Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 05 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,067,837

1.24%

3,280,952

1.00%

 

(2)

Derivatives (other than options):

3,017,027

0.92%

2,579,128

0.78%

 

(3)

Options and agreements to
purchase/sell:

500,500

0.15%

235,500

0.07%

 
TOTAL:

7,585,364

2.31%

6,095,580

1.85%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

194.3600 USD

Purchase

1

194.7500 USD

Purchase

1

195.0500 USD

Purchase

2

193.6200 USD

Purchase

2

193.0425 USD

Purchase

3

193.3766 USD

Purchase

5

194.0480 USD

Purchase

5

193.8280 USD

Purchase

10

193.8210 USD

Purchase

15

193.4200 USD

Purchase

75

194.0400 USD

Purchase

100

192.8300 USD

Purchase

100

194.0600 USD

Purchase

100

193.3900 USD

Purchase

100

193.2800 USD

Purchase

100

193.7400 USD

Purchase

100

192.8100 USD

Purchase

100

193.5800 USD

Purchase

100

192.7900 USD

Purchase

100

193.5950 USD

Purchase

110

193.4254 USD

Purchase

112

194.7778 USD

Purchase

125

192.4880 USD

Purchase

132

192.9340 USD

Purchase

166

193.9338 USD

Purchase

200

193.1400 USD

Purchase

200

193.6900 USD

Purchase

200

193.5412 USD

Purchase

200

193.0450 USD

Purchase

300

193.0616 USD

Purchase

300

192.8333 USD

Purchase

331

193.3491 USD

Purchase

400

194.2925 USD

Purchase

500

193.6360 USD

Purchase

531

193.3095 USD

Purchase

542

193.3742 USD

Purchase

608

192.7675 USD

Purchase

741

193.0956 USD

Purchase

900

194.1707 USD

Purchase

900

193.8005 USD

Purchase

915

193.3129 USD

Purchase

1,265

193.0996 USD

Purchase

1,301

192.6774 USD

Purchase

1,681

193.5310 USD

Purchase

1,700

193.6082 USD

Purchase

2,800

193.8800 USD

Purchase

3,300

194.2100 USD

Purchase

4,065

192.8897 USD

Purchase

4,772

193.9316 USD

Purchase

12,300

193.4676 USD

Purchase

12,985

192.9967 USD

Purchase

14,355

193.1816 USD

Purchase

15,290

192.8900 USD

Purchase

17,600

193.5464 USD

Purchase

18,564

193.1013 USD

Purchase

25,000

193.2234 USD

Purchase

35,759

193.7217 USD

Purchase

50,000

194.3207 USD

Sale

1

192.3800 USD

Sale

4

194.1900 USD

Sale

50

194.2900 USD

Sale

75

194.0400 USD

Sale

100

192.8700 USD

Sale

100

192.9300 USD

Sale

100

192.9900 USD

Sale

100

193.1500 USD

Sale

100

193.6900 USD

Sale

100

193.7500 USD

Sale

100

194.3537 USD

Sale

100

194.9000 USD

Sale

100

194.9900 USD

Sale

230

193.9769 USD

Sale

300

193.1726 USD

Sale

315

193.2253 USD

Sale

320

193.2185 USD

Sale

355

192.9427 USD

Sale

400

194.4025 USD

Sale

425

193.1898 USD

Sale

574

193.8778 USD

Sale

599

194.3118 USD

Sale

600

193.2450 USD

Sale

800

194.1506 USD

Sale

800

194.2993 USD

Sale

800

193.2412 USD

Sale

807

193.2177 USD

Sale

1,000

193.2096 USD

Sale

1,075

193.2248 USD

Sale

1,160

193.7287 USD

Sale

1,742

193.5778 USD

Sale

1,749

194.0378 USD

Sale

1,800

193.2227 USD

Sale

2,025

194.1262 USD

Sale

2,200

193.2350 USD

Sale

2,434

193.3123 USD

Sale

2,500

194.2990 USD

Sale

2,500

193.9046 USD

Sale

2,687

194.3807 USD

Sale

2,749

193.5604 USD

Sale

2,868

193.5751 USD

Sale

2,900

193.5187 USD

Sale

2,934

193.4475 USD

Sale

3,146

193.8472 USD

Sale

3,300

194.2100 USD

Sale

3,595

194.3627 USD

Sale

4,282

194.4373 USD

Sale

4,288

193.7602 USD

Sale

4,916

194.1762 USD

Sale

5,200

194.2338 USD

Sale

5,794

193.2133 USD

Sale

6,683

193.6530 USD

Sale

7,363

193.8211 USD

Sale

7,438

193.2240 USD

Sale

10,611

193.7153 USD

Sale

11,212

194.3829 USD

Sale

11,483

194.3349 USD

Sale

12,200

193.5501 USD

Sale

14,949

192.8900 USD

Sale

15,100

193.4871 USD

Sale

21,365

193.1304 USD

Sale

32,720

193.0663 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

400

203 USD

American

20 Mar 2020

0.2000 USD

Call Option

Selling

400

195 USD

American

20 Mar 2020

2.7500 USD

Put Option

Selling

100

140 USD

American

21 Aug 2020

0.9000 USD

Put Option

Selling

100

145 USD

American

17 Apr 2020

0.7200 USD

Put Option

Selling

19,200

150 USD

American

20 Mar 2020

0.3518 USD

Put Option

Selling

100

150 USD

American

17 Apr 2020

0.8000 USD

Put Option

Selling

200

155 USD

American

17 Apr 2020

1.0100 USD

Put Option

Selling

100

165 USD

American

20 Mar 2020

0.5500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

9 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Call Options

Purchased

300

190.0000

American

Mar 27, 2020

Put Options

Written

800

130.0000

American

Mar 20, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

3,200

170.0000

American

Mar 20, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

2,700

100.0000

American

May 15, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

1,000

170.0000

American

Jan 15, 2021

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Call Options

Purchased

100

197.5000

American

Mar 6, 2020

Put Options

Written

100

140.0000

American

Aug 21, 2020

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-200

155.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-100

187.5000

American

Mar 6, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Written

4,700

180.0000

American

Apr 17, 2020

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Put Options

Written

500

175.0000

American

Mar 20, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Written

1,700

185.0000

American

May 15, 2020

Put Options

Written

1,000

120.0000

American

Apr 17, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Call Options

Purchased

1,400

202.5000

American

Mar 20, 2020

Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

3,800

185.0000

American

Mar 20, 2020

Put Options

Written

7,100

145.0000

American

Mar 20, 2020

Call Options

Purchased

300

210.0000

American

May 15, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

210.0000

American

Mar 20, 2020

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

600

190.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

100

197.5000

American

Apr 3, 2020

Put Options

Written

5,400

95.0000

American

May 15, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

1,500

170.0000

American

May 15, 2020

Call Options

Purchased

1,400

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

7,200

200.0000

American

Mar 20, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-900

190.0000

American

Mar 20, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

190.0000

American

May 15, 2020

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Put Options

Written

1,100

90.0000

American

May 15, 2020

Put Options

Written

15,300

160.0000

American

Mar 20, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020

Call Options

Purchased

1,600

200.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Purchased

-34,000

150.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Written

3,500

165.0000

American

Mar 20, 2020

Put Options

Written

1,900

180.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

24,100

180.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

6,000

180.0000

American

May 15, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

200

135.0000

American

Mar 20, 2020

Put Options

Written

400

200.0000

American

Mar 20, 2020

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Call Options

Written

-1,200

195.0000

American

Mar 20, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-6,500

190.0000

American

Mar 6, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Put Options

Written

200

155.0000

American

Mar 20, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options

Written

1,400

155.0000

American

Apr 17, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Written

200

150.0000

American

Apr 17, 2020

Put Options

Written

100

140.0000

American

Apr 17, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

195.0000

American

Mar 20, 2020

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Call Options

Written

-800

200.0000

American

May 15, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

100

145.0000

American

Apr 17, 2020

Put Options

Written

50,400

150.0000

American

Mar 20, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

400

160.0000

American

Apr 17, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694194
Time of Receipt (offset from UTC): 20200309T122015+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC