5100 USD

Sale

423

79.5648 USD

Sale

550

80.0390 USD

Sale

561

74.7278 USD

Sale

562

76.3612 USD

Sale

600

75.7366 USD

Sale

600

79.7008 USD

Sale

600

76.0616 USD

Sale

656

79.9778 USD

Sale

698

78.8702 USD

Sale

700

74.6814 USD

Sale

700

79.5003 USD

Sale

800

74.7693 USD

Sale

846

76.7539 USD

Sale

847

81.0832 USD

Sale

847

81.0833 USD

Sale

900

80.2766 USD

Sale

900

78.4847 USD

Sale

938

76.1636 USD

Sale

1,000

78.1815 USD

Sale

1,000

78.0940 USD

Sale

1,200

74.1491 USD

Sale

1,200

80.2170 USD

Sale

1,300

76.0203 USD

Sale

1,400

76.7548 USD

Sale

1,400

73.8564 USD

Sale

1,683

80.1687 USD

Sale

1,927

79.5513 USD

Sale

2,150

80.1197 USD

Sale

2,201

74.4106 USD

Sale

2,212

77.5837 USD

Sale

2,304

79.6208 USD

Sale

2,400

76.4020 USD

Sale

2,508

74.3120 USD

Sale

2,600

75.7257 USD

Sale

2,700

78.4216 USD

Sale

3,000

74.1866 USD

Sale

3,200

76.6080 USD

Sale

3,375

80.2349 USD

Sale

3,507

80.2418 USD

Sale

3,701

80.2931 USD

Sale

3,767

79.6387 USD

Sale

3,800

80.2806 USD

Sale

4,010

76.9823 USD

Sale

4,400

78.0214 USD

Sale

4,500

73.8260 USD

Sale

4,528

79.7743 USD

Sale

4,901

77.0933 USD

Sale

5,010

80.0044 USD

Sale

5,196

76.6984 USD

Sale

5,574

79.4935 USD

Sale

5,691

77.3809 USD

Sale

5,700

76.0311 USD

Sale

6,928

75.3410 USD

Sale

7,376

79.5688 USD

Sale

8,221

75.9635 USD

Sale

8,310

80.2312 USD

Sale

8,776

80.8892 USD

Sale

9,564

79.3941 USD

Sale

10,020

75.4796 USD

Sale

10,121

76.8159 USD

Sale

10,440

79.0130 USD

Sale

12,361

77.6945 USD

Sale

13,300

77.0693 USD

Sale

14,535

74.3794 USD

Sale

17,468

75.4442 USD

Sale

18,131

77.2378 USD

Sale

18,649

77.2457 USD

Sale

20,141

75.7213 USD

Sale

22,125

79.3346 USD

Sale

27,000

78.5105 USD

Sale

31,900

76.9650 USD

Sale

43,300

81.1271 USD

Sale

43,300

81.8606 USD

Sale

48,317

74.2700 USD

Sale

61,810

77.1029 USD

Sale

64,873

76.1028 USD

Sale

70,300

74.7200 USD

Sale

88,254

79.0390 USD

Sale

146,499

78.7432 USD

Sale

159,443

74.3158 USD

Sale

291,486

77.3223 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

60 USD

American

19 Jun 2020

22.5000 USD

Call Option

Purchasing

400

70 USD

American

18 Sep 2020

16.0200 USD

Call Option

Purchasing

1,000

83 USD

American

27 Mar 2020

3.2200 USD

Call Option

Purchasing

1,500

85 USD

American

13 Mar 2020

0.6300 USD

Call Option

Purchasing

200

85 USD

American

1 May 2020

3.0600 USD

Call Option

Purchasing

2,000

85 USD

American

21 Jan 2022

9.3000 USD

Call Option

Purchasing

100

88 USD

American

27 Mar 2020

0.3900 USD

Call Option

Purchasing

200

90 USD

American

13 Mar 2020

0.0100 USD

Call Option

Purchasing

200

91 USD

American

13 Mar 2020

0.0300 USD

Call Option

Purchasing

3,800

94 USD

American

13 Mar 2020

0.3100 USD

Call Option

Purchasing

100

94 USD

American

20 Mar 2020

0.1000 USD

Call Option

Purchasing

300

95 USD

American

13 Mar 2020

0.0700 USD

Call Option

Purchasing

100

98 USD

American

20 Mar 2020

0.0300 USD

Call Option

Purchasing

1,800

100 USD

American

13 Mar 2020

0.0100 USD

Call Option

Purchasing

200

105 USD

American

13 Mar 2020

0.0600 USD

Call Option

Purchasing

7

USD

 

 

0.0100 USD

Call Option

Purchasing

4

USD

 

 

0.1000 USD

Call Option

Purchasing

15

USD

 

 

0.1300 USD

Call Option

Purchasing

1

USD

 

 

0.4200 USD

Call Option

Selling

200

80 USD

American

1 May 2020

7.2800 USD

Call Option

Selling

100

81 USD

American

20 Mar 2020

2.3300 USD

Call Option

Selling

1,000

81 USD

American

3 Apr 2020

5.3500 USD

Call Option

Selling

100

83 USD

American

20 Mar 2020

2.1800 USD

Call Option

Selling

200

84 USD

American

13 Mar 2020

0.6300 USD

Call Option

Selling

400

85 USD

American

13 Mar 2020

0.4100 USD

Call Option

Selling

4,600

87 USD

American

13 Mar 2020

0.1000 USD

Call Option

Selling

2,400

88 USD

American

13 Mar 2020

0.0500 USD

Call Option

Selling

200

89 USD

American

13 Mar 2020

0.0700 USD

Call Option

Selling

100

93 USD

American

20 Mar 2020

0.5300 USD

Call Option

Selling

200

93 USD

American

9 Apr 2020

0.5500 USD

Call Option

Selling

100

93 USD

American

21 Aug 2020

2.9000 USD

Call Option

Selling

100

115 USD

American

21 Aug 2020

0.4100 USD

Call Option

Selling

300

125 USD

American

21 Aug 2020

0.3200 USD

Call Option

Selling

1

USD

 

 

0.0500 USD

Call Option

Selling

3

USD

 

 

8.5000 USD

Put Option

Purchasing

200

55 USD

American

19 Jun 2020

2.7000 USD

Put Option

Purchasing

500

65 USD

American

19 Jun 2020

3.0000 USD

Put Option

Purchasing

23,700

80 USD

American

13 Mar 2020

0.3000 USD

Put Option

Purchasing

2,100

80 USD

American

13 Mar 2020

0.6500 USD

Put Option

Purchasing

100

81 USD

American

13 Mar 2020

0.9300 USD

Put Option

Purchasing

500

83 USD

American

17 Apr 2020

9.2700 USD

Put Option

Purchasing

500

88 USD

American

13 Mar 2020

3.4600 USD

Put Option

Purchasing

600

90 USD

American

13 Mar 2020

6.5500 USD

Put Option

Purchasing

2,400

92 USD

American

13 Mar 2020

5.3000 USD

Put Option

Selling

1,000

80 USD

American

20 Mar 2020

2.5000 USD

Put Option

Selling

400

83 USD

American

13 Mar 2020

0.8000 USD

Put Option

Selling

1,000

84 USD

American

13 Mar 2020

2.8300 USD

Put Option

Selling

100

85 USD

American

13 Mar 2020

1.5000 USD

Put Option

Selling

500

85 USD

American

20 Mar 2020

9.2200 USD

Put Option

Selling

17,200

86 USD

American

13 Mar 2020

2.0300 USD

Put Option

Selling

500

87 USD

American

13 Mar 2020

0.9000 USD

Put Option

Selling

700

95 USD

American

13 Mar 2020

11.0100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

18 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,000

83.0000

American

Mar 27, 2020

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Put Options

Written

100

75.0000

American

Apr 3, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

97.5000

American

Jan 15, 2021

Call Options

Purchased

1,400

87.5000

American

Jan 15, 2021

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Put Options

Written

2,700

37.5000

American

Jan 21, 2022

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

400

82.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

100.0000

American

Mar 20, 2020

Call Options

Purchased

13,200

87.5000

American

May 15, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Call Options

Purchased

100

103.0000

American

Mar 20, 2020

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

9,300

80.0000

American

May 15, 2020

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Call Options

Written

-16,000

90.0000

American

Jun 19, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-100

93.5000

American

Mar 20, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Call Options

Written

-200

95.0000

American

Mar 27, 2020

Call Options

Written

-100

90.5000

American

Mar 20, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-2,200

50.0000

American

Jan 21, 2022

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-200

100.0000

American

Aug 21, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-1,400

135.0000

American

Jan 15, 2021

Call Options

Written

-2,400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

50.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Call Options

Written

-19,200

110.0000

American

Mar 20, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

1,400

82.5000

American

Mar 20, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

100

92.5000

American

Apr 17, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

18,900

95.0000

American

May 15, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

5,400

87.5000

American

Mar 20, 2020

Call Options

Purchased

3,100

92.5000

American

May 15, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Put Options

Written

500

65.0000

American

Mar 20, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

3,700

90.0000

American

Mar 20, 2020

Put Options

Written

700

78.0000

American

Mar 20, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-8,200

80.0000

American

Mar 20, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-200

85.0000

American

Apr 17, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Put Options

Purchased

-4,300

55.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Call Options

Written

-5,400

125.0000

American

Aug 21, 2020

Call Options

Written

-100

115.0000

American

Aug 21, 2020

Put Options

Purchased

-30,100

62.5000

American

Jan 15, 2021

Call Options

Written

-16,800

110.0000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Call Options

Purchased

100

60.0000

American

Jun 19, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Put Options

Written

200

95.0000

American

Mar 20, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

21,500

97.5000

American

May 15, 2020

Call Options

Purchased

10,200

97.5000

American

Mar 20, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Put Options

Written

300

75.0000

American

Mar 20, 2020

Put Options

Written

7,400

75.0000

American

May 15, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Call Options

Written

-700

96.0000

American

Mar 27, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Put Options

Purchased

-100

65.0000

American

Jan 21, 2022

Call Options

Written

-1,000

81.0000

American

Apr 3, 2020

Put Options

Purchased

-500

82.5000

American

Apr 17, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-2,800

75.0000

American

Jan 15, 2021

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

2,600

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

95.0000

American

Apr 17, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

400

94.0000

American

Mar 20, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

176,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

67.5000

American

Jan 15, 2021

Put Options

Written

1,900

85.0000

American

May 15, 2020

Put Options

Written

100

95.0000

American

May 15, 2020

Call Options

Purchased

1,100

85.0000

American

Apr 17, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

4,100

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,800

92.5000

American

Sep 18, 2020

Put Options

Written

100

89.0000

American

Mar 20, 2020

Put Options

Written

154,600

65.0000

American

Jun 19, 2020

Put Options

Written

700

70.0000

American

Mar 20, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

1,600

96.0000

American

Mar 20, 2020

Call Options

Purchased

6,700

80.0000

American

May 15, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

500

98.0000

American

Mar 20, 2020

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Purchased

-500

82.0000

American

Apr 3, 2020

Call Options

Written

-50,100

92.5000

American

Jan 15, 2021

Call Options

Written

-300

91.0000

American

Mar 20, 2020

Put Options

Purchased

-352,100

87.5000

American

Jan 15, 2021

Call Options

Written

-76,900

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-600

92.5000

American

Mar 20, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-200

88.0000

American

Mar 20, 2020

Call Options

Written

-1,700

95.0000

American

Mar 20, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-100

92.0000

American

Mar 20, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-800

125.0000

American

Sep 18, 2020

Call Options

Written

-2,300

95.0000

American

Apr 3, 2020

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Put Options

Purchased

-300

80.0000

American

Mar 27, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

91.0000

American

Apr 3, 2020

Call Options

Purchased

1,200

80.0000

American

Apr 17, 2020

Put Options

Written

22,500

90.0000

American

Mar 20, 2020

Call Options

Purchased

16,100

90.0000

American

May 15, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

100

88.0000

American

Mar 27, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

300

93.0000

American

Mar 20, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

200

85.0000

American

May 1, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Put Options

Purchased

-100

70.0000

American

Apr 24, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-2,000

84.0000

American

Mar 20, 2020

Put Options

Purchased

-500

77.5000

American

Aug 21, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,400

80.0000

American

Apr 17, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Call Options

Written

-200

93.0000

American

Apr 9, 2020

Call Options

Written

-900

105.0000

American

Mar 27, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

75.0000

American

Jun 19, 2020

Call Options

Purchased

2,100

100.0000

American

Apr 17, 2020

Call Options

Purchased

400

96.0000

American

Mar 20, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Put Options

Written

5,200

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

90.0000

American

Jan 15, 2021

Put Options

Written

30,200

70.0000

American

Jun 19, 2020

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-100

92.0000

American

Mar 20, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-10,300

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-400

75.0000

American

Mar 27, 2020

Put Options

Purchased

-2,300

87.5000

American

Mar 20, 2020

Call Options

Purchased

3,700

105.0000

American

May 15, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Sep 18, 2020

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

100

82.5000

American

Mar 20, 2020

Put Options

Written

900

77.5000

American

Jun 19, 2020

Put Options

Written

20,400

90.0000

American

Jan 15, 2021

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Put Options

Written

100

97.5000

American

Apr 3, 2020

Call Options

Purchased

900

110.0000

American

Apr 17, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

100

100.0000

American

Jan 21, 2022

Call Options

Purchased

100

67.5000

American

Jan 21, 2022

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

4,400

90.0000

American

Apr 17, 2020

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

100

90.0000

American

Mar 27, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

14,000

67.5000

American

Jun 19, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Put Options

Purchased

-100

80.0000

American

Jan 21, 2022

Call Options

Written

-6,000

100.0000

American

Jun 19, 2020

Call Options

Written

-14,600

82.5000

American

May 15, 2020

Put Options

Purchased

-100

87.0000

American

Mar 27, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-500

81.0000

American

Mar 20, 2020

Call Options

Written

-19,400

105.0000

American

Mar 20, 2020

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Call Options

Purchased

12,900

100.0000

American

May 15, 2020

Call Options

Purchased

2,400

85.0000

American

Jan 21, 2022

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

1,600

82.5000

American

Jun 19, 2020

Call Options

Purchased

7,100

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,700

80.0000

American

Sep 18, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

7,500

92.5000

American

Mar 20, 2020

Call Options

Purchased

200

90.0000

American

Apr 3, 2020

Call Options

Purchased

12,700

85.0000

American

Jan 15, 2021

Put Options

Written

3,300

72.5000

American

May 15, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

700

97.5000

American

Apr 17, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Written

-3,700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-250,800

85.0000

American

Jan 15, 2021

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Call Options

Written

-200

80.0000

American

May 1, 2020

Call Options

Written

-500

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Put Options

Purchased

-21,000

85.0000

American

Mar 20, 2020

Call Options

Written

-60,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-4,700

140.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-2,100

82.5000

American

Jan 15, 2021

Call Options

Written

-3,100

110.0000

American

May 15, 2020

Put Options

Purchased

-100

55.0000

American

Jan 21, 2022

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Call Options

Written

-700

92.5000

American

Aug 21, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694754
Time of Receipt (offset from UTC): 20200318T164426+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC