Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

333,851

0.10%

289,138

0.09%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,007,529

0.91%

2,594,630

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

519,200

0.16%

254,200

0.08%

 

 

 

 

TOTAL:

 

 

 

 

3,860,580

1.17%

3,137,968

0.95%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

11

181.8000 USD

Purchase

12

181.0900 USD

Purchase

19

179.5900 USD

Purchase

24

181.7400 USD

Purchase

25

180.9400 USD

Purchase

50

182.4000 USD

Purchase

60

181.0000 USD

Purchase

64

183.9200 USD

Purchase

68

182.6500 USD

Purchase

81

182.8507 USD

Purchase

87

181.5129 USD

Purchase

100

181.4050 USD

Purchase

100

182.1100 USD

Purchase

100

179.7700 USD

Purchase

100

182.8300 USD

Purchase

100

180.5700 USD

Purchase

100

181.8220 USD

Purchase

100

181.1150 USD

Purchase

100

184.0600 USD

Purchase

125

181.4000 USD

Purchase

125

181.4800 USD

Purchase

200

182.4200 USD

Purchase

200

182.8125 USD

Purchase

228

181.6428 USD

Purchase

231

183.2253 USD

Purchase

236

179.8344 USD

Purchase

300

179.9400 USD

Purchase

400

180.6700 USD

Purchase

448

181.4496 USD

Purchase

477

183.6789 USD

Purchase

512

181.6181 USD

Purchase

575

181.8443 USD

Purchase

711

181.2985 USD

Purchase

1,000

181.6130 USD

Purchase

1,064

180.6567 USD

Purchase

1,700

181.9207 USD

Purchase

1,868

181.9750 USD

Purchase

1,944

183.3172 USD

Purchase

2,191

182.5471 USD

Purchase

2,200

182.3345 USD

Purchase

2,300

183.0423 USD

Purchase

2,300

181.7713 USD

Purchase

2,328

182.0066 USD

Purchase

2,673

179.9756 USD

Purchase

2,682

181.3188 USD

Purchase

3,200

181.8507 USD

Purchase

3,280

183.3322 USD

Purchase

5,026

183.0445 USD

Purchase

5,089

183.8196 USD

Purchase

6,473

181.7791 USD

Purchase

6,537

182.3068 USD

Purchase

7,797

182.7762 USD

Purchase

9,294

182.1808 USD

Purchase

19,907

182.4522 USD

Purchase

28,300

183.6790 USD

Purchase

40,500

182.5964 USD

Purchase

40,600

182.5840 USD

Purchase

43,809

183.8500 USD

Purchase

58,588

183.1905 USD

Purchase

138,519

181.4640 USD

Sale

11

181.5600 USD

Sale

36

179.9147 USD

Sale

38

179.5900 USD

Sale

75

179.7500 USD

Sale

100

179.8500 USD

Sale

100

182.9150 USD

Sale

100

179.7600 USD

Sale

100

184.3400 USD

Sale

100

181.8400 USD

Sale

111

180.1783 USD

Sale

125

179.6700 USD

Sale

136

182.7889 USD

Sale

136

182.6500 USD

Sale

200

179.9450 USD

Sale

200

179.9000 USD

Sale

200

179.7000 USD

Sale

200

181.9300 USD

Sale

200

178.8587 USD

Sale

200

178.8650 USD

Sale

200

182.3900 USD

Sale

244

179.9400 USD

Sale

250

181.4100 USD

Sale

300

179.9183 USD

Sale

300

182.4700 USD

Sale

303

179.9167 USD

Sale

387

180.2031 USD

Sale

400

180.4150 USD

Sale

400

179.9250 USD

Sale

600

180.6826 USD

Sale

601

179.7237 USD

Sale

939

181.4326 USD

Sale

997

180.0000 USD

Sale

1,800

181.8975 USD

Sale

2,000

183.1600 USD

Sale

2,301

182.2153 USD

Sale

4,800

181.8418 USD

Sale

4,889

183.8494 USD

Sale

6,000

181.3533 USD

Sale

6,000

182.8000 USD

Sale

6,484

181.6826 USD

Sale

6,651

183.7229 USD

Sale

7,040

182.1127 USD

Sale

28,595

182.0900 USD

Sale

38,400

182.6212 USD

Sale

38,800

182.6159 USD

Sale

45,410

181.2814 USD

Sale

63,781

183.8500 USD

Sale

80,048

181.5130 USD

Sale

97,033

182.9678 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

140 USD

American

15 Jan 2021

42.2500 USD

Call Option

Purchasing

100

150 USD

American

15 Jan 2021

35.5000 USD

Call Option

Purchasing

200

185 USD

American

13 Mar 2020

0.5000 USD

Call Option

Purchasing

100

185 USD

American

20 Mar 2020

2.0300 USD

Call Option

Purchasing

700

185 USD

American

17 Apr 2020

5.6357 USD

Call Option

Purchasing

100

188 USD

American

20 Mar 2020

1.0500 USD

Call Option

Purchasing

500

190 USD

American

13 Mar 2020

0.2000 USD

Put Option

Purchasing

100

145 USD

American

15 Jan 2021

6.3000 USD

Put Option

Purchasing

800

170 USD

American

15 Jan 2021

10.0000 USD

Put Option

Purchasing

14,800

175 USD

American

20 Mar 2020

2.5941 USD

Put Option

Purchasing

100

175 USD

American

27 Mar 2020

4.4000 USD

Put Option

Purchasing

100

178 USD

American

20 Mar 2020

3.4500 USD

Put Option

Purchasing

1,900

180 USD

American

17 Apr 2020

7.2157 USD

Put Option

Selling

100

130 USD

American

15 Jan 2021

4.5700 USD

Put Option

Selling

200

160 USD

American

17 Apr 2020

5.0000 USD

Put Option

Selling

14,800

165 USD

American

17 Apr 2020

5.0941 USD

Put Option

Selling

900

175 USD

American

19 Jun 2020

10.6500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

190.0000  

American

Mar 27, 2020

Put Options

  Written

2,700

100.0000  

American

May 15, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

3,400

170.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

192.5000  

American

Mar 13, 2020

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

800

130.0000  

American

Mar 20, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

100

145.0000  

American

May 15, 2020

Put Options

  Purchased

-100

175.0000  

American

Mar 27, 2020

Put Options

  Purchased

-300

162.5000  

American

Mar 13, 2020

Call Options

  Written

-200

230.0000  

American

Mar 20, 2020

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

157.5000  

American

Mar 13, 2020

Call Options

  Written

-1,500

220.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

165.0000  

American

Jan 15, 2021

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Call Options

  Written

-100

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,100

145.0000  

American

Jan 15, 2021

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

36,900

105.0000  

American

Jan 15, 2021

Put Options

  Written

2,200

182.5000  

American

Mar 13, 2020

Call Options

  Purchased

100

195.0000  

American

Mar 20, 2020

Put Options

  Written

17,600

150.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

197.5000  

American

Apr 24, 2020

Put Options

  Written

100

140.0000  

American

Aug 21, 2020

Put Options

  Written

12,000

160.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

195.0000  

American

Jan 15, 2021

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Call Options

  Written

-400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Put Options

  Purchased

-500

155.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

177.5000  

American

Mar 13, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Written

-3,300

200.0000  

American

Aug 21, 2020

Put Options

  Written

4,300

185.0000  

American

Mar 20, 2020

Put Options

  Written

100

130.0000  

American

Jan 15, 2021

Call Options

  Purchased

42,500

175.0000  

American

Jan 21, 2022

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

7,100

145.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,100

165.0000  

American

Jan 15, 2021

Put Options

  Written

100

140.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,900

190.0000  

American

May 15, 2020

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,400

202.5000  

American

Mar 20, 2020

Put Options

  Written

1,000

120.0000  

American

Apr 17, 2020

Call Options

  Purchased

300

210.0000  

American

May 15, 2020

Put Options

  Written

2,800

180.0000  

American

Apr 17, 2020

Call Options

  Purchased

200

195.0000  

American

May 15, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-100

200.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,100

195.0000  

American

May 15, 2020

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Call Options

  Written

-200

205.0000  

American

Apr 3, 2020

Put Options

  Purchased

-5,500

170.0000  

American

Jan 15, 2021

Call Options

  Written

-100

210.0000  

American

Mar 20, 2020

Call Options

  Written

-700

270.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

155.0000  

American

Jun 19, 2020

Put Options

  Written

100

197.5000  

American

Apr 3, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

207.5000  

American

Apr 9, 2020

Put Options

  Written

5,400

95.0000  

American

May 15, 2020

Put Options

  Written

1,500

170.0000  

American

May 15, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

7,400

200.0000  

American

Mar 20, 2020

Put Options

  Written

600

190.0000  

American

Jan 15, 2021

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,000

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

160.0000  

American

Jan 21, 2022

Put Options

  Written

100

160.0000  

American

May 15, 2020

Put Options

  Purchased

-2,000

190.0000  

American

May 15, 2020

Call Options

  Written

-100

150.0000  

American

May 15, 2020

Call Options

  Written

-200

220.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,100

180.0000  

American

Mar 13, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

190.0000  

American

Mar 20, 2020

Put Options

  Written

7,000

140.0000  

American

Jan 15, 2021

Put Options

  Written

14,800

165.0000  

American

Apr 17, 2020

Put Options

  Written

1,100

90.0000  

American

May 15, 2020

Call Options

  Purchased

1,600

200.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

195.0000  

American

Mar 13, 2020

Put Options

  Written

100

182.5000  

American

Mar 20, 2020

Put Options

  Written

15,300

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,000

195.0000  

American

Aug 21, 2020

Put Options

  Written

7,400

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

180.0000  

American

Jan 21, 2022

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

190.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

185.0000  

American

Jun 19, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Purchased

-34,200

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

175.0000  

American

May 15, 2020

Call Options

  Written

-400

190.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,200

160.0000  

American

Mar 13, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

22,000

180.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

210.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

210.0000  

American

Apr 17, 2020

Put Options

  Written

1,400

195.0000  

American

Jun 19, 2020

Put Options

  Written

6,000

180.0000  

American

May 15, 2020

Put Options

  Written

400

200.0000  

American

Mar 20, 2020

Put Options

  Written

100

200.0000  

American

May 15, 2020

Put Options

  Written

200

135.0000  

American

Mar 20, 2020

Put Options

  Written

1,900

180.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

202.5000  

American

Mar 27, 2020

Put Options

  Written

3,500

165.0000  

American

Mar 20, 2020

Call Options

  Purchased

6,400

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Call Options

  Written

-100

185.0000  

American

Jun 19, 2020

Call Options

  Written

-200

165.0000  

American

Mar 20, 2020

Call Options

  Written

-400

185.0000  

American

Apr 17, 2020

Put Options

  Purchased

-4,100

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

185.0000  

American

Aug 21, 2020

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-800

185.0000  

American

Mar 13, 2020

Call Options

  Purchased

1,500

220.0000  

American

Mar 20, 2020

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

170.0000  

American

Jan 21, 2022

Put Options

  Written

200

155.0000  

American

Mar 20, 2020

Put Options

  Written

900

175.0000  

American

Jun 19, 2020

Put Options

  Written

100

140.0000  

American

Apr 17, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Purchased

600

190.0000  

American

Mar 13, 2020

Put Options

  Written

300

125.0000  

American

Jun 19, 2020

Call Options

  Purchased

8,200

185.0000  

American

Aug 21, 2020

Put Options

  Written

1,400

155.0000  

American

Apr 17, 2020

Put Options

  Written

200

150.0000  

American

Apr 17, 2020

Put Options

  Purchased

-100

177.5000  

American

Mar 20, 2020

Put Options

  Purchased

-1,300

185.0000  

American

May 15, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

195.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,200

180.0000  

American

Jan 15, 2021

Call Options

  Written

-800

200.0000  

American

May 15, 2020

Put Options

  Purchased

-14,300

175.0000  

American

Mar 20, 2020

Put Options

  Purchased

-200

190.0000  

American

Aug 21, 2020

Put Options

  Purchased

-300

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,800

150.0000  

American

Jan 21, 2022

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Call Options

  Written

-400

180.0000  

American

Mar 20, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Put Options

  Written

700

160.0000  

American

Apr 17, 2020

Call Options

  Purchased

2,100

187.5000  

American

Mar 20, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Put Options

  Written

50,400

150.0000  

American

Mar 20, 2020

Put Options

  Written

100

145.0000  

American

Apr 17, 2020

Call Options

  Purchased

4,300

190.0000  

American

Aug 21, 2020

Call Options

  Purchased

100

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

185.0000  

American

Mar 13, 2020

Call Options

  Purchased

11,300

195.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

105.0000  

American

May 15, 2020

Call Options

  Written

-1,000

205.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,200

140.0000  

American

Mar 20, 2020

Put Options

  Purchased

-2,200

180.0000  

American

Mar 27, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694609
Time of Receipt (offset from UTC): 20200316T105726+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC