Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 16 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,991,032

1.21%

3,315,214

1.01%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,007,529

0.91%

2,594,630

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

528,400

0.16%

264,900

0.08%

 

 

 

 

TOTAL:

 

 

 

 

7,526,961

2.29%

6,174,744

1.88%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

3

169.7800 USD

Purchase

27

167.7096 USD

Purchase

36

166.7050 USD

Purchase

50

165.2550 USD

Purchase

82

170.0400 USD

Purchase

100

174.6800 USD

Purchase

100

174.9600 USD

Purchase

100

175.1600 USD

Purchase

100

165.6250 USD

Purchase

100

165.7600 USD

Purchase

100

166.6400 USD

Purchase

100

166.6600 USD

Purchase

100

167.1800 USD

Purchase

100

168.9800 USD

Purchase

100

169.3200 USD

Purchase

100

171.3600 USD

Purchase

100

171.4650 USD

Purchase

100

174.1700 USD

Purchase

100

174.5100 USD

Purchase

118

168.7303 USD

Purchase

200

166.5650 USD

Purchase

200

166.7800 USD

Purchase

200

166.7591 USD

Purchase

200

168.0625 USD

Purchase

200

168.1850 USD

Purchase

300

166.7666 USD

Purchase

300

167.1400 USD

Purchase

300

168.0833 USD

Purchase

360

167.5597 USD

Purchase

366

164.9304 USD

Purchase

366

164.9305 USD

Purchase

400

172.6225 USD

Purchase

427

166.4128 USD

Purchase

500

172.5000 USD

Purchase

500

166.5020 USD

Purchase

700

168.3860 USD

Purchase

700

171.2371 USD

Purchase

749

167.6218 USD

Purchase

800

168.4137 USD

Purchase

850

171.4067 USD

Purchase

900

167.3577 USD

Purchase

972

168.1679 USD

Purchase

976

168.3746 USD

Purchase

1,000

168.8590 USD

Purchase

1,041

167.1865 USD

Purchase

1,065

171.1648 USD

Purchase

1,084

171.4927 USD

Purchase

1,200

168.0358 USD

Purchase

1,249

168.3149 USD

Purchase

1,259

167.1513 USD

Purchase

1,375

167.6846 USD

Purchase

1,943

167.6990 USD

Purchase

2,017

168.4018 USD

Purchase

2,200

171.8740 USD

Purchase

2,300

166.8404 USD

Purchase

2,364

168.3892 USD

Purchase

2,400

167.4933 USD

Purchase

2,400

168.5521 USD

Purchase

2,405

171.2715 USD

Purchase

2,733

168.3410 USD

Purchase

2,819

165.9841 USD

Purchase

2,959

168.3699 USD

Purchase

3,574

171.2827 USD

Purchase

3,705

171.6330 USD

Purchase

3,778

173.5504 USD

Purchase

3,800

171.3973 USD

Purchase

4,300

166.6913 USD

Purchase

4,600

168.0184 USD

Purchase

5,060

171.3972 USD

Purchase

6,000

168.7360 USD

Purchase

8,587

168.6500 USD

Purchase

9,243

170.3861 USD

Purchase

9,263

164.7000 USD

Purchase

10,111

172.7022 USD

Purchase

11,989

164.7425 USD

Purchase

12,129

171.3575 USD

Purchase

14,299

170.2938 USD

Purchase

15,628

171.3301 USD

Purchase

29,153

172.4539 USD

Purchase

45,400

167.6827 USD

Purchase

46,000

167.9703 USD

Purchase

50,000

172.0000 USD

Purchase

66,230

170.0883 USD

Purchase

90,687

168.9556 USD

Sale

3

167.0000 USD

Sale

10

168.1000 USD

Sale

12

168.2250 USD

Sale

12

167.0925 USD

Sale

16

165.5200 USD

Sale

20

167.8250 USD

Sale

28

167.8685 USD

Sale

31

168.0232 USD

Sale

67

172.1150 USD

Sale

100

168.0400 USD

Sale

100

168.0300 USD

Sale

100

171.2000 USD

Sale

100

167.8700 USD

Sale

100

167.4700 USD

Sale

100

167.0600 USD

Sale

100

173.4700 USD

Sale

100

172.0100 USD

Sale

100

167.8800 USD

Sale

100

168.6900 USD

Sale

106

168.1418 USD

Sale

110

168.6590 USD

Sale

160

166.4900 USD

Sale

200

168.5900 USD

Sale

203

168.3410 USD

Sale

225

171.0166 USD

Sale

259

166.5630 USD

Sale

300

168.1630 USD

Sale

325

171.5783 USD

Sale

331

167.2728 USD

Sale

400

167.8980 USD

Sale

418

169.0146 USD

Sale

500

172.1090 USD

Sale

552

173.3449 USD

Sale

576

168.5270 USD

Sale

577

166.1993 USD

Sale

600

169.7770 USD

Sale

601

169.3236 USD

Sale

651

174.3907 USD

Sale

675

172.3896 USD

Sale

732

164.9304 USD

Sale

800

172.9243 USD

Sale

800

173.0887 USD

Sale

836

166.5034 USD

Sale

918

168.8289 USD

Sale

932

168.5410 USD

Sale

1,025

172.0641 USD

Sale

1,116

166.4749 USD

Sale

1,151

170.0999 USD

Sale

1,200

166.6229 USD

Sale

1,224

168.0659 USD

Sale

1,279

166.1936 USD

Sale

1,510

171.2856 USD

Sale

1,600

173.5068 USD

Sale

1,626

168.6910 USD

Sale

1,629

166.0852 USD

Sale

1,905

166.5519 USD

Sale

2,117

168.7672 USD

Sale

2,202

166.4797 USD

Sale

2,513

171.9353 USD

Sale

2,549

169.3774 USD

Sale

2,600

168.4868 USD

Sale

2,642

167.3028 USD

Sale

2,700

167.4357 USD

Sale

3,065

166.1656 USD

Sale

3,381

171.7968 USD

Sale

3,500

167.3627 USD

Sale

3,616

168.1186 USD

Sale

4,048

172.2481 USD

Sale

4,404

172.6259 USD

Sale

4,600

168.0184 USD

Sale

5,800

168.7439 USD

Sale

6,554

171.7987 USD

Sale

9,108

170.8807 USD

Sale

11,157

169.2452 USD

Sale

11,400

168.8112 USD

Sale

26,855

164.7000 USD

Sale

29,824

169.9421 USD

Sale

35,100

167.7617 USD

Sale

44,501

170.2819 USD

Sale

45,850

168.1678 USD

Sale

91,280

170.4379 USD

Sale

100,000

172.0000 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

600

180 USD

American

19 Jun 2020

8.6500 USD

Call Option

Purchasing

1,000

180 USD

American

21 Aug 2020

8.5900 USD

Call Option

Purchasing

300

220 USD

American

21 Jan 2022

2.2833 USD

Call Option

Selling

1,000

190 USD

American

21 Aug 2020

6.0900 USD

Call Option

Selling

100

195 USD

American

13 Mar 2020

0.1000 USD

Put Option

Purchasing

100

100 USD

American

15 Jan 2021

2.4200 USD

Put Option

Purchasing

100

105 USD

American

15 Jan 2021

2.3900 USD

Put Option

Purchasing

100

120 USD

American

15 Jan 2021

2.2500 USD

Put Option

Purchasing

600

130 USD

American

20 Mar 2020

0.4900 USD

Put Option

Purchasing

300

140 USD

American

20 Mar 2020

0.9900 USD

Put Option

Purchasing

2,000

160 USD

American

20 Mar 2020

2.5000 USD

Put Option

Purchasing

16,600

165 USD

American

20 Mar 2020

2.6875 USD

Put Option

Purchasing

100

170 USD

American

17 Apr 2020

11.2300 USD

Put Option

Purchasing

400

170 USD

American

19 Jun 2020

12.2000 USD

Put Option

Purchasing

100

170 USD

American

21 Aug 2020

13.0000 USD

Put Option

Purchasing

1,900

180 USD

American

15 Jan 2021

18.4200 USD

Put Option

Purchasing

500

185 USD

American

15 May 2020

17.4000 USD

Put Option

Purchasing

1,000

190 USD

American

15 May 2020

19.8500 USD

Put Option

Selling

1,400

150 USD

American

20 Mar 2020

2.3900 USD

Put Option

Selling

16,600

160 USD

American

17 Apr 2020

7.3327 USD

Put Option

Selling

1,900

160 USD

American

15 Jan 2021

11.2700 USD

Put Option

Selling

1,100

180 USD

American

13 Mar 2020

2.3700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

 

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options Written

2,700

100.0000

American

May 15, 2020

Call Options Purchased

2,600

175.0000

American

Jan 15, 2021

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Put Options Written

300

180.0000

American

Jan 21, 2022

Put Options Written

5,000

115.0000

American

Mar 20, 2020

Put Options Written

100

145.0000

American

May 15, 2020

Put Options Written

3,400

170.0000

American

Mar 20, 2020

Put Options Written

200

130.0000

American

Mar 20, 2020

Call Options Purchased

300

190.0000

American

Mar 27, 2020

Put Options Written

700

95.0000

American

Jan 15, 2021

Put Options Written

600

100.0000

American

Jan 15, 2021

Call Options Written

-600

220.0000

American

May 15, 2020

Put Options Purchased

-100

175.0000

American

Mar 27, 2020

Call Options Written

-1,500

220.0000

American

Aug 21, 2020

Call Options Written

-1,400

230.0000

American

Jun 19, 2020

Put Options Purchased

-13,100

165.0000

American

Mar 20, 2020

Put Options Purchased

-100

170.0000

American

Aug 21, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options Written

-200

230.0000

American

Mar 20, 2020

Put Options Purchased

-1,100

145.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options Written

-100

160.0000

American

Mar 20, 2020

Put Options Written

17,600

150.0000

American

May 15, 2020

Put Options Written

100

140.0000

American

Aug 21, 2020

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

100

197.5000

American

Apr 24, 2020

Put Options Written

12,000

160.0000

American

Jun 19, 2020

Call Options Purchased

100

195.0000

American

Mar 20, 2020

Put Options Written

1,000

195.0000

American

Jan 15, 2021

Call Options Purchased

1,000

170.0000

American

Jan 15, 2021

Put Options Written

36,800

105.0000

American

Jan 15, 2021

Put Options Purchased

-200

155.0000

American

Jan 15, 2021

Call Options Written

-400

150.0000

American

Jan 15, 2021

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options Purchased

-500

155.0000

American

Jan 21, 2022

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Call Options Written

-3,300

200.0000

American

Aug 21, 2020

Put Options Purchased

-400

185.0000

American

Jan 21, 2022

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options Written

-42,500

165.0000

American

Jan 21, 2022

Put Options Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options Written

2,800

180.0000

American

Apr 17, 2020

Call Options Purchased

1,900

190.0000

American

May 15, 2020

Call Options Purchased

42,500

175.0000

American

Jan 21, 2022

Put Options Written

4,300

185.0000

American

Mar 20, 2020

Call Options Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options Purchased

1,400

202.5000

American

Mar 20, 2020

Call Options Purchased

1,100

190.0000

American

Jun 19, 2020

Put Options Written

1,000

120.0000

American

Apr 17, 2020

Call Options Purchased

200

195.0000

American

May 15, 2020

Put Options Written

7,100

145.0000

American

Mar 20, 2020

Call Options Purchased

100

185.0000

American

Mar 20, 2020

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

1,000

180.0000

American

Aug 21, 2020

Call Options Purchased

300

210.0000

American

May 15, 2020

Put Options Written

100

140.0000

American

Jan 21, 2022

Put Options Written

100

130.0000

American

Jan 15, 2021

Call Options Written

-200

205.0000

American

Apr 3, 2020

Call Options Written

-700

270.0000

American

Jan 15, 2021

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-100

200.0000

American

Jan 21, 2022

Call Options Written

-100

240.0000

American

Mar 20, 2020

Put Options Purchased

-5,500

170.0000

American

Jan 15, 2021

Call Options Written

-100

210.0000

American

Mar 20, 2020

Put Options Purchased

-1,100

195.0000

American

May 15, 2020

Call Options Purchased

7,400

200.0000

American

Mar 20, 2020

Put Options Written

1,500

170.0000

American

May 15, 2020

Call Options Purchased

1,300

160.0000

American

Jan 21, 2022

Put Options Written

100

160.0000

American

May 15, 2020

Call Options Purchased

300

155.0000

American

Jun 19, 2020

Put Options Written

100

197.5000

American

Apr 3, 2020

Put Options Written

600

190.0000

American

Jan 15, 2021

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Put Options Written

5,400

95.0000

American

May 15, 2020

Call Options Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options Purchased

800

220.0000

American

Jan 21, 2022

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Call Options Purchased

200

207.5000

American

Apr 9, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Purchased

-900

190.0000

American

Mar 20, 2020

Put Options Purchased

-3,000

190.0000

American

May 15, 2020

Call Options Written

-200

220.0000

American

Jan 15, 2021

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-100

150.0000

American

May 15, 2020

Put Options Purchased

-2,700

170.0000

American

Jun 19, 2020

Call Options Purchased

1,600

200.0000

American

Jan 15, 2021

Put Options Written

7,000

140.0000

American

Jan 15, 2021

Put Options Written

1,100

90.0000

American

May 15, 2020

Put Options Written

7,400

120.0000

American

Jun 19, 2020

Call Options Purchased

3,000

195.0000

American

Aug 21, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Call Options Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options Written

14,800

165.0000

American

Apr 17, 2020

Put Options Written

13,300

160.0000

American

Mar 20, 2020

Call Options Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options Written

100

182.5000

American

Mar 20, 2020

Call Options Purchased

400

180.0000

American

Jun 19, 2020

Call Options Written

-400

190.0000

American

Mar 20, 2020

Call Options Written

-100

165.0000

American

Jun 19, 2020

Call Options Written

-100

175.0000

American

May 15, 2020

Put Options Purchased

-500

185.0000

American

Jun 19, 2020

Put Options Purchased

-34,200

150.0000

American

Jan 15, 2021

Call Options Written

-7,200

260.0000

American

Jan 15, 2021

Put Options Purchased

-400

190.0000

American

Jun 19, 2020

Call Options Purchased

6,400

160.0000

American

Jan 15, 2021

Put Options Written

100

200.0000

American

May 15, 2020

Call Options Purchased

100

210.0000

American

Apr 17, 2020

Put Options Written

6,000

180.0000

American

May 15, 2020

Put Options Written

1,400

195.0000

American

Jun 19, 2020

Put Options Written

22,000

180.0000

American

Mar 20, 2020

Put Options Written

200

135.0000

American

Mar 20, 2020

Put Options Written

1,900

180.0000

American

Jun 19, 2020

Put Options Written

400

200.0000

American

Mar 20, 2020

Put Options Written

100

165.0000

American

May 15, 2020

Call Options Purchased

100

210.0000

American

Jan 15, 2021

Call Options Purchased

100

202.5000

American

Mar 27, 2020

Call Options Written

-100

160.0000

American

Jun 19, 2020

Put Options Purchased

-100

170.0000

American

Jan 21, 2022

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options Written

-200

165.0000

American

Mar 20, 2020

Put Options Purchased

-500

120.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-300

185.0000

American

Aug 21, 2020

Call Options Written

-100

185.0000

American

Jun 19, 2020

Put Options Purchased

-500

120.0000

American

Aug 21, 2020

Call Options Written

-400

185.0000

American

Apr 17, 2020

Call Options Written

-900

175.0000

American

Jun 19, 2020

Put Options Purchased

-2,200

160.0000

American

Jan 15, 2021

Put Options Purchased

-100

170.0000

American

Apr 17, 2020

Put Options Written

200

155.0000

American

Mar 20, 2020

Put Options Written

100

140.0000

American

Apr 17, 2020

Put Options Written

3,700

215.0000

American

Jan 15, 2021

Call Options Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options Written

300

125.0000

American

Jun 19, 2020

Put Options Written

200

150.0000

American

Apr 17, 2020

Call Options Purchased

100

170.0000

American

Jan 21, 2022

Call Options Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options Written

1,400

155.0000

American

Apr 17, 2020

Put Options Written

900

175.0000

American

Jun 19, 2020

Call Options Purchased

700

200.0000

American

Jun 19, 2020

Put Options Purchased

-14,300

175.0000

American

Mar 20, 2020

Call Options Written

-400

180.0000

American

Mar 20, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-800

200.0000

American

May 15, 2020

Put Options Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options Purchased

-3,100

180.0000

American

Jan 15, 2021

Put Options Purchased

-100

177.5000

American

Mar 20, 2020

Put Options Purchased

-200

190.0000

American

Aug 21, 2020

Put Options Purchased

-300

125.0000

American

Jan 15, 2021

Put Options Purchased

-1,800

185.0000

American

May 15, 2020

Put Options Purchased

-1,900

195.0000

American

Mar 20, 2020

Put Options Written

17,300

160.0000

American

Apr 17, 2020

Put Options Written

100

145.0000

American

Apr 17, 2020

Call Options Purchased

2,100

187.5000

American

Mar 20, 2020

Call Options Purchased

3,300

190.0000

American

Aug 21, 2020

Call Options Purchased

100

140.0000

American

Jan 15, 2021

Put Options Written

51,800

150.0000

American

Mar 20, 2020

Call Options Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options Written

7,000

105.0000

American

May 15, 2020

Put Options Written

4,500

195.0000

American

Aug 21, 2020

Put Options Written

200

120.0000

American

May 15, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-1,000

205.0000

American

Jan 15, 2021

Put Options Purchased

-2,200

180.0000

American

Mar 27, 2020

Put Options Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694734
Time of Receipt (offset from UTC): 20200317T114714+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC