Form 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 March 2020

RESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

4,085,259

1.24%

3,297,075

1.00%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,579,128

0.78%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

480,300

0.15%

235,100

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,912,586

2.41%

6,111,303

1.86%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

194.2100 USD

Purchase

16

194.7600 USD

Purchase

100

194.7700 USD

Purchase

100

195.4500 USD

Purchase

100

195.6200 USD

Purchase

101

194.8407 USD

Purchase

200

195.1575 USD

Purchase

200

195.1450 USD

Purchase

200

195.5000 USD

Purchase

210

195.3734 USD

Purchase

300

195.7952 USD

Purchase

300

193.9833 USD

Purchase

400

194.1025 USD

Purchase

418

195.7514 USD

Purchase

500

195.6920 USD

Purchase

595

194.8450 USD

Purchase

1,598

195.0104 USD

Purchase

3,047

194.8967 USD

Purchase

3,713

194.9341 USD

Purchase

5,290

195.6443 USD

Purchase

6,500

194.6374 USD

Purchase

7,435

194.4550 USD

Purchase

8,769

194.3552 USD

Purchase

19,050

194.3955 USD

Purchase

20,558

195.9148 USD

Purchase

22,400

194.2684 USD

Purchase

27,538

194.3559 USD

Purchase

31,162

195.2002 USD

Purchase

47,641

195.9400 USD

Purchase

71,169

194.7813 USD

Purchase

100,000

194.0960 USD

Sale

1

194.1700 USD

Sale

15

191.9400 USD

Sale

16

194.7600 USD

Sale

76

194.8100 USD

Sale

100

195.4300 USD

Sale

100

195.4500 USD

Sale

100

195.4700 USD

Sale

100

195.6200 USD

Sale

100

193.8400 USD

Sale

100

194.9300 USD

Sale

100

195.9100 USD

Sale

100

194.7000 USD

Sale

100

194.7800 USD

Sale

145

194.4824 USD

Sale

200

193.7200 USD

Sale

200

194.3750 USD

Sale

201

195.2350 USD

Sale

284

194.6562 USD

Sale

300

194.5766 USD

Sale

300

195.2966 USD

Sale

450

194.2999 USD

Sale

484

194.5034 USD

Sale

543

194.4706 USD

Sale

635

195.2360 USD

Sale

638

193.9688 USD

Sale

701

195.2513 USD

Sale

710

194.6910 USD

Sale

878

194.2083 USD

Sale

940

194.3787 USD

Sale

1,177

194.3745 USD

Sale

2,778

194.3322 USD

Sale

3,000

194.6208 USD

Sale

3,300

194.3266 USD

Sale

3,500

194.0599 USD

Sale

3,600

194.6752 USD

Sale

3,678

194.3295 USD

Sale

3,902

194.1500 USD

Sale

4,419

194.1197 USD

Sale

4,637

194.1013 USD

Sale

4,704

194.5298 USD

Sale

4,842

194.3896 USD

Sale

4,908

195.7169 USD

Sale

5,384

194.0965 USD

Sale

5,643

194.1416 USD

Sale

7,492

195.5018 USD

Sale

7,602

194.4892 USD

Sale

8,430

194.0594 USD

Sale

9,582

195.9321 USD

Sale

10,019

194.0178 USD

Sale

16,200

194.1087 USD

Sale

17,430

194.1468 USD

Sale

18,900

194.3070 USD

Sale

21,369

195.8918 USD

Sale

22,220

194.0716 USD

Sale

47,335

195.9400 USD

Sale

124,772

194.6484 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

200 USD

American

20 Mar 2020

0.8500 USD

Call Option

Selling

1,200

200 USD

American

15 May 2020

3.5000 USD

Put Option

Purchasing

2,200

185 USD

American

20 Mar 2020

0.9500 USD

Put Option

Purchasing

2,000

190 USD

American

20 Mar 2020

1.5550 USD

Put Option

Purchasing

16,400

195 USD

American

20 Mar 2020

3.3231 USD

Put Option

Selling

9,100

150 USD

American

20 Mar 2020

0.3598 USD

Put Option

Selling

100

150 USD

American

17 Apr 2020

0.5700 USD

Put Option

Selling

200

155 USD

American

20 Mar 2020

0.4000 USD

Put Option

Selling

600

155 USD

American

17 Apr 2020

0.6800 USD

Put Option

Selling

100

160 USD

American

20 Mar 2020

0.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 6 Mar 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

3,200

170.0000

American

Mar 20, 2020

Put Options

Written

2,700

100.0000

American

May 15, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

300

190.0000

American

Mar 27, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

800

130.0000

American

Mar 20, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

100

197.5000

American

Mar 6, 2020

Call Options

Purchased

1,000

170.0000

American

Jan 15, 2021

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-100

187.5000

American

Mar 6, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-200

155.0000

American

Jan 15, 2021

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022

Put Options

Written

500

175.0000

American

Mar 20, 2020

Call Options

Purchased

300

210.0000

American

May 15, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

1,700

185.0000

American

May 15, 2020

Put Options

Written

7,100

145.0000

American

Mar 20, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Put Options

Written

4,700

180.0000

American

Apr 17, 2020

Put Options

Written

3,800

185.0000

American

Mar 20, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

202.5000

American

Mar 20, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Put Options

Written

1,000

120.0000

American

Apr 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

210.0000

American

Mar 20, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Purchased

7,200

200.0000

American

Mar 20, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

100

197.5000

American

Apr 3, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

600

190.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

1,500

170.0000

American

May 15, 2020

Call Options

Purchased

1,400

160.0000

American

Jan 21, 2022

Put Options

Written

5,400

95.0000

American

May 15, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Purchased

-900

190.0000

American

Mar 20, 2020

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-1,500

190.0000

American

May 15, 2020

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

15,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

1,100

90.0000

American

May 15, 2020

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

200.0000

American

Jan 15, 2021

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Put Options

Purchased

-34,000

150.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

24,100

180.0000

American

Mar 20, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

6,000

180.0000

American

May 15, 2020

Put Options

Written

1,900

180.0000

American

Jun 19, 2020

Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021

Put Options

Written

200

135.0000

American

Mar 20, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

400

200.0000

American

Mar 20, 2020

Put Options

Written

3,400

165.0000

American

Mar 20, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Call Options

Written

-800

195.0000

American

Mar 20, 2020

Put Options

Purchased

-6,500

190.0000

American

Mar 6, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options

Written

100

150.0000

American

Apr 17, 2020

Put Options

Written

200

155.0000

American

Mar 20, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Put Options

Written

1,200

155.0000

American

Apr 17, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Apr 17, 2020

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Written

-800

200.0000

American

May 15, 2020

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-1,900

195.0000

American

Mar 20, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Put Options

Written

31,200

150.0000

American

Mar 20, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Written

400

160.0000

American

Apr 17, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694006
Time of Receipt (offset from UTC): 20200306T145759+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC