FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 05 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,802,684

0.19%

4,155,737

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,185,696

0.15%

560,929

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,709,800

0.12%

1,576,700

0.11%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,698,180

0.45%

6,293,366

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

2

90.2400 USD
Purchase

2

90.8150 USD
Purchase

3

90.6566 USD
Purchase

3

90.7033 USD
Purchase

4

90.6675 USD
Purchase

5

90.6480 USD
Purchase

5

90.2800 USD
Purchase

5

90.7660 USD
Purchase

6

90.8300 USD
Purchase

6

90.4083 USD
Purchase

10

90.7820 USD
Purchase

25

90.3584 USD
Purchase

100

89.6500 USD
Purchase

100

89.7700 USD
Purchase

100

90.0000 USD
Purchase

100

90.2900 USD
Purchase

100

90.2200 USD
Purchase

100

90.1100 USD
Purchase

100

90.0900 USD
Purchase

102

89.9500 USD
Purchase

113

90.7000 USD
Purchase

131

89.7800 USD
Purchase

156

90.0100 USD
Purchase

200

90.3100 USD
Purchase

200

90.2300 USD
Purchase

200

90.1650 USD
Purchase

200

90.0450 USD
Purchase

210

89.8090 USD
Purchase

255

90.1467 USD
Purchase

275

90.3081 USD
Purchase

292

89.8700 USD
Purchase

300

90.3023 USD
Purchase

300

90.4033 USD
Purchase

348

89.7972 USD
Purchase

400

90.2075 USD
Purchase

440

89.8050 USD
Purchase

457

90.6054 USD
Purchase

500

90.1920 USD
Purchase

500

90.1600 USD
Purchase

500

90.1800 USD
Purchase

500

89.7940 USD
Purchase

502

90.2050 USD
Purchase

559

90.3042 USD
Purchase

587

90.3500 USD
Purchase

600

89.8000 USD
Purchase

621

90.1348 USD
Purchase

699

90.3565 USD
Purchase

700

90.1614 USD
Purchase

753

90.1772 USD
Purchase

756

90.1802 USD
Purchase

759

89.9408 USD
Purchase

800

90.0775 USD
Purchase

900

90.2000 USD
Purchase

976

89.8063 USD
Purchase

1,038

90.1651 USD
Purchase

1,101

89.8057 USD
Purchase

1,300

90.3730 USD
Purchase

1,312

90.2056 USD
Purchase

1,411

90.5600 USD
Purchase

1,700

89.8082 USD
Purchase

2,000

90.6546 USD
Purchase

2,027

90.6400 USD
Purchase

3,165

90.1347 USD
Purchase

3,900

90.3369 USD
Purchase

4,589

90.2140 USD
Purchase

4,667

90.1260 USD
Purchase

4,928

90.5813 USD
Purchase

5,676

90.1665 USD
Purchase

5,993

90.1701 USD
Purchase

8,055

90.1680 USD
Purchase

8,800

90.3807 USD
Purchase

11,600

90.1400 USD
Purchase

14,937

90.1981 USD
Purchase

15,600

89.9800 USD
Purchase

16,713

90.6100 USD
Purchase

20,921

90.1787 USD
Purchase

34,100

90.4075 USD
Purchase

37,999

90.3661 USD
Purchase

47,794

90.5817 USD
Purchase

49,500

90.4171 USD
Purchase

106,376

90.4114 USD
Purchase

159,719

90.6432 USD
Sale

1

91.1100 USD
Sale

2

90.4300 USD
Sale

10

91.4300 USD
Sale

47

91.1200 USD
Sale

66

90.0300 USD
Sale

100

91.3200 USD
Sale

100

89.9700 USD
Sale

100

90.9700 USD
Sale

100

90.5500 USD
Sale

100

91.1300 USD
Sale

100

90.1700 USD
Sale

100

90.2100 USD
Sale

106

89.7800 USD
Sale

190

90.3900 USD
Sale

191

89.8700 USD
Sale

200

90.1400 USD
Sale

200

89.9550 USD
Sale

200

90.1250 USD
Sale

213

90.2226 USD
Sale

256

90.0100 USD
Sale

300

90.1618 USD
Sale

400

90.2550 USD
Sale

400

90.7775 USD
Sale

400

90.5700 USD
Sale

400

90.5262 USD
Sale

425

90.7272 USD
Sale

560

90.3034 USD
Sale

623

90.3983 USD
Sale

700

90.4360 USD
Sale

900

90.3922 USD
Sale

900

90.6928 USD
Sale

900

90.4711 USD
Sale

959

90.9037 USD
Sale

1,000

90.5415 USD
Sale

1,129

90.5338 USD
Sale

1,178

90.4797 USD
Sale

1,200

90.4975 USD
Sale

1,337

90.6326 USD
Sale

1,368

90.9185 USD
Sale

1,427

90.3016 USD
Sale

1,500

90.5013 USD
Sale

1,700

90.5394 USD
Sale

1,907

90.3821 USD
Sale

2,000

90.2810 USD
Sale

2,027

90.6400 USD
Sale

2,608

90.4419 USD
Sale

3,563

90.7765 USD
Sale

4,165

90.2157 USD
Sale

4,310

90.8446 USD
Sale

5,715

90.4175 USD
Sale

5,996

90.5864 USD
Sale

6,000

89.8039 USD
Sale

6,404

90.0618 USD
Sale

7,200

90.5731 USD
Sale

8,379

90.6100 USD
Sale

8,442

90.4055 USD
Sale

8,532

90.1322 USD
Sale

9,006

90.4192 USD
Sale

9,577

90.7704 USD
Sale

11,500

90.4000 USD
Sale

15,600

89.9800 USD
Sale

16,200

90.3621 USD
Sale

19,632

90.7981 USD
Sale

19,906

90.4003 USD
Sale

21,650

90.1672 USD
Sale

24,000

90.4441 USD
Sale

24,800

90.3714 USD
Sale

25,562

90.4232 USD
Sale

29,000

90.3975 USD
Sale

30,000

90.4311 USD
Sale

40,994

90.6038 USD
Sale

79,198

90.2366 USD
Sale

119,564

90.5914 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

Call Option

Purchasing

700

90 USD

American

6 Mar 2020

1.1800 USD

Call Option

Purchasing

700

90 USD

American

17 Apr 2020

4.0200 USD

Call Option

Purchasing

2,100

92 USD

American

6 Mar 2020

0.7228 USD

Call Option

Purchasing

100

93 USD

American

6 Mar 2020

0.4000 USD

Call Option

Purchasing

300

93 USD

American

20 Mar 2020

1.4766 USD

Call Option

Purchasing

100

93 USD

American

17 Apr 2020

3.0000 USD

Call Option

Purchasing

100

93 USD

American

15 May 2020

3.6500 USD

Call Option

Purchasing

500

98 USD

American

20 Mar 2020

0.5200 USD

Call Option

Purchasing

300

98 USD

American

20 Mar 2020

0.5400 USD

Call Option

Purchasing

600

100 USD

American

17 Apr 2020

1.0500 USD

Call Option

Purchasing

100

100 USD

American

15 Jan 2021

4.9000 USD

Call Option

Purchasing

100

103 USD

American

20 Mar 2020

0.1000 USD

Call Option

Purchasing

6,400

105 USD

American

17 Apr 2020

0.3968 USD

Call Option

Purchasing

600

105 USD

American

15 May 2020

0.8033 USD

Call Option

Purchasing

3,500

110 USD

American

15 May 2020

0.4500 USD

Call Option

Selling

100

75 USD

American

15 Jan 2021

17.8700 USD

Call Option

Selling

2,000

85 USD

American

13 Mar 2020

6.5000 USD

Call Option

Selling

100

87 USD

American

13 Mar 2020

4.0000 USD

Call Option

Selling

800

93 USD

American

6 Mar 2020

0.6000 USD

Call Option

Selling

100

93 USD

American

17 Apr 2020

3.3500 USD

Call Option

Selling

100

95 USD

American

20 Mar 2020

0.9000 USD

Call Option

Selling

700

95 USD

American

9 Apr 2020

1.8400 USD

Put Option

Purchasing

20,100

80 USD

American

13 Mar 2020

0.1702 USD

Put Option

Purchasing

500

80 USD

American

17 Apr 2020

1.6400 USD

Put Option

Purchasing

100

85 USD

American

13 Mar 2020

0.6100 USD

Put Option

Purchasing

100

89 USD

American

6 Mar 2020

0.7000 USD

Put Option

Purchasing

1,000

90 USD

American

6 Mar 2020

0.9800 USD

Put Option

Selling

1,000

70 USD

American

6 Mar 2020

0.0100 USD

Put Option

Selling

100

80 USD

American

20 Mar 2020

0.4900 USD

Put Option

Selling

100

81 USD

American

13 Mar 2020

0.2000 USD

Put Option

Selling

2,900

83 USD

American

15 May 2020

3.1344 USD

Put Option

Selling

1,900

85 USD

American

15 May 2020

3.9000 USD

Put Option

Selling

20,100

86 USD

American

13 Mar 2020

0.6573 USD

Put Option

Selling

200

100 USD

American

21 Jan 2022

25.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 6 Mar 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options

Written

10,300

80.0000

American May 15, 2020
Call Options

Purchased

500

97.5000

American Jan 21, 2022
Call Options

Purchased

5,300

87.5000

American May 15, 2020
Call Options

Purchased

3,100

115.0000

American Sep 18, 2020
Put Options

Written

700

82.5000

American Jan 15, 2021
Call Options

Purchased

500

75.0000

American May 15, 2020
Call Options

Purchased

1,000

72.5000

American Jan 15, 2021
Call Options

Purchased

300

50.0000

American Jan 15, 2021
Call Options

Purchased

6,300

105.0000

American Apr 17, 2020
Put Options

Written

5,300

80.0000

American Mar 6, 2020
Put Options

Written

101,800

60.0000

American Jun 19, 2020
Put Options

Written

100

100.0000

American Mar 13, 2020
Put Options

Written

3,100

75.0000

American Jun 19, 2020
Call Options

Purchased

100

93.0000

American Mar 6, 2020
Put Options

Written

2,100

70.0000

American May 15, 2020
Put Options

Written

1,200

85.0000

American Jun 19, 2020
Call Options

Purchased

300

67.5000

American Sep 18, 2020
Put Options

Written

2,600

37.5000

American Jan 21, 2022
Call Options

Purchased

2,000

100.0000

American Mar 20, 2020
Call Options

Purchased

100

72.5000

American Sep 18, 2020
Call Options

Purchased

1,900

90.0000

American Mar 6, 2020
Call Options

Purchased

100

103.0000

American Mar 20, 2020
Call Options

Written

-800

105.0000

American Jan 21, 2022
Put Options

Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options

Written

-16,000

90.0000

American Jun 19, 2020
Call Options

Written

-19,200

110.0000

American Mar 20, 2020
Put Options

Purchased

-48,100

85.0000

American May 15, 2020
Put Options

Purchased

-100

87.0000

American Mar 13, 2020
Put Options

Purchased

-3,300

50.0000

American Jan 15, 2021
Put Options

Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options

Written

-1,100

82.5000

American Jan 21, 2022
Call Options

Written

-1,400

135.0000

American Jan 15, 2021
Put Options

Purchased

-100

89.5000

American Mar 6, 2020
Put Options

Purchased

-600

55.0000

American Sep 18, 2020
Call Options

Written

-2,400

120.0000

American Jan 15, 2021
Call Options

Written

-100

110.0000

American Jan 21, 2022
Put Options

Purchased

-600

105.0000

American Jan 15, 2021
Call Options

Written

-4,500

115.0000

American Jan 21, 2022
Call Options

Written

-5,000

80.0000

American Jan 21, 2022
Call Options

Written

-100

85.0000

American Mar 20, 2020
Put Options

Purchased

-3,000

135.0000

American Jan 15, 2021
Call Options

Written

-200

95.0000

American Mar 27, 2020
Call Options

Written

-200

100.0000

American Aug 21, 2020
Put Options

Purchased

-1,100

50.0000

American Jan 21, 2022
Call Options

Written

-3,700

130.0000

American Jan 15, 2021
Call Options

Written

-8,800

105.0000

American Mar 6, 2020
Put Options

Purchased

-100

86.5000

American Mar 6, 2020
Call Options

Purchased

13,500

95.0000

American May 15, 2020
Put Options

Written

302,100

60.0000

American Jan 15, 2021
Call Options

Purchased

1,300

72.5000

American Jun 19, 2020
Call Options

Purchased

3,100

92.5000

American May 15, 2020
Call Options

Purchased

3,500

90.0000

American Mar 20, 2020
Call Options

Purchased

1,000

145.0000

American Jun 19, 2020
Put Options

Written

700

62.5000

American Sep 18, 2020
Put Options

Written

500

65.0000

American Mar 20, 2020
Call Options

Purchased

100

87.0000

American Mar 6, 2020
Call Options

Purchased

300

84.5000

American Mar 6, 2020
Call Options

Purchased

5,500

87.5000

American Mar 20, 2020
Put Options

Written

1,200

94.0000

American Mar 13, 2020
Put Options

Written

900

82.5000

American Sep 18, 2020
Call Options

Purchased

900

85.0000

American Aug 21, 2020
Call Options

Purchased

400

72.5000

American May 15, 2020
Call Options

Purchased

400

88.0000

American Mar 13, 2020
Call Options

Purchased

300

120.0000

American Sep 18, 2020
Put Options

Written

4,100

87.5000

American Aug 21, 2020
Put Options

Written

100

92.5000

American May 15, 2020
Call Options

Purchased

8,900

95.0000

American Sep 18, 2020
Put Options

Written

4,000

57.5000

American Jan 15, 2021
Call Options

Purchased

100

91.0000

American Mar 6, 2020
Put Options

Written

100

94.5000

American Apr 3, 2020
Call Options

Written

-1,500

100.0000

American Mar 27, 2020
Call Options

Written

-3,700

94.0000

American Mar 13, 2020
Call Options

Written

-500

89.0000

American Mar 6, 2020
Put Options

Purchased

-20,100

85.0000

American Sep 18, 2020
Call Options

Written

-100

91.5000

American Apr 3, 2020
Put Options

Purchased

-100

85.0000

American Mar 13, 2020
Put Options

Purchased

-500

97.5000

American May 15, 2020
Call Options

Written

-13,100

115.0000

American Mar 20, 2020
Put Options

Purchased

-34,500

95.0000

American Jun 19, 2020
Put Options

Purchased

-2,900

55.0000

American Jan 15, 2021
Put Options

Purchased

-9,200

80.0000

American Mar 20, 2020
Put Options

Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options

Written

-5,100

125.0000

American Aug 21, 2020
Call Options

Written

-1,500

97.5000

American Mar 13, 2020
Put Options

Purchased

-1,500

75.0000

American Sep 18, 2020
Call Options

Written

-1,800

100.0000

American Mar 13, 2020
Call Options

Written

-200

94.0000

American Apr 3, 2020
Put Options

Purchased

-700

70.0000

American Apr 17, 2020
Call Options

Written

-18,400

110.0000

American Jan 15, 2021
Put Options

Purchased

-30,000

62.5000

American Jan 15, 2021
Call Options

Written

-700

96.0000

American Mar 13, 2020
Call Options

Written

-100

102.0000

American Mar 6, 2020
Put Options

Purchased

-17,500

80.0000

American Mar 13, 2020
Put Options

Purchased

-100

89.5000

American Apr 3, 2020
Call Options

Purchased

100

96.0000

American Apr 3, 2020
Put Options

Written

2,000

79.5000

American Mar 13, 2020
Call Options

Purchased

1,400

97.5000

American Sep 18, 2020
Put Options

Written

100

65.0000

American Aug 21, 2020
Call Options

Purchased

11,300

97.5000

American Mar 20, 2020
Put Options

Written

34,400

90.0000

American Aug 21, 2020
Put Options

Written

7,400

75.0000

American May 15, 2020
Call Options

Purchased

2,200

105.0000

American Jun 19, 2020
Put Options

Written

300

75.0000

American Mar 20, 2020
Call Options

Purchased

400

70.0000

American Jun 19, 2020
Put Options

Written

2,200

82.5000

American May 15, 2020
Put Options

Written

200

79.0000

American Mar 6, 2020
Put Options

Written

100

95.0000

American Mar 20, 2020
Call Options

Purchased

20,000

97.5000

American May 15, 2020
Put Options

Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options

Written

-200

105.0000

American Mar 13, 2020
Call Options

Written

-1,200

110.0000

American Jun 19, 2020
Put Options

Purchased

-2,600

110.0000

American Jan 15, 2021
Put Options

Purchased

-10,600

77.5000

American Mar 20, 2020
Call Options

Written

-100

140.0000

American Jun 19, 2020
Call Options

Written

-100

96.5000

American Mar 13, 2020
Put Options

Purchased

-6,000

90.0000

American Sep 18, 2020
Call Options

Written

-6,700

95.0000

American Mar 6, 2020
Call Options

Written

-1,900

97.5000

American Jan 15, 2021
Put Options

Purchased

-500

90.0000

American Mar 6, 2020
Put Options

Purchased

-600

42.5000

American Sep 18, 2020
Call Options

Written

-2,800

75.0000

American Jan 15, 2021
Call Options

Written

-700

96.0000

American Mar 27, 2020
Call Options

Written

-2,500

100.0000

American Apr 3, 2020
Call Options

Written

-2,700

85.0000

American Jun 19, 2020
Call Options

Written

-4,500

85.0000

American May 15, 2020
Put Options

Purchased

-1,300

50.0000

American Sep 18, 2020
Call Options

Written

-100

100.0000

American Jan 21, 2022
Put Options

Purchased

-3,500

50.0000

American Jun 19, 2020
Put Options

Purchased

-4,800

40.0000

American Jan 21, 2022
Call Options

Written

-200

89.5000

American Mar 6, 2020
Put Options

Written

177,700

80.0000

American Jan 15, 2021
Put Options

Written

1,800

70.0000

American Aug 21, 2020
Put Options

Written

100

93.0000

American Mar 6, 2020
Call Options

Purchased

4,900

90.0000

American Aug 21, 2020
Put Options

Written

2,500

47.5000

American Jan 21, 2022
Put Options

Written

1,000

42.5000

American Jan 21, 2022
Call Options

Purchased

400

75.0000

American Jan 21, 2022
Put Options

Written

2,200

80.0000

American Aug 21, 2020
Put Options

Written

300

90.0000

American Jun 19, 2020
Put Options

Written

2,700

80.0000

American Jun 19, 2020
Put Options

Written

100

95.0000

American May 15, 2020
Put Options

Written

156,100

65.0000

American Jun 19, 2020
Put Options

Written

6,400

77.5000

American Jan 15, 2021
Call Options

Purchased

500

98.0000

American Mar 20, 2020
Put Options

Written

200

37.5000

American Jan 15, 2021
Put Options

Written

100

89.0000

American Mar 20, 2020
Put Options

Written

20,100

85.5000

American Mar 13, 2020
Call Options

Purchased

6,800

80.0000

American May 15, 2020
Call Options

Purchased

1,000

65.0000

American Sep 18, 2020
Call Options

Purchased

100

105.0000

American Aug 21, 2020
Call Options

Purchased

3,200

55.0000

American Jan 15, 2021
Call Options

Purchased

1,500

67.5000

American Jan 15, 2021
Put Options

Written

7,800

72.5000

American Jun 19, 2020
Call Options

Purchased

5,000

92.5000

American Mar 20, 2020
Call Options

Purchased

4,400

92.5000

American Mar 6, 2020
Put Options

Written

700

70.0000

American Mar 20, 2020
Call Options

Purchased

400

90.0000

American Mar 13, 2020
Put Options

Written

37,300

57.5000

American Jun 19, 2020
Put Options

Written

1,600

96.0000

American Mar 20, 2020
Put Options

Written

1,900

85.0000

American May 15, 2020
Put Options

Written

7,100

81.5000

American Mar 6, 2020
Call Options

Purchased

1,300

92.5000

American Sep 18, 2020
Put Options

Written

400

32.5000

American Sep 18, 2020
Call Options

Purchased

300

94.0000

American Mar 20, 2020
Call Options

Purchased

11,700

90.0000

American Sep 18, 2020
Call Options

Purchased

3,900

87.5000

American Jun 19, 2020
Call Options

Purchased

800

95.0000

American Apr 17, 2020
Call Options

Purchased

600

110.0000

American Aug 21, 2020
Put Options

Purchased

-100

95.0000

American Apr 9, 2020
Put Options

Purchased

-200

88.0000

American Mar 20, 2020
Call Options

Written

-400

88.0000

American Mar 6, 2020
Put Options

Purchased

-1,100

67.5000

American Sep 18, 2020
Call Options

Written

-76,800

70.0000

American Jan 15, 2021
Call Options

Written

-5,400

97.0000

American Mar 6, 2020
Call Options

Written

-50,100

92.5000

American Jan 15, 2021
Call Options

Written

-1,500

95.0000

American Mar 20, 2020
Put Options

Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options

Written

-2,500

95.0000

American Apr 3, 2020
Put Options

Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options

Written

-300

70.0000

American Jan 21, 2022
Put Options

Purchased

-1,200

72.5000

American Sep 18, 2020
Put Options

Purchased

-1,500

105.0000

American Jun 19, 2020
Put Options

Purchased

-350,000

87.5000

American Jan 15, 2021
Call Options

Written

-100

89.0000

American Mar 13, 2020
Put Options

Purchased

-300

80.0000

American Mar 27, 2020
Call Options

Written

-2,100

97.5000

American Jun 19, 2020
Put Options

Purchased

-100

89.0000

American Mar 6, 2020
Put Options

Purchased

-2,500

70.0000

American Jan 15, 2021
Call Options

Written

-7,200

100.0000

American Jan 15, 2021
Call Options

Written

-100

110.0000

American Sep 18, 2020
Call Options

Written

-1,700

97.5000

American Mar 6, 2020
Call Options

Written

-100

98.0000

American Mar 6, 2020
Call Options

Written

-400

97.0000

American Mar 13, 2020
Call Options

Written

-600

125.0000

American Sep 18, 2020
Call Options

Purchased

900

80.0000

American Jan 15, 2021
Put Options

Written

900

70.0000

American Mar 6, 2020
Put Options

Written

100

77.5000

American May 15, 2020
Call Options

Purchased

500

82.5000

American Sep 18, 2020
Put Options

Written

100

93.0000

American Mar 13, 2020
Call Options

Purchased

15,300

90.0000

American May 15, 2020
Call Options

Purchased

1,100

60.0000

American Jan 15, 2021
Put Options

Written

100

85.0000

American Apr 17, 2020
Call Options

Purchased

13,900

75.0000

American Sep 18, 2020
Put Options

Written

1,100

82.5000

American Jun 19, 2020
Put Options

Written

300

65.0000

American May 15, 2020
Put Options

Written

800

67.5000

American May 15, 2020
Put Options

Written

100

88.5000

American Mar 6, 2020
Put Options

Written

28,300

62.5000

American Jun 19, 2020
Call Options

Purchased

600

77.5000

American Sep 18, 2020
Put Options

Written

22,000

90.0000

American Mar 20, 2020
Put Options

Written

2,400

92.0000

American Mar 13, 2020
Call Options

Purchased

7,400

87.5000

American Sep 18, 2020
Put Options

Written

1,800

77.5000

American Sep 18, 2020
Call Options

Purchased

1,000

80.0000

American Apr 17, 2020
Call Options

Purchased

300

93.0000

American Mar 20, 2020
Call Options

Written

-100

85.0000

American Apr 17, 2020
Put Options

Purchased

-2,000

84.0000

American Mar 20, 2020
Put Options

Purchased

-21,100

95.0000

American Jan 15, 2021
Call Options

Written

-2,700

125.0000

American Jan 15, 2021
Put Options

Purchased

-1,400

80.0000

American Apr 17, 2020
Put Options

Purchased

-2,100

100.0000

American Jan 15, 2021
Call Options

Written

-1,000

85.0000

American Mar 6, 2020
Call Options

Written

-5,200

130.0000

American Jun 19, 2020
Call Options

Written

-800

92.5000

American Apr 17, 2020
Put Options

Purchased

-900

60.0000

American Sep 18, 2020
Call Options

Written

-2,800

115.0000

American Jun 19, 2020
Put Options

Purchased

-600

77.5000

American Jan 15, 2021
Put Options

Purchased

-3,600

82.5000

American Mar 20, 2020
Put Options

Purchased

-700

42.5000

American Jan 15, 2021
Call Options

Written

-900

105.0000

American Mar 27, 2020
Put Options

Purchased

-100

77.5000

American Aug 21, 2020
Put Options

Purchased

-4,800

55.0000

American May 15, 2020
Call Options

Written

-1,300

92.5000

American Jun 19, 2020
Put Options

Purchased

-4,700

35.0000

American Jan 15, 2021
Put Options

Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options

Written

300

35.0000

American Sep 18, 2020
Call Options

Purchased

400

84.5000

American Mar 13, 2020
Put Options

Written

100

92.5000

American Mar 6, 2020
Call Options

Purchased

1,400

100.0000

American Apr 17, 2020
Call Options

Purchased

1,000

100.0000

American Sep 18, 2020
Call Options

Purchased

100

125.0000

American Jan 21, 2022
Call Options

Purchased

100

86.0000

American Mar 6, 2020
Put Options

Written

600

83.0000

American Mar 6, 2020
Put Options

Written

5,400

55.0000

American Jun 19, 2020
Put Options

Written

90,000

50.0000

American Jun 19, 2020
Put Options

Written

30,100

70.0000

American Jun 19, 2020
Put Options

Written

2,300

90.0000

American May 15, 2020
Put Options

Written

2,000

57.5000

American Sep 18, 2020
Put Options

Written

800

87.5000

American Jan 15, 2021
Call Options

Purchased

500

96.0000

American Mar 20, 2020
Put Options

Written

9,100

87.5000

American May 15, 2020
Call Options

Purchased

200

88.5000

American Mar 6, 2020
Put Options

Written

100

88.0000

American Mar 6, 2020
Put Options

Written

100

95.0000

American Sep 18, 2020
Put Options

Written

1,700

75.0000

American Jan 15, 2021
Put Options

Written

1,500

62.5000

American May 15, 2020
Put Options

Purchased

-300

60.0000

American Jan 21, 2022
Put Options

Purchased

-400

75.0000

American Mar 27, 2020
Put Options

Purchased

-300

96.0000

American Mar 13, 2020
Call Options

Written

-600

96.5000

American Mar 6, 2020
Put Options

Purchased

-9,600

72.5000

American Jan 15, 2021
Put Options

Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options

Purchased

-100

92.0000

American Mar 20, 2020
Call Options

Written

-400

82.5000

American Mar 6, 2020
Put Options

Purchased

-1,900

40.0000

American Jan 15, 2021
Call Options

Written

-4,700

100.0000

American Mar 6, 2020
Put Options

Purchased

-7,900

75.0000

American Apr 17, 2020
Call Options

Written

-2,100

115.0000

American Jan 15, 2021
Put Options

Purchased

-100

94.0000

American Mar 6, 2020
Call Options

Written

-33,400

95.0000

American Jun 19, 2020
Call Options

Written

-1,400

90.0000

American Jan 15, 2021
Put Options

Purchased

-1,600

88.0000

American Apr 3, 2020
Put Options

Purchased

-2,300

87.5000

American Mar 20, 2020
Call Options

Written

-4,700

120.0000

American Jan 21, 2022
Put Options

Purchased

-700

92.5000

American Jun 19, 2020
Put Options

Written

275,000

70.0000

American Jan 15, 2021
Call Options

Purchased

4,200

80.0000

American Jun 19, 2020
Call Options

Purchased

200

82.5000

American Mar 20, 2020
Call Options

Purchased

1,500

90.5000

American Mar 6, 2020
Call Options

Purchased

200

72.5000

American Jan 21, 2022
Call Options

Purchased

1,400

105.0000

American Sep 18, 2020
Put Options

Written

100

100.0000

American Jan 21, 2022
Put Options

Written

1,500

77.5000

American Jun 19, 2020
Put Options

Written

1,100

65.0000

American Sep 18, 2020
Put Options

Written

8,400

87.5000

American Jun 19, 2020
Put Options

Written

14,500

67.5000

American Jun 19, 2020
Put Options

Written

1,000

87.5000

American Sep 18, 2020
Put Options

Written

2,600

65.0000

American Jan 15, 2021
Call Options

Purchased

1,800

90.0000

American Apr 17, 2020
Put Options

Written

500

45.0000

American Jan 15, 2021
Put Options

Written

100

92.5000

American Sep 18, 2020
Call Options

Purchased

1,600

85.0000

American Sep 18, 2020
Put Options

Written

800

90.0000

American Mar 13, 2020
Put Options

Written

20,400

90.0000

American Jan 15, 2021
Call Options

Purchased

300

55.0000

American Jan 21, 2022
Put Options

Written

100

91.0000

American Mar 6, 2020
Call Options

Purchased

3,500

105.0000

American May 15, 2020
Put Options

Written

100

90.0000

American Mar 27, 2020
Put Options

Written

100

80.5000

American Mar 13, 2020
Put Options

Written

500

45.0000

American Jan 21, 2022
Put Options

Written

100

97.5000

American Jan 21, 2022
Put Options

Written

100

130.0000

American Jun 19, 2020
Put Options

Purchased

-1,000

115.0000

American Jan 21, 2022
Call Options

Written

-7,300

100.0000

American Jun 19, 2020
Put Options

Purchased

-100

87.0000

American Mar 27, 2020
Put Options

Purchased

-300

84.0000

American Mar 6, 2020
Call Options

Written

-500

94.0000

American Mar 27, 2020
Put Options

Purchased

-900

40.0000

American Jun 19, 2020
Put Options

Purchased

-700

95.0000

American Mar 13, 2020
Put Options

Purchased

-4,100

75.0000

American Jan 21, 2022
Call Options

Written

-19,400

105.0000

American Mar 20, 2020
Call Options

Written

-100

87.0000

American Mar 13, 2020
Call Options

Written

-2,600

94.0000

American Mar 6, 2020
Put Options

Purchased

-300

67.5000

American Jan 21, 2022
Call Options

Written

-2,200

95.0000

American Aug 21, 2020
Put Options

Purchased

-100

80.0000

American Jan 21, 2022
Call Options

Written

-100

93.5000

American Mar 27, 2020
Put Options

Purchased

-300

76.0000

American Mar 6, 2020
Call Options

Written

-6,700

105.0000

American Jan 15, 2021
Call Options

Written

-13,600

82.5000

American May 15, 2020
Put Options

Purchased

-200

100.0000

American Sep 18, 2020
Put Options

Written

7,500

92.5000

American Mar 20, 2020
Put Options

Written

1,100

45.0000

American Jun 19, 2020
Put Options

Written

3,300

72.5000

American May 15, 2020
Put Options

Written

2,900

92.5000

American Jan 15, 2021
Call Options

Purchased

2,100

92.0000

American Mar 6, 2020
Call Options

Purchased

500

90.0000

American Jan 21, 2022
Put Options

Written

600

85.0000

American Jan 15, 2021
Call Options

Purchased

11,700

85.0000

American Jan 15, 2021
Call Options

Purchased

7,300

77.5000

American Jan 15, 2021
Put Options

Written

1,500

81.0000

American Mar 6, 2020
Call Options

Purchased

1,300

82.5000

American Jun 19, 2020
Call Options

Purchased

10,700

100.0000

American May 15, 2020
Put Options

Written

6,500

85.0000

American Mar 6, 2020
Call Options

Purchased

700

97.5000

American Apr 17, 2020
Call Options

Purchased

1,500

80.0000

American Sep 18, 2020
Call Options

Purchased

1,700

57.5000

American Jan 15, 2021
Put Options

Written

1,100

67.5000

American Jan 15, 2021
Call Options

Purchased

400

85.0000

American Jan 21, 2022
Call Options

Purchased

200

91.5000

American Mar 6, 2020
Put Options

Purchased

-500

47.5000

American Sep 18, 2020
Put Options

Purchased

-21,500

85.0000

American Mar 20, 2020
Call Options

Written

-400

93.5000

American Mar 6, 2020
Call Options

Written

-700

95.0000

American Apr 9, 2020
Call Options

Written

-60,600

87.5000

American Jan 15, 2021
Call Options

Written

-4,700

140.0000

American Jan 15, 2021
Call Options

Written

-700

95.0000

American Mar 13, 2020
Call Options

Written

-700

96.0000

American Mar 6, 2020
Call Options

Written

-4,400

95.0000

American Jan 15, 2021
Call Options

Written

-100

98.5000

American Mar 6, 2020
Call Options

Written

-1,100

120.0000

American Jun 19, 2020
Put Options

Purchased

-200

92.5000

American Jan 21, 2022
Call Options

Written

-2,000

85.0000

American Mar 13, 2020
Call Options

Written

-2,700

110.0000

American May 15, 2020
Call Options

Written

-1,000

97.5000

American Aug 21, 2020
Call Options

Written

-2,600

82.5000

American Jan 15, 2021
Call Options

Written

-600

92.5000

American Aug 21, 2020
Put Options

Purchased

-250,000

85.0000

American Jan 15, 2021
Put Options

Purchased

-1,500

90.0000

American Apr 3, 2020
Call Options

Written

-500

87.5000

American Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 694003
Time of Receipt (offset from UTC): 20200306T114956+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC