Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,114,233

1.25%

3,317,206

1.01%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,007,529

0.91%

2,594,630

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

501,100

0.15%

231,000

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,622,862

2.32%

6,142,836

1.87%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

185.4500 USD

Purchase

4

186.0325 USD

Purchase

4

186.1350 USD

Purchase

5

186.3520 USD

Purchase

10

186.0200 USD

Purchase

14

185.9192 USD

Purchase

26

185.2000 USD

Purchase

34

186.5782 USD

Purchase

66

186.1228 USD

Purchase

100

186.0600 USD

Purchase

100

185.8450 USD

Purchase

100

186.0700 USD

Purchase

100

185.7500 USD

Purchase

100

186.5800 USD

Purchase

102

185.9684 USD

Purchase

112

186.2274 USD

Purchase

125

185.7300 USD

Purchase

150

185.8650 USD

Purchase

200

186.5300 USD

Purchase

200

185.9300 USD

Purchase

250

186.1540 USD

Purchase

300

186.1600 USD

Purchase

300

185.8433 USD

Purchase

300

185.8000 USD

Purchase

300

186.7183 USD

Purchase

318

186.4400 USD

Purchase

500

185.7140 USD

Purchase

500

186.0476 USD

Purchase

501

185.9996 USD

Purchase

515

185.9173 USD

Purchase

530

185.9426 USD

Purchase

575

185.8800 USD

Purchase

650

185.9523 USD

Purchase

670

186.6349 USD

Purchase

749

186.0287 USD

Purchase

799

186.2834 USD

Purchase

850

185.9717 USD

Purchase

862

186.8531 USD

Purchase

1,000

185.8660 USD

Purchase

1,200

185.9908 USD

Purchase

1,201

187.0337 USD

Purchase

1,716

186.0053 USD

Purchase

1,821

185.5268 USD

Purchase

1,951

186.0515 USD

Purchase

2,005

186.1432 USD

Purchase

2,200

185.9488 USD

Purchase

2,220

185.9960 USD

Purchase

2,749

185.9518 USD

Purchase

2,800

185.9005 USD

Purchase

3,300

186.6794 USD

Purchase

3,971

186.2360 USD

Purchase

4,343

185.9377 USD

Purchase

5,000

185.9897 USD

Purchase

5,483

186.5256 USD

Purchase

6,200

185.9662 USD

Purchase

6,468

185.9282 USD

Purchase

9,086

185.8598 USD

Purchase

9,257

186.0038 USD

Purchase

9,398

185.9453 USD

Purchase

9,900

186.2061 USD

Purchase

12,329

185.4600 USD

Purchase

12,382

185.9723 USD

Purchase

13,787

186.6127 USD

Purchase

13,843

185.9439 USD

Purchase

18,248

185.4835 USD

Purchase

28,644

186.0225 USD

Purchase

35,576

191.9500 USD

Purchase

52,232

186.5100 USD

Purchase

107,672

185.8560 USD

Sale

3

185.6600 USD

Sale

11

187.7700 USD

Sale

11

185.8600 USD

Sale

44

186.1027 USD

Sale

47

186.0197 USD

Sale

90

185.7326 USD

Sale

100

187.8300 USD

Sale

100

188.4500 USD

Sale

100

186.5900 USD

Sale

100

186.4900 USD

Sale

100

186.1550 USD

Sale

100

185.8450 USD

Sale

100

185.7400 USD

Sale

101

186.1737 USD

Sale

135

185.2000 USD

Sale

199

186.1201 USD

Sale

200

185.0725 USD

Sale

200

187.3837 USD

Sale

200

186.4500 USD

Sale

218

186.4400 USD

Sale

301

186.2142 USD

Sale

400

185.5412 USD

Sale

400

185.8325 USD

Sale

500

185.4210 USD

Sale

560

186.2830 USD

Sale

600

186.3250 USD

Sale

610

185.6777 USD

Sale

700

186.8328 USD

Sale

700

186.3485 USD

Sale

874

186.2446 USD

Sale

1,000

186.1905 USD

Sale

2,017

186.6072 USD

Sale

2,309

186.3609 USD

Sale

2,389

186.1370 USD

Sale

2,654

186.0819 USD

Sale

2,700

186.8597 USD

Sale

3,000

186.5735 USD

Sale

5,000

185.9897 USD

Sale

6,058

186.7762 USD

Sale

10,200

185.9596 USD

Sale

12,276

185.4600 USD

Sale

16,230

186.5313 USD

Sale

18,376

185.4944 USD

Sale

18,921

186.5071 USD

Sale

26,469

185.9642 USD

Sale

31,200

185.4633 USD

Sale

90,360

185.9814 USD

Sale

99,212

186.1462 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Short

25,000

186.0255 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

1,400

190 USD

American

15 May 2020

5.6642 USD

Call Option

Purchasing

700

203 USD

American

6 Mar 2020

0.2100 USD

Call Option

Purchasing

100

208 USD

American

9 Apr 2020

0.4000 USD

Call Option

Purchasing

300

210 USD

American

6 Mar 2020

1.8300 USD

Call Option

Selling

1,100

185 USD

American

17 Apr 2020

7.5000 USD

Call Option

Selling

100

200 USD

American

6 Mar 2020

0.5000 USD

Call Option

Selling

400

213 USD

American

4 Dec 2015

0.0500 USD

Call Option

Selling

1,900

238 USD

American

29 Jul 2016

0.0100 USD

Put Option

Purchasing

900

150 USD

American

15 May 2020

1.3000 USD

Put Option

Purchasing

1,000

178 USD

American

13 Mar 2020

1.1900 USD

Put Option

Purchasing

1,000

180 USD

American

13 Mar 2020

1.5000 USD

Put Option

Purchasing

100

180 USD

American

20 Mar 2020

1.8200 USD

Put Option

Purchasing

100

280 USD

American

24 Jun 2016

0.2300 USD

Put Option

Selling

200

170 USD

American

20 Mar 2020

1.9900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

190.0000  

American

Mar 27, 2020

Put Options

  Written

3,400

170.0000  

American

Mar 20, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Put Options

  Written

2,700

100.0000  

American

May 15, 2020

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

800

130.0000  

American

Mar 20, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-200

230.0000  

American

Mar 20, 2020

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Put Options

  Purchased

-900

145.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

165.0000  

American

Jan 15, 2021

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Call Options

  Purchased

100

197.5000  

American

Apr 24, 2020

Put Options

  Written

17,600

150.0000  

American

May 15, 2020

Put Options

  Written

100

140.0000  

American

Aug 21, 2020

Put Options

  Written

1,000

195.0000  

American

Jan 15, 2021

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

36,900

105.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,000

170.0000  

American

Jan 15, 2021

Put Options

  Written

12,000

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Call Options

  Written

-500

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

155.0000  

American

Jan 15, 2021

Call Options

  Written

-3,300

200.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

177.5000  

American

Mar 13, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

42,500

175.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,400

202.5000  

American

Mar 20, 2020

Call Options

  Purchased

300

210.0000  

American

May 15, 2020

Call Options

  Purchased

3,100

165.0000  

American

Jan 15, 2021

Put Options

  Written

100

140.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

120.0000  

American

Apr 17, 2020

Put Options

  Written

3,800

185.0000  

American

Mar 20, 2020

Put Options

  Written

1,700

185.0000  

American

May 15, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

195.0000  

American

May 15, 2020

Call Options

  Purchased

1,900

190.0000  

American

May 15, 2020

Put Options

  Written

500

175.0000  

American

Mar 20, 2020

Put Options

  Written

7,100

145.0000  

American

Mar 20, 2020

Put Options

  Written

4,700

180.0000  

American

Apr 17, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

205.0000  

American

Apr 3, 2020

Put Options

  Purchased

-1,100

195.0000  

American

May 15, 2020

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Call Options

  Written

-100

210.0000  

American

Mar 20, 2020

Call Options

  Written

-100

200.0000  

American

Jan 21, 2022

Put Options

  Purchased

-4,700

170.0000  

American

Jan 15, 2021

Call Options

  Written

-700

270.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,000

180.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

207.5000  

American

Apr 9, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Put Options

  Written

1,500

170.0000  

American

May 15, 2020

Put Options

  Written

100

197.5000  

American

Apr 3, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Put Options

  Written

5,400

95.0000  

American

May 15, 2020

Call Options

  Purchased

1,400

160.0000  

American

Jan 21, 2022

Call Options

  Purchased

7,200

200.0000  

American

Mar 20, 2020

Put Options

  Written

600

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Call Options

  Written

-100

150.0000  

American

May 15, 2020

Put Options

  Purchased

-1,100

180.0000  

American

Mar 13, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

190.0000  

American

May 15, 2020

Put Options

  Purchased

-900

190.0000  

American

Mar 20, 2020

Call Options

  Written

-200

220.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,600

200.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

140.0000  

American

Jan 15, 2021

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

15,300

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,300

180.0000  

American

Jan 21, 2022

Put Options

  Written

1,100

90.0000  

American

May 15, 2020

Put Options

  Written

7,400

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,000

195.0000  

American

Aug 21, 2020

Put Options

  Purchased

-34,000

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

175.0000  

American

May 15, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

190.0000  

American

Jun 19, 2020

Call Options

  Written

-400

190.0000  

American

Mar 20, 2020

Put Options

  Purchased

-500

185.0000  

American

Jun 19, 2020

Put Options

  Written

1,900

180.0000  

American

Jun 19, 2020

Put Options

  Written

1,400

195.0000  

American

Jun 19, 2020

Put Options

  Written

100

200.0000  

American

May 15, 2020

Call Options

  Purchased

100

210.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,400

160.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

210.0000  

American

Apr 17, 2020

Put Options

  Written

24,000

180.0000  

American

Mar 20, 2020

Put Options

  Written

3,500

165.0000  

American

Mar 20, 2020

Put Options

  Written

400

200.0000  

American

Mar 20, 2020

Put Options

  Written

200

135.0000  

American

Mar 20, 2020

Put Options

  Written

6,000

180.0000  

American

May 15, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Call Options

  Written

-100

185.0000  

American

Jun 19, 2020

Call Options

  Written

-1,100

185.0000  

American

Apr 17, 2020

Call Options

  Written

-200

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-4,100

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

185.0000  

American

Aug 21, 2020

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

170.0000  

American

Jan 21, 2022

Call Options

  Written

-1,200

195.0000  

American

Mar 20, 2020

Call Options

  Purchased

8,200

185.0000  

American

Aug 21, 2020

Put Options

  Written

200

150.0000  

American

Apr 17, 2020

Put Options

  Written

200

155.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,500

220.0000  

American

Mar 20, 2020

Put Options

  Written

100

140.0000  

American

Apr 17, 2020

Put Options

  Written

300

125.0000  

American

Jun 19, 2020

Put Options

  Written

1,400

155.0000  

American

Apr 17, 2020

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Written

-800

200.0000  

American

May 15, 2020

Put Options

  Purchased

-200

190.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,800

150.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,200

180.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-400

180.0000  

American

Mar 20, 2020

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,900

195.0000  

American

Mar 20, 2020

Call Options

  Purchased

11,300

195.0000  

American

Jan 15, 2021

Put Options

  Written

400

160.0000  

American

Apr 17, 2020

Put Options

  Written

7,000

105.0000  

American

May 15, 2020

Call Options

  Purchased

3,300

190.0000  

American

Aug 21, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Put Options

  Written

50,400

150.0000  

American

Mar 20, 2020

Put Options

  Written

100

145.0000  

American

Apr 17, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,200

140.0000  

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694202
Time of Receipt (offset from UTC): 20200310T114947+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC