Form 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

11 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,058,100

1.23%

3,319,047

1.01%

 

(2)

Derivatives (other than options):

3,007,529

0.91%

2,594,630

0.79%

 

(3)

Options and agreements to
purchase/sell:

503,500

0.15%

235,300

0.07%

 
TOTAL:

7,569,129

2.30%

6,148,977

1.87%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

10

187.2300 USD
Purchase

15

186.9500 USD
Purchase

15

186.7700 USD
Purchase

15

185.2600 USD
Purchase

60

187.3300 USD
Purchase

100

187.1400 USD
Purchase

100

186.5600 USD
Purchase

100

187.0000 USD
Purchase

100

186.3850 USD
Purchase

100

187.5000 USD
Purchase

100

187.5200 USD
Purchase

100

186.5100 USD
Purchase

100

186.5000 USD
Purchase

100

185.4103 USD
Purchase

159

185.6408 USD
Purchase

190

187.0942 USD
Purchase

200

186.6750 USD
Purchase

200

188.1725 USD
Purchase

200

186.5200 USD
Purchase

200

185.7350 USD
Purchase

204

186.7027 USD
Purchase

256

185.5992 USD
Purchase

275

184.9918 USD
Purchase

300

186.5383 USD
Purchase

321

187.0797 USD
Purchase

324

186.9872 USD
Purchase

366

187.1071 USD
Purchase

400

185.0900 USD
Purchase

406

185.3835 USD
Purchase

500

185.1820 USD
Purchase

500

186.0700 USD
Purchase

523

185.7085 USD
Purchase

600

185.4533 USD
Purchase

600

187.1941 USD
Purchase

607

186.3674 USD
Purchase

754

185.4967 USD
Purchase

802

186.0042 USD
Purchase

825

185.5178 USD
Purchase

900

185.6413 USD
Purchase

953

185.6725 USD
Purchase

1,000

186.3367 USD
Purchase

1,074

185.4431 USD
Purchase

1,600

186.3818 USD
Purchase

2,348

187.2150 USD
Purchase

2,675

185.1201 USD
Purchase

5,872

185.6478 USD
Purchase

7,524

185.9047 USD
Purchase

11,283

186.0162 USD
Purchase

14,431

185.5720 USD
Purchase

26,136

184.7853 USD
Purchase

27,900

185.8357 USD
Purchase

28,000

185.8276 USD
Purchase

37,157

185.5000 USD
Purchase

67,016

186.1471 USD
Purchase

81,162

185.5198 USD
Sale

2

185.9350 USD
Sale

5

185.2800 USD
Sale

6

185.2650 USD
Sale

8

185.3500 USD
Sale

10

185.3440 USD
Sale

13

185.4946 USD
Sale

15

186.7700 USD
Sale

15

185.4853 USD
Sale

99

185.7196 USD
Sale

100

185.7800 USD
Sale

100

186.4258 USD
Sale

100

186.4320 USD
Sale

100

185.2200 USD
Sale

158

185.9798 USD
Sale

185

186.5300 USD
Sale

200

186.3050 USD
Sale

228

185.4934 USD
Sale

256

185.5992 USD
Sale

300

185.8883 USD
Sale

300

185.6101 USD
Sale

400

186.4888 USD
Sale

600

185.5179 USD
Sale

710

185.2852 USD
Sale

834

184.7500 USD
Sale

906

184.6727 USD
Sale

1,000

185.8430 USD
Sale

1,000

184.7300 USD
Sale

1,183

185.8575 USD
Sale

1,300

184.6861 USD
Sale

1,394

184.7577 USD
Sale

1,539

185.6183 USD
Sale

1,607

184.6669 USD
Sale

2,348

187.2150 USD
Sale

2,500

184.7600 USD
Sale

2,600

186.4033 USD
Sale

2,773

184.5486 USD
Sale

4,044

186.3125 USD
Sale

4,428

186.2614 USD
Sale

4,520

184.6734 USD
Sale

6,938

184.7511 USD
Sale

9,002

185.9896 USD
Sale

9,415

186.1686 USD
Sale

15,871

186.2680 USD
Sale

25,500

185.7961 USD
Sale

27,700

185.8323 USD
Sale

29,496

186.2129 USD
Sale

55,212

185.5000 USD
Sale

102,178

185.6197 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

300

155 USD American 19 Jun 2020 33.0000 USD
Call Option Purchasing

100

190 USD American 13 Mar 2020 0.7000 USD
Call Option Purchasing

100

193 USD American 13 Mar 2020 0.3000 USD
Call Option Purchasing

200

200 USD American 20 Mar 2020 0.2500 USD
Call Option Purchasing

100

203 USD American 27 Mar 2020 0.3000 USD
Call Option Purchasing

100

208 USD American 9 Apr 2020 0.2500 USD
Put Option Purchasing

100

150 USD American 15 Jan 2021 2.4000 USD
Put Option Purchasing

300

158 USD American 13 Mar 2020 0.0600 USD
Put Option Purchasing

1,200

160 USD American 13 Mar 2020 0.2400 USD
Put Option Purchasing

300

163 USD American 13 Mar 2020 0.0800 USD
Put Option Purchasing

800

185 USD American 13 Mar 2020 1.4000 USD
Put Option Purchasing

3,500

185 USD American 15 May 2020 7.4785 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES/NO

Date of disclosure

16 Mar 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Call Options Purchased

9,100

185.0000

American Jan 15, 2021
Call Options Purchased

200

190.0000

American Jan 21, 2022
Put Options Written

700

95.0000

American Jan 15, 2021
Put Options Written

800

130.0000

American Mar 20, 2020
Put Options Written

2,700

100.0000

American May 15, 2020
Put Options Written

700

100.0000

American Jan 15, 2021
Call Options Purchased

100

192.5000

American Mar 13, 2020
Call Options Purchased

2,600

175.0000

American Jan 15, 2021
Put Options Written

5,000

115.0000

American Mar 20, 2020
Put Options Written

3,400

170.0000

American Mar 20, 2020
Put Options Written

300

180.0000

American Jan 21, 2022
Call Options Purchased

300

190.0000

American Mar 27, 2020
Call Options Written

-200

230.0000

American Mar 20, 2020
Call Options Written

-100

160.0000

American Mar 20, 2020
Put Options Purchased

-300

157.5000

American Mar 13, 2020
Put Options Purchased

-300

162.5000

American Mar 13, 2020
Call Options Written

-600

220.0000

American May 15, 2020
Put Options Purchased

-4,500

70.0000

American Jan 15, 2021
Put Options Purchased

-900

145.0000

American Jan 15, 2021
Call Options Written

-1,400

230.0000

American Jun 19, 2020
Put Options Purchased

-1,000

165.0000

American Jan 15, 2021
Put Options Written

36,900

105.0000

American Jan 15, 2021
Put Options Written

100

140.0000

American Aug 21, 2020
Call Options Purchased

100

195.0000

American Mar 20, 2020
Put Options Written

12,000

160.0000

American Jun 19, 2020
Put Options Written

17,600

150.0000

American May 15, 2020
Put Options Written

66,500

140.0000

American Mar 20, 2020
Put Options Written

1,000

195.0000

American Jan 15, 2021
Call Options Purchased

1,000

170.0000

American Jan 15, 2021
Call Options Purchased

100

197.5000

American Apr 24, 2020
Call Options Written

-500

150.0000

American Jan 15, 2021
Put Options Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options Purchased

-300

80.0000

American Jan 15, 2021
Put Options Purchased

-1,000

177.5000

American Mar 13, 2020
Put Options Purchased

-400

185.0000

American Jan 21, 2022
Call Options Written

-42,500

165.0000

American Jan 21, 2022
Put Options Purchased

-16,600

115.0000

American Jan 15, 2021
Put Options Purchased

-200

155.0000

American Jan 15, 2021
Call Options Written

-3,300

200.0000

American Aug 21, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options Purchased

300

210.0000

American May 15, 2020
Put Options Written

7,100

145.0000

American Mar 20, 2020
Call Options Purchased

1,100

190.0000

American Jun 19, 2020
Call Options Purchased

9,500

170.0000

American Jun 19, 2020
Call Options Purchased

1,900

190.0000

American May 15, 2020
Call Options Purchased

200

195.0000

American May 15, 2020
Call Options Purchased

1,400

202.5000

American Mar 20, 2020
Put Options Written

4,700

180.0000

American Apr 17, 2020
Call Options Purchased

3,100

165.0000

American Jan 15, 2021
Put Options Written

1,000

120.0000

American Apr 17, 2020
Put Options Written

100

140.0000

American Jan 21, 2022
Put Options Written

3,800

185.0000

American Mar 20, 2020
Put Options Written

500

175.0000

American Mar 20, 2020
Call Options Purchased

42,500

175.0000

American Jan 21, 2022
Call Options Written

-700

270.0000

American Jan 15, 2021
Call Options Written

-100

240.0000

American Mar 20, 2020
Put Options Purchased

-1,100

195.0000

American May 15, 2020
Call Options Written

-100

210.0000

American Mar 20, 2020
Put Options Purchased

-4,700

170.0000

American Jan 15, 2021
Put Options Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options Written

-100

200.0000

American Jan 21, 2022
Call Options Written

-200

205.0000

American Apr 3, 2020
Put Options Written

48,000

140.0000

American Jun 19, 2020
Put Options Written

1,500

170.0000

American May 15, 2020
Call Options Purchased

7,400

200.0000

American Mar 20, 2020
Call Options Purchased

2,000

180.0000

American Jan 15, 2021
Call Options Purchased

300

155.0000

American Jun 19, 2020
Call Options Purchased

500

220.0000

American Jan 21, 2022
Put Options Written

3,800

165.0000

American Jun 19, 2020
Call Options Purchased

1,400

160.0000

American Jan 21, 2022
Call Options Purchased

200

207.5000

American Apr 9, 2020
Put Options Written

6,400

95.0000

American Jun 19, 2020
Call Options Purchased

300

145.0000

American Jan 15, 2021
Put Options Written

100

197.5000

American Apr 3, 2020
Put Options Written

600

190.0000

American Jan 15, 2021
Put Options Written

5,400

95.0000

American May 15, 2020
Put Options Purchased

-2,300

170.0000

American Jun 19, 2020
Put Options Purchased

-1,100

180.0000

American Mar 13, 2020
Put Options Purchased

-1,500

190.0000

American May 15, 2020
Call Options Written

-100

150.0000

American May 15, 2020
Put Options Purchased

-900

190.0000

American Mar 20, 2020
Put Options Purchased

-2,600

75.0000

American Jan 15, 2021
Call Options Written

-200

220.0000

American Jan 15, 2021
Call Options Purchased

100

195.0000

American Mar 13, 2020
Put Options Written

1,800

145.0000

American Jun 19, 2020
Put Options Written

1,100

90.0000

American May 15, 2020
Call Options Purchased

1,600

200.0000

American Jan 15, 2021
Call Options Purchased

7,700

190.0000

American Jan 15, 2021
Put Options Written

7,400

120.0000

American Jun 19, 2020
Put Options Written

15,300

160.0000

American Mar 20, 2020
Call Options Purchased

3,000

195.0000

American Aug 21, 2020
Put Options Written

7,000

140.0000

American Jan 15, 2021
Call Options Purchased

1,300

180.0000

American Jan 21, 2022
Put Options Purchased

-400

190.0000

American Jun 19, 2020
Put Options Purchased

-500

185.0000

American Jun 19, 2020
Call Options Written

-400

190.0000

American Mar 20, 2020
Call Options Written

-7,200

260.0000

American Jan 15, 2021
Call Options Written

-100

165.0000

American Jun 19, 2020
Put Options Purchased

-34,100

150.0000

American Jan 15, 2021
Put Options Purchased

-1,200

160.0000

American Mar 13, 2020
Call Options Written

-100

175.0000

American May 15, 2020
Call Options Purchased

100

210.0000

American Jan 15, 2021
Put Options Written

100

200.0000

American May 15, 2020
Put Options Written

6,000

180.0000

American May 15, 2020
Call Options Purchased

100

210.0000

American Apr 17, 2020
Call Options Purchased

100

202.5000

American Mar 27, 2020
Put Options Written

24,000

180.0000

American Mar 20, 2020
Call Options Purchased

6,400

160.0000

American Jan 15, 2021
Put Options Written

1,400

195.0000

American Jun 19, 2020
Put Options Written

1,900

180.0000

American Jun 19, 2020
Put Options Written

400

200.0000

American Mar 20, 2020
Put Options Written

100

165.0000

American May 15, 2020
Put Options Written

3,500

165.0000

American Mar 20, 2020
Put Options Written

200

135.0000

American Mar 20, 2020
Put Options Purchased

-300

185.0000

American Aug 21, 2020
Put Options Purchased

-1,700

185.0000

American Jan 15, 2021
Put Options Purchased

-500

120.0000

American Aug 21, 2020
Call Options Written

-1,100

185.0000

American Apr 17, 2020
Put Options Purchased

-100

170.0000

American Jan 21, 2022
Call Options Written

-100

185.0000

American Jun 19, 2020
Call Options Written

-900

175.0000

American Jun 19, 2020
Call Options Written

-100

160.0000

American Jun 19, 2020
Put Options Purchased

-4,100

160.0000

American Jan 15, 2021
Put Options Purchased

-800

185.0000

American Mar 13, 2020
Call Options Written

-200

165.0000

American Mar 20, 2020
Put Options Purchased

-400

120.0000

American Jan 15, 2021
Put Options Purchased

-2,300

90.0000

American Jan 15, 2021
Put Options Written

200

155.0000

American Mar 20, 2020
Call Options Purchased

8,200

185.0000

American Aug 21, 2020
Put Options Written

200

150.0000

American Apr 17, 2020
Call Options Purchased

700

200.0000

American Jun 19, 2020
Put Options Written

100

140.0000

American Apr 17, 2020
Call Options Purchased

100

190.0000

American Mar 13, 2020
Put Options Written

3,700

215.0000

American Jan 15, 2021
Call Options Purchased

1,500

220.0000

American Mar 20, 2020
Put Options Written

1,400

155.0000

American Apr 17, 2020
Put Options Written

300

125.0000

American Jun 19, 2020
Put Options Purchased

-100

175.0000

American Jan 15, 2021
Put Options Purchased

-200

190.0000

American Aug 21, 2020
Call Options Written

-800

200.0000

American May 15, 2020
Put Options Purchased

-1,200

180.0000

American Jan 15, 2021
Put Options Purchased

-300

125.0000

American Jan 15, 2021
Put Options Purchased

-1,800

185.0000

American May 15, 2020
Put Options Purchased

-1,800

150.0000

American Jan 21, 2022
Put Options Purchased

-100

130.0000

American Jan 15, 2021
Call Options Written

-400

180.0000

American Mar 20, 2020
Call Options Written

-200

180.0000

American Jun 19, 2020
Put Options Purchased

-1,900

195.0000

American Mar 20, 2020
Put Options Written

50,400

150.0000

American Mar 20, 2020
Put Options Written

4,500

195.0000

American Aug 21, 2020
Put Options Written

100

145.0000

American Apr 17, 2020
Call Options Purchased

4,300

190.0000

American Aug 21, 2020
Call Options Purchased

11,300

195.0000

American Jan 15, 2021
Call Options Purchased

2,000

187.5000

American Mar 20, 2020
Put Options Written

7,000

105.0000

American May 15, 2020
Put Options Written

200

120.0000

American May 15, 2020
Put Options Written

400

160.0000

American Apr 17, 2020
Call Options Written

-1,000

205.0000

American Jan 15, 2021
Put Options Purchased

-8,200

140.0000

American Mar 20, 2020
Call Options Written

-600

250.0000

American Jan 15, 2021
Call Options Written

-1,000

185.0000

American May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694786
Time of Receipt (offset from UTC): 20200316T135214+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC