Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,832,982

0.19%

4,247,389

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,198,983

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,691,200

0.11%

1,549,200

0.10%

 

 

 

 

TOTAL:

 

 

 

 

6,723,165

0.45%

6,349,155

0.43%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

85.0600 USD

Purchase

5

84.4500 USD

Purchase

13

85.6300 USD

Purchase

16

87.5700 USD

Purchase

28

87.6000 USD

Purchase

100

87.5200 USD

Purchase

100

87.4500 USD

Purchase

100

84.0400 USD

Purchase

100

84.3200 USD

Purchase

100

87.3000 USD

Purchase

100

86.1900 USD

Purchase

100

87.0600 USD

Purchase

100

86.2900 USD

Purchase

100

86.2850 USD

Purchase

100

85.6800 USD

Purchase

100

85.8300 USD

Purchase

100

84.7350 USD

Purchase

101

87.5344 USD

Purchase

150

85.8739 USD

Purchase

182

84.7455 USD

Purchase

185

87.4240 USD

Purchase

187

85.4873 USD

Purchase

187

84.5401 USD

Purchase

188

84.9955 USD

Purchase

200

87.4600 USD

Purchase

200

84.1300 USD

Purchase

200

84.7250 USD

Purchase

200

85.1250 USD

Purchase

200

85.9700 USD

Purchase

200

86.0400 USD

Purchase

200

86.9200 USD

Purchase

201

87.5774 USD

Purchase

202

84.5602 USD

Purchase

300

87.5100 USD

Purchase

300

85.9566 USD

Purchase

341

87.5665 USD

Purchase

400

86.2625 USD

Purchase

432

87.2028 USD

Purchase

500

86.7650 USD

Purchase

500

86.7100 USD

Purchase

586

86.1905 USD

Purchase

587

87.0763 USD

Purchase

600

85.5875 USD

Purchase

603

86.1107 USD

Purchase

681

85.4358 USD

Purchase

730

87.5404 USD

Purchase

799

87.5250 USD

Purchase

800

86.8025 USD

Purchase

800

85.7650 USD

Purchase

832

85.4748 USD

Purchase

901

86.7023 USD

Purchase

910

85.7581 USD

Purchase

948

86.3060 USD

Purchase

1,001

87.5490 USD

Purchase

1,045

86.3639 USD

Purchase

1,110

86.5187 USD

Purchase

1,261

85.7972 USD

Purchase

1,300

87.5638 USD

Purchase

1,372

85.9332 USD

Purchase

1,416

87.1721 USD

Purchase

1,464

86.5627 USD

Purchase

1,504

86.4937 USD

Purchase

1,640

85.7014 USD

Purchase

1,662

86.0649 USD

Purchase

1,735

86.7974 USD

Purchase

1,741

86.5286 USD

Purchase

1,800

86.1225 USD

Purchase

1,977

87.2605 USD

Purchase

2,070

85.7302 USD

Purchase

2,332

86.0526 USD

Purchase

2,900

86.4000 USD

Purchase

2,924

87.2844 USD

Purchase

2,953

86.9737 USD

Purchase

2,985

85.9409 USD

Purchase

3,200

85.9559 USD

Purchase

3,999

85.7705 USD

Purchase

4,100

87.5500 USD

Purchase

4,182

86.0065 USD

Purchase

4,776

87.1907 USD

Purchase

7,299

85.0516 USD

Purchase

7,871

87.5299 USD

Purchase

12,800

85.8293 USD

Purchase

19,800

86.0767 USD

Purchase

20,245

85.7039 USD

Purchase

23,146

85.4225 USD

Purchase

40,900

86.0320 USD

Purchase

44,362

87.4117 USD

Purchase

48,589

87.3864 USD

Purchase

53,207

86.1801 USD

Purchase

59,303

87.1016 USD

Purchase

63,550

87.4870 USD

Purchase

75,095

87.5300 USD

Purchase

172,110

86.7015 USD

Sale

1

86.3400 USD

Sale

9

84.8505 USD

Sale

27

87.6366 USD

Sale

62

87.4572 USD

Sale

100

84.7500 USD

Sale

100

84.6900 USD

Sale

100

86.0880 USD

Sale

100

84.8100 USD

Sale

100

87.0600 USD

Sale

100

84.5400 USD

Sale

118

87.4809 USD

Sale

134

87.4208 USD

Sale

149

87.2624 USD

Sale

171

87.4800 USD

Sale

181

87.5922 USD

Sale

182

84.7454 USD

Sale

200

84.8200 USD

Sale

200

84.7850 USD

Sale

200

84.7800 USD

Sale

200

84.7750 USD

Sale

200

84.7700 USD

Sale

200

86.3575 USD

Sale

200

84.8850 USD

Sale

210

85.9909 USD

Sale

236

86.0720 USD

Sale

248

85.9888 USD

Sale

260

85.5146 USD

Sale

300

84.8466 USD

Sale

300

84.8766 USD

Sale

300

84.8033 USD

Sale

300

86.0300 USD

Sale

300

85.9883 USD

Sale

400

85.2175 USD

Sale

400

86.2625 USD

Sale

400

86.0437 USD

Sale

400

84.8750 USD

Sale

408

84.8659 USD

Sale

415

87.5200 USD

Sale

724

85.2197 USD

Sale

783

84.9084 USD

Sale

799

87.5250 USD

Sale

864

86.1764 USD

Sale

879

85.8343 USD

Sale

900

85.9322 USD

Sale

913

84.8676 USD

Sale

1,002

86.5320 USD

Sale

1,007

87.4664 USD

Sale

1,030

87.5796 USD

Sale

1,100

86.2563 USD

Sale

1,316

87.3561 USD

Sale

2,184

86.1921 USD

Sale

2,200

86.7689 USD

Sale

2,380

86.0796 USD

Sale

2,416

86.0625 USD

Sale

2,900

86.4000 USD

Sale

3,014

86.4701 USD

Sale

3,074

85.1554 USD

Sale

3,764

86.1796 USD

Sale

3,812

86.5120 USD

Sale

4,000

87.5500 USD

Sale

5,300

86.3860 USD

Sale

5,711

87.1716 USD

Sale

6,599

86.0227 USD

Sale

7,092

86.0547 USD

Sale

7,481

87.0366 USD

Sale

8,100

86.3260 USD

Sale

10,400

86.4905 USD

Sale

10,555

86.4426 USD

Sale

11,400

85.9933 USD

Sale

11,906

86.0544 USD

Sale

12,000

86.5098 USD

Sale

17,400

85.7767 USD

Sale

20,499

87.0361 USD

Sale

24,033

85.8937 USD

Sale

29,600

85.8664 USD

Sale

42,103

86.0306 USD

Sale

105,662

87.3567 USD

Sale

114,719

86.3865 USD

Sale

247,331

87.5300 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

8,800

88 USD

American

15 May 2020

5.3500 USD

Call Option

Purchasing

900

88 USD

American

15 Jan 2021

8.0000 USD

Call Option

Purchasing

200

90 USD

American

20 Mar 2020

0.9800 USD

Call Option

Purchasing

200

90 USD

American

3 Apr 2020

2.8800 USD

Call Option

Purchasing

100

90 USD

American

15 Jan 2021

6.8000 USD

Call Option

Purchasing

800

93 USD

American

17 Apr 2020

2.3500 USD

Call Option

Purchasing

200

95 USD

American

3 Apr 2020

0.4600 USD

Call Option

Purchasing

200

95 USD

American

17 Apr 2020

1.2900 USD

Call Option

Purchasing

600

100 USD

American

17 Apr 2020

0.5000 USD

Call Option

Purchasing

2,400

100 USD

American

15 May 2020

1.0208 USD

Call Option

Purchasing

700

100 USD

American

15 Jan 2021

3.9000 USD

Call Option

Purchasing

100

110 USD

American

15 May 2020

0.3500 USD

Call Option

Selling

300

100 USD

American

20 Mar 2020

0.0600 USD

Put Option

Purchasing

100

70 USD

American

24 Apr 2020

1.4100 USD

Put Option

Purchasing

700

73 USD

American

15 Jan 2021

6.7500 USD

Put Option

Purchasing

100

83 USD

American

13 Mar 2020

0.7000 USD

Put Option

Purchasing

300

83 USD

American

15 Jan 2021

10.9500 USD

Put Option

Purchasing

1,000

84 USD

American

13 Mar 2020

1.6000 USD

Put Option

Purchasing

300

85 USD

American

17 Apr 2020

3.9500 USD

Put Option

Purchasing

500

86 USD

American

20 Mar 2020

3.2240 USD

Put Option

Selling

100

87 USD

American

13 Mar 2020

1.8600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

11 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

500

97.5000  

American

Jan 21, 2022

Put Options

  Written

100

75.0000  

American

Apr 3, 2020

Put Options

  Written

2,100

70.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

103.0000  

American

Mar 20, 2020

Put Options

  Written

100

100.0000  

American

Mar 13, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Put Options

  Written

400

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

92.0000  

American

Mar 13, 2020

Call Options

  Purchased

1,700

100.0000  

American

Mar 20, 2020

Call Options

  Purchased

14,100

87.5000  

American

May 15, 2020

Put Options

  Written

2,600

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

500

75.0000  

American

May 15, 2020

Put Options

  Written

10,300

80.0000  

American

May 15, 2020

Call Options

  Purchased

3,100

115.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

50.0000  

American

Jan 15, 2021

Put Options

  Written

3,100

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

87.5000  

American

Jan 15, 2021

Call Options

  Purchased

6,300

105.0000  

American

Apr 17, 2020

Call Options

  Purchased

300

67.5000  

American

Sep 18, 2020

Call Options

  Written

-1,400

135.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-900

87.0000  

American

Mar 13, 2020

Call Options

  Written

-200

95.0000  

American

Mar 27, 2020

Call Options

  Written

-800

105.0000  

American

Jan 21, 2022

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-16,000

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,200

50.0000  

American

Jan 21, 2022

Call Options

  Written

-2,400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,300

50.0000  

American

Jan 15, 2021

Call Options

  Written

-19,200

110.0000  

American

Mar 20, 2020

Call Options

  Written

-100

110.0000  

American

Jan 21, 2022

Call Options

  Written

-200

100.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-100

85.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,100

92.5000  

American

May 15, 2020

Put Options

  Written

100

94.5000  

American

Apr 3, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

120.0000  

American

Sep 18, 2020

Put Options

  Written

500

65.0000  

American

Mar 20, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

13,600

95.0000  

American

May 15, 2020

Call Options

  Purchased

400

88.0000  

American

Mar 13, 2020

Call Options

  Purchased

100

92.5000  

American

Apr 17, 2020

Put Options

  Written

4,100

87.5000  

American

Aug 21, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Put Options

  Written

100

92.5000  

American

May 15, 2020

Call Options

  Purchased

3,700

90.0000  

American

Mar 20, 2020

Call Options

  Purchased

8,900

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

5,400

87.5000  

American

Mar 20, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Put Options

  Written

700

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Put Options

  Written

1,200

94.0000  

American

Mar 13, 2020

Call Options

  Purchased

900

85.0000  

American

Aug 21, 2020

Call Options

  Written

-13,100

115.0000  

American

Mar 20, 2020

Put Options

  Purchased

-17,600

80.0000  

American

Mar 13, 2020

Call Options

  Written

-200

94.0000  

American

Apr 3, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Call Options

  Written

-1,800

100.0000  

American

Mar 13, 2020

Call Options

  Written

-5,100

125.0000  

American

Aug 21, 2020

Put Options

  Purchased

-2,900

55.0000  

American

Jan 15, 2021

Call Options

  Written

-100

91.5000  

American

Apr 3, 2020

Put Options

  Purchased

-700

70.0000  

American

Apr 17, 2020

Call Options

  Written

-18,400

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

89.5000  

American

Apr 3, 2020

Put Options

  Purchased

-100

85.0000  

American

Mar 13, 2020

Call Options

  Written

-1,500

100.0000  

American

Mar 27, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-500

97.5000  

American

May 15, 2020

Call Options

  Written

-3,800

94.0000  

American

Mar 13, 2020

Call Options

  Written

-700

96.0000  

American

Mar 13, 2020

Put Options

  Purchased

-30,000

62.5000  

American

Jan 15, 2021

Put Options

  Purchased

-200

85.0000  

American

Apr 17, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-1,500

97.5000  

American

Mar 13, 2020

Put Options

  Purchased

-9,200

80.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Put Options

  Written

2,000

79.5000  

American

Mar 13, 2020

Put Options

  Written

100

65.0000  

American

Aug 21, 2020

Call Options

  Purchased

100

96.0000  

American

Apr 3, 2020

Call Options

  Purchased

1,400

97.5000  

American

Sep 18, 2020

Call Options

  Purchased

20,000

97.5000  

American

May 15, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

89.0000  

American

Mar 13, 2020

Put Options

  Written

300

75.0000  

American

Mar 20, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Put Options

  Written

7,400

75.0000  

American

May 15, 2020

Put Options

  Written

100

95.0000  

American

Mar 20, 2020

Put Options

  Written

2,200

82.5000  

American

May 15, 2020

Call Options

  Purchased

2,200

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

11,300

97.5000  

American

Mar 20, 2020

Call Options

  Written

-200

105.0000  

American

Mar 13, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-4,800

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-500

86.0000  

American

Mar 20, 2020

Call Options

  Written

-2,500

100.0000  

American

Apr 3, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-6,000

90.0000  

American

Sep 18, 2020

Call Options

  Written

-100

96.5000  

American

Mar 13, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-700

96.0000  

American

Mar 27, 2020

Call Options

  Written

-1,200

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-100

140.0000  

American

Jun 19, 2020

Put Options

  Purchased

-10,600

77.5000  

American

Mar 20, 2020

Call Options

  Written

-2,700

85.0000  

American

Jun 19, 2020

Call Options

  Written

-2,800

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-4,500

85.0000  

American

May 15, 2020

Call Options

  Written

-1,800

97.5000  

American

Jan 15, 2021

Put Options

  Written

177,700

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,800

80.0000  

American

May 15, 2020

Call Options

  Purchased

4,900

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

105.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Put Options

  Written

700

70.0000  

American

Mar 20, 2020

Call Options

  Purchased

500

98.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

75.0000  

American

Jan 21, 2022

Call Options

  Purchased

400

90.0000  

American

Mar 13, 2020

Put Options

  Written

100

95.0000  

American

May 15, 2020

Put Options

  Written

6,400

77.5000  

American

Jan 15, 2021

Put Options

  Written

1,600

96.0000  

American

Mar 20, 2020

Put Options

  Written

19,600

85.5000  

American

Mar 13, 2020

Call Options

  Purchased

1,500

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

600

110.0000  

American

Aug 21, 2020

Call Options

  Purchased

5,000

92.5000  

American

Mar 20, 2020

Put Options

  Written

2,200

80.0000  

American

Aug 21, 2020

Put Options

  Written

100

89.0000  

American

Mar 20, 2020

Call Options

  Purchased

11,700

90.0000  

American

Sep 18, 2020

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

94.0000  

American

Mar 20, 2020

Put Options

  Written

300

90.0000  

American

Jun 19, 2020

Put Options

  Written

2,700

80.0000  

American

Jun 19, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,900

87.5000  

American

Jun 19, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Put Options

  Written

7,800

72.5000  

American

Jun 19, 2020

Put Options

  Written

1,900

85.0000  

American

May 15, 2020

Put Options

  Written

1,800

70.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

95.0000  

American

Apr 17, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Written

-600

125.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Call Options

  Written

-50,100

92.5000  

American

Jan 15, 2021

Call Options

  Written

-2,300

95.0000  

American

Apr 3, 2020

Put Options

  Purchased

-200

88.0000  

American

Mar 20, 2020

Call Options

  Written

-1,500

95.0000  

American

Mar 20, 2020

Put Options

  Purchased

-2,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-350,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-400

97.0000  

American

Mar 13, 2020

Put Options

  Purchased

-100

95.0000  

American

Apr 9, 2020

Call Options

  Written

-100

92.0000  

American

Mar 20, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

83.0000  

American

Mar 13, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Call Options

  Written

-100

110.0000  

American

Sep 18, 2020

Call Options

  Written

-76,900

70.0000  

American

Jan 15, 2021

Call Options

  Written

-300

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

80.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-6,900

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,000

80.0000  

American

Apr 17, 2020

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

22,000

90.0000  

American

Mar 20, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

300

65.0000  

American

May 15, 2020

Call Options

  Purchased

100

99.0000  

American

Mar 13, 2020

Call Options

  Purchased

15,000

90.0000  

American

May 15, 2020

Put Options

  Written

1,800

77.5000  

American

Sep 18, 2020

Put Options

  Written

500

87.5000  

American

Mar 13, 2020

Put Options

  Written

800

67.5000  

American

May 15, 2020

Call Options

  Purchased

500

91.0000  

American

Apr 3, 2020

Call Options

  Purchased

13,900

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

93.0000  

American

Mar 20, 2020

Put Options

  Written

2,400

92.0000  

American

Mar 13, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Put Options

  Written

100

93.0000  

American

Mar 13, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-21,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,000

84.0000  

American

Mar 20, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-900

105.0000  

American

Mar 27, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Call Options

  Written

-100

85.0000  

American

Apr 17, 2020

Put Options

  Purchased

-1,400

80.0000  

American

Apr 17, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

77.5000  

American

Aug 21, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,600

82.5000  

American

Mar 20, 2020

Put Options

  Purchased

-100

70.0000  

American

Apr 24, 2020

Call Options

  Purchased

1,000

100.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,100

100.0000  

American

Apr 17, 2020

Call Options

  Purchased

100

83.5000  

American

Mar 13, 2020

Put Options

  Written

100

95.0000  

American

Sep 18, 2020

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Put Options

  Written

2,300

90.0000  

American

May 15, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

84.5000  

American

Mar 13, 2020

Put Options

  Written

30,100

70.0000  

American

Jun 19, 2020

Put Options

  Written

1,700

75.0000  

American

Jan 15, 2021

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

800

87.5000  

American

Jan 15, 2021

Put Options

  Written

5,400

55.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

96.0000  

American

Mar 20, 2020

Put Options

  Written

9,100

87.5000  

American

May 15, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Put Options

  Purchased

-100

92.0000  

American

Mar 20, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

75.0000  

American

Mar 27, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-5,100

77.5000  

American

Apr 17, 2020

Call Options

  Written

-33,400

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

96.0000  

American

Mar 13, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,600

88.0000  

American

Apr 3, 2020

Put Options

  Purchased

-7,900

75.0000  

American

Apr 17, 2020

Put Options

  Purchased

-2,300

87.5000  

American

Mar 20, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-10,300

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Call Options

  Written

-1,300

90.0000  

American

Jan 15, 2021

Put Options

  Written

100

97.5000  

American

Jan 21, 2022

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Put Options

  Written

8,400

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

200

82.5000  

American

Mar 20, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

20,400

90.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

72.5000  

American

Jan 21, 2022

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Put Options

  Written

100

80.5000  

American

Mar 13, 2020

Put Options

  Written

100

100.0000  

American

Jan 21, 2022

Put Options

  Written

100

90.0000  

American

Mar 27, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

55.0000  

American

Jan 21, 2022

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,500

105.0000  

American

May 15, 2020

Call Options

  Purchased

1,600

85.0000  

American

Sep 18, 2020

Put Options

  Written

1,500

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,400

105.0000  

American

Sep 18, 2020

Put Options

  Written

2,600

65.0000  

American

Jan 15, 2021

Put Options

  Written

100

92.5000  

American

Sep 18, 2020

Call Options

  Purchased

4,700

90.0000  

American

Apr 17, 2020

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

1,100

65.0000  

American

Sep 18, 2020

Put Options

  Written

1,000

87.5000  

American

Sep 18, 2020

Put Options

  Written

700

90.0000  

American

Mar 13, 2020

Put Options

  Purchased

-4,100

75.0000  

American

Jan 21, 2022

Call Options

  Written

-100

93.5000  

American

Mar 27, 2020

Put Options

  Purchased

-100

87.0000  

American

Mar 27, 2020

Call Options

  Written

-13,600

82.5000  

American

May 15, 2020

Put Options

  Purchased

-700

95.0000  

American

Mar 13, 2020

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Call Options

  Written

-19,400

105.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

80.0000  

American

Jan 21, 2022

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Call Options

  Written

-7,300

100.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Call Options

  Written

-500

94.0000  

American

Mar 27, 2020

Call Options

  Written

-100

87.0000  

American

Mar 13, 2020

Put Options

  Purchased

-300

67.5000  

American

Jan 21, 2022

Put Options

  Written

3,300

72.5000  

American

May 15, 2020

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Put Options

  Written

600

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

82.5000  

American

Jun 19, 2020

Put Options

  Written

7,500

92.5000  

American

Mar 20, 2020

Call Options

  Purchased

400

85.0000  

American

Jan 21, 2022

Call Options

  Purchased

6,800

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

13,700

100.0000  

American

May 15, 2020

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

11,700

85.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

700

97.5000  

American

Apr 17, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

90.0000  

American

Apr 3, 2020

Put Options

  Purchased

-21,500

85.0000  

American

Mar 20, 2020

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-2,600

110.0000  

American

May 15, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-2,100

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

90.0000  

American

Apr 3, 2020

Call Options

  Written

-600

92.5000  

American

Aug 21, 2020

Call Options

  Written

-700

95.0000  

American

Apr 9, 2020

Call Options

  Written

-1,000

97.5000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

83.5000  

American

Mar 13, 2020

Call Options

  Written

-2,600

82.5000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-1,100

120.0000  

American

Jun 19, 2020

Call Options

  Written

-2,000

85.0000  

American

Mar 13, 2020

Call Options

  Written

-4,700

140.0000  

American

Jan 15, 2021

Call Options

  Written

-60,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-200

92.5000  

American

Jan 21, 2022

Call Options

  Written

-300

95.0000  

American

Mar 13, 2020

Call Options

  Written

-4,400

95.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694127
Time of Receipt (offset from UTC): 20200311T101444+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC