Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1)

Barclays PLC.

  Company dealt in

ABBVIE INC

  Class of relevant security to which the 

ORD

  dealings being disclosed relate (Note 2)
  Date of dealing

13 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
 

Long

Short

 

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

 

923,483

0.06%

663,204

0.04%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

2,173,726

0.15%

552,566

0.04%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,499,900

0.10%

1,516,000

0.10%

 

 

 

 

 

TOTAL:

 

 

 

 

 

4,597,109

0.31%

2,731,770

0.18%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

83.3800   USD

Purchase

14

82.9471   USD

Purchase

16

84.5700   USD

Purchase

20

83.4710   USD

Purchase

26

85.2400   USD

Purchase

100

84.6000   USD

Purchase

100

83.1200   USD

Purchase

100

83.4000   USD

Purchase

100

83.2400   USD

Purchase

100

85.2200   USD

Purchase

100

83.0500   USD

Purchase

100

84.4800   USD

Purchase

100

84.0600   USD

Purchase

100

84.6100   USD

Purchase

100

85.5500   USD

Purchase

100

83.8800   USD

Purchase

132

82.7353   USD

Purchase

164

82.8523   USD

Purchase

169

81.8800   USD

Purchase

200

84.6725   USD

Purchase

200

83.1625   USD

Purchase

200

83.5000   USD

Purchase

200

83.4200   USD

Purchase

200

83.5175   USD

Purchase

200

83.6800   USD

Purchase

200

82.7250   USD

Purchase

200

84.1650   USD

Purchase

203

83.0525   USD

Purchase

213

83.0288   USD

Purchase

244

83.9053   USD

Purchase

300

83.2100   USD

Purchase

300

82.9100   USD

Purchase

300

84.6050   USD

Purchase

300

83.1583   USD

Purchase

300

83.4266   USD

Purchase

323

82.6069   USD

Purchase

326

85.3320   USD

Purchase

351

83.3100   USD

Purchase

354

83.0979   USD

Purchase

362

83.1565   USD

Purchase

388

83.5470   USD

Purchase

400

82.5000   USD

Purchase

400

83.2537   USD

Purchase

400

84.5000   USD

Purchase

405

83.4774   USD

Purchase

448

84.0534   USD

Purchase

500

83.3110   USD

Purchase

500

87.5000   USD

Purchase

500

83.1375   USD

Purchase

500

83.0706   USD

Purchase

600

83.4683   USD

Purchase

600

90.0000   USD

Purchase

658

83.1351   USD

Purchase

700

82.4478   USD

Purchase

700

83.1457   USD

Purchase

700

82.7400   USD

Purchase

975

84.0369   USD

Purchase

1,100

82.4054   USD

Purchase

1,100

83.8290   USD

Purchase

1,100

83.4327   USD

Purchase

1,120

82.6731   USD

Purchase

1,200

82.4125   USD

Purchase

1,500

83.9493   USD

Purchase

1,600

84.0000   USD

Purchase

2,000

82.1920   USD

Purchase

2,400

92.0000   USD

Purchase

2,500

83.4408   USD

Purchase

2,592

82.7109   USD

Purchase

2,592

82.7108   USD

Purchase

2,706

83.6005   USD

Purchase

3,061

85.3660   USD

Purchase

3,100

83.0000   USD

Purchase

3,200

85.7397   USD

Purchase

3,465

82.6863   USD

Purchase

3,700

83.2040   USD

Purchase

5,641

85.2989   USD

Purchase

6,596

82.6961   USD

Purchase

8,383

85.3994   USD

Purchase

11,741

83.3355   USD

Purchase

13,511

85.2609   USD

Purchase

15,983

85.3534   USD

Purchase

18,302

85.1942   USD

Purchase

18,342

82.8842   USD

Purchase

19,588

83.5824   USD

Purchase

29,522

82.8100   USD

Purchase

31,041

85.3070   USD

Purchase

35,250

83.4611   USD

Purchase

38,148

82.9923   USD

Purchase

45,100

84.5900   USD

Purchase

48,700

82.8492   USD

Purchase

77,000

83.0671   USD

Purchase

128,400

85.2133   USD

Purchase

157,168

83.7092   USD

Purchase

189,219

85.3700   USD

Purchase

274,219

84.1183   USD

Sale

50

83.7600   USD

Sale

76

83.4417   USD

Sale

100

82.0000   USD

Sale

100

86.2000   USD

Sale

100

80.8800   USD

Sale

100

80.9200   USD

Sale

100

85.1300   USD

Sale

100

83.8200   USD

Sale

100

83.0600   USD

Sale

100

83.0200   USD

Sale

100

82.9100   USD

Sale

100

82.8900   USD

Sale

100

82.3800   USD

Sale

100

82.3300   USD

Sale

100

82.2000   USD

Sale

154

84.6000   USD

Sale

167

83.4212   USD

Sale

169

81.8800   USD

Sale

200

81.8700   USD

Sale

200

84.6725   USD

Sale

200

82.7600   USD

Sale

200

84.1400   USD

Sale

200

82.1700   USD

Sale

200

83.8875   USD

Sale

200

84.7850   USD

Sale

200

82.2225   USD

Sale

200

83.8000   USD

Sale

200

82.1950   USD

Sale

200

82.1750   USD

Sale

248

84.7126   USD

Sale

300

81.5733   USD

Sale

300

82.1934   USD

Sale

300

82.7733   USD

Sale

300

83.4100   USD

Sale

300

83.4333   USD

Sale

300

83.7500   USD

Sale

300

84.4300   USD

Sale

300

84.8466   USD

Sale

300

85.5800   USD

Sale

300

85.6500   USD

Sale

300

86.0333   USD

Sale

300

96.0000   USD

Sale

308

82.2472   USD

Sale

308

81.9089   USD

Sale

350

83.0885   USD

Sale

375

85.7620   USD

Sale

400

83.2537   USD

Sale

400

84.2300   USD

Sale

400

85.1025   USD

Sale

400

82.4362   USD

Sale

400

83.9900   USD

Sale

400

81.7537   USD

Sale

448

84.0534   USD

Sale

500

85.6900   USD

Sale

500

82.1900   USD

Sale

500

85.5440   USD

Sale

500

84.5500   USD

Sale

500

83.6400   USD

Sale

535

83.6846   USD

Sale

600

85.5908   USD

Sale

600

84.9600   USD

Sale

600

83.4683   USD

Sale

644

86.1153   USD

Sale

652

85.3320   USD

Sale

700

95.0000   USD

Sale

700

84.0542   USD

Sale

700

82.1078   USD

Sale

700

82.5257   USD

Sale

760

83.4455   USD

Sale

780

82.9443   USD

Sale

800

83.1756   USD

Sale

800

85.3831   USD

Sale

915

82.4949   USD

Sale

940

85.9556   USD

Sale

988

83.1768   USD

Sale

1,000

82.1920   USD

Sale

1,040

84.8471   USD

Sale

1,179

83.8638   USD

Sale

1,197

83.1834   USD

Sale

1,200

85.2804   USD

Sale

1,200

82.2792   USD

Sale

1,228

83.1387   USD

Sale

1,249

83.4201   USD

Sale

1,254

83.2925   USD

Sale

1,500

85.0000   USD

Sale

1,500

85.1473   USD

Sale

1,620

83.3908   USD

Sale

1,842

85.5781   USD

Sale

1,975

82.7894   USD

Sale

2,018

83.1489   USD

Sale

2,251

83.3581   USD

Sale

2,392

82.7067   USD

Sale

2,471

83.0000   USD

Sale

2,471

82.5165   USD

Sale

2,529

83.5552   USD

Sale

2,592

82.7108   USD

Sale

2,708

85.4403   USD

Sale

2,738

83.4024   USD

Sale

3,100

82.1677   USD

Sale

3,300

83.4827   USD

Sale

3,380

83.9042   USD

Sale

3,507

83.4084   USD

Sale

3,587

83.1608   USD

Sale

4,100

82.9495   USD

Sale

4,718

84.1351   USD

Sale

5,618

83.9233   USD

Sale

5,738

83.3653   USD

Sale

5,983

83.3984   USD

Sale

6,703

82.9644   USD

Sale

7,200

83.0543   USD

Sale

7,400

87.0000   USD

Sale

7,400

84.2917   USD

Sale

7,623

83.6984   USD

Sale

8,222

83.3190   USD

Sale

8,617

83.3291   USD

Sale

9,132

83.2238   USD

Sale

10,600

83.2614   USD

Sale

11,820

83.3570   USD

Sale

12,400

83.4910   USD

Sale

12,889

83.4229   USD

Sale

13,875

83.8169   USD

Sale

13,911

85.2018   USD

Sale

16,397

82.6266   USD

Sale

17,174

85.2437   USD

Sale

17,325

84.0122   USD

Sale

17,850

83.6588   USD

Sale

24,529

83.9768   USD

Sale

29,824

83.2087   USD

Sale

36,700

83.5688   USD

Sale

45,100

84.5900   USD

Sale

47,100

82.9290   USD

Sale

48,142

85.2895   USD

Sale

51,800

83.2105   USD

Sale

317,441

85.3700   USD

Sale

334,544

83.8772   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

75   USD

American

19 Jun 2020

13.3000   USD

Call Option

Purchasing

200

80   USD

American

17 Apr 2020

7.2500   USD

Call Option

Purchasing

200

80   USD

American

18 Sep 2020

9.9000   USD

Call Option

Purchasing

1,200

80   USD

American

15 Jan 2021

11.3000   USD

Call Option

Purchasing

100

83   USD

American

13 Mar 2020

1.0000   USD

Call Option

Purchasing

400

83   USD

American

13 Mar 2020

1.4900   USD

Call Option

Purchasing

300

83   USD

American

19 Jun 2020

8.7500   USD

Call Option

Purchasing

500

83   USD

American

15 Jan 2021

10.9500   USD

Call Option

Purchasing

1,600

84   USD

American

13 Mar 2020

1.0000   USD

Call Option

Purchasing

100

84   USD

American

13 Mar 2020

1.5000   USD

Call Option

Purchasing

500

85   USD

American

13 Mar 2020

0.6240   USD

Call Option

Purchasing

100

85   USD

American

20 Mar 2020

2.8000   USD

Call Option

Purchasing

1,200

85   USD

American

17 Apr 2020

4.1500   USD

Call Option

Purchasing

300

86   USD

American

13 Mar 2020

0.5800   USD

Call Option

Purchasing

4,700

87   USD

American

13 Mar 2020

0.1519   USD

Call Option

Purchasing

300

88   USD

American

15 May 2020

4.3000   USD

Call Option

Purchasing

200

88   USD

American

19 Jun 2020

6.0000   USD

Call Option

Purchasing

100

89   USD

American

13 Mar 2020

0.0100   USD

Call Option

Purchasing

100

90   USD

American

13 Mar 2020

0.0500   USD

Call Option

Purchasing

500

90   USD

American

15 Jan 2021

6.2840   USD

Call Option

Purchasing

500

93   USD

American

18 Sep 2020

6.0500   USD

Call Option

Purchasing

5,000

98   USD

American

15 Jan 2021

3.9500   USD

Call Option

Purchasing

100

100   USD

American

15 May 2020

0.9800   USD

Call Option

Purchasing

1,300

100   USD

American

19 Jun 2020

2.0769   USD

Call Option

Purchasing

100

100   USD

American

15 Jan 2021

3.5000   USD

Call Option

Purchasing

200

105   USD

American

15 May 2020

0.7800   USD

Call Option

Purchasing

1,000

110   USD

American

17 Apr 2020

0.1400   USD

Call Option

Purchasing

100

115   USD

American

19 Jun 2020

0.5000   USD

Call Option

Selling

100

85   USD

American

20 Mar 2020

2.4000   USD

Call Option

Selling

100

91   USD

American

13 Mar 2020

0.0100   USD

Call Option

Selling

300

91   USD

American

20 Mar 2020

0.4600   USD

Call Option

Selling

100

91   USD

American

20 Mar 2020

0.5000   USD

Call Option

Selling

100

92   USD

American

13 Mar 2020

0.0200   USD

Call Option

Selling

5,400

93   USD

American

20 Mar 2020

0.5287   USD

Call Option

Selling

100

94   USD

American

20 Mar 2020

0.2500   USD

Call Option

Selling

1,200

98   USD

American

20 Mar 2020

0.1500   USD

Call Option

Selling

200

100   USD

American

20 Mar 2020

0.0600   USD

Call Option

Selling

300

120   USD

American

18 Sep 2020

0.8000   USD

Put Option

Purchasing

1,400

55   USD

American

15 Jan 2021

3.8000   USD

Put Option

Purchasing

1,000

65   USD

American

19 Jun 2020

2.6400   USD

Put Option

Purchasing

500

68   USD

American

19 Jun 2020

2.7460   USD

Put Option

Purchasing

100

70   USD

American

19 Jun 2020

3.6500   USD

Put Option

Purchasing

600

78   USD

American

19 Jun 2020

6.1500   USD

Put Option

Purchasing

300

80   USD

American

13 Mar 2020

0.1966   USD

Put Option

Purchasing

100

80   USD

American

19 Jun 2020

6.2800   USD

Put Option

Purchasing

500

83   USD

American

13 Mar 2020

1.0000   USD

Put Option

Purchasing

300

83   USD

American

13 Mar 2020

1.1700   USD

Put Option

Purchasing

100

84   USD

American

13 Mar 2020

0.6000   USD

Put Option

Purchasing

200

86   USD

American

13 Mar 2020

3.1500   USD

Put Option

Purchasing

100

93   USD

American

13 Mar 2020

12.2500   USD

Put Option

Purchasing

1,200

94   USD

American

13 Mar 2020

13.1000   USD

Put Option

Selling

200

70   USD

American

19 Jun 2020

4.5300   USD

Put Option

Selling

100

80   USD

American

15 May 2020

6.8500   USD

Put Option

Selling

5,000

83   USD

American

20 Mar 2020

4.3000   USD

Put Option

Selling

100

84   USD

American

13 Mar 2020

1.5000   USD

Put Option

Selling

500

85   USD

American

13 Mar 2020

1.2500   USD

Put Option

Selling

500

86   USD

American

20 Mar 2020

4.8000   USD

Put Option

Selling

400

87   USD

American

13 Mar 2020

3.5000   USD

Put Option

Selling

600

90   USD

American

20 Mar 2020

9.3916   USD

Put Option

Selling

100

98   USD

American

3 Apr 2020

15.6000   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

18 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

56,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

9,300

80.0000  

American

May 15, 2020

Call Options

  Purchased

4,600

87.0000  

American

Mar 13, 2020

Call Options

  Purchased

3,100

115.0000  

American

Sep 18, 2020

Put Options

  Written

100

75.0000  

American

Apr 3, 2020

Call Options

  Purchased

100

103.0000  

American

Mar 20, 2020

Call Options

  Purchased

13,200

87.5000  

American

May 15, 2020

Call Options

  Purchased

6,300

105.0000  

American

Apr 17, 2020

Call Options

  Purchased

1,400

87.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

97.5000  

American

Jan 21, 2022

Put Options

  Written

400

82.5000  

American

Jan 15, 2021

Put Options

  Written

3,100

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,500

100.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

300

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

67.5000  

American

Sep 18, 2020

Put Options

  Written

2,700

37.5000  

American

Jan 21, 2022

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

75.0000  

American

May 15, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

5,500

97.5000  

American

Jan 15, 2021

Put Options

  Written

2,100

70.0000  

American

May 15, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,300

50.0000  

American

Jan 15, 2021

Call Options

  Written

-800

105.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-1,400

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

50.0000  

American

Jan 21, 2022

Call Options

  Written

-2,400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-100

110.0000  

American

Jan 21, 2022

Call Options

  Written

-19,200

110.0000  

American

Mar 20, 2020

Call Options

  Written

-100

93.5000  

American

Mar 20, 2020

Call Options

  Written

-200

100.0000  

American

Aug 21, 2020

Call Options

  Written

-200

95.0000  

American

Mar 27, 2020

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Call Options

  Written

-100

90.5000  

American

Mar 20, 2020

Call Options

  Written

-100

85.0000  

American

Mar 20, 2020

Put Options

  Purchased

-500

87.0000  

American

Mar 13, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-16,000

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,700

90.0000  

American

Mar 20, 2020

Put Options

  Written

500

65.0000  

American

Mar 20, 2020

Call Options

  Purchased

18,900

95.0000  

American

May 15, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Put Options

  Written

1,400

82.5000  

American

Mar 20, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

4,100

87.5000  

American

Aug 21, 2020

Call Options

  Purchased

2,400

88.0000  

American

Mar 13, 2020

Call Options

  Purchased

100

92.5000  

American

Apr 17, 2020

Put Options

  Written

100

92.5000  

American

May 15, 2020

Put Options

  Written

700

62.5000  

American

Sep 18, 2020

Put Options

  Written

100

94.5000  

American

Apr 3, 2020

Call Options

  Purchased

900

85.0000  

American

Aug 21, 2020

Put Options

  Written

700

78.0000  

American

Mar 20, 2020

Call Options

  Purchased

8,900

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

3,100

92.5000  

American

May 15, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

5,400

87.5000  

American

Mar 20, 2020

Call Options

  Purchased

300

85.5000  

American

Mar 13, 2020

Call Options

  Written

-700

96.0000  

American

Mar 13, 2020

Call Options

  Written

-1,500

100.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Put Options

  Purchased

-700

70.0000  

American

Apr 17, 2020

Put Options

  Purchased

-4,300

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,200

80.0000  

American

Mar 20, 2020

Put Options

  Purchased

-200

85.0000  

American

Apr 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

Mar 13, 2020

Call Options

  Written

-200

94.0000  

American

Apr 3, 2020

Put Options

  Purchased

-500

97.5000  

American

May 15, 2020

Call Options

  Written

-5,100

125.0000  

American

Aug 21, 2020

Call Options

  Written

-3,800

94.0000  

American

Mar 13, 2020

Call Options

  Written

-200

91.0000  

American

Mar 13, 2020

Call Options

  Written

-1,800

100.0000  

American

Mar 13, 2020

Call Options

  Written

-13,100

115.0000  

American

Mar 20, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Call Options

  Written

-100

91.5000  

American

Apr 3, 2020

Call Options

  Written

-100

90.0000  

American

Mar 27, 2020

Call Options

  Written

-1,500

97.5000  

American

Mar 13, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

89.5000  

American

Apr 3, 2020

Call Options

  Written

-16,800

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-30,100

62.5000  

American

Jan 15, 2021

Put Options

  Written

2,100

79.5000  

American

Mar 13, 2020

Call Options

  Purchased

10,100

97.5000  

American

Mar 20, 2020

Put Options

  Written

300

75.0000  

American

Mar 20, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

21,500

97.5000  

American

May 15, 2020

Put Options

  Written

7,400

75.0000  

American

May 15, 2020

Call Options

  Purchased

200

89.0000  

American

Mar 13, 2020

Call Options

  Purchased

100

96.0000  

American

Apr 3, 2020

Put Options

  Written

100

65.0000  

American

Aug 21, 2020

Call Options

  Purchased

2,200

105.0000  

American

Jun 19, 2020

Put Options

  Written

200

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Put Options

  Written

2,200

82.5000  

American

May 15, 2020

Call Options

  Purchased

1,400

97.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

89.5000  

American

Mar 13, 2020

Call Options

  Written

-1,200

110.0000  

American

Jun 19, 2020

Call Options

  Written

-100

140.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-700

96.0000  

American

Mar 27, 2020

Call Options

  Written

-2,500

100.0000  

American

Apr 3, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-10,600

77.5000  

American

Mar 20, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Written

-2,700

85.0000  

American

Jun 19, 2020

Put Options

  Purchased

-6,000

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

65.0000  

American

Jan 21, 2022

Call Options

  Written

-2,800

75.0000  

American

Jan 15, 2021

Call Options

  Written

-100

96.5000  

American

Mar 13, 2020

Call Options

  Written

-200

105.0000  

American

Mar 13, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-4,500

85.0000  

American

May 15, 2020

Put Options

  Purchased

-4,800

40.0000  

American

Jan 21, 2022

Call Options

  Purchased

11,700

90.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,800

92.5000  

American

Sep 18, 2020

Put Options

  Written

6,400

77.5000  

American

Jan 15, 2021

Put Options

  Written

700

70.0000  

American

Mar 20, 2020

Put Options

  Written

100

89.0000  

American

Mar 20, 2020

Put Options

  Written

151,700

80.0000  

American

Jan 15, 2021

Put Options

  Written

23,700

80.0000  

American

Mar 13, 2020

Call Options

  Purchased

500

98.0000  

American

Mar 20, 2020

Put Options

  Written

2,600

80.0000  

American

Jun 19, 2020

Put Options

  Written

1,800

70.0000  

American

Aug 21, 2020

Call Options

  Purchased

4,900

90.0000  

American

Aug 21, 2020

Put Options

  Written

100

95.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

3,000

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

600

110.0000  

American

Aug 21, 2020

Call Options

  Purchased

400

75.0000  

American

Jan 21, 2022

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

155,100

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

94.0000  

American

Mar 20, 2020

Put Options

  Written

1,900

85.0000  

American

May 15, 2020

Call Options

  Purchased

1,100

95.0000  

American

Apr 17, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,100

85.0000  

American

Apr 17, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Put Options

  Written

300

90.0000  

American

Jun 19, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

7,800

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

4,100

87.5000  

American

Jun 19, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

1,600

96.0000  

American

Mar 20, 2020

Call Options

  Purchased

6,700

80.0000  

American

May 15, 2020

Call Options

  Purchased

100

105.0000  

American

Aug 21, 2020

Put Options

  Written

2,200

80.0000  

American

Aug 21, 2020

Call Options

  Written

-500

92.5000  

American

Mar 20, 2020

Call Options

  Written

-300

91.0000  

American

Mar 20, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-100

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-352,100

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-400

83.0000  

American

Mar 13, 2020

Put Options

  Purchased

-1,100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-25,100

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Call Options

  Written

-100

92.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

95.0000  

American

Apr 9, 2020

Put Options

  Purchased

-500

82.0000  

American

Apr 3, 2020

Call Options

  Written

-76,900

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

88.0000  

American

Mar 20, 2020

Call Options

  Written

-300

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

80.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-2,300

95.0000  

American

Apr 3, 2020

Call Options

  Written

-400

97.0000  

American

Mar 13, 2020

Call Options

  Written

-2,100

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-800

125.0000  

American

Sep 18, 2020

Call Options

  Written

-1,700

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,000

91.0000  

American

Apr 3, 2020

Call Options

  Purchased

13,900

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Call Options

  Purchased

16,100

90.0000  

American

May 15, 2020

Call Options

  Purchased

100

99.0000  

American

Mar 13, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

82.5000  

American

Mar 13, 2020

Put Options

  Written

300

65.0000  

American

May 15, 2020

Put Options

  Written

800

67.5000  

American

May 15, 2020

Call Options

  Purchased

300

93.0000  

American

Mar 20, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Put Options

  Written

2,400

92.0000  

American

Mar 13, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

1,800

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

500

87.5000  

American

Mar 13, 2020

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Put Options

  Written

22,500

90.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,200

80.0000  

American

Apr 17, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

70.0000  

American

Apr 24, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,400

80.0000  

American

Apr 17, 2020

Put Options

  Purchased

-2,000

84.0000  

American

Mar 20, 2020

Call Options

  Written

-2,700

115.0000  

American

Jun 19, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

77.5000  

American

Aug 21, 2020

Call Options

  Written

-900

105.0000  

American

Mar 27, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-21,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Put Options

  Written

30,200

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Put Options

  Written

9,100

87.5000  

American

May 15, 2020

Put Options

  Written

45,000

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

100.0000  

American

Sep 18, 2020

Call Options

  Purchased

400

84.5000  

American

Mar 13, 2020

Put Options

  Written

2,300

90.0000  

American

May 15, 2020

Call Options

  Purchased

1,500

90.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Put Options

  Written

1,700

75.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

96.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

83.5000  

American

Mar 13, 2020

Put Options

  Written

100

95.0000  

American

Sep 18, 2020

Put Options

  Written

5,400

55.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,100

100.0000  

American

Apr 17, 2020

Put Options

  Purchased

-10,300

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Call Options

  Written

-33,400

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

87.5000  

American

Mar 20, 2020

Put Options

  Purchased

-5,100

77.5000  

American

Apr 17, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Put Options

  Purchased

-7,900

75.0000  

American

Apr 17, 2020

Put Options

  Purchased

-100

92.0000  

American

Mar 20, 2020

Put Options

  Purchased

-300

96.0000  

American

Mar 13, 2020

Put Options

  Purchased

-1,600

88.0000  

American

Apr 3, 2020

Put Options

  Purchased

-400

75.0000  

American

Mar 27, 2020

Call Options

  Purchased

200

82.5000  

American

Mar 20, 2020

Put Options

  Written

100

80.5000  

American

Mar 13, 2020

Put Options

  Written

900

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

87.5000  

American

Sep 18, 2020

Put Options

  Written

600

90.0000  

American

Mar 13, 2020

Put Options

  Written

100

90.0000  

American

Mar 27, 2020

Call Options

  Purchased

3,700

105.0000  

American

May 15, 2020

Call Options

  Purchased

1,600

85.0000  

American

Sep 18, 2020

Put Options

  Written

1,100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,400

105.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

55.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

67.5000  

American

Jan 21, 2022

Put Options

  Written

8,400

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

4,400

90.0000  

American

Apr 17, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Put Options

  Written

100

100.0000  

American

Jan 21, 2022

Put Options

  Written

14,000

67.5000  

American

Jun 19, 2020

Call Options

  Purchased

100

83.0000  

American

Mar 13, 2020

Put Options

  Written

100

92.5000  

American

Sep 18, 2020

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Put Options

  Written

175,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

2,600

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,600

84.0000  

American

Mar 13, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

900

110.0000  

American

Apr 17, 2020

Put Options

  Written

100

97.5000  

American

Apr 3, 2020

Put Options

  Written

20,400

90.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

72.5000  

American

Jan 21, 2022

Put Options

  Written

100

97.5000  

American

Jan 21, 2022

Put Options

  Purchased

-100

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

87.0000  

American

Mar 27, 2020

Call Options

  Written

-100

93.5000  

American

Mar 27, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

100.0000  

American

Sep 18, 2020

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Call Options

  Written

-6,000

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

67.5000  

American

Jan 21, 2022

Call Options

  Written

-14,600

82.5000  

American

May 15, 2020

Call Options

  Written

-400

81.0000  

American

Mar 20, 2020

Call Options

  Written

-19,400

105.0000  

American

Mar 20, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Call Options

  Written

-500

94.0000  

American

Mar 27, 2020

Call Options

  Written

-200

90.0000  

American

Mar 13, 2020

Put Options

  Purchased

-700

95.0000  

American

Mar 13, 2020

Put Options

  Purchased

-4,100

75.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,700

80.0000  

American

Sep 18, 2020

Put Options

  Written

500

84.5000  

American

Mar 13, 2020

Call Options

  Purchased

12,900

100.0000  

American

May 15, 2020

Call Options

  Purchased

200

90.0000  

American

Apr 3, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

12,700

85.0000  

American

Jan 15, 2021

Put Options

  Written

3,300

72.5000  

American

May 15, 2020

Call Options

  Purchased

1,600

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

700

97.5000  

American

Apr 17, 2020

Put Options

  Written

7,500

92.5000  

American

Mar 20, 2020

Call Options

  Purchased

7,100

77.5000  

American

Jan 15, 2021

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

88.5000  

American

Mar 13, 2020

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Call Options

  Purchased

400

85.0000  

American

Jan 21, 2022

Call Options

  Written

-1,100

120.0000  

American

Jun 19, 2020

Call Options

  Written

-500

80.0000  

American

Jan 15, 2021

Call Options

  Written

-4,700

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

90.0000  

American

Apr 3, 2020

Put Options

  Purchased

-100

55.0000  

American

Jan 21, 2022

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-600

92.5000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

83.5000  

American

Mar 13, 2020

Call Options

  Written

-3,100

110.0000  

American

May 15, 2020

Put Options

  Purchased

-21,500

85.0000  

American

Mar 20, 2020

Put Options

  Purchased

-250,800

85.0000  

American

Jan 15, 2021

Call Options

  Written

-300

95.0000  

American

Mar 13, 2020

Call Options

  Written

-1,000

97.5000  

American

Aug 21, 2020

Call Options

  Written

-3,700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

92.5000  

American

Jan 21, 2022

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-1,500

85.0000  

American

Mar 13, 2020

Call Options

  Written

-2,100

82.5000  

American

Jan 15, 2021

Call Options

  Written

-60,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-500

82.5000  

American

Mar 13, 2020

Call Options

  Written

-700

95.0000  

American

Apr 9, 2020

Put Options

  Purchased

-17,200

85.5000  

American

Mar 13, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694747
Time of Receipt (offset from UTC): 20200318T091533+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC