Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,108,290

1.25%

3,345,357

1.02%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,007,529

0.91%

2,594,630

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

504,300

0.15%

230,800

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,620,119

2.32%

6,170,787

1.88%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

187.2600 USD

Purchase

1

188.7600 USD

Purchase

1

187.7500 USD

Purchase

5

189.1300 USD

Purchase

10

187.5010 USD

Purchase

18

188.7700 USD

Purchase

100

187.2800 USD

Purchase

100

187.1800 USD

Purchase

100

187.1100 USD

Purchase

100

186.6900 USD

Purchase

100

186.0400 USD

Purchase

100

186.0700 USD

Purchase

100

188.7975 USD

Purchase

100

188.7250 USD

Purchase

101

189.1000 USD

Purchase

109

187.9650 USD

Purchase

114

186.6200 USD

Purchase

175

187.4242 USD

Purchase

191

188.5987 USD

Purchase

200

187.7050 USD

Purchase

200

187.3200 USD

Purchase

202

188.9900 USD

Purchase

241

186.8562 USD

Purchase

300

186.2716 USD

Purchase

302

188.4176 USD

Purchase

380

188.9605 USD

Purchase

400

187.6025 USD

Purchase

400

187.9625 USD

Purchase

452

188.6374 USD

Purchase

500

187.9940 USD

Purchase

535

188.2317 USD

Purchase

593

187.4607 USD

Purchase

600

187.3550 USD

Purchase

692

188.6676 USD

Purchase

749

188.5850 USD

Purchase

756

188.5181 USD

Purchase

848

186.7708 USD

Purchase

900

187.3611 USD

Purchase

900

187.7077 USD

Purchase

1,100

187.2777 USD

Purchase

1,138

188.4807 USD

Purchase

1,300

187.3223 USD

Purchase

1,333

189.0046 USD

Purchase

1,342

189.0465 USD

Purchase

1,500

187.9365 USD

Purchase

1,572

187.2759 USD

Purchase

2,030

187.4526 USD

Purchase

2,600

187.3634 USD

Purchase

3,000

186.8626 USD

Purchase

5,095

188.3912 USD

Purchase

5,172

187.4326 USD

Purchase

6,759

187.9140 USD

Purchase

7,000

187.3802 USD

Purchase

7,412

187.3298 USD

Purchase

7,500

187.3704 USD

Purchase

8,617

187.2296 USD

Purchase

9,925

187.8375 USD

Purchase

12,400

188.2030 USD

Purchase

14,220

189.2100 USD

Purchase

15,671

187.2990 USD

Purchase

15,800

187.9834 USD

Purchase

15,863

188.9908 USD

Purchase

26,526

186.8876 USD

Purchase

31,749

188.9071 USD

Purchase

154,035

187.0407 USD

Sale

2

185.5600 USD

Sale

2

188.9100 USD

Sale

49

186.7538 USD

Sale

62

186.9200 USD

Sale

62

189.2011 USD

Sale

98

188.8300 USD

Sale

100

186.7900 USD

Sale

100

186.7600 USD

Sale

100

186.3500 USD

Sale

100

185.9900 USD

Sale

114

186.6200 USD

Sale

139

188.5800 USD

Sale

175

188.6685 USD

Sale

200

187.7000 USD

Sale

200

187.3450 USD

Sale

200

186.7650 USD

Sale

213

188.0748 USD

Sale

215

188.6974 USD

Sale

256

187.4920 USD

Sale

300

187.6566 USD

Sale

300

188.9266 USD

Sale

325

187.4520 USD

Sale

400

186.7750 USD

Sale

600

187.4050 USD

Sale

648

188.3398 USD

Sale

663

187.2730 USD

Sale

800

188.1768 USD

Sale

1,055

187.7869 USD

Sale

1,090

187.6622 USD

Sale

1,103

189.1247 USD

Sale

1,200

187.4033 USD

Sale

1,225

187.4076 USD

Sale

1,288

187.4089 USD

Sale

1,500

187.9365 USD

Sale

1,838

188.4093 USD

Sale

2,014

187.6799 USD

Sale

2,983

188.6298 USD

Sale

4,187

188.7077 USD

Sale

4,500

187.6509 USD

Sale

4,876

187.5446 USD

Sale

7,100

188.1108 USD

Sale

10,181

187.3864 USD

Sale

11,836

187.0920 USD

Sale

13,100

188.1741 USD

Sale

14,400

188.0130 USD

Sale

41,869

189.2100 USD

Sale

50,682

187.0866 USD

Sale

60,285

187.4301 USD

Sale

76,557

187.8737 USD

Sale

78,718

186.8731 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

2,000

188 USD

American

20 Mar 2020

2.6500 USD

Call Option

Purchasing

1,000

190 USD

American

21 Aug 2020

7.8500 USD

Call Option

Purchasing

100

195 USD

American

13 Mar 2020

0.1200 USD

Call Option

Purchasing

1,300

195 USD

American

20 Mar 2020

0.6307 USD

Call Option

Selling

1,000

205 USD

American

15 Jan 2021

4.8500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

11 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

3,400

170.0000  

American

Mar 20, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

800

130.0000  

American

Mar 20, 2020

Put Options

  Written

2,700

100.0000  

American

May 15, 2020

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

190.0000  

American

Mar 27, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

145.0000  

American

Jan 15, 2021

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Call Options

  Written

-200

230.0000  

American

Mar 20, 2020

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Call Options

  Written

-100

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

197.5000  

American

Apr 24, 2020

Put Options

  Written

17,600

150.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

195.0000  

American

Mar 20, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

12,000

160.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

195.0000  

American

Jan 15, 2021

Put Options

  Written

100

140.0000  

American

Aug 21, 2020

Put Options

  Written

36,900

105.0000  

American

Jan 15, 2021

Call Options

  Written

-500

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Call Options

  Written

-3,300

200.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

177.5000  

American

Mar 13, 2020

Call Options

  Purchased

1,400

202.5000  

American

Mar 20, 2020

Call Options

  Purchased

300

210.0000  

American

May 15, 2020

Put Options

  Written

4,700

180.0000  

American

Apr 17, 2020

Call Options

  Purchased

1,900

190.0000  

American

May 15, 2020

Call Options

  Purchased

42,500

175.0000  

American

Jan 21, 2022

Put Options

  Written

3,800

185.0000  

American

Mar 20, 2020

Put Options

  Written

1,700

185.0000  

American

May 15, 2020

Put Options

  Written

100

140.0000  

American

Jan 21, 2022

Put Options

  Written

1,000

120.0000  

American

Apr 17, 2020

Call Options

  Purchased

3,100

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Put Options

  Written

500

175.0000  

American

Mar 20, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

7,100

145.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

195.0000  

American

May 15, 2020

Call Options

  Written

-100

210.0000  

American

Mar 20, 2020

Call Options

  Written

-700

270.0000  

American

Jan 15, 2021

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

205.0000  

American

Apr 3, 2020

Put Options

  Purchased

-1,100

195.0000  

American

May 15, 2020

Call Options

  Written

-100

200.0000  

American

Jan 21, 2022

Put Options

  Purchased

-4,700

170.0000  

American

Jan 15, 2021

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Call Options

  Purchased

2,000

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

160.0000  

American

Jan 21, 2022

Put Options

  Written

100

197.5000  

American

Apr 3, 2020

Call Options

  Purchased

7,200

200.0000  

American

Mar 20, 2020

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Put Options

  Written

1,500

170.0000  

American

May 15, 2020

Put Options

  Written

600

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

207.5000  

American

Apr 9, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

5,400

95.0000  

American

May 15, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,100

180.0000  

American

Mar 13, 2020

Call Options

  Written

-100

150.0000  

American

May 15, 2020

Put Options

  Purchased

-900

190.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,500

190.0000  

American

May 15, 2020

Call Options

  Written

-200

220.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

90.0000  

American

May 15, 2020

Put Options

  Written

15,300

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,300

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

7,400

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,600

200.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,000

195.0000  

American

Aug 21, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

7,000

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

195.0000  

American

Mar 13, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Call Options

  Written

-400

190.0000  

American

Mar 20, 2020

Put Options

  Purchased

-400

190.0000  

American

Jun 19, 2020

Put Options

  Purchased

-34,000

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

185.0000  

American

Jun 19, 2020

Call Options

  Written

-100

175.0000  

American

May 15, 2020

Put Options

  Written

24,000

180.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

210.0000  

American

Jan 15, 2021

Put Options

  Written

6,000

180.0000  

American

May 15, 2020

Call Options

  Purchased

6,400

160.0000  

American

Jan 15, 2021

Put Options

  Written

400

200.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

210.0000  

American

Apr 17, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

1,400

195.0000  

American

Jun 19, 2020

Put Options

  Written

1,900

180.0000  

American

Jun 19, 2020

Put Options

  Written

100

200.0000  

American

May 15, 2020

Put Options

  Written

3,500

165.0000  

American

Mar 20, 2020

Put Options

  Written

200

135.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

170.0000  

American

Jan 21, 2022

Call Options

  Written

-200

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-300

185.0000  

American

Aug 21, 2020

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

185.0000  

American

Apr 17, 2020

Put Options

  Purchased

-4,100

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Call Options

  Written

-100

185.0000  

American

Jun 19, 2020

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Put Options

  Written

100

140.0000  

American

Apr 17, 2020

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Put Options

  Written

200

155.0000  

American

Mar 20, 2020

Put Options

  Written

300

125.0000  

American

Jun 19, 2020

Put Options

  Written

1,400

155.0000  

American

Apr 17, 2020

Call Options

  Purchased

8,200

185.0000  

American

Aug 21, 2020

Put Options

  Written

200

150.0000  

American

Apr 17, 2020

Call Options

  Purchased

1,500

220.0000  

American

Mar 20, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,800

150.0000  

American

Jan 21, 2022

Call Options

  Written

-800

200.0000  

American

May 15, 2020

Put Options

  Purchased

-200

190.0000  

American

Aug 21, 2020

Put Options

  Purchased

-300

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

180.0000  

American

Jan 15, 2021

Call Options

  Written

-400

180.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

195.0000  

American

Mar 20, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Put Options

  Written

400

160.0000  

American

Apr 17, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Put Options

  Written

100

145.0000  

American

Apr 17, 2020

Call Options

  Purchased

11,300

195.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,300

190.0000  

American

Aug 21, 2020

Put Options

  Written

7,000

105.0000  

American

May 15, 2020

Call Options

  Purchased

2,000

187.5000  

American

Mar 20, 2020

Put Options

  Written

50,400

150.0000  

American

Mar 20, 2020

Call Options

  Written

-1,000

205.0000  

American

Jan 15, 2021

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,200

140.0000  

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694363
Time of Receipt (offset from UTC): 20200311T100452+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC