Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

09 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,864,443

0.19%

4,210,829

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,198,983

0.15%

552,566

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,679,100

0.11%

1,549,100

0.10%

 

 

 

 

TOTAL:

 

 

 

 

6,742,526

0.46%

6,312,495

0.43%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

86.0900 USD

Purchase

2

85.1500 USD

Purchase

45

84.0000 USD

Purchase

58

84.6939 USD

Purchase

73

84.6193 USD

Purchase

100

85.3000 USD

Purchase

100

84.9700 USD

Purchase

100

84.0150 USD

Purchase

100

84.0100 USD

Purchase

100

83.9500 USD

Purchase

100

86.6500 USD

Purchase

100

86.3200 USD

Purchase

100

86.2700 USD

Purchase

100

85.7800 USD

Purchase

100

85.7600 USD

Purchase

102

85.4031 USD

Purchase

106

85.4697 USD

Purchase

113

83.9351 USD

Purchase

138

85.5245 USD

Purchase

150

85.6116 USD

Purchase

167

84.5279 USD

Purchase

186

85.4854 USD

Purchase

199

85.2187 USD

Purchase

199

85.3499 USD

Purchase

200

85.7350 USD

Purchase

200

85.5000 USD

Purchase

200

84.9100 USD

Purchase

200

84.9050 USD

Purchase

200

85.2050 USD

Purchase

200

85.4500 USD

Purchase

201

84.9767 USD

Purchase

201

85.4657 USD

Purchase

218

83.8646 USD

Purchase

232

84.0272 USD

Purchase

250

84.9120 USD

Purchase

252

84.9200 USD

Purchase

253

83.9432 USD

Purchase

266

84.6819 USD

Purchase

295

85.3200 USD

Purchase

300

84.9000 USD

Purchase

300

85.7033 USD

Purchase

300

85.6966 USD

Purchase

300

84.9033 USD

Purchase

300

85.5533 USD

Purchase

300

84.9133 USD

Purchase

300

85.5966 USD

Purchase

332

85.6339 USD

Purchase

350

85.5357 USD

Purchase

354

84.8217 USD

Purchase

400

85.8212 USD

Purchase

400

85.0662 USD

Purchase

446

85.4446 USD

Purchase

500

85.5240 USD

Purchase

500

85.4000 USD

Purchase

500

85.3940 USD

Purchase

508

84.7908 USD

Purchase

600

85.1850 USD

Purchase

600

85.4733 USD

Purchase

600

85.2133 USD

Purchase

600

85.1133 USD

Purchase

608

85.5527 USD

Purchase

649

85.3500 USD

Purchase

700

85.7550 USD

Purchase

700

85.5057 USD

Purchase

747

83.6631 USD

Purchase

800

84.3068 USD

Purchase

800

85.3137 USD

Purchase

800

84.9112 USD

Purchase

1,000

84.9070 USD

Purchase

1,054

84.6651 USD

Purchase

1,098

84.9045 USD

Purchase

1,200

85.3550 USD

Purchase

1,300

83.6142 USD

Purchase

1,388

84.8234 USD

Purchase

1,473

85.6365 USD

Purchase

1,600

84.9812 USD

Purchase

1,600

85.3423 USD

Purchase

1,700

84.6108 USD

Purchase

1,709

85.3075 USD

Purchase

1,900

85.2039 USD

Purchase

2,000

86.3500 USD

Purchase

2,029

85.8888 USD

Purchase

2,124

84.9066 USD

Purchase

2,682

84.6850 USD

Purchase

2,695

84.6382 USD

Purchase

2,700

84.9192 USD

Purchase

2,959

84.4567 USD

Purchase

3,004

84.4499 USD

Purchase

3,246

85.2693 USD

Purchase

3,760

85.0635 USD

Purchase

3,797

85.6678 USD

Purchase

3,940

84.9029 USD

Purchase

4,126

84.9389 USD

Purchase

4,330

83.6571 USD

Purchase

5,200

84.8163 USD

Purchase

5,487

85.5895 USD

Purchase

6,500

84.0626 USD

Purchase

6,928

85.0411 USD

Purchase

7,007

84.8125 USD

Purchase

7,100

84.0609 USD

Purchase

7,966

85.0822 USD

Purchase

14,596

85.3002 USD

Purchase

15,048

85.2982 USD

Purchase

21,858

83.4314 USD

Purchase

24,700

85.9800 USD

Purchase

24,837

85.0623 USD

Purchase

27,020

84.8413 USD

Purchase

37,900

85.1096 USD

Purchase

40,000

84.2850 USD

Purchase

41,188

85.1317 USD

Purchase

64,800

84.8387 USD

Purchase

71,324

85.4574 USD

Purchase

88,120

85.2700 USD

Purchase

152,230

84.9501 USD

Purchase

502,797

85.2915 USD

Sale

6

83.2950 USD

Sale

16

84.0100 USD

Sale

32

84.0900 USD

Sale

37

83.6000 USD

Sale

45

84.0000 USD

Sale

100

84.6050 USD

Sale

100

84.5950 USD

Sale

100

84.2600 USD

Sale

100

84.2450 USD

Sale

100

83.7900 USD

Sale

100

83.8750 USD

Sale

100

84.6200 USD

Sale

100

84.6800 USD

Sale

100

83.4200 USD

Sale

100

85.3700 USD

Sale

100

84.0300 USD

Sale

100

85.7600 USD

Sale

116

84.0272 USD

Sale

127

84.6100 USD

Sale

129

85.9200 USD

Sale

159

84.2862 USD

Sale

200

83.7650 USD

Sale

200

84.6300 USD

Sale

200

85.5575 USD

Sale

200

84.2475 USD

Sale

200

85.9700 USD

Sale

200

83.7250 USD

Sale

200

85.8400 USD

Sale

200

85.6412 USD

Sale

230

83.7552 USD

Sale

299

83.7367 USD

Sale

300

84.2400 USD

Sale

300

85.4466 USD

Sale

300

85.4223 USD

Sale

300

85.1900 USD

Sale

366

85.6649 USD

Sale

385

83.5725 USD

Sale

419

83.4346 USD

Sale

445

84.2146 USD

Sale

500

84.6120 USD

Sale

500

83.4180 USD

Sale

500

85.9050 USD

Sale

501

84.9352 USD

Sale

510

83.6140 USD

Sale

573

84.6056 USD

Sale

593

85.4900 USD

Sale

598

83.3993 USD

Sale

600

85.4733 USD

Sale

616

83.6796 USD

Sale

619

86.0993 USD

Sale

649

85.3500 USD

Sale

684

85.7732 USD

Sale

700

85.9164 USD

Sale

700

84.8299 USD

Sale

750

85.3426 USD

Sale

828

83.7624 USD

Sale

931

85.6272 USD

Sale

987

84.3753 USD

Sale

1,000

84.3180 USD

Sale

1,000

85.3540 USD

Sale

1,245

84.6105 USD

Sale

1,402

85.4769 USD

Sale

1,492

83.4642 USD

Sale

1,534

84.4336 USD

Sale

1,700

84.6108 USD

Sale

1,800

84.2516 USD

Sale

1,872

84.1613 USD

Sale

1,906

85.6483 USD

Sale

1,921

83.1733 USD

Sale

2,000

85.3384 USD

Sale

2,167

85.1123 USD

Sale

2,172

85.2533 USD

Sale

2,400

83.6310 USD

Sale

2,500

85.4958 USD

Sale

2,500

85.3130 USD

Sale

2,590

84.2944 USD

Sale

2,712

85.7937 USD

Sale

2,785

83.4643 USD

Sale

2,850

84.1158 USD

Sale

2,939

85.4710 USD

Sale

2,959

84.4567 USD

Sale

2,996

85.2265 USD

Sale

3,176

83.5314 USD

Sale

3,246

85.2693 USD

Sale

3,277

85.4194 USD

Sale

3,716

84.2452 USD

Sale

3,748

85.2538 USD

Sale

3,900

85.2157 USD

Sale

4,330

83.6571 USD

Sale

4,600

84.0748 USD

Sale

4,900

83.4168 USD

Sale

5,025

84.1470 USD

Sale

5,200

85.7079 USD

Sale

5,345

84.3346 USD

Sale

5,462

85.1192 USD

Sale

5,874

85.5264 USD

Sale

5,961

83.4541 USD

Sale

7,309

85.4310 USD

Sale

8,823

85.4021 USD

Sale

8,839

85.1107 USD

Sale

8,900

84.7776 USD

Sale

10,200

84.3818 USD

Sale

11,891

85.4426 USD

Sale

12,036

84.3321 USD

Sale

12,214

85.3436 USD

Sale

12,388

85.3998 USD

Sale

13,258

85.4172 USD

Sale

14,000

85.5468 USD

Sale

15,160

84.5638 USD

Sale

18,411

85.6510 USD

Sale

22,723

85.5478 USD

Sale

23,318

85.4682 USD

Sale

24,118

85.1684 USD

Sale

24,700

85.9800 USD

Sale

32,700

85.0136 USD

Sale

44,800

84.8092 USD

Sale

61,167

84.8585 USD

Sale

65,746

85.4054 USD

Sale

65,841

85.3514 USD

Sale

88,947

85.2700 USD

Sale

229,126

85.0390 USD

Sale

251,331

85.1588 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

21,650

83.3814 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

84 USD

American

13 Mar 2020

3.5300 USD

Call Option

Purchasing

1,000

85 USD

American

6 Mar 2020

3.2500 USD

Call Option

Purchasing

400

88 USD

American

6 Mar 2020

1.2500 USD

Call Option

Purchasing

2,600

94 USD

American

6 Mar 2020

0.0100 USD

Call Option

Purchasing

400

94 USD

American

6 Mar 2020

0.1000 USD

Call Option

Purchasing

6,700

95 USD

American

6 Mar 2020

0.0100 USD

Call Option

Purchasing

700

96 USD

American

6 Mar 2020

0.0100 USD

Call Option

Purchasing

5,400

97 USD

American

6 Mar 2020

0.0300 USD

Call Option

Purchasing

600

97 USD

American

6 Mar 2020

0.0500 USD

Call Option

Purchasing

100

98 USD

American

6 Mar 2020

0.0400 USD

Call Option

Purchasing

1,700

98 USD

American

6 Mar 2020

0.0500 USD

Call Option

Purchasing

100

98 USD

American

15 Jan 2021

4.4000 USD

Call Option

Purchasing

100

99 USD

American

6 Mar 2020

0.1200 USD

Call Option

Purchasing

4,700

100 USD

American

6 Mar 2020

0.0100 USD

Call Option

Purchasing

600

100 USD

American

15 May 2020

1.0233 USD

Call Option

Purchasing

100

102 USD

American

6 Mar 2020

0.0100 USD

Call Option

Purchasing

8,800

105 USD

American

6 Mar 2020

0.0100 USD

Call Option

Selling

100

70 USD

American

15 Jan 2021

18.5300 USD

Call Option

Selling

300

85 USD

American

6 Mar 2020

4.1100 USD

Call Option

Selling

100

87 USD

American

6 Mar 2020

1.7700 USD

Call Option

Selling

100

88 USD

American

20 Mar 2020

2.0000 USD

Call Option

Selling

1,900

90 USD

American

6 Mar 2020

0.0300 USD

Call Option

Selling

200

90 USD

American

15 May 2020

4.5800 USD

Call Option

Selling

100

91 USD

American

6 Mar 2020

0.0300 USD

Call Option

Selling

1,000

92 USD

American

6 Mar 2020

0.0200 USD

Call Option

Selling

4,100

93 USD

American

6 Mar 2020

0.0200 USD

Call Option

Selling

100

94 USD

American

13 Mar 2020

0.2200 USD

Call Option

Selling

100

USD

 

 

1.1900 USD

Put Option

Purchasing

100

50 USD

American

21 Jan 2022

4.0000 USD

Put Option

Purchasing

900

70 USD

American

6 Mar 2020

0.0300 USD

Put Option

Purchasing

200

79 USD

American

6 Mar 2020

0.8000 USD

Put Option

Purchasing

5,300

80 USD

American

6 Mar 2020

0.0300 USD

Put Option

Purchasing

7,100

82 USD

American

6 Mar 2020

0.1000 USD

Put Option

Purchasing

100

93 USD

American

6 Mar 2020

3.7000 USD

Put Option

Selling

100

75 USD

American

3 Apr 2020

1.4500 USD

Put Option

Selling

300

76 USD

American

6 Mar 2020

0.0100 USD

Put Option

Selling

400

90 USD

American

6 Mar 2020

1.6800 USD

Put Option

Selling

100

94 USD

American

6 Mar 2020

4.2500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

2,600

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

100

92.0000  

American

Mar 13, 2020

Put Options

  Written

100

100.0000  

American

Mar 13, 2020

Put Options

  Written

3,100

75.0000  

American

Jun 19, 2020

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

75.0000  

American

May 15, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

10,300

80.0000  

American

May 15, 2020

Call Options

  Purchased

2,000

100.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,100

115.0000  

American

Sep 18, 2020

Call Options

  Purchased

500

97.5000  

American

Jan 21, 2022

Put Options

  Written

2,100

70.0000  

American

May 15, 2020

Call Options

  Purchased

6,300

105.0000  

American

Apr 17, 2020

Put Options

  Written

100

75.0000  

American

Apr 3, 2020

Call Options

  Purchased

100

103.0000  

American

Mar 20, 2020

Call Options

  Purchased

5,300

87.5000  

American

May 15, 2020

Call Options

  Purchased

300

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

67.5000  

American

Sep 18, 2020

Put Options

  Written

700

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Call Options

  Written

-200

100.0000  

American

Aug 21, 2020

Call Options

  Written

-200

95.0000  

American

Mar 27, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

50.0000  

American

Jan 21, 2022

Call Options

  Written

-1,400

135.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

87.0000  

American

Mar 13, 2020

Call Options

  Written

-100

110.0000  

American

Jan 21, 2022

Call Options

  Written

-800

105.0000  

American

Jan 21, 2022

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-100

85.0000  

American

Mar 20, 2020

Call Options

  Written

-2,400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Call Options

  Written

-19,200

110.0000  

American

Mar 20, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Put Options

  Purchased

-3,300

50.0000  

American

Jan 15, 2021

Call Options

  Written

-16,000

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Written

700

62.5000  

American

Sep 18, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

4,100

87.5000  

American

Aug 21, 2020

Call Options

  Purchased

13,600

95.0000  

American

May 15, 2020

Call Options

  Purchased

3,500

90.0000  

American

Mar 20, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

8,900

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Call Options

  Purchased

5,400

87.5000  

American

Mar 20, 2020

Put Options

  Written

500

65.0000  

American

Mar 20, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

3,100

92.5000  

American

May 15, 2020

Put Options

  Written

100

92.5000  

American

May 15, 2020

Put Options

  Written

100

94.5000  

American

Apr 3, 2020

Call Options

  Purchased

900

85.0000  

American

Aug 21, 2020

Put Options

  Written

1,200

94.0000  

American

Mar 13, 2020

Call Options

  Purchased

400

88.0000  

American

Mar 13, 2020

Call Options

  Purchased

300

120.0000  

American

Sep 18, 2020

Put Options

  Purchased

-9,200

80.0000  

American

Mar 20, 2020

Put Options

  Purchased

-500

97.5000  

American

May 15, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Call Options

  Written

-200

94.0000  

American

Apr 3, 2020

Call Options

  Written

-1,800

100.0000  

American

Mar 13, 2020

Call Options

  Written

-1,500

100.0000  

American

Mar 27, 2020

Call Options

  Written

-13,100

115.0000  

American

Mar 20, 2020

Call Options

  Written

-18,400

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

85.0000  

American

Mar 13, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Call Options

  Written

-700

96.0000  

American

Mar 13, 2020

Put Options

  Purchased

-100

89.5000  

American

Apr 3, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-100

91.5000  

American

Apr 3, 2020

Put Options

  Purchased

-700

70.0000  

American

Apr 17, 2020

Call Options

  Written

-1,500

97.5000  

American

Mar 13, 2020

Put Options

  Purchased

-17,600

80.0000  

American

Mar 13, 2020

Put Options

  Purchased

-2,900

55.0000  

American

Jan 15, 2021

Call Options

  Written

-3,800

94.0000  

American

Mar 13, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Call Options

  Written

-5,100

125.0000  

American

Aug 21, 2020

Put Options

  Purchased

-30,000

62.5000  

American

Jan 15, 2021

Put Options

  Written

2,000

79.5000  

American

Mar 13, 2020

Put Options

  Written

300

75.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

96.0000  

American

Apr 3, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Put Options

  Written

100

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

20,000

97.5000  

American

May 15, 2020

Call Options

  Purchased

1,400

97.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

11,300

97.5000  

American

Mar 20, 2020

Call Options

  Purchased

200

89.0000  

American

Mar 13, 2020

Put Options

  Written

2,200

82.5000  

American

May 15, 2020

Put Options

  Written

100

65.0000  

American

Aug 21, 2020

Call Options

  Purchased

2,200

105.0000  

American

Jun 19, 2020

Put Options

  Written

7,400

75.0000  

American

May 15, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-200

105.0000  

American

Mar 13, 2020

Call Options

  Written

-1,800

97.5000  

American

Jan 15, 2021

Put Options

  Purchased

-6,000

90.0000  

American

Sep 18, 2020

Call Options

  Written

-100

140.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-10,600

77.5000  

American

Mar 20, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-1,200

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Put Options

  Purchased

-4,800

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Written

-2,500

100.0000  

American

Apr 3, 2020

Call Options

  Written

-2,700

85.0000  

American

Jun 19, 2020

Call Options

  Written

-2,800

75.0000  

American

Jan 15, 2021

Call Options

  Written

-700

96.0000  

American

Mar 27, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-100

96.5000  

American

Mar 13, 2020

Call Options

  Written

-4,500

85.0000  

American

May 15, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

6,400

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

67.5000  

American

Jan 15, 2021

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Put Options

  Written

177,700

80.0000  

American

Jan 15, 2021

Put Options

  Written

1,900

85.0000  

American

May 15, 2020

Call Options

  Purchased

900

95.0000  

American

Apr 17, 2020

Call Options

  Purchased

500

98.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

75.0000  

American

Jan 21, 2022

Put Options

  Written

100

95.0000  

American

May 15, 2020

Call Options

  Purchased

3,900

87.5000  

American

Jun 19, 2020

Put Options

  Written

300

90.0000  

American

Jun 19, 2020

Put Options

  Written

1,800

70.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

11,700

90.0000  

American

Sep 18, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

7,800

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

600

110.0000  

American

Aug 21, 2020

Call Options

  Purchased

6,800

80.0000  

American

May 15, 2020

Call Options

  Purchased

100

105.0000  

American

Aug 21, 2020

Put Options

  Written

100

89.0000  

American

Mar 20, 2020

Put Options

  Written

19,600

85.5000  

American

Mar 13, 2020

Put Options

  Written

1,600

96.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

90.0000  

American

Mar 13, 2020

Call Options

  Purchased

4,900

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

5,000

92.5000  

American

Mar 20, 2020

Put Options

  Written

700

70.0000  

American

Mar 20, 2020

Call Options

  Purchased

300

94.0000  

American

Mar 20, 2020

Put Options

  Written

2,700

80.0000  

American

Jun 19, 2020

Put Options

  Written

2,200

80.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

95.0000  

American

Apr 9, 2020

Put Options

  Purchased

-200

88.0000  

American

Mar 20, 2020

Call Options

  Written

-600

125.0000  

American

Sep 18, 2020

Call Options

  Written

-7,600

100.0000  

American

Jan 15, 2021

Call Options

  Written

-50,100

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-350,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-76,900

70.0000  

American

Jan 15, 2021

Call Options

  Written

-2,500

95.0000  

American

Apr 3, 2020

Call Options

  Written

-100

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-300

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-400

97.0000  

American

Mar 13, 2020

Put Options

  Purchased

-1,100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-1,500

95.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Put Options

  Purchased

-300

80.0000  

American

Mar 27, 2020

Call Options

  Written

-100

92.0000  

American

Mar 20, 2020

Call Options

  Purchased

15,000

90.0000  

American

May 15, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

300

65.0000  

American

May 15, 2020

Call Options

  Purchased

100

99.0000  

American

Mar 13, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

2,400

92.0000  

American

Mar 13, 2020

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

13,900

75.0000  

American

Sep 18, 2020

Put Options

  Written

100

85.0000  

American

Apr 17, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

500

87.5000  

American

Mar 13, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Call Options

  Purchased

1,000

80.0000  

American

Apr 17, 2020

Put Options

  Written

800

67.5000  

American

May 15, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

91.0000  

American

Apr 3, 2020

Call Options

  Purchased

300

93.0000  

American

Mar 20, 2020

Put Options

  Written

1,800

77.5000  

American

Sep 18, 2020

Put Options

  Written

100

93.0000  

American

Mar 13, 2020

Put Options

  Written

22,000

90.0000  

American

Mar 20, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-100

85.0000  

American

Apr 17, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Call Options

  Written

-900

105.0000  

American

Mar 27, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-21,100

95.0000  

American

Jan 15, 2021

Call Options

  Written

-700

92.5000  

American

Apr 17, 2020

Put Options

  Purchased

-2,000

84.0000  

American

Mar 20, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

77.5000  

American

Aug 21, 2020

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,400

80.0000  

American

Apr 17, 2020

Put Options

  Purchased

-3,600

82.5000  

American

Mar 20, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

2,300

90.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

100.0000  

American

Sep 18, 2020

Put Options

  Written

800

87.5000  

American

Jan 15, 2021

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

1,700

75.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

83.5000  

American

Mar 13, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,500

100.0000  

American

Apr 17, 2020

Call Options

  Purchased

400

96.0000  

American

Mar 20, 2020

Put Options

  Written

100

95.0000  

American

Sep 18, 2020

Put Options

  Written

5,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

84.5000  

American

Mar 13, 2020

Put Options

  Written

30,100

70.0000  

American

Jun 19, 2020

Put Options

  Written

9,100

87.5000  

American

May 15, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Call Options

  Written

-33,400

95.0000  

American

Jun 19, 2020

Call Options

  Written

-1,400

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,100

77.5000  

American

Apr 17, 2020

Put Options

  Purchased

-7,900

75.0000  

American

Apr 17, 2020

Put Options

  Purchased

-1,600

88.0000  

American

Apr 3, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

92.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

87.5000  

American

Mar 20, 2020

Put Options

  Purchased

-9,600

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-400

75.0000  

American

Mar 27, 2020

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

96.0000  

American

Mar 13, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Put Options

  Written

20,400

90.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,500

105.0000  

American

May 15, 2020

Put Options

  Written

1,100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

55.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

72.5000  

American

Jan 21, 2022

Put Options

  Written

700

90.0000  

American

Mar 13, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

2,600

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

105.0000  

American

Sep 18, 2020

Call Options

  Purchased

200

82.5000  

American

Mar 20, 2020

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

8,400

87.5000  

American

Jun 19, 2020

Put Options

  Written

100

92.5000  

American

Sep 18, 2020

Call Options

  Purchased

4,700

90.0000  

American

Apr 17, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

77.5000  

American

Jun 19, 2020

Put Options

  Written

100

100.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,600

85.0000  

American

Sep 18, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Put Options

  Written

100

97.5000  

American

Jan 21, 2022

Put Options

  Written

100

80.5000  

American

Mar 13, 2020

Put Options

  Written

100

90.0000  

American

Mar 27, 2020

Put Options

  Written

1,000

87.5000  

American

Sep 18, 2020

Call Options

  Written

-7,300

100.0000  

American

Jun 19, 2020

Call Options

  Written

-500

94.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-700

95.0000  

American

Mar 13, 2020

Call Options

  Written

-19,400

105.0000  

American

Mar 20, 2020

Put Options

  Purchased

-4,100

75.0000  

American

Jan 21, 2022

Call Options

  Written

-13,600

82.5000  

American

May 15, 2020

Call Options

  Written

-100

87.0000  

American

Mar 13, 2020

Call Options

  Written

-100

93.5000  

American

Mar 27, 2020

Put Options

  Purchased

-200

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Put Options

  Purchased

-100

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

87.0000  

American

Mar 27, 2020

Put Options

  Purchased

-300

67.5000  

American

Jan 21, 2022

Call Options

  Purchased

700

97.5000  

American

Apr 17, 2020

Put Options

  Written

7,500

92.5000  

American

Mar 20, 2020

Put Options

  Written

3,300

72.5000  

American

May 15, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

6,800

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

11,700

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

82.5000  

American

Jun 19, 2020

Put Options

  Written

600

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

400

85.0000  

American

Jan 21, 2022

Call Options

  Purchased

11,300

100.0000  

American

May 15, 2020

Put Options

  Purchased

-1,500

90.0000  

American

Apr 3, 2020

Put Options

  Purchased

-200

92.5000  

American

Jan 21, 2022

Call Options

  Written

-700

95.0000  

American

Apr 9, 2020

Call Options

  Written

-300

95.0000  

American

Mar 13, 2020

Call Options

  Written

-1,000

97.5000  

American

Aug 21, 2020

Call Options

  Written

-2,600

82.5000  

American

Jan 15, 2021

Call Options

  Written

-60,600

87.5000  

American

Jan 15, 2021

Call Options

  Written

-1,100

120.0000  

American

Jun 19, 2020

Call Options

  Written

-2,000

85.0000  

American

Mar 13, 2020

Put Options

  Purchased

-21,500

85.0000  

American

Mar 20, 2020

Call Options

  Written

-4,700

140.0000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-2,100

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-600

92.5000  

American

Aug 21, 2020

Call Options

  Written

-2,700

110.0000  

American

May 15, 2020

Call Options

  Written

-4,400

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694326
Time of Receipt (offset from UTC): 20200310T120226+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC