Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

12 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,707,584

0.18%

4,266,417

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,173,726

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,704,300

0.12%

1,546,000

0.10%

 

 

 

 

TOTAL:

 

 

 

 

6,585,610

0.45%

6,364,983

0.43%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

79.8300 USD

Purchase

35

78.9100 USD

Purchase

38

79.3200 USD

Purchase

43

80.2800 USD

Purchase

100

77.7600 USD

Purchase

100

78.9750 USD

Purchase

100

78.8300 USD

Purchase

100

78.9200 USD

Purchase

100

78.9500 USD

Purchase

100

79.7300 USD

Purchase

100

78.9900 USD

Purchase

100

79.1300 USD

Purchase

100

79.7400 USD

Purchase

100

79.6000 USD

Purchase

100

79.6900 USD

Purchase

105

78.8161 USD

Purchase

109

78.1447 USD

Purchase

119

78.6357 USD

Purchase

149

79.3489 USD

Purchase

175

79.7714 USD

Purchase

198

78.6828 USD

Purchase

200

78.6805 USD

Purchase

200

78.9000 USD

Purchase

200

78.9450 USD

Purchase

200

79.8400 USD

Purchase

200

78.9600 USD

Purchase

200

79.3250 USD

Purchase

200

79.3650 USD

Purchase

200

78.1350 USD

Purchase

200

78.4200 USD

Purchase

200

78.4850 USD

Purchase

254

79.3962 USD

Purchase

282

78.9458 USD

Purchase

300

79.8533 USD

Purchase

300

78.8533 USD

Purchase

300

79.4850 USD

Purchase

300

79.6733 USD

Purchase

300

79.5367 USD

Purchase

400

79.3518 USD

Purchase

400

79.1725 USD

Purchase

404

80.1431 USD

Purchase

500

79.1700 USD

Purchase

500

79.5200 USD

Purchase

500

78.9520 USD

Purchase

539

78.9288 USD

Purchase

591

78.8808 USD

Purchase

600

79.8733 USD

Purchase

600

78.7916 USD

Purchase

600

79.9133 USD

Purchase

600

79.4766 USD

Purchase

627

78.3625 USD

Purchase

638

79.7115 USD

Purchase

665

78.9949 USD

Purchase

668

80.0086 USD

Purchase

671

79.0483 USD

Purchase

700

79.1000 USD

Purchase

700

79.4285 USD

Purchase

700

79.1042 USD

Purchase

700

79.0428 USD

Purchase

742

78.6832 USD

Purchase

748

79.0191 USD

Purchase

755

80.3247 USD

Purchase

800

79.9600 USD

Purchase

801

78.7417 USD

Purchase

831

78.7024 USD

Purchase

850

79.7402 USD

Purchase

881

79.4474 USD

Purchase

900

79.2661 USD

Purchase

932

79.9990 USD

Purchase

1,047

79.7083 USD

Purchase

1,050

79.2351 USD

Purchase

1,096

79.9967 USD

Purchase

1,100

78.6627 USD

Purchase

1,100

79.0200 USD

Purchase

1,163

78.8706 USD

Purchase

1,200

79.1491 USD

Purchase

1,250

78.8348 USD

Purchase

1,250

78.5826 USD

Purchase

1,276

78.2540 USD

Purchase

1,292

78.8429 USD

Purchase

1,327

78.8430 USD

Purchase

1,335

78.5906 USD

Purchase

1,600

79.0698 USD

Purchase

1,620

78.6492 USD

Purchase

1,700

78.7788 USD

Purchase

1,800

78.5166 USD

Purchase

1,940

79.1883 USD

Purchase

1,943

79.8320 USD

Purchase

2,134

79.7957 USD

Purchase

2,226

78.5530 USD

Purchase

2,313

78.9545 USD

Purchase

2,409

78.6679 USD

Purchase

2,454

78.8816 USD

Purchase

2,456

78.8663 USD

Purchase

2,600

79.7361 USD

Purchase

2,651

78.7358 USD

Purchase

2,702

78.5889 USD

Purchase

2,753

78.8216 USD

Purchase

2,755

78.7656 USD

Purchase

3,098

78.9819 USD

Purchase

3,124

78.8072 USD

Purchase

3,236

79.3656 USD

Purchase

3,373

78.6100 USD

Purchase

3,575

79.6075 USD

Purchase

3,659

78.4907 USD

Purchase

3,788

79.0035 USD

Purchase

4,128

79.4501 USD

Purchase

4,312

80.6562 USD

Purchase

4,483

79.4677 USD

Purchase

4,531

79.6730 USD

Purchase

4,652

78.8252 USD

Purchase

4,700

78.5514 USD

Purchase

4,831

79.6318 USD

Purchase

5,217

78.0608 USD

Purchase

5,367

79.3297 USD

Purchase

5,643

79.8706 USD

Purchase

5,800

78.7846 USD

Purchase

6,200

79.6597 USD

Purchase

6,740

79.6240 USD

Purchase

6,901

79.1790 USD

Purchase

6,942

78.6021 USD

Purchase

7,534

79.5065 USD

Purchase

7,661

79.1836 USD

Purchase

7,767

78.8550 USD

Purchase

8,096

78.7550 USD

Purchase

9,800

78.9016 USD

Purchase

10,219

78.9990 USD

Purchase

14,390

78.8465 USD

Purchase

22,893

78.6035 USD

Purchase

40,625

79.0794 USD

Purchase

42,900

78.4948 USD

Purchase

51,473

78.7363 USD

Purchase

51,901

78.7129 USD

Purchase

55,370

78.6090 USD

Purchase

61,600

79.8000 USD

Purchase

69,411

79.1792 USD

Purchase

72,301

79.6303 USD

Purchase

81,200

79.3219 USD

Purchase

116,000

79.1742 USD

Purchase

117,397

78.7476 USD

Purchase

189,548

78.7467 USD

Sale

6

77.4000 USD

Sale

8

79.5200 USD

Sale

15

78.9400 USD

Sale

19

80.0505 USD

Sale

60

81.0000 USD

Sale

100

79.9900 USD

Sale

100

78.4600 USD

Sale

100

78.8200 USD

Sale

100

80.7700 USD

Sale

100

79.1100 USD

Sale

100

78.7400 USD

Sale

104

80.0865 USD

Sale

172

78.4625 USD

Sale

200

79.1937 USD

Sale

200

79.0825 USD

Sale

200

79.2550 USD

Sale

200

78.9050 USD

Sale

200

78.8500 USD

Sale

200

80.6250 USD

Sale

200

80.5700 USD

Sale

200

80.3400 USD

Sale

200

80.0050 USD

Sale

200

80.3000 USD

Sale

211

80.5737 USD

Sale

249

79.3096 USD

Sale

253

78.7900 USD

Sale

256

78.5118 USD

Sale

259

78.6243 USD

Sale

275

80.6936 USD

Sale

300

79.2066 USD

Sale

300

78.7616 USD

Sale

300

79.5367 USD

Sale

355

80.3300 USD

Sale

400

78.6325 USD

Sale

400

79.4800 USD

Sale

400

80.6937 USD

Sale

400

79.0837 USD

Sale

401

80.6398 USD

Sale

422

80.0099 USD

Sale

445

79.1473 USD

Sale

500

80.6040 USD

Sale

500

78.4720 USD

Sale

500

78.5150 USD

Sale

500

78.5260 USD

Sale

507

78.7666 USD

Sale

600

79.0008 USD

Sale

604

78.8633 USD

Sale

610

78.4226 USD

Sale

625

80.6652 USD

Sale

640

78.2119 USD

Sale

655

79.4966 USD

Sale

657

78.5090 USD

Sale

695

78.9802 USD

Sale

700

79.4814 USD

Sale

747

79.4651 USD

Sale

755

80.3247 USD

Sale

800

79.1962 USD

Sale

850

78.9152 USD

Sale

850

78.5052 USD

Sale

900

79.0722 USD

Sale

930

79.2927 USD

Sale

977

78.7344 USD

Sale

1,068

79.5370 USD

Sale

1,100

78.5763 USD

Sale

1,103

78.8794 USD

Sale

1,118

79.0372 USD

Sale

1,203

77.9765 USD

Sale

1,230

79.7034 USD

Sale

1,250

79.5528 USD

Sale

1,250

78.4540 USD

Sale

1,300

78.4965 USD

Sale

1,350

78.4885 USD

Sale

1,400

80.6785 USD

Sale

1,400

78.7910 USD

Sale

1,445

79.3027 USD

Sale

1,489

79.1152 USD

Sale

1,551

78.5514 USD

Sale

1,600

79.7840 USD

Sale

1,630

79.2851 USD

Sale

1,634

79.7500 USD

Sale

1,667

78.4524 USD

Sale

1,688

79.3792 USD

Sale

1,710

78.9055 USD

Sale

1,766

78.5262 USD

Sale

1,801

78.9250 USD

Sale

1,921

78.9330 USD

Sale

2,031

79.1687 USD

Sale

2,134

79.6913 USD

Sale

2,149

79.6299 USD

Sale

2,196

79.7559 USD

Sale

2,225

78.8618 USD

Sale

2,510

78.6169 USD

Sale

2,520

78.5014 USD

Sale

2,671

79.1156 USD

Sale

2,691

79.5647 USD

Sale

2,822

78.8596 USD

Sale

2,944

79.6017 USD

Sale

3,032

79.3151 USD

Sale

3,213

79.0149 USD

Sale

3,229

79.6076 USD

Sale

3,233

79.0523 USD

Sale

3,250

78.8436 USD

Sale

3,400

78.5922 USD

Sale

3,449

78.5575 USD

Sale

3,600

79.0868 USD

Sale

3,734

78.9223 USD

Sale

3,826

78.4765 USD

Sale

4,455

78.6331 USD

Sale

4,766

79.6975 USD

Sale

5,026

79.5957 USD

Sale

5,218

78.8813 USD

Sale

5,289

78.5098 USD

Sale

5,500

78.9978 USD

Sale

5,540

79.2267 USD

Sale

5,643

79.8706 USD

Sale

6,275

78.2554 USD

Sale

6,500

78.8312 USD

Sale

7,527

78.8969 USD

Sale

8,339

79.1348 USD

Sale

8,797

79.5815 USD

Sale

9,800

78.8656 USD

Sale

10,438

78.8195 USD

Sale

11,800

79.0397 USD

Sale

17,872

78.6512 USD

Sale

18,238

78.9469 USD

Sale

19,087

78.8416 USD

Sale

20,955

78.7428 USD

Sale

21,450

78.4948 USD

Sale

21,457

79.0860 USD

Sale

21,490

78.9142 USD

Sale

23,419

79.2044 USD

Sale

24,304

78.7173 USD

Sale

24,648

78.5420 USD

Sale

32,266

79.0879 USD

Sale

34,440

78.5877 USD

Sale

35,500

78.9897 USD

Sale

35,502

79.6303 USD

Sale

39,660

79.2078 USD

Sale

42,223

78.6100 USD

Sale

45,353

79.1429 USD

Sale

55,370

78.6090 USD

Sale

58,135

78.8254 USD

Sale

61,600

79.8000 USD

Sale

79,300

79.2938 USD

Sale

84,800

79.1844 USD

Sale

243,383

79.1886 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,500

68 USD

American

15 Jan 2021

12.8000 USD

Call Option

Purchasing

400

80 USD

American

15 Jan 2021

8.7000 USD

Call Option

Purchasing

700

85 USD

American

15 Jan 2021

6.7500 USD

Call Option

Purchasing

1,000

90 USD

American

15 May 2020

1.6700 USD

Call Option

Purchasing

2,300

90 USD

American

15 Jan 2021

4.7913 USD

Call Option

Purchasing

5,000

95 USD

American

15 May 2020

1.3000 USD

Call Option

Purchasing

700

95 USD

American

15 Jan 2021

3.7142 USD

Call Option

Purchasing

1,500

98 USD

American

15 May 2020

0.9000 USD

Call Option

Selling

100

80 USD

American

15 May 2020

5.8000 USD

Call Option

Selling

400

81 USD

American

20 Mar 2020

2.8800 USD

Call Option

Selling

1,000

83 USD

American

15 May 2020

4.5900 USD

Call Option

Selling

1,200

88 USD

American

15 May 2020

3.5000 USD

Call Option

Selling

600

90 USD

American

13 Mar 2020

0.0500 USD

Call Option

Selling

100

90 USD

American

27 Mar 2020

0.8500 USD

Call Option

Selling

300

90 USD

American

17 Apr 2020

1.6833 USD

Call Option

Selling

100

91 USD

American

13 Mar 2020

0.0500 USD

Call Option

Selling

100

93 USD

American

20 Mar 2020

0.3900 USD

Call Option

Selling

100

98 USD

American

15 Jan 2021

3.6000 USD

Call Option

Selling

100

110 USD

American

17 Apr 2020

0.1000 USD

Put Option

Purchasing

1,000

50 USD

American

21 Jan 2022

5.2050 USD

Put Option

Purchasing

100

55 USD

American

21 Jan 2022

8.0500 USD

Put Option

Purchasing

100

63 USD

American

15 Jan 2021

5.0000 USD

Put Option

Purchasing

100

65 USD

American

21 Jan 2022

10.0000 USD

Put Option

Purchasing

1,100

80 USD

American

15 May 2020

6.1818 USD

Put Option

Purchasing

1,000

80 USD

American

15 Jan 2021

13.7000 USD

Put Option

Purchasing

1,400

85 USD

American

15 Jan 2021

16.8000 USD

Put Option

Purchasing

2,900

88 USD

American

15 Jan 2021

18.6500 USD

Put Option

Purchasing

100

90 USD

American

13 Mar 2020

9.0000 USD

Put Option

Purchasing

100

90 USD

American

20 Mar 2020

12.1300 USD

Put Option

Purchasing

100

100 USD

American

13 Mar 2020

12.7000 USD

Put Option

Selling

100

38 USD

American

21 Jan 2022

3.2200 USD

Put Option

Selling

700

78 USD

American

20 Mar 2020

3.7000 USD

Put Option

Selling

100

80 USD

American

13 Mar 2020

1.4800 USD

Put Option

Selling

100

95 USD

American

20 Mar 2020

17.1300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

500

97.5000  

American

Jan 21, 2022

Call Options

  Purchased

300

67.5000  

American

Sep 18, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,100

115.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

87.5000  

American

Jan 15, 2021

Put Options

  Written

2,700

37.5000  

American

Jan 21, 2022

Put Options

  Written

100

75.0000  

American

Apr 3, 2020

Put Options

  Written

9,200

80.0000  

American

May 15, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

400

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

97.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

92.0000  

American

Mar 13, 2020

Put Options

  Written

3,100

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

103.0000  

American

Mar 20, 2020

Call Options

  Purchased

12,900

87.5000  

American

May 15, 2020

Call Options

  Purchased

500

75.0000  

American

May 15, 2020

Call Options

  Purchased

6,300

105.0000  

American

Apr 17, 2020

Call Options

  Purchased

1,700

100.0000  

American

Mar 20, 2020

Put Options

  Written

2,100

70.0000  

American

May 15, 2020

Call Options

  Written

-100

110.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,200

50.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

87.0000  

American

Mar 13, 2020

Call Options

  Written

-200

100.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-800

105.0000  

American

Jan 21, 2022

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-2,400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Call Options

  Written

-16,000

90.0000  

American

Jun 19, 2020

Call Options

  Written

-19,200

110.0000  

American

Mar 20, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-3,300

50.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Call Options

  Written

-200

95.0000  

American

Mar 27, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-1,400

135.0000  

American

Jan 15, 2021

Call Options

  Written

-100

85.0000  

American

Mar 20, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

5,400

87.5000  

American

Mar 20, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,100

92.5000  

American

May 15, 2020

Put Options

  Written

4,100

87.5000  

American

Aug 21, 2020

Put Options

  Written

100

94.5000  

American

Apr 3, 2020

Call Options

  Purchased

2,400

88.0000  

American

Mar 13, 2020

Put Options

  Written

700

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

92.5000  

American

Apr 17, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Put Options

  Written

500

65.0000  

American

Mar 20, 2020

Call Options

  Purchased

300

120.0000  

American

Sep 18, 2020

Call Options

  Purchased

3,700

90.0000  

American

Mar 20, 2020

Put Options

  Written

1,200

94.0000  

American

Mar 13, 2020

Call Options

  Purchased

8,900

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

900

85.0000  

American

Aug 21, 2020

Call Options

  Purchased

18,900

95.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

700

78.0000  

American

Mar 20, 2020

Put Options

  Written

100

92.5000  

American

May 15, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Call Options

  Written

-1,800

100.0000  

American

Mar 13, 2020

Call Options

  Written

-16,800

110.0000  

American

Jan 15, 2021

Call Options

  Written

-700

96.0000  

American

Mar 13, 2020

Call Options

  Written

-100

91.5000  

American

Apr 3, 2020

Put Options

  Purchased

-200

85.0000  

American

Apr 17, 2020

Call Options

  Written

-5,100

125.0000  

American

Aug 21, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

97.5000  

American

May 15, 2020

Put Options

  Purchased

-2,900

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

Mar 13, 2020

Call Options

  Written

-200

94.0000  

American

Apr 3, 2020

Call Options

  Written

-100

90.0000  

American

Mar 27, 2020

Call Options

  Written

-13,100

115.0000  

American

Mar 20, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-30,100

62.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

89.5000  

American

Apr 3, 2020

Call Options

  Written

-1,500

100.0000  

American

Mar 27, 2020

Put Options

  Purchased

-700

70.0000  

American

Apr 17, 2020

Call Options

  Written

-1,500

97.5000  

American

Mar 13, 2020

Put Options

  Purchased

-9,200

80.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-3,800

94.0000  

American

Mar 13, 2020

Call Options

  Written

-100

91.0000  

American

Mar 13, 2020

Put Options

  Written

2,200

82.5000  

American

May 15, 2020

Put Options

  Written

300

75.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

96.0000  

American

Apr 3, 2020

Call Options

  Purchased

21,500

97.5000  

American

May 15, 2020

Put Options

  Written

2,100

79.5000  

American

Mar 13, 2020

Put Options

  Written

200

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

2,200

105.0000  

American

Jun 19, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

11,300

97.5000  

American

Mar 20, 2020

Put Options

  Written

7,400

75.0000  

American

May 15, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

89.0000  

American

Mar 13, 2020

Call Options

  Purchased

1,400

97.5000  

American

Sep 18, 2020

Put Options

  Written

100

65.0000  

American

Aug 21, 2020

Put Options

  Purchased

-500

86.0000  

American

Mar 20, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-1,200

110.0000  

American

Jun 19, 2020

Call Options

  Written

-2,700

85.0000  

American

Jun 19, 2020

Call Options

  Written

-700

96.0000  

American

Mar 27, 2020

Call Options

  Written

-100

96.5000  

American

Mar 13, 2020

Put Options

  Purchased

-10,600

77.5000  

American

Mar 20, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-100

140.0000  

American

Jun 19, 2020

Put Options

  Purchased

-6,000

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

65.0000  

American

Jan 21, 2022

Call Options

  Written

-200

105.0000  

American

Mar 13, 2020

Call Options

  Written

-2,500

100.0000  

American

Apr 3, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-4,800

40.0000  

American

Jan 21, 2022

Call Options

  Written

-2,800

75.0000  

American

Jan 15, 2021

Call Options

  Written

-4,500

85.0000  

American

May 15, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Purchased

6,700

80.0000  

American

May 15, 2020

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Put Options

  Written

1,900

85.0000  

American

May 15, 2020

Call Options

  Purchased

500

98.0000  

American

Mar 20, 2020

Put Options

  Written

100

95.0000  

American

May 15, 2020

Call Options

  Purchased

11,700

90.0000  

American

Sep 18, 2020

Call Options

  Purchased

3,900

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,000

67.5000  

American

Jan 15, 2021

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

4,900

92.5000  

American

Mar 20, 2020

Put Options

  Written

2,700

80.0000  

American

Jun 19, 2020

Put Options

  Written

176,700

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Call Options

  Purchased

600

110.0000  

American

Aug 21, 2020

Call Options

  Purchased

300

94.0000  

American

Mar 20, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

105.0000  

American

Aug 21, 2020

Call Options

  Purchased

4,900

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Put Options

  Written

6,400

77.5000  

American

Jan 15, 2021

Put Options

  Written

7,800

72.5000  

American

Jun 19, 2020

Put Options

  Written

1,800

70.0000  

American

Aug 21, 2020

Put Options

  Written

700

70.0000  

American

Mar 20, 2020

Put Options

  Written

300

90.0000  

American

Jun 19, 2020

Put Options

  Written

100

89.0000  

American

Mar 20, 2020

Put Options

  Written

1,600

96.0000  

American

Mar 20, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Put Options

  Written

2,200

80.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,100

95.0000  

American

Apr 17, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

24,000

80.0000  

American

Mar 13, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Call Options

  Purchased

400

75.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-76,900

70.0000  

American

Jan 15, 2021

Call Options

  Written

-100

92.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

83.0000  

American

Mar 13, 2020

Put Options

  Purchased

-352,100

87.5000  

American

Jan 15, 2021

Call Options

  Written

-800

125.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Put Options

  Purchased

-500

82.0000  

American

Apr 3, 2020

Put Options

  Purchased

-100

95.0000  

American

Apr 9, 2020

Put Options

  Purchased

-1,100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-2,300

95.0000  

American

Apr 3, 2020

Call Options

  Written

-50,100

92.5000  

American

Jan 15, 2021

Call Options

  Written

-100

110.0000  

American

Sep 18, 2020

Call Options

  Written

-400

97.0000  

American

Mar 13, 2020

Call Options

  Written

-1,700

95.0000  

American

Mar 20, 2020

Call Options

  Written

-2,200

100.0000  

American

Jan 15, 2021

Call Options

  Written

-300

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

80.0000  

American

Mar 27, 2020

Put Options

  Purchased

-2,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-100

110.0000  

American

Apr 17, 2020

Put Options

  Purchased

-200

88.0000  

American

Mar 20, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Written

2,400

92.0000  

American

Mar 13, 2020

Call Options

  Purchased

100

99.0000  

American

Mar 13, 2020

Call Options

  Purchased

16,100

90.0000  

American

May 15, 2020

Put Options

  Written

1,800

77.5000  

American

Sep 18, 2020

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

91.0000  

American

Apr 3, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

100

93.0000  

American

Mar 13, 2020

Call Options

  Purchased

1,000

80.0000  

American

Apr 17, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Put Options

  Written

21,900

90.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

800

67.5000  

American

May 15, 2020

Put Options

  Written

300

65.0000  

American

May 15, 2020

Call Options

  Purchased

13,900

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

93.0000  

American

Mar 20, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Put Options

  Written

500

87.5000  

American

Mar 13, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,600

82.5000  

American

Mar 20, 2020

Call Options

  Written

-100

85.0000  

American

Apr 17, 2020

Put Options

  Purchased

-1,400

80.0000  

American

Apr 17, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

70.0000  

American

Apr 24, 2020

Call Options

  Written

-900

105.0000  

American

Mar 27, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-500

77.5000  

American

Aug 21, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-21,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,000

84.0000  

American

Mar 20, 2020

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Written

30,100

70.0000  

American

Jun 19, 2020

Put Options

  Written

5,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

2,300

90.0000  

American

May 15, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Call Options

  Purchased

400

96.0000  

American

Mar 20, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

90.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

100.0000  

American

Sep 18, 2020

Call Options

  Purchased

400

84.5000  

American

Mar 13, 2020

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Put Options

  Written

9,100

87.5000  

American

May 15, 2020

Call Options

  Purchased

100

83.5000  

American

Mar 13, 2020

Put Options

  Written

100

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,100

100.0000  

American

Apr 17, 2020

Put Options

  Written

1,700

75.0000  

American

Jan 15, 2021

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,300

87.5000  

American

Mar 20, 2020

Put Options

  Purchased

-300

96.0000  

American

Mar 13, 2020

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Call Options

  Written

-33,400

95.0000  

American

Jun 19, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-10,300

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-5,100

77.5000  

American

Apr 17, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-1,600

88.0000  

American

Apr 3, 2020

Put Options

  Purchased

-100

92.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-7,900

75.0000  

American

Apr 17, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

75.0000  

American

Mar 27, 2020

Call Options

  Purchased

1,400

105.0000  

American

Sep 18, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Put Options

  Written

8,400

87.5000  

American

Jun 19, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

72.5000  

American

Jan 21, 2022

Put Options

  Written

100

100.0000  

American

Jan 21, 2022

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

2,600

65.0000  

American

Jan 15, 2021

Put Options

  Written

600

90.0000  

American

Mar 13, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

82.5000  

American

Mar 20, 2020

Put Options

  Written

20,400

90.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,500

105.0000  

American

May 15, 2020

Call Options

  Purchased

1,600

85.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

67.5000  

American

Jan 21, 2022

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

1,000

87.5000  

American

Sep 18, 2020

Put Options

  Written

100

92.5000  

American

Sep 18, 2020

Put Options

  Written

100

80.5000  

American

Mar 13, 2020

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Put Options

  Written

1,500

77.5000  

American

Jun 19, 2020

Put Options

  Written

100

97.5000  

American

Jan 21, 2022

Call Options

  Purchased

4,400

90.0000  

American

Apr 17, 2020

Call Options

  Purchased

300

55.0000  

American

Jan 21, 2022

Put Options

  Written

100

90.0000  

American

Mar 27, 2020

Put Options

  Written

1,100

65.0000  

American

Sep 18, 2020

Call Options

  Written

-14,600

82.5000  

American

May 15, 2020

Put Options

  Purchased

-200

100.0000  

American

Sep 18, 2020

Call Options

  Written

-200

90.0000  

American

Mar 13, 2020

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Call Options

  Written

-100

87.0000  

American

Mar 13, 2020

Call Options

  Written

-500

94.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-4,100

75.0000  

American

Jan 21, 2022

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

87.0000  

American

Mar 27, 2020

Call Options

  Written

-7,300

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

67.5000  

American

Jan 21, 2022

Put Options

  Purchased

-700

95.0000  

American

Mar 13, 2020

Call Options

  Written

-100

93.5000  

American

Mar 27, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-400

81.0000  

American

Mar 20, 2020

Call Options

  Written

-19,400

105.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

90.0000  

American

Apr 3, 2020

Call Options

  Purchased

12,700

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Put Options

  Written

7,500

92.5000  

American

Mar 20, 2020

Call Options

  Purchased

6,800

77.5000  

American

Jan 15, 2021

Put Options

  Written

3,300

72.5000  

American

May 15, 2020

Call Options

  Purchased

1,300

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

400

85.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

12,800

100.0000  

American

May 15, 2020

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

700

97.5000  

American

Apr 17, 2020

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-1,000

97.5000  

American

Aug 21, 2020

Call Options

  Written

-700

95.0000  

American

Apr 9, 2020

Call Options

  Written

-600

92.5000  

American

Aug 21, 2020

Call Options

  Written

-300

95.0000  

American

Mar 13, 2020

Call Options

  Written

-3,700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

83.5000  

American

Mar 13, 2020

Call Options

  Written

-3,100

110.0000  

American

May 15, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-4,700

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-250,800

85.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

90.0000  

American

Apr 3, 2020

Call Options

  Written

-60,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-17,000

85.5000  

American

Mar 13, 2020

Call Options

  Written

-2,000

85.0000  

American

Mar 13, 2020

Put Options

  Purchased

-21,500

85.0000  

American

Mar 20, 2020

Call Options

  Written

-1,100

120.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

55.0000  

American

Jan 21, 2022

Call Options

  Written

-1,700

80.0000  

American

Jan 15, 2021

Call Options

  Written

-2,600

82.5000  

American

Jan 15, 2021

Put Options

  Purchased

-200

92.5000  

American

Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694688
Time of Receipt (offset from UTC): 20200316T080410+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC