Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

12 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,014,334

1.22%

3,340,444

1.02%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,007,529

0.91%

2,594,630

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

504,500

0.15%

239,600

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,526,363

2.29%

6,174,674

1.88%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

13

177.2400 USD

Purchase

27

176.7796 USD

Purchase

94

175.7900 USD

Purchase

100

176.5100 USD

Purchase

100

176.1800 USD

Purchase

100

176.3450 USD

Purchase

100

176.5600 USD

Purchase

100

175.8700 USD

Purchase

100

178.4250 USD

Purchase

108

177.6788 USD

Purchase

131

175.2129 USD

Purchase

142

176.3773 USD

Purchase

191

175.6834 USD

Purchase

200

178.3250 USD

Purchase

200

175.7800 USD

Purchase

223

176.6107 USD

Purchase

225

177.4811 USD

Purchase

250

176.1300 USD

Purchase

285

176.6769 USD

Purchase

300

176.3633 USD

Purchase

304

175.4700 USD

Purchase

317

178.1561 USD

Purchase

340

177.1770 USD

Purchase

377

176.5405 USD

Purchase

400

176.6375 USD

Purchase

400

175.9225 USD

Purchase

400

178.3700 USD

Purchase

400

177.5097 USD

Purchase

400

177.3512 USD

Purchase

432

175.9852 USD

Purchase

500

175.5160 USD

Purchase

500

176.4760 USD

Purchase

507

176.8550 USD

Purchase

510

176.3207 USD

Purchase

576

177.6169 USD

Purchase

600

176.3766 USD

Purchase

700

175.9471 USD

Purchase

839

175.8797 USD

Purchase

885

177.3255 USD

Purchase

900

178.5555 USD

Purchase

961

176.1763 USD

Purchase

1,000

178.1875 USD

Purchase

1,049

178.6588 USD

Purchase

1,169

176.1945 USD

Purchase

1,198

177.2961 USD

Purchase

1,283

175.6814 USD

Purchase

1,400

178.2446 USD

Purchase

1,500

175.8686 USD

Purchase

1,834

175.8015 USD

Purchase

1,872

176.0696 USD

Purchase

1,964

177.7941 USD

Purchase

2,006

176.1664 USD

Purchase

2,244

177.6640 USD

Purchase

2,300

175.7445 USD

Purchase

2,560

177.0958 USD

Purchase

2,622

174.5700 USD

Purchase

3,336

176.9953 USD

Purchase

3,561

176.9455 USD

Purchase

3,925

175.6723 USD

Purchase

5,216

176.5235 USD

Purchase

5,800

176.2725 USD

Purchase

6,516

178.5420 USD

Purchase

11,531

177.0476 USD

Purchase

11,985

174.5729 USD

Purchase

13,790

176.2577 USD

Purchase

14,362

174.7212 USD

Purchase

15,000

177.4500 USD

Purchase

15,316

177.6271 USD

Purchase

18,574

175.4774 USD

Purchase

24,740

176.2788 USD

Purchase

27,702

176.2540 USD

Purchase

27,914

176.4243 USD

Purchase

28,303

176.7514 USD

Purchase

30,700

176.4389 USD

Purchase

32,600

176.6250 USD

Purchase

33,744

176.4544 USD

Purchase

39,756

176.7362 USD

Purchase

44,700

176.5748 USD

Purchase

51,145

176.7446 USD

Purchase

127,886

176.0772 USD

Sale

1

174.4900 USD

Sale

3

177.9100 USD

Sale

5

175.8700 USD

Sale

10

178.3700 USD

Sale

14

176.5571 USD

Sale

19

176.4100 USD

Sale

20

175.7075 USD

Sale

30

176.2583 USD

Sale

40

176.7310 USD

Sale

65

176.1776 USD

Sale

70

176.1400 USD

Sale

100

176.7800 USD

Sale

100

176.5100 USD

Sale

110

177.3745 USD

Sale

122

177.2422 USD

Sale

124

178.4594 USD

Sale

133

177.2009 USD

Sale

150

176.4976 USD

Sale

150

176.8100 USD

Sale

186

176.0602 USD

Sale

200

177.0350 USD

Sale

202

177.4549 USD

Sale

207

177.3523 USD

Sale

208

176.0938 USD

Sale

210

176.6888 USD

Sale

220

177.0047 USD

Sale

245

178.8744 USD

Sale

300

176.7100 USD

Sale

300

177.5178 USD

Sale

300

177.2000 USD

Sale

383

176.6673 USD

Sale

452

176.5506 USD

Sale

460

176.6854 USD

Sale

486

176.3904 USD

Sale

500

178.0849 USD

Sale

500

175.7440 USD

Sale

579

177.2781 USD

Sale

600

176.7400 USD

Sale

600

176.6950 USD

Sale

600

178.5283 USD

Sale

657

176.2982 USD

Sale

672

178.3620 USD

Sale

700

178.7950 USD

Sale

718

178.4770 USD

Sale

816

178.2865 USD

Sale

850

176.7194 USD

Sale

964

176.7942 USD

Sale

975

176.7721 USD

Sale

999

177.4380 USD

Sale

1,051

176.4698 USD

Sale

1,055

175.9528 USD

Sale

1,065

178.5973 USD

Sale

1,255

178.1851 USD

Sale

1,305

177.2275 USD

Sale

1,360

176.7844 USD

Sale

1,541

176.6500 USD

Sale

1,738

178.6494 USD

Sale

2,000

176.8340 USD

Sale

2,011

176.6522 USD

Sale

2,100

176.9919 USD

Sale

2,337

176.5349 USD

Sale

2,601

175.9970 USD

Sale

2,655

177.0148 USD

Sale

2,788

176.5575 USD

Sale

3,010

176.1202 USD

Sale

4,647

177.3839 USD

Sale

5,654

176.6637 USD

Sale

6,200

176.3168 USD

Sale

6,210

176.7890 USD

Sale

6,516

178.5420 USD

Sale

7,769

176.7011 USD

Sale

8,229

177.2455 USD

Sale

8,600

176.3942 USD

Sale

10,000

177.5887 USD

Sale

16,160

176.7370 USD

Sale

20,245

176.0580 USD

Sale

22,609

174.5700 USD

Sale

23,200

176.4785 USD

Sale

23,900

176.7464 USD

Sale

25,056

176.3093 USD

Sale

30,000

177.4500 USD

Sale

31,900

176.4501 USD

Sale

66,580

176.8155 USD

Sale

106,353

176.2565 USD

Sale

218,473

176.4516 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

170 USD

American

21 Jan 2022

15.7000 USD

Call Option

Selling

100

160 USD

American

21 Jan 2022

22.3000 USD

Call Option

Selling

1,500

220 USD

American

21 Aug 2020

0.9500 USD

Put Option

Purchasing

100

145 USD

American

15 Jan 2021

4.9700 USD

Put Option

Purchasing

100

150 USD

American

15 Jan 2021

4.7000 USD

Put Option

Purchasing

500

155 USD

American

21 Jan 2022

11.3500 USD

Put Option

Purchasing

2,100

180 USD

American

20 Mar 2020

7.0000 USD

Put Option

Purchasing

2,200

180 USD

American

27 Mar 2020

7.0500 USD

Put Option

Purchasing

500

190 USD

American

15 May 2020

16.5900 USD

Put Option

Selling

100

130 USD

American

15 Jan 2021

3.5400 USD

Put Option

Selling

100

145 USD

American

15 May 2020

2.8700 USD

Put Option

Selling

100

160 USD

American

17 Apr 2020

5.0000 USD

Put Option

Selling

100

180 USD

American

20 Mar 2020

9.9000 USD

Put Option

Selling

2,200

183 USD

American

13 Mar 2020

6.4000 USD

Put Option

Selling

100

183 USD

American

20 Mar 2020

10.4500 USD

Put Option

Selling

500

185 USD

American

20 Mar 2020

11.3500 USD

Put Option

Selling

500

185 USD

American

15 May 2020

14.5900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

100

192.5000  

American

Mar 13, 2020

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Put Options

  Written

2,700

100.0000  

American

May 15, 2020

Put Options

  Written

100

145.0000  

American

May 15, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

190.0000  

American

Mar 27, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Put Options

  Written

800

130.0000  

American

Mar 20, 2020

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

3,400

170.0000  

American

Mar 20, 2020

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-300

162.5000  

American

Mar 13, 2020

Call Options

  Written

-100

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

230.0000  

American

Mar 20, 2020

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Call Options

  Written

-1,500

220.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

145.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

157.5000  

American

Mar 13, 2020

Put Options

  Purchased

-1,000

165.0000  

American

Jan 15, 2021

Put Options

  Written

17,600

150.0000  

American

May 15, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

195.0000  

American

Mar 20, 2020

Put Options

  Written

1,000

195.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

197.5000  

American

Apr 24, 2020

Put Options

  Written

36,900

105.0000  

American

Jan 15, 2021

Put Options

  Written

12,000

160.0000  

American

Jun 19, 2020

Put Options

  Written

2,200

182.5000  

American

Mar 13, 2020

Put Options

  Written

100

140.0000  

American

Aug 21, 2020

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Put Options

  Purchased

-500

155.0000  

American

Jan 21, 2022

Call Options

  Written

-500

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

177.5000  

American

Mar 13, 2020

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-200

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Written

-3,300

200.0000  

American

Aug 21, 2020

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

100

140.0000  

American

Jan 21, 2022

Call Options

  Purchased

42,500

175.0000  

American

Jan 21, 2022

Put Options

  Written

4,700

180.0000  

American

Apr 17, 2020

Call Options

  Purchased

1,900

190.0000  

American

May 15, 2020

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

120.0000  

American

Apr 17, 2020

Put Options

  Written

500

175.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

195.0000  

American

May 15, 2020

Put Options

  Written

7,100

145.0000  

American

Mar 20, 2020

Call Options

  Purchased

300

210.0000  

American

May 15, 2020

Put Options

  Written

4,300

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,100

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

202.5000  

American

Mar 20, 2020

Call Options

  Written

-100

200.0000  

American

Jan 21, 2022

Call Options

  Written

-700

270.0000  

American

Jan 15, 2021

Call Options

  Written

-200

205.0000  

American

Apr 3, 2020

Put Options

  Purchased

-1,100

195.0000  

American

May 15, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-4,700

170.0000  

American

Jan 15, 2021

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Call Options

  Written

-100

210.0000  

American

Mar 20, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Put Options

  Written

600

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

155.0000  

American

Jun 19, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Put Options

  Written

100

197.5000  

American

Apr 3, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Call Options

  Purchased

7,400

200.0000  

American

Mar 20, 2020

Call Options

  Purchased

2,000

180.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

170.0000  

American

May 15, 2020

Call Options

  Purchased

200

207.5000  

American

Apr 9, 2020

Put Options

  Written

5,400

95.0000  

American

May 15, 2020

Call Options

  Purchased

1,300

160.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Call Options

  Written

-100

150.0000  

American

May 15, 2020

Put Options

  Purchased

-2,000

190.0000  

American

May 15, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

190.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,100

180.0000  

American

Mar 13, 2020

Call Options

  Written

-200

220.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

180.0000  

American

Jan 21, 2022

Put Options

  Written

7,400

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,600

200.0000  

American

Jan 15, 2021

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

90.0000  

American

May 15, 2020

Put Options

  Written

100

182.5000  

American

Mar 20, 2020

Put Options

  Written

15,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

7,000

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

195.0000  

American

Mar 13, 2020

Call Options

  Purchased

3,000

195.0000  

American

Aug 21, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

190.0000  

American

Jun 19, 2020

Call Options

  Written

-100

175.0000  

American

May 15, 2020

Call Options

  Written

-400

190.0000  

American

Mar 20, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-34,200

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

160.0000  

American

Mar 13, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Written

200

135.0000  

American

Mar 20, 2020

Put Options

  Written

6,000

180.0000  

American

May 15, 2020

Put Options

  Written

1,900

180.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,400

160.0000  

American

Jan 15, 2021

Put Options

  Written

400

200.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

210.0000  

American

Apr 17, 2020

Put Options

  Written

22,000

180.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

210.0000  

American

Jan 15, 2021

Put Options

  Written

3,500

165.0000  

American

Mar 20, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

1,400

195.0000  

American

Jun 19, 2020

Put Options

  Written

100

200.0000  

American

May 15, 2020

Call Options

  Purchased

100

202.5000  

American

Mar 27, 2020

Call Options

  Written

-1,100

185.0000  

American

Apr 17, 2020

Call Options

  Written

-100

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,100

160.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Put Options

  Purchased

-800

185.0000  

American

Mar 13, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

185.0000  

American

Aug 21, 2020

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-200

165.0000  

American

Mar 20, 2020

Call Options

  Purchased

8,200

185.0000  

American

Aug 21, 2020

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Put Options

  Written

200

150.0000  

American

Apr 17, 2020

Call Options

  Purchased

1,500

220.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

170.0000  

American

Jan 21, 2022

Put Options

  Written

300

125.0000  

American

Jun 19, 2020

Put Options

  Written

200

155.0000  

American

Mar 20, 2020

Put Options

  Written

100

140.0000  

American

Apr 17, 2020

Put Options

  Written

1,400

155.0000  

American

Apr 17, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

190.0000  

American

Mar 13, 2020

Put Options

  Purchased

-200

190.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,800

150.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,200

180.0000  

American

Jan 15, 2021

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Call Options

  Written

-800

200.0000  

American

May 15, 2020

Put Options

  Purchased

-300

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-400

180.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,300

185.0000  

American

May 15, 2020

Put Options

  Purchased

-1,900

195.0000  

American

Mar 20, 2020

Call Options

  Purchased

4,300

190.0000  

American

Aug 21, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Put Options

  Written

50,400

150.0000  

American

Mar 20, 2020

Call Options

  Purchased

11,300

195.0000  

American

Jan 15, 2021

Put Options

  Written

200

120.0000  

American

May 15, 2020

Put Options

  Written

500

160.0000  

American

Apr 17, 2020

Put Options

  Written

7,000

105.0000  

American

May 15, 2020

Put Options

  Written

100

145.0000  

American

Apr 17, 2020

Call Options

  Purchased

2,000

187.5000  

American

Mar 20, 2020

Put Options

  Purchased

-2,200

180.0000  

American

Mar 27, 2020

Call Options

  Written

-1,000

205.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,200

140.0000  

American

Mar 20, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694589
Time of Receipt (offset from UTC): 20200316T075441+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC