Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,051,609

1.23%

3,283,978

1.00%

 

(2)

Derivatives (other than options):

3,007,529

0.91%

2,569,630

0.78%

 

(3)

Options and agreements to
purchase/sell:

500,700

0.15%

235,600

0.07%

 
TOTAL:

7,559,838

2.30%

6,089,208

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

191.6800 USD

Purchase

5

191.7800 USD

Purchase

6

190.3983 USD

Purchase

83

189.1700 USD

Purchase

99

189.0400 USD

Purchase

100

189.2100 USD

Purchase

100

191.8450 USD

Purchase

100

190.0600 USD

Purchase

100

191.1600 USD

Purchase

100

188.9600 USD

Purchase

137

189.1963 USD

Purchase

200

191.7000 USD

Purchase

200

189.1150 USD

Purchase

200

192.2200 USD

Purchase

200

190.2000 USD

Purchase

231

189.9413 USD

Purchase

300

189.9566 USD

Purchase

323

190.2823 USD

Purchase

464

189.0387 USD

Purchase

500

189.9770 USD

Purchase

504

191.2553 USD

Purchase

578

190.0196 USD

Purchase

600

190.5783 USD

Purchase

609

189.2700 USD

Purchase

700

190.9885 USD

Purchase

745

191.2128 USD

Purchase

800

190.0693 USD

Purchase

900

190.6100 USD

Purchase

1,000

189.2560 USD

Purchase

1,090

191.4588 USD

Purchase

1,300

190.0115 USD

Purchase

1,367

189.9719 USD

Purchase

1,495

189.0342 USD

Purchase

1,782

191.8669 USD

Purchase

1,979

191.5063 USD

Purchase

1,986

191.7664 USD

Purchase

1,988

190.6056 USD

Purchase

2,100

190.1152 USD

Purchase

2,332

189.1219 USD

Purchase

2,625

190.3153 USD

Purchase

2,783

189.1517 USD

Purchase

2,996

191.5668 USD

Purchase

3,000

189.0970 USD

Purchase

3,400

191.3250 USD

Purchase

3,453

189.9856 USD

Purchase

3,556

189.2191 USD

Purchase

4,067

189.9619 USD

Purchase

5,300

189.9941 USD

Purchase

9,184

191.2239 USD

Purchase

10,000

189.3300 USD

Purchase

10,000

191.0339 USD

Purchase

10,074

191.1852 USD

Purchase

11,934

191.9500 USD

Purchase

15,229

191.2462 USD

Purchase

25,000

191.2440 USD

Purchase

25,300

190.8845 USD

Purchase

28,930

191.2801 USD

Purchase

34,601

189.3808 USD

Purchase

40,500

191.6270 USD

Purchase

75,000

189.7945 USD

Purchase

82,949

190.9610 USD

Purchase

104,198

190.0000 USD

Sale

1

191.1800 USD

Sale

5

190.2420 USD

Sale

6

191.7633 USD

Sale

12

191.3233 USD

Sale

49

190.0100 USD

Sale

60

191.0200 USD

Sale

100

189.6800 USD

Sale

100

189.7400 USD

Sale

100

189.8050 USD

Sale

100

190.9500 USD

Sale

100

191.1100 USD

Sale

100

191.2500 USD

Sale

142

191.1586 USD

Sale

146

190.0567 USD

Sale

148

190.1899 USD

Sale

199

191.0000 USD

Sale

200

192.2200 USD

Sale

200

190.8200 USD

Sale

200

190.6550 USD

Sale

202

191.0897 USD

Sale

237

191.0604 USD

Sale

242

191.0600 USD

Sale

251

190.0805 USD

Sale

300

190.4033 USD

Sale

300

191.6033 USD

Sale

300

191.0700 USD

Sale

331

191.3680 USD

Sale

358

191.0404 USD

Sale

400

191.1400 USD

Sale

412

189.2700 USD

Sale

431

191.1099 USD

Sale

480

191.0108 USD

Sale

552

190.5627 USD

Sale

641

191.0958 USD

Sale

717

190.3681 USD

Sale

724

189.5715 USD

Sale

900

190.6100 USD

Sale

900

191.0330 USD

Sale

923

190.7940 USD

Sale

1,032

191.2487 USD

Sale

1,100

191.0827 USD

Sale

1,200

191.0933 USD

Sale

1,297

191.0338 USD

Sale

1,300

191.1348 USD

Sale

1,431

190.8046 USD

Sale

1,436

190.8801 USD

Sale

1,514

191.6411 USD

Sale

1,571

191.1237 USD

Sale

1,582

191.0390 USD

Sale

1,600

191.0918 USD

Sale

1,894

191.4240 USD

Sale

1,986

191.7664 USD

Sale

2,100

191.0071 USD

Sale

2,862

191.0440 USD

Sale

3,023

191.0886 USD

Sale

3,200

191.3671 USD

Sale

3,400

191.3250 USD

Sale

4,700

191.2357 USD

Sale

5,000

190.4104 USD

Sale

5,828

191.2185 USD

Sale

6,039

190.7563 USD

Sale

6,711

190.5274 USD

Sale

7,027

191.5254 USD

Sale

9,348

190.6233 USD

Sale

12,354

191.9500 USD

Sale

21,200

191.0074 USD

Sale

21,633

190.5636 USD

Sale

23,900

191.2469 USD

Sale

25,047

189.4950 USD

Sale

33,001

189.3300 USD

Sale

39,277

191.3521 USD

Sale

51,561

189.6532 USD

Sale

51,999

189.9999 USD

Sale

82,834

191.4565 USD

Sale

103,998

190.0000 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

0

TRANSFER

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

190 USD

American

6 Mar 2020

1.1800 USD

Call Option

Purchasing

100

198 USD

American

24 Apr 2020

2.5000 USD

Call Option

Selling

200

198 USD

American

6 Mar 2020

0.0800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

10 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

800

130.0000

American

Mar 20, 2020

Call Options

Purchased

300

190.0000

American

Mar 27, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

2,700

100.0000

American

May 15, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

3,200

170.0000

American

Mar 20, 2020

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

100

197.5000

American

Apr 24, 2020

Call Options

Purchased

1,000

170.0000

American

Jan 15, 2021

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Aug 21, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Purchased

-100

187.5000

American

Mar 6, 2020

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-200

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Written

1,700

185.0000

American

May 15, 2020

Put Options

Written

7,100

145.0000

American

Mar 20, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

202.5000

American

Mar 20, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Put Options

Written

500

175.0000

American

Mar 20, 2020

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Put Options

Written

1,000

120.0000

American

Apr 17, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

300

210.0000

American

May 15, 2020

Put Options

Written

3,800

185.0000

American

Mar 20, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022

Put Options

Written

4,700

180.0000

American

Apr 17, 2020

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Call Options

Written

-100

210.0000

American

Mar 20, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

160.0000

American

Jan 21, 2022

Put Options

Written

600

190.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

5,400

95.0000

American

May 15, 2020

Put Options

Written

1,500

170.0000

American

May 15, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

7,200

200.0000

American

Mar 20, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

100

197.5000

American

Apr 3, 2020

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-1,500

190.0000

American

May 15, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Put Options

Purchased

-900

190.0000

American

Mar 20, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

1,100

90.0000

American

May 15, 2020

Call Options

Purchased

1,600

200.0000

American

Jan 15, 2021

Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Put Options

Written

15,300

160.0000

American

Mar 20, 2020

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Put Options

Purchased

-34,000

150.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Call Options

Written

-100

197.5000

American

Mar 6, 2020

Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

3,500

165.0000

American

Mar 20, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

1,900

180.0000

American

Jun 19, 2020

Put Options

Written

6,000

180.0000

American

May 15, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

200

135.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

24,100

180.0000

American

Mar 20, 2020

Put Options

Written

400

200.0000

American

Mar 20, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-6,500

190.0000

American

Mar 6, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-1,200

195.0000

American

Mar 20, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Put Options

Written

200

155.0000

American

Mar 20, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

1,400

155.0000

American

Apr 17, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Call Options

Purchased

200

190.0000

American

Mar 6, 2020

Put Options

Written

100

140.0000

American

Apr 17, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Written

200

150.0000

American

Apr 17, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Call Options

Written

-800

200.0000

American

May 15, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Put Options

Purchased

-1,900

195.0000

American

Mar 20, 2020

Put Options

Written

50,400

150.0000

American

Mar 20, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Written

100

145.0000

American

Apr 17, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

400

160.0000

American

Apr 17, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694329
Time of Receipt (offset from UTC): 20200310T123205+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC