FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,848,259

0.19%

4,199,553

0.28%

 

(2)

Derivatives (other than options):

2,177,333

0.15%

552,566

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,715,400

0.12%

1,585,500

0.11%

 
TOTAL:

6,740,992

0.46%

6,337,619

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

13

88.1723 USD

Purchase

100

93.0000 USD

Purchase

100

86.0000 USD

Purchase

100

87.0000 USD

Purchase

100

92.5000 USD

Purchase

100

91.0000 USD

Purchase

100

89.0150 USD

Purchase

100

88.8700 USD

Purchase

100

88.8100 USD

Purchase

100

88.7900 USD

Purchase

100

88.7500 USD

Purchase

100

88.6700 USD

Purchase

100

88.6300 USD

Purchase

100

88.6200 USD

Purchase

100

88.5500 USD

Purchase

100

88.5100 USD

Purchase

100

88.0100 USD

Purchase

129

88.8832 USD

Purchase

150

87.8466 USD

Purchase

150

87.9433 USD

Purchase

200

88.5900 USD

Purchase

200

88.5725 USD

Purchase

200

88.5625 USD

Purchase

200

89.0849 USD

Purchase

200

89.4350 USD

Purchase

200

88.5950 USD

Purchase

200

89.4250 USD

Purchase

200

88.8800 USD

Purchase

200

88.5650 USD

Purchase

236

88.9106 USD

Purchase

290

88.0467 USD

Purchase

300

84.5000 USD

Purchase

300

87.7433 USD

Purchase

300

87.9483 USD

Purchase

300

87.9833 USD

Purchase

300

88.0500 USD

Purchase

300

88.0666 USD

Purchase

300

88.2633 USD

Purchase

300

88.3950 USD

Purchase

300

88.4200 USD

Purchase

300

88.4933 USD

Purchase

300

88.5600 USD

Purchase

300

88.9033 USD

Purchase

300

89.3700 USD

Purchase

369

88.1456 USD

Purchase

371

88.9990 USD

Purchase

372

88.2731 USD

Purchase

397

88.5192 USD

Purchase

400

89.1750 USD

Purchase

400

88.5000 USD

Purchase

403

88.5764 USD

Purchase

412

88.5689 USD

Purchase

469

88.9300 USD

Purchase

500

88.7530 USD

Purchase

503

88.4726 USD

Purchase

505

87.7604 USD

Purchase

508

87.8539 USD

Purchase

522

87.7282 USD

Purchase

536

87.9932 USD

Purchase

600

87.9800 USD

Purchase

612

88.4421 USD

Purchase

613

88.0272 USD

Purchase

627

88.3205 USD

Purchase

632

88.0872 USD

Purchase

654

88.4549 USD

Purchase

700

87.8783 USD

Purchase

702

88.0826 USD

Purchase

726

87.9450 USD

Purchase

768

88.2085 USD

Purchase

800

88.4025 USD

Purchase

800

88.4087 USD

Purchase

800

88.2375 USD

Purchase

826

88.5002 USD

Purchase

850

88.3194 USD

Purchase

1,100

88.0109 USD

Purchase

1,100

88.3659 USD

Purchase

1,104

88.1595 USD

Purchase

1,223

88.2000 USD

Purchase

1,314

88.4910 USD

Purchase

1,400

88.1992 USD

Purchase

1,400

88.6253 USD

Purchase

1,402

88.6866 USD

Purchase

1,551

88.4947 USD

Purchase

1,580

88.4956 USD

Purchase

1,644

88.3682 USD

Purchase

1,700

88.3685 USD

Purchase

1,770

88.6774 USD

Purchase

1,800

88.3244 USD

Purchase

2,256

88.5112 USD

Purchase

2,600

88.4530 USD

Purchase

3,089

88.3254 USD

Purchase

3,209

88.0753 USD

Purchase

3,544

88.8236 USD

Purchase

3,847

88.3960 USD

Purchase

4,001

88.6055 USD

Purchase

4,427

88.2684 USD

Purchase

4,455

88.5015 USD

Purchase

4,500

88.4203 USD

Purchase

6,418

88.3858 USD

Purchase

7,200

88.8034 USD

Purchase

7,616

88.8341 USD

Purchase

7,875

88.4978 USD

Purchase

8,300

88.2865 USD

Purchase

8,578

88.4719 USD

Purchase

10,579

88.8200 USD

Purchase

12,200

88.4529 USD

Purchase

13,000

88.6000 USD

Purchase

15,837

88.6904 USD

Purchase

27,900

88.3138 USD

Purchase

28,524

87.7945 USD

Purchase

41,846

88.3701 USD

Purchase

44,652

87.9064 USD

Purchase

45,032

88.5775 USD

Purchase

54,829

88.5711 USD

Purchase

67,724

88.5567 USD

Purchase

88,559

88.7400 USD

Purchase

90,172

88.5681 USD

Purchase

147,981

88.7085 USD

Sale

1

88.0400 USD

Sale

1

87.7700 USD

Sale

2

87.7600 USD

Sale

2

87.7200 USD

Sale

2

87.8600 USD

Sale

9

88.1666 USD

Sale

58

87.7800 USD

Sale

83

87.6700 USD

Sale

100

88.5700 USD

Sale

100

88.3700 USD

Sale

100

89.1200 USD

Sale

100

87.8700 USD

Sale

100

89.0000 USD

Sale

100

94.0000 USD

Sale

100

89.0750 USD

Sale

100

89.5000 USD

Sale

101

87.4409 USD

Sale

105

88.5595 USD

Sale

126

87.6717 USD

Sale

142

87.8994 USD

Sale

200

87.8050 USD

Sale

200

89.1700 USD

Sale

200

89.0800 USD

Sale

200

88.5500 USD

Sale

200

88.7775 USD

Sale

200

88.7400 USD

Sale

200

88.5600 USD

Sale

222

87.7400 USD

Sale

232

88.2072 USD

Sale

332

88.2000 USD

Sale

350

89.1097 USD

Sale

400

90.0000 USD

Sale

400

88.1612 USD

Sale

400

82.5000 USD

Sale

400

87.5575 USD

Sale

400

88.0000 USD

Sale

400

88.6900 USD

Sale

405

88.6449 USD

Sale

464

88.4879 USD

Sale

469

88.9300 USD

Sale

500

88.1320 USD

Sale

518

89.0040 USD

Sale

573

88.6003 USD

Sale

600

88.5900 USD

Sale

600

88.6383 USD

Sale

636

88.0908 USD

Sale

664

89.1389 USD

Sale

900

88.6722 USD

Sale

903

88.2682 USD

Sale

908

87.5359 USD

Sale

995

88.3014 USD

Sale

1,000

87.7110 USD

Sale

1,000

85.0000 USD

Sale

1,159

88.3016 USD

Sale

1,200

88.6804 USD

Sale

1,600

87.5915 USD

Sale

1,600

88.1540 USD

Sale

1,606

87.9718 USD

Sale

1,629

88.2636 USD

Sale

1,785

88.3790 USD

Sale

2,100

87.5535 USD

Sale

2,200

88.5988 USD

Sale

2,699

87.8587 USD

Sale

3,040

88.6149 USD

Sale

3,325

88.5823 USD

Sale

4,233

88.0489 USD

Sale

4,481

87.6695 USD

Sale

4,787

88.5762 USD

Sale

5,101

88.6991 USD

Sale

5,584

88.4942 USD

Sale

6,800

88.2369 USD

Sale

6,967

88.5748 USD

Sale

6,978

88.5098 USD

Sale

7,742

88.7825 USD

Sale

8,600

88.4200 USD

Sale

8,660

88.6466 USD

Sale

10,915

88.0011 USD

Sale

12,100

88.4257 USD

Sale

13,000

88.6000 USD

Sale

19,600

88.3094 USD

Sale

19,708

88.7396 USD

Sale

20,396

88.8200 USD

Sale

21,880

88.4041 USD

Sale

23,660

88.0606 USD

Sale

33,624

87.8382 USD

Sale

60,462

88.8266 USD

Sale

64,950

88.3315 USD

Sale

90,172

88.5681 USD

Sale

296,305

88.6420 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

0

TRANSFER

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

89 USD

American

6 Mar 2020

0.5800 USD

Call Option

Purchasing

300

89 USD

American

13 Mar 2020

1.9900 USD

Call Option

Purchasing

3,000

90 USD

American

17 Apr 2020

4.3800 USD

Call Option

Purchasing

500

91 USD

American

3 Apr 2020

3.0000 USD

Call Option

Purchasing

800

92 USD

American

6 Mar 2020

0.0700 USD

Call Option

Purchasing

2,000

92 USD

American

6 Mar 2020

0.1500 USD

Call Option

Purchasing

100

92 USD

American

13 Mar 2020

0.9900 USD

Call Option

Purchasing

100

93 USD

American

17 Apr 2020

2.5000 USD

Call Option

Purchasing

400

95 USD

American

13 Mar 2020

0.3025 USD

Call Option

Purchasing

100

95 USD

American

17 Apr 2020

2.0500 USD

Call Option

Purchasing

100

95 USD

American

15 May 2020

2.6300 USD

Call Option

Purchasing

100

99 USD

American

13 Mar 2020

0.1300 USD

Call Option

Purchasing

100

100 USD

American

17 Apr 2020

0.9000 USD

Call Option

Selling

500

78 USD

American

15 Jan 2021

15.1000 USD

Call Option

Selling

3,000

80 USD

American

15 Jan 2021

14.1300 USD

Call Option

Selling

100

90 USD

American

17 Apr 2020

4.0000 USD

Call Option

Selling

100

90 USD

American

15 May 2020

5.1900 USD

Call Option

Selling

100

92 USD

American

20 Mar 2020

1.8400 USD

Call Option

Selling

300

93 USD

American

6 Mar 2020

0.0600 USD

Call Option

Selling

100

96 USD

American

20 Mar 2020

0.6100 USD

Call Option

Selling

400

100 USD

American

15 Jan 2021

4.8000 USD

Put Option

Purchasing

5,100

78 USD

American

17 Apr 2020

1.6031 USD

Put Option

Purchasing

100

80 USD

American

13 Mar 2020

0.5000 USD

Put Option

Purchasing

500

86 USD

American

13 Mar 2020

1.5900 USD

Put Option

Purchasing

1,000

87 USD

American

13 Mar 2020

2.0900 USD

Put Option

Purchasing

100

88 USD

American

6 Mar 2020

0.3700 USD

Put Option

Purchasing

800

89 USD

American

6 Mar 2020

0.8150 USD

Put Option

Purchasing

100

90 USD

American

13 Mar 2020

2.9500 USD

Put Option

Selling

100

87 USD

American

13 Mar 2020

2.2400 USD

Put Option

Selling

600

88 USD

American

6 Mar 2020

0.1416 USD

Put Option

Selling

500

88 USD

American

13 Mar 2020

2.1400 USD

Put Option

Selling

100

90 USD

American

6 Mar 2020

0.8000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

10 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

100

93.0000

American

Mar 6, 2020

Call Options

Purchased

1,900

90.0000

American

Mar 6, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

5,300

80.0000

American

Mar 6, 2020

Put Options

Written

2,600

37.5000

American

Jan 21, 2022

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

100

100.0000

American

Mar 13, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

100.0000

American

Mar 20, 2020

Call Options

Purchased

100

103.0000

American

Mar 20, 2020

Call Options

Purchased

5,300

87.5000

American

May 15, 2020

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Call Options

Purchased

6,300

105.0000

American

Apr 17, 2020

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

100

92.0000

American

Mar 13, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

10,300

80.0000

American

May 15, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Written

-19,200

110.0000

American

Mar 20, 2020

Call Options

Written

-2,400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

50.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,100

50.0000

American

Jan 21, 2022

Call Options

Written

-1,400

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-16,000

90.0000

American

Jun 19, 2020

Put Options

Purchased

-100

89.5000

American

Mar 6, 2020

Put Options

Purchased

-100

86.5000

American

Mar 6, 2020

Call Options

Written

-200

100.0000

American

Aug 21, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-200

95.0000

American

Mar 27, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-8,800

105.0000

American

Mar 6, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

87.0000

American

Mar 13, 2020

Call Options

Purchased

3,500

90.0000

American

Mar 20, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Call Options

Purchased

5,500

87.5000

American

Mar 20, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

13,600

95.0000

American

May 15, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

3,100

92.5000

American

May 15, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Put Options

Written

500

65.0000

American

Mar 20, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-700

96.0000

American

Mar 13, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-100

85.0000

American

Mar 13, 2020

Call Options

Written

-3,700

94.0000

American

Mar 13, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Call Options

Written

-1,800

100.0000

American

Mar 13, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Call Options

Written

-100

102.0000

American

Mar 6, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-2,900

55.0000

American

Jan 15, 2021

Call Options

Written

-500

89.0000

American

Mar 6, 2020

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Put Options

Purchased

-9,200

80.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-1,500

97.5000

American

Mar 13, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Put Options

Purchased

-17,600

80.0000

American

Mar 13, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

200

89.0000

American

Mar 13, 2020

Call Options

Purchased

20,000

97.5000

American

May 15, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Put Options

Written

7,400

75.0000

American

May 15, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Put Options

Written

100

95.0000

American

Mar 20, 2020

Call Options

Purchased

11,300

97.5000

American

Mar 20, 2020

Put Options

Written

300

75.0000

American

Mar 20, 2020

Put Options

Written

2,200

82.5000

American

May 15, 2020

Put Options

Written

200

79.0000

American

Mar 6, 2020

Put Options

Written

2,000

79.5000

American

Mar 13, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Written

-2,800

75.0000

American

Jan 15, 2021

Call Options

Written

-200

105.0000

American

Mar 13, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-6,700

95.0000

American

Mar 6, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-700

96.0000

American

Mar 27, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Call Options

Written

-100

96.5000

American

Mar 13, 2020

Put Options

Purchased

-400

90.0000

American

Mar 6, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-200

89.5000

American

Mar 6, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

100

89.0000

American

Mar 20, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

100

95.0000

American

May 15, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

700

70.0000

American

Mar 20, 2020

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

100

93.0000

American

Mar 6, 2020

Put Options

Written

19,600

85.5000

American

Mar 13, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

400

90.0000

American

Mar 13, 2020

Call Options

Purchased

300

94.0000

American

Mar 20, 2020

Put Options

Written

2,700

80.0000

American

Jun 19, 2020

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

4,100

92.5000

American

Mar 6, 2020

Put Options

Written

1,600

96.0000

American

Mar 20, 2020

Call Options

Purchased

900

95.0000

American

Apr 17, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

500

98.0000

American

Mar 20, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

7,100

81.5000

American

Mar 6, 2020

Put Options

Written

1,900

85.0000

American

May 15, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Call Options

Purchased

5,000

92.5000

American

Mar 20, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Call Options

Written

-100

92.0000

American

Mar 20, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-300

80.0000

American

Mar 27, 2020

Call Options

Written

-1,500

95.0000

American

Mar 20, 2020

Call Options

Written

-7,600

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-100

87.5000

American

Mar 6, 2020

Call Options

Written

-600

125.0000

American

Sep 18, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-5,400

97.0000

American

Mar 6, 2020

Call Options

Written

-50,100

92.5000

American

Jan 15, 2021

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-2,500

95.0000

American

Apr 3, 2020

Call Options

Written

-400

88.0000

American

Mar 6, 2020

Put Options

Purchased

-350,000

87.5000

American

Jan 15, 2021

Call Options

Written

-400

97.0000

American

Mar 13, 2020

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Put Options

Purchased

-200

88.0000

American

Mar 20, 2020

Call Options

Written

-76,800

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-100

89.0000

American

Mar 6, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-100

98.0000

American

Mar 6, 2020

Call Options

Written

-1,700

97.5000

American

Mar 6, 2020

Call Options

Purchased

300

93.0000

American

Mar 20, 2020

Call Options

Purchased

500

91.0000

American

Apr 3, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

15,200

90.0000

American

May 15, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

80.0000

American

Apr 17, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Put Options

Written

100

85.0000

American

Apr 17, 2020

Put Options

Written

2,400

92.0000

American

Mar 13, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

900

70.0000

American

Mar 6, 2020

Put Options

Written

22,000

90.0000

American

Mar 20, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

100

93.0000

American

Mar 13, 2020

Put Options

Written

500

87.5000

American

Mar 13, 2020

Call Options

Purchased

100

99.0000

American

Mar 13, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-1,400

80.0000

American

Apr 17, 2020

Call Options

Written

-100

85.0000

American

Apr 17, 2020

Put Options

Purchased

-2,000

84.0000

American

Mar 20, 2020

Call Options

Written

-900

105.0000

American

Mar 27, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Call Options

Written

-700

92.5000

American

Apr 17, 2020

Put Options

Purchased

-3,600

82.5000

American

Mar 20, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-100

77.5000

American

Aug 21, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Written

5,400

55.0000

American

Jun 19, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Put Options

Written

600

83.0000

American

Mar 6, 2020

Put Options

Written

100

92.5000

American

Mar 6, 2020

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Call Options

Purchased

400

88.5000

American

Mar 6, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Call Options

Purchased

400

96.0000

American

Mar 20, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Call Options

Purchased

1,500

100.0000

American

Apr 17, 2020

Call Options

Purchased

100

86.0000

American

Mar 6, 2020

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Put Options

Written

700

88.0000

American

Mar 6, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

2,300

90.0000

American

May 15, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Purchased

-100

92.0000

American

Mar 20, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

94.0000

American

Mar 6, 2020

Put Options

Purchased

-5,100

77.5000

American

Apr 17, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Put Options

Purchased

-300

96.0000

American

Mar 13, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-600

96.5000

American

Mar 6, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-9,600

72.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-1,400

90.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-2,300

87.5000

American

Mar 20, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-4,700

100.0000

American

Mar 6, 2020

Put Options

Purchased

-700

88.5000

American

Mar 6, 2020

Put Options

Purchased

-400

75.0000

American

Mar 27, 2020

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Put Options

Written

700

90.0000

American

Mar 13, 2020

Put Options

Written

100

90.0000

American

Mar 27, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

4,700

90.0000

American

Apr 17, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

100

91.0000

American

Mar 6, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Put Options

Written

100

100.0000

American

Jan 21, 2022

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

100

80.5000

American

Mar 13, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Call Options

Purchased

1,500

90.5000

American

Mar 6, 2020

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Call Options

Purchased

3,500

105.0000

American

May 15, 2020

Put Options

Written

20,400

90.0000

American

Jan 15, 2021

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Purchased

-700

95.0000

American

Mar 13, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-2,600

94.0000

American

Mar 6, 2020

Call Options

Written

-13,600

82.5000

American

May 15, 2020

Put Options

Purchased

-100

87.0000

American

Mar 27, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Call Options

Written

-7,300

100.0000

American

Jun 19, 2020

Put Options

Purchased

-300

84.0000

American

Mar 6, 2020

Put Options

Purchased

-300

76.0000

American

Mar 6, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Written

-19,400

105.0000

American

Mar 20, 2020

Call Options

Written

-100

87.0000

American

Mar 13, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-100

80.0000

American

Jan 21, 2022

Put Options

Written

6,500

85.0000

American

Mar 6, 2020

Put Options

Written

7,500

92.5000

American

Mar 20, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Put Options

Written

600

85.0000

American

Jan 15, 2021

Call Options

Purchased

10,700

100.0000

American

May 15, 2020

Call Options

Purchased

700

97.5000

American

Apr 17, 2020

Call Options

Purchased

1,000

91.5000

American

Mar 6, 2020

Call Options

Purchased

4,100

92.0000

American

Mar 6, 2020

Put Options

Written

3,300

72.5000

American

May 15, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Call Options

Purchased

400

85.0000

American

Jan 21, 2022

Call Options

Purchased

6,800

77.5000

American

Jan 15, 2021

Put Options

Written

1,500

81.0000

American

Mar 6, 2020

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

11,700

85.0000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-2,100

80.0000

American

Jan 15, 2021

Call Options

Written

-700

96.0000

American

Mar 6, 2020

Call Options

Written

-600

92.5000

American

Aug 21, 2020

Call Options

Written

-4,700

140.0000

American

Jan 15, 2021

Put Options

Purchased

-21,500

85.0000

American

Mar 20, 2020

Call Options

Written

-300

95.0000

American

Mar 13, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Call Options

Written

-2,000

85.0000

American

Mar 13, 2020

Call Options

Written

-4,400

95.0000

American

Jan 15, 2021

Call Options

Written

-400

93.5000

American

Mar 6, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-700

95.0000

American

Apr 9, 2020

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-2,600

82.5000

American

Jan 15, 2021

Call Options

Written

-100

98.5000

American

Mar 6, 2020

Call Options

Written

-2,700

110.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694334
Time of Receipt (offset from UTC): 20200310T124818+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC